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Livermore
Livermore
ZHEN

Equitec Proprietary Markets, LLC

SEC CIK
0001143261
Latest filing
Jul 20, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 31, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
153
−53 vs. Q3 2022
Portfolio value
$170.6M
−$55.1M (−24.4%) vs. Q3 2022
Filed
Jan 31, 2023
SEC
Holdings of Equitec Proprietary Markets, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
RILYBRC Group Holdings, Inc.COM1,193,441$40.8M23.9%−77,671−6.1%ReducedHistory
FRGFranchise Group, Inc.COM1,172,081$27.9M16.4%+278,074+31.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF44,202$16.9M9.9%−32,100−42.1%ReducedHistory
ATVIActivision Blizzard, Inc.COM125,788$9.63M5.6%−10,389−7.6%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM124,036$9.25M5.4%−956−0.8%ReducedHistory
Occidental Pete Corp WT Exp 080327674599162Stock176,300$7.27M4.3%00.0%Unchanged–
iShares Core S&P 500 ETF464287200ETF18,000$6.92M4.1%+18,000New–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS4,081,452$6.90M4.0%+1,795,187+78.5%AddedHistory
African Gold Acquisition CorG0112R108SHS CL A550,692$5.53M3.2%00.0%Unchanged–
TSLATesla, Inc.Stock34,384$4.24M2.5%+34,384NewHistory
OECOrion S.A.COM191,100$3.40M2.0%−357,388−65.2%ReducedHistory
AMZNAmazon Com IncStock36,000$3.02M1.8%+31,300+666.0%AddedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT210,039$2.69M1.6%−715−0.3%ReducedHistory
APLDApplied Digital Corp.COM NEW1,169,700$2.15M1.3%−162,851−12.2%ReducedHistory
Lilium N VN52586109CLASS A ORD SHS1,797,903$2.05M1.2%+1,797,903New–
BWBabcock & Wilcox Enterprises, Inc.COM287,361$1.66M1.0%+44,721+18.4%AddedHistory
Invesco QQQ Trust Series I46090E103ETF6,100$1.62M1.0%+6,100New–
FLYYSpirit Aviation Holdings, Inc.COM70,500$1.37M0.8%00.0%UnchangedHistory
FHNFirst Horizon CorpCOM54,200$1.33M0.8%−4,100−7.0%ReducedHistory
PAAIParadium.AI, Inc.COM105,203$1.12M0.7%−232,326−68.8%ReducedHistory
DDIDoubleDown Interactive Co., Ltd.ADS131,127$1.11M0.6%00.0%UnchangedHistory
AOMRAngel Oak Mortgage REIT, Inc.COM229,494$1.09M0.6%+80,194+53.7%AddedHistory
PMCBPharmaCyte Biotech, Inc.COM NEW330,694$968.9K0.6%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock13,324$863.0K0.5%−20,608−60.7%ReducedHistory
PCSBPCSB Financial CorpCOM42,752$814.0K0.5%+42,452+14,150.7%AddedHistory
BRKLBrookline Bancorp IncCOM51,770$732.5K0.4%+51,770NewHistory
TSEMTower Semiconductor LtdSHS NEW15,000$648.0K0.4%+500+3.4%AddedHistory
Credit Suisse Group225401108SPONSORED ADR202,500$615.6K0.4%+202,500New–
TGNATegna IncCOM28,600$606.0K0.4%+5,000+21.2%AddedHistory
GPREGreen Plains Inc.COM17,700$539.9K0.3%−62,500−77.9%ReducedHistory
AAPLApple Inc.Stock3,886$504.9K0.3%+3,886NewHistory
MSFTMicrosoft CorpStock2,000$479.6K0.3%+2,000NewHistory
JAZZJazz Pharmaceuticals plcSHS USD2,688$428.2K0.3%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock4,660$413.5K0.2%+4,060+676.7%AddedHistory
CVNACarvana Co.CL A80,400$381.1K0.2%+80,400NewHistory
TTWOTake Two Interactive Software IncCOM3,396$353.6K0.2%+28+0.8%AddedHistory
SNCRSynchronoss Technologies IncCOM475,000$293.6K0.2%−21,700−4.4%ReducedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM110,300$276.9K0.2%−5,100−4.4%ReducedHistory
PLBYPlayboy, Inc.COM90,000$247.5K0.1%+90,000NewHistory
COHRCoherent Corp.COM6,654$233.6K0.1%+1,645+32.8%AddedHistory
BHMBluerock Homes Trust, Inc.COM CL A10,924$232.8K0.1%+6,089+125.9%AddedHistory
SGFYSignify Health, Inc.CL A COM7,600$217.8K0.1%+7,600NewHistory
SHOPShopify Inc.Stock5,900$204.8K0.1%+5,900NewHistory
ETEnergy Transfer LPCOM UT LTD PTN16,670$197.9K0.1%+16,670NewHistory
AAWWAtlas Air Worldwide Holdings IncCOM NEW1,933$194.8K0.1%+1,633+544.3%AddedHistory
RIVNRivian Automotive, Inc.Stock10,500$193.5K0.1%+9,800+1,400.0%AddedHistory
OYSTOyster Point Pharma, Inc.COM17,266$192.9K0.1%+17,266NewHistory
BHVNBiohaven Ltd.COM13,450$186.7K0.1%+13,100+3,742.9%AddedHistory
UISUnisys CorpCOM NEW36,000$184.0K0.1%−152,668−80.9%ReducedHistory
ORGNOrigin Materials, Inc.COM28,128$129.7K0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock700$102.3K0.1%+300+75.0%AddedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD3,500$70.5K<0.1%00.0%UnchangedHistory
ONEM1Life Healthcare IncCOM4,050$67.7K<0.1%−1,350−25.0%ReducedHistory
COINCoinbase Global, Inc.COM CL A1,700$60.2K<0.1%−1,200−41.4%ReducedHistory
TXMDTherapeuticsMD, Inc.COM NEW9,500$53.1K<0.1%+400+4.4%AddedHistory
CLOVClover Health Investments, Corp.COM CL A56,557$52.6K<0.1%−45,300−44.5%ReducedHistory
COSTCostco Wholesale CorpStock114$52.0K<0.1%+114NewHistory
FOXOFoxo Technologies Inc.COM CL A136,996$51.9K<0.1%−80,530−37.0%ReducedHistory
MARAMARA Holdings, Inc.COM14,700$50.3K<0.1%+13,700+1,370.0%AddedHistory
BVHBluegreen Vacations Holding CorpCLASS A2,000$49.9K<0.1%+2,000NewHistory
GCM Grosvenor Inc.36831E116*W EXP 11/17/202100,000$44.0K<0.1%−50,000−33.3%Reduced–
DISWalt Disney CoStock500$43.4K<0.1%−2,500−83.3%ReducedHistory
DOMHDominari Holdings Inc.COM NEW12,900$42.3K<0.1%−5,900−31.4%ReducedHistory
IMBILegacy IMBDS, Inc.COM CL A62,912$40.3K<0.1%00.0%UnchangedHistory
SurgePays, Inc.86882L113*W EXP 10/22/20212,000$28.2K<0.1%+11,800+5,900.0%Added–
GMEGameStop Corp.Stock1,500$27.7K<0.1%+1,000+200.0%AddedHistory
BRCCBRC Inc.COM CL A4,500$27.5K<0.1%−1,000−18.2%ReducedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,600$26.7K<0.1%−44,907−79.5%ReducedHistory
MGIMoneygram International IncCOM NEW2,400$26.1K<0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF200$21.3K<0.1%00.0%Unchanged–
SMSISmith Micro Software, Inc.COM NEW9,800$20.6K<0.1%−55,080−84.9%ReducedHistory
UVXYProShares Trust IIULTRA VIX SHORT3,000$20.6K<0.1%−100−3.2%ReducedHistory
ProShares Ultrashort S&P 50074347G416ETF400$18.4K<0.1%+400New–
LHCGLHC Group, IncCOM100$16.2K<0.1%−1,400−93.3%ReducedHistory
AGILWAgileThought, Inc.*W EXP 99/99/99940,000$16.0K<0.1%00.0%UnchangedHistory
Brooge Energy LtdG1611B115*W EXP 12/20/20273,923$14.8K<0.1%−143−0.2%Reduced–
Eve Holding, Inc.29970N112EQUITY WRT56,021$14.0K<0.1%−12,971−18.8%Reduced–
Global Blue Group Holding AGH33700115*W EXP 08/28/20243,490$13.5K<0.1%00.0%Unchanged–
SURGSurgePays, Inc.COM NEW2,000$13.1K<0.1%+2,000NewHistory
Celularity Inc151190113*W EXP 05/24/202191,420$12.6K<0.1%−800−0.4%Reduced–
MSP Recovery, Inc.553745126*W EXP 05/20/202500,000$12.6K<0.1%00.0%Unchanged–
TMCTMC the metals Co Inc.COM15,500$11.9K<0.1%00.0%UnchangedHistory
Meridian Bioscience Inc589584101COM300$9.96K<0.1%00.0%Unchanged–
SABRSabre CorpCOM1,600$9.89K<0.1%00.0%UnchangedHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/20236,900$9.23K<0.1%00.0%UnchangedHistory
BHILBenson Hill, Inc.COMMON STOCK3,571$9.11K<0.1%00.0%UnchangedHistory
UWM Holdings Corp91823B117*W EXP 01/21/20267,600$8.45K<0.1%00.0%Unchanged–
LiveWire Group, Inc.53838J113*W EXP 09/26/20230,000$8.25K<0.1%00.0%Unchanged–
ICUCWSeaStar Medical Holding CorpEQUITY WRT89,050$8.02K<0.1%+89,050NewHistory
WEATTeucrium Commodity TrustWHEAT FD1,000$7.98K<0.1%00.0%UnchangedHistory
SIMOSilicon Motion Technology CORPSPONSORED ADR100$6.50K<0.1%+100NewHistory
Advent Technologies Holdng I00788A113*W EXP 02/03/20240,000$6.33K<0.1%00.0%Unchanged–
BFIIWBurgerFi International, Inc.*W EXP 12/16/202134,700$6.33K<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF200$6.25K<0.1%00.0%Unchanged–
TH International LtdG8656L114*W EXP 12/15/20250,434$6.06K<0.1%00.0%Unchanged–
Cepton, Inc.15673X119*W EXP 06/01/20261,800$5.26K<0.1%−21,000−25.4%Reduced–
AMCAMC Entertainment Holdings, Inc.CL A COM1,250$5.09K<0.1%−116,500−98.9%ReducedHistory
IRBTiRobot CorpCOM100$4.81K<0.1%+100NewHistory
MLMoneylion Inc.CL A7,000$4.34K<0.1%−41,700−85.6%ReducedHistory
GX Acquisition Corp II36260F113*W EXP 03/17/2025,000$3.95K<0.1%00.0%Unchanged–

Options (38)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Equitec Proprietary Markets, LLC in Q4 2022
SecurityClassPutsCalls
TSLATesla, Inc.Stock$11.7M$47.6M
ATVIActivision Blizzard, Inc.COM$19.8M$9.44M
CPCanadian Pacific Kansas City LtdCOM$11.9M$1.57M
TTWOTake Two Interactive Software IncCOM$8.84M$62.5K
VMWVmware LLCCL A COM$1.04M$7.83M
JAZZJazz Pharmaceuticals plcSHS USD$4.59M–
BHMBluerock Homes Trust, Inc.COM CL A$3.67M–
BHVNBiohaven Ltd.COM$2.14M$165.2K
FHNFirst Horizon CorpCOM$1.97M–
FLYYSpirit Aviation Holdings, Inc.COM$1.37M$126.6K
GMEGameStop Corp.Stock–$1.39M
AMDAdvanced Micro Devices IncStock$1.26M–
AJRDAerojet Rocketdyne Holdings, Inc.COM$279.6K$559.3K
SPYSPDR S&P 500 ETF TrustETF$803.1K–
TSEMTower Semiconductor LtdSHS NEW$769.0K$4.32K
RFPResolute Forest Products Inc.COM$43.2K$712.5K
PCSBPCSB Financial CorpCOM$744.5K–
TGNATegna IncCOM$707.7K–
Credit Suisse Group225401108SPONSORED ADR$615.6K–
ONEM1Life Healthcare IncCOM$76.9K$352.6K
AAWWAtlas Air Worldwide Holdings IncCOM NEW$332.6K$80.6K
HZNPHorizon Therapeutics Public Ltd CoSHS$22.8K$341.4K
SGFYSignify Health, Inc.CL A COM$361.1K–
OYSTOyster Point Pharma, Inc.COM$310.5K–
PLBYPlayboy, Inc.COM$247.5K–
COHRCoherent Corp.COM$7.02K$235.2K
BRKLBrookline Bancorp IncCOM$21.2K$145.7K
AMCAMC Entertainment Holdings, Inc.CL A COM–$166.9K
SURGSurgePays, Inc.COM NEW$91.8K–
TXMDTherapeuticsMD, Inc.COM NEW$53.1K–
MLMoneylion Inc.CL A–$50.5K
IRBTiRobot CorpCOM$28.9K–
MGIMoneygram International IncCOM NEW$27.2K–
LHCGLHC Group, IncCOM$16.2K–
NNDMNano Dimension Ltd.SPONSORD ADS NEW–$15.6K
SIMOSilicon Motion Technology CORPSPONSORED ADR$13.0K–
Meridian Bioscience Inc589584101COM$9.96K–
UPHLUpHealth, Inc.COM NEW$1.63K–

Sold out since Q3 2022 (75)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Equitec Proprietary Markets, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BHVNBiohaven Ltd.COM94,350$14.3M6.3%History
CTXSCitrix Systems IncCOM54,300$5.64M2.5%History
ROGRogers CorpCOM22,400$5.42M2.4%History
CHNGChange Healthcare Inc.COM125,800$3.46M1.5%History
Parabellum Acquisition Corp.69901P109COM CL A294,310$2.91M1.3%–
BRGBluerock Residential Growth REIT, Inc.COM CL A103,257$2.76M1.2%History
MGNIMagnite, Inc.COM312,964$2.06M0.9%History
GBTGlobal Blood Therapeutics, Inc.COM13,800$940.0K0.4%History
GLDSPDR Gold TrustETF5,100$789.0K0.3%History
NLSNNielsen Holdings plcSHS EUR27,300$757.0K0.3%History
ZENZendesk, Inc.COM6,757$514.0K0.2%History
Evo Acquisition Corp30052G108COM CL A47,600$469.0K0.2%–
SIRESisecam Resources LPCOM UNIT LTD22,416$440.0K0.2%History
BABAAlibaba Group Holding LtdADR5,200$416.0K0.2%History
Tenneco Inc880349105CL A VTG COM STK19,600$341.0K0.2%–
YAlleghany CorpCOM368$309.0K0.1%History
ACVAACV Auctions Inc.COM CL A38,381$276.0K0.1%History
FFord Motor CoStock22,300$250.0K0.1%History
LMF Acquisition Opportunit I502015100CL A COM20,072$206.0K0.1%–
NVAXNovavax IncCOM NEW10,300$187.0K0.1%History
East Stone Acquisition CorpG2911D108SHS16,400$170.0K0.1%–
RIORio Tinto PLCADR2,488$137.0K0.1%History
FMTXForma Therapeutics Holdings, Inc.SHS6,700$134.0K0.1%History
SOSSOS LtdSPON ADS26,990$111.0K<0.1%History
EACEdify Acquisition Corp.CL A9,742$96.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT5,700$90.0K<0.1%History
UPSTUpstart Holdings, Inc.COM4,300$89.0K<0.1%History
African Gold Acquisition CorG0112R124*W EXP 03/31/2022,165,200$87.0K<0.1%–
TWTRTwitter, Inc.COM1,900$83.0K<0.1%History
FIEEFiEE, Inc.COM380,000$80.0K<0.1%History
MRNAModerna, Inc.Stock300$35.0K<0.1%History
Vulcan Infrastructure & Power Inc.39531G100CLASS A COM16,200$32.0K<0.1%–
XELAExela Technologies, Inc.COM NEW69,864$32.0K<0.1%History
SWCHSwitch, Inc.CL A800$27.0K<0.1%History
PTONPeloton Interactive, Inc.CL A COM3,300$23.0K<0.1%History
SICPSilvergate Capital CorpCL A300$23.0K<0.1%History
Investment Managers Ser Tr I46144X867AXS TSLA BEAR DL500$21.0K<0.1%–
DFTXDefinium Therapeutics, Inc.Stock4,400$15.0K<0.1%History
FLNAFilana Therapeutics, Inc.COM300$13.0K<0.1%History
Benessere Capital Acqustn Co08179B111*W EXP 99/99/99950,000$9.00K<0.1%–
Composecure Inc20459V113*W EXP 12/27/2029,985$8.00K<0.1%–
LMF Acquisition Opportunit I502015118*W EXP 01/26/202105,700$7.00K<0.1%–
Parabellum Acquisition Corp.69901P117*W EXP 99/99/999188,349$7.00K<0.1%–
ChemoCentryx, Inc.16383L106COM100$5.00K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES17,063$5.00K<0.1%History
FRGEForge Global Holdings, Inc.COM3,000$5.00K<0.1%History
Nextnav Inc.65345N114*W EXP 10/28/2028,905$4.00K<0.1%–
Ace Convergence Acqu CorpG0083D104*W EXP 09/30/20232,000$3.00K<0.1%–
EOSEEos Energy Enterprises, Inc.COM CL A1,100$2.00K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A300$2.00K<0.1%History
HNGRHanger, Inc.COM NEW100$2.00K<0.1%History
HOODRobinhood Markets, Inc.Stock100$1.00K<0.1%History
Bright Lights Acquisition Co10920K119*W EXP 01/01/20244,900$1.00K<0.1%–
Edify Acquisition Corp.28059Q111*W EXP 11/25/20210,394$1.00K<0.1%–
Healthcare Services Acqu Cor42227K112*W EXP 99/99/99932,772$1.00K<0.1%–
Oyster Enterprises Acq Corp69242M112*W EXP 01/20/2027,000$1.00K<0.1%–
Pine Is Acquisition Corp722615119*W EXP 10/19/20210,000$1.00K<0.1%–
Tuscan Hldgs Corp II90070A111*W EXP 99/99/99915,000$1.00K<0.1%–
BBIGVinco Ventures, Inc.COM1,200$1.00K<0.1%History
ScION Tech Growth IG31067112*W EXP 11/01/20225,000$1.00K<0.1%–
Venus Acquisition CorporatioG9420F110*W EXP 04/30/20240,000$1.00K<0.1%–
Quanergy Systems, Inc.74764U112*W EXP 02/01/20220,000$1.00K<0.1%–
Getty Images Holdings, Inc.374275113*W EXP 07/22/20220,200$1.00K<0.1%–
Applied Dna Sciences Inc03815U300COM300$00.0%–
Astrea Acquisition Corp.04637C114*W EXP 01/28/2025,800$00.0%–
Athlon Acquisition Corp04748A114*W EXP 01/12/2022,000$00.0%–
Empowerment & Inclusion Capi29248N118*W EXP 01/12/2026,000$00.0%–
KL Acquisition Corp49837C117*W EXP 01/12/2024,000$00.0%–
Monument Circle Acquisitn Co61531M119*W EXP 01/14/2023,000$00.0%–
North Mountain Merger Corp661204115*W EXP 09/16/20215,000$00.0%–
SCP & Co Healthcare Acqustn784065112*W EXP 01/27/2025,000$00.0%–
TLG Acquisition One Corp87257M116*W EXP 01/25/2027,000$00.0%–
Cohn Robbins Holdings CorpG23726113*W EXP 08/28/2021,900$00.0%–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/2025,000$00.0%–
Faze Holdings IN31423J110EQUITY WRT233$00.0%–