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Livermore
Livermore
ZHEN

Equitec Proprietary Markets, LLC

SEC CIK
0001143261
Latest filing
Jul 20, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 11, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
206
−16 vs. Q2 2022
Portfolio value
$225.7M
+$12.7M (+6.0%) vs. Q2 2022
Filed
Oct 11, 2022
SEC
Holdings of Equitec Proprietary Markets, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
RILYBRC Group Holdings, Inc.COM1,271,112$56.6M25.1%−80,516−6.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF76,302$27.3M12.1%+76,302NewHistory
FRGFranchise Group, Inc.COM894,007$21.7M9.6%+144,644+19.3%AddedHistory
BHVNBiohaven Ltd.COM94,350$14.3M6.3%+94,350NewHistory
ATVIActivision Blizzard, Inc.COM136,177$10.1M4.5%+5,768+4.4%AddedHistory
CPCanadian Pacific Kansas City LtdCOM124,992$8.34M3.7%00.0%UnchangedHistory
OECOrion S.A.COM548,488$7.32M3.2%−6,100−1.1%ReducedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS2,286,265$7.13M3.2%−171,300−7.0%ReducedHistory
Occidental Pete Corp WT Exp 080327674599162Stock176,300$6.99M3.1%−2,000−1.1%Reduced–
CTXSCitrix Systems IncCOM54,300$5.64M2.5%+37,500+223.2%AddedHistory
African Gold Acquisition CorG0112R108SHS CL A550,692$5.45M2.4%00.0%Unchanged–
ROGRogers CorpCOM22,400$5.42M2.4%+2,700+13.7%AddedHistory
PAAIParadium.AI, Inc.COM337,529$4.42M2.0%−82,423−19.6%ReducedHistory
CHNGChange Healthcare Inc.COM125,800$3.46M1.5%+125,800NewHistory
Parabellum Acquisition Corp.69901P109COM CL A294,310$2.91M1.3%00.0%Unchanged–
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT210,754$2.82M1.3%00.0%UnchangedHistory
BRGBluerock Residential Growth REIT, Inc.COM CL A103,257$2.76M1.2%−42,543−29.2%ReducedHistory
GPREGreen Plains Inc.COM80,200$2.33M1.0%−79,126−49.7%ReducedHistory
APLDApplied Digital Corp.COM NEW1,332,551$2.27M1.0%−258,215−16.2%ReducedHistory
AMDAdvanced Micro Devices IncStock33,932$2.15M1.0%+6,032+21.6%AddedHistory
MGNIMagnite, Inc.COM312,964$2.06M0.9%−30,200−8.8%ReducedHistory
AOMRAngel Oak Mortgage REIT, Inc.COM149,300$1.79M0.8%00.0%UnchangedHistory
BWBabcock & Wilcox Enterprises, Inc.COM242,640$1.55M0.7%−67,819−21.8%ReducedHistory
UISUnisys CorpCOM NEW188,668$1.42M0.6%−49,000−20.6%ReducedHistory
FHNFirst Horizon CorpCOM58,300$1.33M0.6%−24,000−29.2%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM70,500$1.33M0.6%+50,500+252.5%AddedHistory
DDIDoubleDown Interactive Co., Ltd.ADS131,127$1.21M0.5%00.0%UnchangedHistory
GBTGlobal Blood Therapeutics, Inc.COM13,800$940.0K0.4%+13,800NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM117,750$821.0K0.4%−255,084−68.4%ReducedHistory
PMCBPharmaCyte Biotech, Inc.COM NEW330,694$794.0K0.4%−12,300−3.6%ReducedHistory
GLDSPDR Gold TrustETF5,100$789.0K0.3%00.0%UnchangedHistory
NLSNNielsen Holdings plcSHS EUR27,300$757.0K0.3%+9,300+51.7%AddedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM115,400$703.0K0.3%+47,059+68.9%AddedHistory
TSEMTower Semiconductor LtdSHS NEW14,500$637.0K0.3%+14,500NewHistory
SNCRSynchronoss Technologies IncCOM496,700$566.0K0.3%00.0%UnchangedHistory
AMZNAmazon Com IncStock4,700$531.0K0.2%−40,025−89.5%ReducedHistory
ZENZendesk, Inc.COM6,757$514.0K0.2%+6,757NewHistory
TGNATegna IncCOM23,600$488.0K0.2%00.0%UnchangedHistory
Evo Acquisition Corp30052G108COM CL A47,600$469.0K0.2%00.0%Unchanged–
SIRESisecam Resources LPCOM UNIT LTD22,416$440.0K0.2%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR5,200$416.0K0.2%+5,200NewHistory
TTWOTake Two Interactive Software IncCOM3,368$367.0K0.2%+36+1.1%AddedHistory
JAZZJazz Pharmaceuticals plcSHS USD2,688$358.0K0.2%00.0%UnchangedHistory
Tenneco Inc880349105CL A VTG COM STK19,600$341.0K0.2%+19,600New–
YAlleghany CorpCOM368$309.0K0.1%+368NewHistory
DISWalt Disney CoStock3,000$283.0K0.1%+2,500+500.0%AddedHistory
FOXOFoxo Technologies Inc.COM CL A217,526$278.0K0.1%+217,526NewHistory
ACVAACV Auctions Inc.COM CL A38,381$276.0K0.1%−38,320−50.0%ReducedHistory
FFord Motor CoStock22,300$250.0K0.1%+22,300NewHistory
LHCGLHC Group, IncCOM1,500$245.0K0.1%+1,500NewHistory
LMF Acquisition Opportunit I502015100CL A COM20,072$206.0K0.1%00.0%Unchanged–
COINCoinbase Global, Inc.COM CL A2,900$187.0K0.1%−11,400−79.7%ReducedHistory
NVAXNovavax IncCOM NEW10,300$187.0K0.1%+10,200+10,200.0%AddedHistory
COHRCoherent Corp.COM5,009$175.0K0.1%+5,009NewHistory
CLOVClover Health Investments, Corp.COM CL A101,857$173.0K0.1%−59,900−37.0%ReducedHistory
East Stone Acquisition CorpG2911D108SHS16,400$170.0K0.1%−42,682−72.2%Reduced–
SMSISmith Micro Software, Inc.COM NEW64,880$147.0K0.1%00.0%UnchangedHistory
ORGNOrigin Materials, Inc.COM28,128$145.0K0.1%00.0%UnchangedHistory
RIORio Tinto PLCADR2,488$137.0K0.1%+2,488NewHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW56,507$135.0K0.1%−23,000−28.9%ReducedHistory
FMTXForma Therapeutics Holdings, Inc.SHS6,700$134.0K0.1%+6,700NewHistory
DOMHDominari Holdings Inc.COM NEW18,800$129.0K0.1%−44,477−70.3%ReducedHistory
SOSSOS LtdSPON ADS26,990$111.0K<0.1%+26,990NewHistory
BHMBluerock Homes Trust, Inc.COM CL A4,835$98.0K<0.1%+4,835NewHistory
EACEdify Acquisition Corp.CL A9,742$96.0K<0.1%00.0%UnchangedHistory
ONEM1Life Healthcare IncCOM5,400$93.0K<0.1%+5,400NewHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT5,700$90.0K<0.1%+5,700NewHistory
UPSTUpstart Holdings, Inc.COM4,300$89.0K<0.1%+4,300NewHistory
GCM Grosvenor Inc.36831E116*W EXP 11/17/202150,000$89.0K<0.1%−75,266−33.4%Reduced–
African Gold Acquisition CorG0112R124*W EXP 03/31/2022,165,200$87.0K<0.1%−55,056−2.5%Reduced–
TWTRTwitter, Inc.COM1,900$83.0K<0.1%−9,200−82.9%ReducedHistory
FIEEFiEE, Inc.COM380,000$80.0K<0.1%−41,599−9.9%ReducedHistory
Celularity Inc151190113*W EXP 05/24/202192,220$74.0K<0.1%−5,276−2.7%Reduced–
DBAInvesco DB Agriculture FundAGRICULTURE FD3,500$70.0K<0.1%00.0%UnchangedHistory
TXMDTherapeuticsMD, Inc.COM NEW9,100$60.0K<0.1%−2,355−20.6%ReducedHistory
GOOGAlphabet Inc.Stock600$58.0K<0.1%+300+100.0%AddedConverted for a 20-for-1 splitHistory
NVDANVIDIA CorpStock400$49.0K<0.1%+400NewHistory
BRCCBRC Inc.COM CL A5,500$43.0K<0.1%+1,500+37.5%AddedHistory
MLMoneylion Inc.CL A48,700$43.0K<0.1%00.0%UnchangedHistory
IMBILegacy IMBDS, Inc.COM CL A62,912$40.0K<0.1%00.0%UnchangedHistory
UVXYProShares Trust IIULTRA VIX SHORT3,100$40.0K<0.1%+2,800+933.3%AddedHistory
MRNAModerna, Inc.Stock300$35.0K<0.1%+300NewHistory
Eve Holding, Inc.29970N112EQUITY WRT68,992$34.0K<0.1%−21,008−23.3%Reduced–
Vulcan Infrastructure & Power Inc.39531G100CLASS A COM16,200$32.0K<0.1%00.0%Unchanged–
XELAExela Technologies, Inc.COM NEW69,864$32.0K<0.1%+69,864NewHistory
MSP Recovery, Inc.553745126*W EXP 05/20/202500,000$32.0K<0.1%−60,750−10.8%Reduced–
AAWWAtlas Air Worldwide Holdings IncCOM NEW300$29.0K<0.1%+300NewHistory
SWCHSwitch, Inc.CL A800$27.0K<0.1%−3,600−81.8%ReducedHistory
BFIIWBurgerFi International, Inc.*W EXP 12/16/202134,700$26.0K<0.1%−14,272−9.6%ReducedHistory
MGIMoneygram International IncCOM NEW2,400$25.0K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock700$23.0K<0.1%−16,690−96.0%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM3,300$23.0K<0.1%+2,800+560.0%AddedHistory
Advent Technologies Holdng I00788A113*W EXP 02/03/20240,000$23.0K<0.1%−40,000−50.0%Reduced–
SICPSilvergate Capital CorpCL A300$23.0K<0.1%+300NewHistory
iShares Tips Bond ETF464287176ETF200$21.0K<0.1%00.0%Unchanged–
Investment Managers Ser Tr I46144X867AXS TSLA BEAR DL500$21.0K<0.1%+500New–
TH International LtdG8656L114*W EXP 12/15/20250,434$17.0K<0.1%+50,434New–
TMCTMC the metals Co Inc.COM15,500$16.0K<0.1%00.0%UnchangedHistory
AGILWAgileThought, Inc.*W EXP 99/99/99940,000$16.0K<0.1%00.0%UnchangedHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/20236,900$16.0K<0.1%00.0%UnchangedHistory

Options (49)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Equitec Proprietary Markets, LLC in Q3 2022
SecurityClassPutsCalls
BHVNBiohaven Ltd.COM$28.3M$2.51M
ATVIActivision Blizzard, Inc.COM$18.0M$7.40M
CPCanadian Pacific Kansas City LtdCOM$10.7M$1.41M
CTXSCitrix Systems IncCOM$9.72M$551.0K
TTWOTake Two Interactive Software IncCOM$9.25M$65.0K
ROGRogers CorpCOM$6.82M–
VMWVmware LLCCL A COM$362.0K$6.37M
AMDAdvanced Micro Devices IncStock$6.67M–
BRGBluerock Residential Growth REIT, Inc.COM CL A$5.95M–
CHNGChange Healthcare Inc.COM$4.78M$135.0K
GBTGlobal Blood Therapeutics, Inc.COM$831.0K$3.93M
RILYBRC Group Holdings, Inc.COM$4.45M–
JAZZJazz Pharmaceuticals plcSHS USD$3.84M–
YAlleghany CorpCOM$2.27M–
GMEGameStop Corp.Stock–$2.23M
FHNFirst Horizon CorpCOM$1.64M–
FLYYSpirit Aviation Holdings, Inc.COM$1.33M$292.0K
Turquoise Hill Res Ltd900435207COM$1.55M$3.00K
ONEM1Life Healthcare IncCOM$96.0K$1.44M
AMZNAmazon Com IncStock$509.0K$961.0K
ZENZendesk, Inc.COM$1.21M$38.0K
Tenneco Inc880349105CL A VTG COM STK$1.10M$52.0K
NLSNNielsen Holdings plcSHS EUR$879.0K$114.0K
RFPResolute Forest Products Inc.COM$98.0K$660.0K
TSEMTower Semiconductor LtdSHS NEW$751.0K$4.00K
DISWalt Disney CoStock$377.0K$226.0K
TGNATegna IncCOM$546.0K–
COHRCoherent Corp.COM$139.0K$321.0K
SGFYSignify Health, Inc.CL A COM$367.0K$23.0K
TWTRTwitter, Inc.COM$197.0K$167.0K
LHCGLHC Group, IncCOM$311.0K–
FMTXForma Therapeutics Holdings, Inc.SHS$118.0K$182.0K
East Stone Acquisition CorpG2911D108SHS$119.0K$170.0K
SHLXShell Midstream Partners, L.P.UNIT LTD INT$281.0K–
AERIAerie Pharmaceuticals IncCOM$76.0K$160.0K
ECOMChanneladvisor CorpCOM$150.0K$9.00K
SICPSilvergate Capital CorpCL A–$151.0K
AAWWAtlas Air Worldwide Holdings IncCOM NEW$29.0K$76.0K
MLMoneylion Inc.CL A$41.0K$52.0K
TXMDTherapeuticsMD, Inc.COM NEW$80.0K–
SWCHSwitch, Inc.CL A$40.0K$3.00K
HNGRHanger, Inc.COM NEW$37.0K–
AMCAMC Entertainment Holdings, Inc.CL A COM–$31.0K
ChemoCentryx, Inc.16383L106COM$31.0K–
MGIMoneygram International IncCOM NEW$26.0K–
Meridian Bioscience Inc589584101COM$19.0K$6.00K
BRCCBRC Inc.COM CL A–$23.0K
PCSBPCSB Financial CorpCOM$5.00K–
UPHLUpHealth, Inc.COM$1.00K–

Sold out since Q2 2022 (62)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Equitec Proprietary Markets, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
CDKCDK Global, Inc.COM126,620$6.93M3.3%History
SAFMSanderson Farms IncCOM20,500$4.42M2.1%History
NFLXNetflix IncStock16,000$2.80M1.3%History
Coherent Inc192479103COM8,100$2.16M1.0%–
Points Com Inc73085G109COM66,541$1.66M0.8%–
JPMJPMorgan Chase & CoStock7,500$845.0K0.4%History
MXMagnachip Semiconductor CorpCOM26,300$382.0K0.2%History
SOSSOS LtdSPNSORD ADS NEW1,409,354$269.0K0.1%History
APPSDigital Turbine, Inc.COM NEW13,900$243.0K0.1%History
PYPLPayPal Holdings, Inc.Stock3,400$237.0K0.1%History
POLYPlantronics IncCOM5,000$198.0K0.1%History
XELAExela Technologies, Inc.COM NEW1,397,291$160.0K0.1%History
WBTWelbilt, Inc.COM6,200$148.0K0.1%History
CVNACarvana Co.CL A6,300$142.0K0.1%History
ADEAAdeia Inc.COM9,144$132.0K0.1%History
SQNSSequans CommunicationsSPONSORED ADS32,407$87.0K<0.1%History
FSTFAST Acquisition Corp.COM CL A7,900$80.0K<0.1%History
SHOPShopify Inc.Stock2,000$62.0K<0.1%History
Hoegh LNG Partners LPY3262R100COM UNIT LTD5,600$50.0K<0.1%–
UALUnited Airlines Holdings, Inc.COM1,300$46.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z1,700$44.0K<0.1%History
AvePoint, Inc.053604112EQUITY WRT63,497$44.0K<0.1%–
NPTNNeophotonics CorpCOM2,700$42.0K<0.1%History
KSSKOHLS CorpStock1,000$36.0K<0.1%History
ATERAterian, Inc.Equity15,600$34.0K<0.1%History
Radius Health, Inc.750469207COM NEW3,000$31.0K<0.1%–
MNDTMandiant, Inc.Stock800$17.0K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM200$13.0K<0.1%–
Faraday Future I307359117EQUITY WRT25,000$12.0K<0.1%–
BDSXBiodesix IncCOM6,900$11.0K<0.1%History
AEA-Bridges Impact Corp.G01046112*W EXP 09/19/20230,000$11.0K<0.1%–
Silver Crest Acquisition CorG81355128*W EXP 12/15/20250,434$11.0K<0.1%–
PGYWWPagaya Technologies Ltd.*W EXP 09/01/20226,849$11.0K<0.1%History
OXYOccidental Petroleum CorpStock150$9.00K<0.1%History
Innoviz Technologies Ltd.M5R635116*W EXP 04/05/2025,000$9.00K<0.1%–
eFFECTOR Therapeutics, Inc.28202V116*W EXP 12/31/20237,700$8.00K<0.1%–
Redbox Entertainment Inc-a75724T111Warrant / Rights12,800$7.00K<0.1%–
Leafly Holdings, Inc.52178J113EQUITY WRT10,000$7.00K<0.1%–
East Stone Acquisition CorpG2911D116*W EXP 12/31/20240,000$6.00K<0.1%–
Otonomo Technologies Ltd.M7571L111*W EXP 08/13/20265,649$6.00K<0.1%–
Kingswood Acquisition Corp.496861113*W EXP 05/01/20250,000$4.00K<0.1%–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20210,000$4.00K<0.1%–
Ackrell Spac Partners I Co00461L113*W EXP 12/01/20230,000$3.00K<0.1%–
E Merge Technology Acquisiti26873Y112*W EXP 07/30/20220,000$3.00K<0.1%–
Mudrick Capital Acqu Corp II62477L115*W EXP 09/10/20210,000$3.00K<0.1%–
Livevox Holding Inc53838L118*W EXP 06/18/20220,101$3.00K<0.1%–
micromobility.com Inc.42309B139*W EXP 08/13/20240,000$3.00K<0.1%–
DPCM Cap Inc23344P119*W EXP 10/14/2025,300$2.00K<0.1%–
Future Health ESG Corp.36118W110*W EXP 99/99/9997,500$2.00K<0.1%–
Starry Group Holdings, Inc.85572U110*W EXP 99/99/9996,000$2.00K<0.1%–
Dila Capital Acquisition Cor254028111*W EXP 06/09/2024,400$1.00K<0.1%–
CHW Acquisition CorporationG2254A125*W EXP 09/01/20210,109$1.00K<0.1%–
Cenaq Energy Corp15130M110*W EXP 02/04/2025,900$1.00K<0.1%–
Forge Global Holdings, Inc.34629L111*W EXP 03/29/20220,000$1.00K<0.1%–
Sky Harbour Group Corporatio83085C115*W EXP 10/21/2023,200$1.00K<0.1%–
Go Acquisition Corp362019119*W EXP 08/31/20218,200$00.0%–
Ventoux CCM Acquisition Corp92280L119*W EXP 09/30/2021,600$00.0%–
Global Synergy Acquisit CorpG3934J122*W EXP 99/99/9994,000$00.0%–
Redball Acquisition CorpG7417R113*W EXP 08/17/20210,000$00.0%–
Sarissa Capital Acquisitn CoG7823W110*W EXP 10/23/2021,808$00.0%–
B Riley Principal 150 Merger05601V111*W EXP 03/01/202233$00.0%–
ORBSEightco Holdings Inc.COM110$00.0%History