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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Aug 14, 2025. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
431
+10 vs. Q1 2024
Portfolio value
$3.52B
+$53.7M (+1.5%) vs. Q1 2024
Filed
Aug 14, 2025
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock72,906$15.4M0.4%+37,906+108.3%AddedHistory
MATMattel IncCOM969,029$15.8M0.4%00.0%UnchangedHistory
EMREmerson Electric CoStock148,000$16.3M0.5%+148,000NewHistory
DOVDOVER CorpCOM97,700$17.6M0.5%+30,560+45.5%AddedHistory
Travere Therapeutics, Inc.89422GAA5NOTE 2.250% 3/0–$17.7M0.5%–––
WCNWaste Connections, Inc.COM102,235$17.9M0.5%+40,380+65.3%AddedHistory
SBOWSilverbow Resources, Inc.COM485,318$18.4M0.5%+485,318NewHistory
MELIMercadolibre IncCOM11,907$19.6M0.6%+11,907NewHistory
AVGOBroadcom Inc.Stock12,380$19.9M0.6%−489−3.8%ReducedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR198,437$23.1M0.7%−8,803−4.2%ReducedHistory
Peloton Interactive, Inc.70614WAB6NOTE 2/1–$24.1M0.7%–––
UNPUnion Pacific CorpStock107,080$24.2M0.7%+107,080NewHistory
NVDANVIDIA CorpStock202,900$25.1M0.7%−26,090−11.4%ReducedConverted for a 10-for-1 splitHistory
SRCLStericycle IncCOM450,000$26.2M0.7%+450,000NewHistory
Revance Therapeutics, Inc.761330AB5NOTE 1.750% 2/1–$26.3M0.7%–––
PRFTPerficient IncCOM418,022$31.3M0.9%+418,022NewHistory
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$38.4M1.1%–––
ACIAlbertsons Companies, Inc.COMMON STOCK2,436,629$48.1M1.4%+123,812+5.4%AddedHistory
SWNSouthwestern Energy CoCOM8,430,201$56.7M1.6%+2,735,077+48.0%AddedHistory
CERECerevel Therapeutics Holdings, Inc.COM2,000,000$81.8M2.3%−1,230,529−38.1%ReducedHistory
CHXChampionX CorpCOM2,881,776$95.7M2.7%+2,881,776NewHistory
ANSSAnsys IncCOM361,737$116.3M3.3%+8,838+2.5%AddedHistory
MROMarathon Oil CorpCOM4,423,537$126.8M3.6%+4,423,537NewHistory
EDREndeavor Group Holdings, Inc.CL A COM4,789,930$129.5M3.7%+4,789,930NewHistory
XUnited States Steel CorpCOM3,589,358$135.7M3.8%−92,306−2.5%ReducedHistory
AXNXAxonics, Inc.COM2,197,280$147.7M4.2%+251,360+12.9%AddedHistory
ETRNMidstream Co LLCCOM11,441,637$148.5M4.2%+9,797,129+595.7%AddedHistory
CTLTCatalent, Inc.COM2,784,666$156.6M4.4%+1,060,894+61.5%AddedHistory
HCPHashiCorp, Inc.COM CL A4,671,451$157.4M4.5%+4,438,951+1,909.2%AddedHistory
JNPRJuniper Networks IncCOM5,196,738$189.5M5.4%+768,034+17.3%AddedHistory
HESHess CorpStock3,061,497$451.6M12.8%+126,348+4.3%AddedHistory

Options (102)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 102 by value.

Option positions of UBS Oconnor LLC in Q2 2024
SecurityClassPutsCalls
AALAmerican Airlines Group Inc.Stock$5.65M–
LCIDLucid Group, Inc.COM$4.46M–
HTZHertz Global Holdings, IncCOM NEW$2.15M–
XRXXerox Holdings CorpCOM NEW$998.3K–
PTONPeloton Interactive, Inc.CL A COM$977.5K–
MGMMGM Resorts InternationalStock$870.3K–
INSMINSMED IncCOM PAR $.01–$676.8K
SABRSabre CorpCOM$544.0K–
COTYCoty Inc.COM CL A$542.2K–
RIGTransocean Ltd.REGISTERED SHS$496.2K–
MPTMedical Properties Trust IncCOM$382.6K–
NCLHNorwegian Cruise Line Holdings Ltd.SHS$370.7K–
HLFHerbalife Ltd.COM SHS$366.7K–
VSATViasat IncCOM$366.5K–
CPRICapri Holdings LtdSHS$340.8K–
CHTRCharter Communications, Inc.CL A$338.8K–
LYVLive Nation Entertainment, Inc.COM$336.5K–
BGSB&G Foods, Inc.COM$282.0K–
CCChemours CoStock$279.1K–
FFord Motor CoStock$273.8K–
LVSLas Vegas Sands CorpCOM$258.4K–
MRNAModerna, Inc.Stock$237.2K$17.9K
STWDStarwood Property Trust, Inc.COM$252.9K–
SPYSPDR S&P 500 ETF TrustETF$226.5K–
NFENew Fortress Energy Inc.COM CL A$186.5K–
NBRNabors Industries LtdSHS$185.3K–
HOGHarley-Davidson, Inc.COM$177.5K–
SPDR Series Trust78464A755ST STR SP METAL$152.1K–
OMFOneMain Holdings, Inc.COM$132.2K–
SYFSynchrony FinancialCOM$123.7K–
CCLCarnival Corp Ltd.UNIT 99/99/9999$107.3K–
VNOVornado Realty TrustSH BEN INT$107.2K–
FEFirstenergy CorpCOM$104.7K–
VKTXViking Therapeutics, Inc.COM–$102.0K
IONSIonis Pharmaceuticals IncCOM–$98.1K
IMCRImmunocore Holdings plcADS$94.5K–
NVONovo Nordisk A SADR–$90.1K
CCOICogent Communications Holdings, Inc.COM NEW$90.0K–
CYHCommunity Health Systems IncCOM–$88.1K
SBGISinclair, Inc.CL A$79.3K–
ALNYAlnylam Pharmaceuticals, Inc.COM$27.9K$46.0K
UGIUgi CorpStock$73.5K–
UBERUber Technologies, IncStock$71.3K–
EXPEExpedia Group, Inc.Stock$67.6K–
SKTTanger Inc.COM$65.3K–
State Street SPDR S&P Biotech ETF78464A870ETF–$64.2K
VERAVera Therapeutics, Inc.CL A$58.5K–
TGTXTG Therapeutics, Inc.COM–$57.8K
DHRDanaher CorpStock$54.5K–
BPMCBlueprint Medicines CorpCOM$51.0K–
TPHTri Pointe Homes, Inc.COM$50.6K–
AXSMAxsome Therapeutics, Inc.COM–$46.9K
EPREpr PropertiesCOM SH BEN INT$46.3K–
SRPTSarepta Therapeutics, Inc.COM$5.63K$40.5K
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$42.7K–
GPKGraphic Packaging Holding CoCOM$42.4K–
ARDXArdelyx, Inc.COM$37.5K–
BDTXBlack Diamond Therapeutics, Inc.COM–$37.1K
RAREUltragenyx Pharmaceutical Inc.COM–$37.0K
MRUSMerus N.V.COM–$36.8K
PCVXVaxcyte, Inc.COM$36.5K–
SDGRSchrodinger, Inc.COM–$33.5K
BMRNBiomarin Pharmaceutical IncCOM–$33.0K
CRSPCRISPR Therapeutics AGNAMEN AKT$25.5K$4.38K
INSPInspire Medical Systems, Inc.COM–$26.1K
NAVINavient CorpCOM$26.0K–
DXCMDexcom IncCOM$25.9K–
AGIOAgios Pharmaceuticals, Inc.COM–$25.9K
QUREuniQure N.V.SHS–$24.0K
SWTXSpringWorks Therapeutics, Inc.COM–$24.0K
State Street Health Care Select Sector SPDR ETF81369Y209ETF–$23.4K
APLSApellis Pharmaceuticals, Inc.COM–$23.1K
SNYSanofiSPONSORED ADR–$22.5K
JNJJohnson & JohnsonStock$19.9K–
AMAntero Midstream CorpStock$19.2K–
iShares Russell 2000 ETF464287655ETF$18.9K–
PETQPetIQ, Inc.COM CL A$18.8K–
BAXBaxter International IncStock–$18.0K
CYTKCytokinetics IncCOM NEW–$17.8K
ITCIIntra-Cellular Therapies, Inc.COM$14.6K–
MARMarriott International IncStock$13.6K–
EXELExelixis, Inc.COM–$13.0K
TPCTutor Perini CorpCOM$12.6K–
VSTVistra Corp.Stock$12.6K–
BEAMBeam Therapeutics Inc.COM–$12.0K
MIRMMirum Pharmaceuticals, Inc.COM–$11.3K
AZNAstraZeneca PLCSPONSORED ADR–$10.3K
MMacy's, Inc.COM–$9.75K
RAPTRAPT Therapeutics, Inc.COM–$9.38K
TREELendingTree, Inc.COM$8.75K–
GILDGilead Sciences, Inc.Stock–$7.80K
GSKGSK plcADR–$7.00K
HLTHilton Worldwide Holdings Inc.COM$6.59K–
WDCWestern Digital CorpCOM$6.31K–
VRNAVerona Pharma plcSPONSORED ADS–$5.00K
XFORX4 Pharmaceuticals, IncCOM–$5.00K
BBIOBridgeBio Pharma, Inc.COM–$4.38K
MRKMerck & Co., Inc.Stock–$3.80K
NTLAIntellia Therapeutics, Inc.COM–$3.75K
RVNCRevance Therapeutics, Inc.COM–$3.00K

Sold out since Q1 2024 (96)

Positions held at the end of Q1 2024 that are gone from this filing.

Positions of UBS Oconnor LLC sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
PXDPioneer Natural Resources CoCOM2,431,644$638.3M18.4%History
DFSDiscover Financial ServicesCOM343,669$45.1M1.3%History
Acorda Therapeutics, Inc.00484MAC0NOTE 6.000%12/0–$19.8M0.6%–
SCRMScreaming Eagle Acquisition Corp.CLASS A ORD SHS1,719,492$18.4M0.5%History
NSCNorfolk Southern CorpStock69,500$17.7M0.5%History
Enerplus Corp292766102COM810,000$15.9M0.5%–
HUBBHubbell IncCOM38,300$15.9M0.5%History
SPSP Plus CorpCOM298,558$15.6M0.4%History
FCXFreeport-McMoran IncStock321,393$15.1M0.4%History
BIDUBaidu, Inc.ADR137,500$14.5M0.4%History
GEGeneral Electric CoStock77,600$13.6M0.4%History
Tricon Residential Inc Com NPV89612W102COM1,000,000$11.2M0.3%–
HEIHeico CorpCOM55,225$10.5M0.3%History
ADBEAdobe Inc.Stock18,797$9.48M0.3%History
LendingTree, Inc.52603BAD9NOTE 0.500% 7/1–$6.99M0.2%–
CTVACorteva, Inc.Stock121,100$6.98M0.2%History
ORCLOracle CorpStock52,486$6.59M0.2%History
BALLBALL CorpCOM94,840$6.39M0.2%History
DEDeere & CoStock11,700$4.81M0.1%History
FBINFortune Brands Innovations, Inc.COM54,150$4.58M0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF125,000$3.95M0.1%–
ZSZscaler, Inc.Stock20,000$3.85M0.1%History
AZNAstraZeneca PLCSPONSORED ADR54,284$3.68M0.1%History
TALTAL Education GroupSPONSORED ADS312,000$3.54M0.1%History
DDOGDatadog, Inc.CL A COM25,000$3.09M0.1%History
BEBloom Energy CorpCOM CL A250,000$2.81M0.1%History
GOOGLAlphabet Inc.Stock17,500$2.64M0.1%History
MACMacerich CoCOM145,775$2.51M0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM151,796$2.39M0.1%History
Ap Acquisition CorpG04058106CL A ORD SHS187,581$2.12M0.1%–
MCDMcDonalds CorpStock7,500$2.11M0.1%History
IPInternational Paper CoCOM53,760$2.10M0.1%History
NTESNetEase, Inc.SPONSORED ADS19,058$1.97M0.1%History
NLYAnnaly Capital Management IncREIT96,500$1.90M0.1%History
Direct Selling Acquisitin Co25460L103CL A COM160,685$1.78M0.1%–
PHYTPyrophyte Acquisition Corp.CL A ORD SHS159,438$1.77M0.1%History
HPEHewlett Packard Enterprise CoCOM99,000$1.76M0.1%History
AMDAdvanced Micro Devices IncStock9,624$1.74M0.1%History
SILKSilk Road Medical IncCOM90,556$1.66M<0.1%History
STXSeagate Technology Holdings plcORD SHS17,500$1.63M<0.1%History
NOWServiceNow, Inc.Stock2,119$1.62M<0.1%History
ELEstee Lauder Companies IncCL A10,000$1.54M<0.1%History
AIRCApartment Income REIT Corp.COM46,425$1.51M<0.1%History
MDTMedtronic plcStock16,702$1.46M<0.1%History
CVLTCommvault Systems IncCOM12,500$1.27M<0.1%History
PATHUiPath, Inc.Stock50,000$1.13M<0.1%History
NXRTNexPoint Residential Trust, Inc.COM33,550$1.08M<0.1%History
AUTLAutolus Therapeutics plcSPON ADS155,857$994.4K<0.1%History
TTDTrade Desk, Inc.Stock11,000$961.6K<0.1%History
DEIDouglas Emmett IncCOM66,825$926.9K<0.1%History
MCHPMicrochip Technology IncStock10,000$897.1K<0.1%History
NKTXNkarta, Inc.COM80,000$864.8K<0.1%History
BMBLBumble Inc.COM CL A75,000$851.3K<0.1%History
RLAYRelay Therapeutics, Inc.COM100,039$830.3K<0.1%History
VTYXVentyx Biosciences, Inc.COM134,000$737.0K<0.1%History
SRRKScholar Rock Holding CorpCOM41,378$734.9K<0.1%History
BCABBioAtla, Inc.COM209,770$721.6K<0.1%History
RAPTRAPT Therapeutics, Inc.COM73,088$656.3K<0.1%History
PRCTPROCEPT BioRobotics CorpCOM13,217$653.2K<0.1%History
BOLDBoundless Bio, Inc.COM41,650$593.5K<0.1%History
OSIOsiris Acquisition Corp.CL A55,585$589.2K<0.1%History
VRNAVerona Pharma plcSPONSORED ADS36,305$584.1K<0.1%History
ZYMEZymeworks Inc.COM54,457$572.9K<0.1%History
BIIBBiogen Inc.COM2,500$539.1K<0.1%History
CPNGCoupang, Inc.CL A30,000$533.7K<0.1%History
AVBPArriVent BioPharma, Inc.COM26,181$467.6K<0.1%History
NHINational Health Investors IncCOM6,775$425.7K<0.1%History
ETNB89bio, Inc.COM35,962$418.6K<0.1%History
PANWPalo Alto Networks IncStock1,400$397.8K<0.1%History
QTRXQuanterix CorpCOM16,794$395.7K<0.1%History
ESPREsperion Therapeutics, Inc.COM142,418$381.7K<0.1%History
NVCRNovoCure LtdORD SHS22,782$356.1K<0.1%History
CSRCenterspaceCOM6,050$345.7K<0.1%History
XENEXenon Pharmaceuticals Inc.COM7,987$343.8K<0.1%History
WIXWix.com Ltd.SHS2,500$343.7K<0.1%History
PHATPhathom Pharmaceuticals, Inc.COM28,583$303.6K<0.1%History
CRBPCorbus Pharmaceuticals Holdings, Inc.COM NEW7,500$294.3K<0.1%History
EDITEditas Medicine, Inc.COM37,403$277.5K<0.1%History
WWayfair Inc.CL A4,000$271.5K<0.1%History
VNETVNET Group, Inc.SPONSORED ADS A150,000$232.5K<0.1%History
PLTRPalantir Technologies Inc.Stock10,000$230.1K<0.1%History
FRSHFreshworks Inc.Stock12,500$227.6K<0.1%History
LAMRLamar Advertising CoREIT1,775$212.0K<0.1%History
CYTKCytokinetics IncCOM NEW2,993$209.8K<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM32,630$165.8K<0.1%History
COGTCogent Biosciences, Inc.COM22,442$150.8K<0.1%History
Generation Asia I AcquisitioG38258128*W EXP 99/99/999938,800$117.4K<0.1%–
Aeon Biopharma I00791X118EQUITY WRT74,997$114.4K<0.1%–
Affimed N VN01045207ORDINARY SHS NEW19,071$101.1K<0.1%–
PMVPPMV Pharmaceuticals, Inc.COM56,852$96.6K<0.1%History
CHGGChegg, IncCOM12,500$94.6K<0.1%History
CONX Corp.212873111*W EXP 10/30/202316,890$55.5K<0.1%–
Corner Growth Acquisition Corp.G2425N113*W EXP 99/99/99975,251$13.2K<0.1%–
RMG Acquisition Corp IIIG76088122*W EXP 02/08/202126,755$8.87K<0.1%–
Stonebridge Acquisition CorpG85094129*W EXP 03/31/202138,661$6.35K<0.1%–
Goal Acquisitions Corp38021H115*W EXP 02/11/202283,281$3.46K<0.1%–