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Livermore
Livermore
ZHEN

UBS Oconnor LLC

SEC CIK
0001132716
Latest filing
Aug 14, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 15, 2025. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
421
−2 vs. Q4 2023
Portfolio value
$3.47B
+$311.4M (+9.9%) vs. Q4 2023
Filed
May 15, 2025
AmendedSECSECSECSECSEC
Holdings of UBS Oconnor LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Acorda Therapeutics, Inc.00484MAC0NOTE 6.000%12/0–$19.8M0.6%–––
NPABNew Providence Acquisition Corp. IICLASS A COM1,857,465$20.0M0.6%00.0%UnchangedHistory
ETRNMidstream Co LLCCOM1,644,508$20.5M0.6%+1,644,508NewHistory
NVDANVIDIA CorpStock22,899$20.7M0.6%+4,928+27.4%AddedHistory
OKTAOkta, Inc.CL A200,000$20.9M0.6%+115,000+135.3%AddedHistory
OXYOccidental Petroleum CorpStock355,268$23.1M0.7%+103,662+41.2%AddedHistory
Revance Therapeutics, Inc.761330AB5NOTE 1.750% 2/1–$29.5M0.8%–––
RYAAYRyanair Holdings PLCSPONSORED ADR207,240$30.2M0.9%−10,095−4.6%ReducedHistory
Peloton Interactive, Inc.70614WAB6NOTE 2/1–$36.1M1.0%–––
Spirit Airls Inc848577AB8NOTE 1.000% 5/1–$37.3M1.1%–––
SWNSouthwestern Energy CoCOM5,695,124$43.2M1.2%+5,695,124NewHistory
DFSDiscover Financial ServicesCOM343,669$45.1M1.3%+343,669NewHistory
ACIAlbertsons Companies, Inc.COMMON STOCK2,312,817$49.6M1.4%+799,765+52.9%AddedHistory
CTLTCatalent, Inc.COM1,723,772$97.3M2.8%+1,723,772NewHistory
ANSSAnsys IncCOM352,899$122.5M3.5%+352,899NewHistory
AXNXAxonics, Inc.COM1,945,920$134.2M3.9%+1,897,614+3,928.3%AddedHistory
CERECerevel Therapeutics Holdings, Inc.COM3,230,529$136.6M3.9%+1,505,529+87.3%AddedHistory
XUnited States Steel CorpCOM3,681,664$150.1M4.3%+2,281,664+163.0%AddedHistory
JNPRJuniper Networks IncCOM4,428,704$164.1M4.7%+4,428,704NewHistory
HESHess CorpStock2,935,149$448.0M12.9%+619,498+26.8%AddedHistory
PXDPioneer Natural Resources CoCOM2,431,644$638.3M18.4%−145,164−5.6%ReducedHistory

Options (83)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of UBS Oconnor LLC in Q1 2024
SecurityClassPutsCalls
AALAmerican Airlines Group Inc.Stock$3.79M–
LCIDLucid Group, Inc.COM$2.26M–
RIGTransocean Ltd.REGISTERED SHS$1.71M–
PTONPeloton Interactive, Inc.CL A COM$1.10M–
COTYCoty Inc.COM CL A$638.5K–
ANNXAnnexon, Inc.COM–$532.2K
State Street SPDR S&P Biotech ETF78464A870ETF$232.2K$287.0K
LYVLive Nation Entertainment, Inc.COM$409.1K–
NCLHNorwegian Cruise Line Holdings Ltd.SHS$396.4K–
AAPLApple Inc.Stock$220.0K$168.8K
VKTXViking Therapeutics, Inc.COM–$387.5K
HLFHerbalife Ltd.COM SHS$358.4K–
TRMLTourmaline Bio, Inc.COM$345.0K–
SRPTSarepta Therapeutics, Inc.COM–$318.1K
FFord Motor CoStock$312.7K–
XRXXerox Holdings CorpCOM NEW$295.9K–
CCLCarnival Corp Ltd.UNIT 99/99/9999$281.4K–
CHTRCharter Communications, Inc.CL A$259.6K–
CYHCommunity Health Systems IncCOM–$253.1K
CRSPCRISPR Therapeutics AGNAMEN AKT$242.0K$10.8K
HTZHertz Global Holdings, IncCOM NEW$251.9K–
PRAXPraxis Precision Medicines, Inc.COM NEW–$238.5K
AMCXAMC Global Media Inc.CL A$215.0K–
iShares Russell 2000 ETF464287655ETF–$205.1K
iShares Tr464288513IBOXX HI YD ETF$188.5K–
OMFOneMain Holdings, Inc.COM$187.5K–
CPRICapri Holdings LtdSHS$182.1K–
VERAVera Therapeutics, Inc.CL A$83.0K$97.0K
NBRNabors Industries LtdSHS$172.9K–
TSLATesla, Inc.Stock$170.0K–
MMacy's, Inc.COM$60.0K$102.8K
State Street Health Care Select Sector SPDR ETF81369Y209ETF–$161.2K
KRYSKrystal Biotech, Inc.COM–$133.2K
TVGrupo Televisa, S.A.B.SPON ADR REP ORD–$132.3K
BGSB&G Foods, Inc.COM$132.2K–
BCYCBicycle Therapeutics PLCSPONSORED ADS–$129.5K
NVCRNovoCure LtdORD SHS–$119.5K
MGMMGM Resorts InternationalStock$118.0K–
BHVNBiohaven Ltd.COM–$110.4K
STWDStarwood Property Trust, Inc.COM$104.2K–
MRUSMerus N.V.COM$50.0K$53.0K
LVSLas Vegas Sands CorpCOM$93.2K–
EXPEExpedia Group, Inc.Stock$82.2K–
MRNAModerna, Inc.Stock–$68.5K
MARMarriott International IncStock$63.2K–
RAPTRAPT Therapeutics, Inc.COM–$63.1K
MATMattel IncCOM–$62.3K
RAREUltragenyx Pharmaceutical Inc.COM–$61.0K
NVONovo Nordisk A SADR–$51.8K
HOGHarley-Davidson, Inc.COM$50.0K–
ORICOric Pharmaceuticals, Inc.COM–$50.0K
SNDXSyndax Pharmaceuticals IncCOM–$44.9K
PTCTPTC Therapeutics, Inc.COM–$44.5K
HLTHilton Worldwide Holdings Inc.COM$44.2K–
AMAntero Midstream CorpStock$43.1K–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$39.3K–
TREELendingTree, Inc.COM$38.8K–
OFIXOrthofix Medical Inc.COM–$37.5K
KPTIKaryopharm Therapeutics Inc.COM–$33.9K
BIIBBiogen Inc.COM–$33.3K
DNLIDenali Therapeutics Inc.COM–$30.0K
MIRMMirum Pharmaceuticals, Inc.COM–$26.9K
VSTVistra Corp.Stock$26.5K–
RDNRadian Group IncCOM$22.8K–
IOVAIovance Biotherapeutics, Inc.COM–$20.0K
LEGNLegend Biotech CorpSPONSORED ADS–$18.5K
TGTXTG Therapeutics, Inc.COM–$18.0K
HASIHA Sustainable Infrastructure Capital, Inc.COM$17.5K–
HHyatt Hotels CorpCOM CL A$16.4K–
TPCTutor Perini CorpCOM$16.4K–
AGIOAgios Pharmaceuticals, Inc.COM–$16.0K
NAVINavient CorpCOM$14.4K–
ATXSAstria Therapeutics, Inc.COM$13.5K–
WDCWestern Digital CorpCOM$12.1K–
PETQPetIQ, Inc.COM CL A$11.3K–
UBERUber Technologies, IncStock$10.9K–
OCULOcular Therapeutix, IncCOM–$8.75K
BMRNBiomarin Pharmaceutical IncCOM–$6.25K
NTLAIntellia Therapeutics, Inc.COM–$5.25K
INCYIncyte CorpCOM–$5.00K
BABoeing CoStock–$2.60K
LRMRLarimar Therapeutics, Inc.COM–$2.00K
IONSIonis Pharmaceuticals IncCOM–$1.20K

Sold out since Q4 2023 (101)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 101 by value last quarter.

Positions of UBS Oconnor LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
SPLKSplunk IncCOM3,680,525$560.7M17.7%History
SRCSpirit Realty Capital, Inc.COM NEW2,739,448$119.7M3.8%History
IMGNImmunoGen, Inc.COM1,915,452$56.8M1.8%History
CPRICapri Holdings LtdSHS928,099$46.6M1.5%History
KRTXKaruna Therapeutics, Inc.COM106,800$33.8M1.1%History
DISH Network CORP25470MAF6NOTE 12/1–$24.9M0.8%–
Gores Holdings IX, Inc.38287A101CLASS A COM1,563,175$16.4M0.5%–
UNPUnion Pacific CorpStock51,585$12.7M0.4%History
VMCVulcan Materials COCOM45,410$10.3M0.3%History
PPGPPG Industries IncStock56,100$8.39M0.3%History
MEOHMethanex CorpCOM139,400$6.60M0.2%History
BKNGBooking Holdings Inc.Stock1,850$6.56M0.2%History
Nikola Corp654110AG0NOTE 8.250%12/1–$5.97M0.2%–
CCJCameco CorpStock137,300$5.92M0.2%History
BLDRBuilders FirstSource, Inc.Stock33,850$5.65M0.2%History
RPT Realty74971D101SH BEN INT435,991$5.59M0.2%–
Splunk Inc848637AF1NOTE 1.125% 6/1–$5.40M0.2%–
WLKWestlake CorpCOM35,700$5.00M0.2%History
SMARSmartsheet IncCOM CL A100,080$4.79M0.2%History
ORealty Income CorpREIT73,710$4.23M0.1%History
LUVSouthwest Airlines CoCOM140,500$4.06M0.1%History
CARRCarrier Global CorpStock69,300$3.98M0.1%History
POOLPool CorpCOM8,900$3.55M0.1%History
Agriculture & Nat Sol Acq CoG0131Y126UNIT 99/99/9999344,955$3.50M0.1%–
ROSSBPGC Acquisition Corp.SHS CL A318,046$3.46M0.1%History
Chenghe Acquisition Co.G2086M107CLASS A ORD307,065$3.38M0.1%–
UPSUnited Parcel Service IncStock19,900$3.13M0.1%History
VZIOVizio Holding Corp.CL A COM397,500$3.06M0.1%History
DEVSFDevvStream Corp.CLASS A COM255,100$2.79M0.1%History
Nubia Brand International Co67022R103CLASS A COM356,067$2.74M0.1%–
Alpha Partners Tech Mergr CoG63290111CLASS A ORD SHS255,100$2.73M0.1%–
CFFSCF Acquisition Corp. VIICLASS A COM250,108$2.71M0.1%History
COLDAmericold Realty TrustCOM76,325$2.31M0.1%History
MNDYmonday.com Ltd.SHS12,000$2.25M0.1%History
DOCUDocuSign, Inc.Stock35,000$2.08M0.1%History
FUSNFusion Pharmaceuticals Inc.COM213,107$2.05M0.1%History
ODFLOld Dominion Freight Line, Inc.COM4,900$1.99M0.1%History
PLDPrologis, Inc.REIT14,848$1.98M0.1%History
GEHCGE HealthCare Technologies Inc.Stock25,203$1.95M0.1%History
CSCOCisco Systems, Inc.Stock36,506$1.84M0.1%History
CSTAFConstellation Acquisition Corp ISHS CL A160,688$1.78M0.1%History
Sizzle Acquisition Corp.83014E109COMMON STOCK159,437$1.76M0.1%–
HIWHighwoods Properties, Inc.COM75,224$1.73M0.1%History
TGVCTG Venture Acquisition Corp.CLASS A COM156,317$1.70M0.1%History
ONONOn Holding AGStock60,000$1.62M0.1%History
DASHDoorDash, Inc.Stock15,000$1.48M<0.1%History
ROKRockwell Automation, IncStock4,500$1.40M<0.1%History
HCM Acquisition CorpG4365A101CLASS A ORD SHS125,054$1.40M<0.1%–
WELLWelltower Inc.REIT15,117$1.36M<0.1%History
AGENAgenus IncCOM NEW1,628,394$1.35M<0.1%History
PHMPultegroup IncCOM12,918$1.33M<0.1%History
OPRAOpera LtdSPONSORED ADS90,000$1.19M<0.1%History
ALCUFAlchemy Investments Acquisition Corp 1UNIT 11/30/2027103,486$1.09M<0.1%History
PEverpure, Inc.CL A30,000$1.07M<0.1%History
CEGConstellation Energy CorpStock9,000$1.05M<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock4,100$1.05M<0.1%History
Atech (Parent) Resolution Corp.00973N102COM1,180,000$984.1K<0.1%–
JDJD.com, Inc.SPON ADS CL A32,500$938.9K<0.1%History
METAMeta Platforms, Inc.Stock2,500$884.9K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM104,059$846.0K<0.1%History
NETCloudflare, Inc.CL A COM10,000$832.6K<0.1%History
DXCMDexcom IncCOM6,172$765.9K<0.1%History
UDRUDR, Inc.COM19,236$736.5K<0.1%History
FCPTFour Corners Property Trust, Inc.COM28,844$729.8K<0.1%History
SPKLUSpark I Acquisition CorpUNIT 09/28/202868,991$702.3K<0.1%History
ABNBAirbnb, Inc.Stock5,000$680.7K<0.1%History
PSAPublic StorageCOM2,225$678.6K<0.1%History
Two Harbors Investment Corp.90187B804COM45,629$635.6K<0.1%–
ABTAbbott LaboratoriesStock5,769$635.0K<0.1%History
INTUIntuit Inc.Stock1,000$625.0K<0.1%History
BBIOBridgeBio Pharma, Inc.COM14,318$578.0K<0.1%History
NXPINXP Semiconductors N.V.COM2,500$574.2K<0.1%History
WDAYWorkday, Inc.CL A2,000$552.1K<0.1%History
AGNCAGNC Investment Corp.REIT55,841$547.8K<0.1%History
VTRVentas, Inc.REIT10,400$518.3K<0.1%History
UUnity Software Inc.COM12,500$511.1K<0.1%History
PHVSPharvaris N.V.COM18,000$504.9K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM30,000$491.7K<0.1%History
KVUEKenvue Inc.Stock22,336$480.9K<0.1%History
CRLCharles River Laboratories International, Inc.COM2,034$480.8K<0.1%History
ESSEssex Property Trust, Inc.COM1,900$471.1K<0.1%History
IQVIQVIA Holdings Inc.Stock2,030$469.7K<0.1%History
BNTXBioNTech SESPONSORED ADS4,363$460.5K<0.1%History
AVBAvalonbay Communities IncCOM2,435$455.9K<0.1%History
ATRCAtriCure, Inc.COM12,199$435.4K<0.1%History
LCIDLucid Group, Inc.COM100,000$421.0K<0.1%History
VKTXViking Therapeutics, Inc.COM22,141$412.0K<0.1%History
MARAMARA Holdings, Inc.COM16,749$393.4K<0.1%History
FAFFirst American Financial CorpStock4,169$268.6K<0.1%History
Screaming Eagle Acquisitn CoG79407121*W EXP 01/05/202573,164$262.3K<0.1%–
GLUEMonte Rosa Therapeutics, Inc.COM44,247$250.0K<0.1%History
ALKSAlkermes plc.SHS8,794$243.9K<0.1%History
HLNHaleon plcADR21,500$176.9K<0.1%History
Affimed N VN01045108COM254,943$159.3K<0.1%–
THRXTheseus Pharmaceuticals, Inc.COM12,517$50.7K<0.1%History
SK Growth Opportunities CorpG8192N111*W EXP 06/28/202420,833$23.4K<0.1%–
Semper Paratus Acquisition CG8028L131*W EXP 11/04/202185,416$6.49K<0.1%–
Altitude Acquisition Corp.02156Y111*W EXP 11/30/202231,102$6.22K<0.1%–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202128,141$4.32K<0.1%–
CSTWFConstellation Acquisition Corp I*W EXP 01/29/202139,600$2.97K<0.1%History