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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,337
−3 vs. Q3 2023
Portfolio value
$91.6B
+$7.27B (+8.6%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of First Trust Advisors LP in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
YEXTYext, Inc.COM51,185$301.5K<0.1%+51,185NewHistory
HAFCHanmi Financial CorpCOM NEW15,727$305.1K<0.1%+5,300+50.8%AddedHistory
TRSTTrustco Bank Corp N YCOM NEW9,844$305.7K<0.1%+9,844NewHistory
FIVEFive Below, IncCOM1,434$305.7K<0.1%−32,786−95.8%ReducedHistory
MSBIMidland States Bancorp, Inc.COM11,145$307.2K<0.1%+11,145NewHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF5,950$307.2K<0.1%−2,138−26.4%Reduced–
KWKennedy-Wilson Holdings, Inc.COM24,855$307.7K<0.1%−31,037−55.5%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A70,100$307.7K<0.1%+70,100NewHistory
INDIindie Semiconductor, Inc.CLASS A COM37,969$307.9K<0.1%+13,969+58.2%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM33,544$309.9K<0.1%−2,495−6.9%ReducedHistory
BMBLBumble Inc.COM CL A21,331$314.4K<0.1%+21,331NewHistory
PDFSPDF Solutions IncCOM9,822$315.7K<0.1%−67,833−87.4%ReducedHistory
CASSCass Information Systems IncCOM7,036$317.0K<0.1%+7,036NewHistory
VALEVale S.A.SPONSORED ADS20,075$318.4K<0.1%−141−0.7%ReducedHistory
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY5,670$319.0K<0.1%+1,523+36.7%Added–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG15,749$324.7K<0.1%+956+6.5%Added–
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM18,497$325.2K<0.1%−1,365−6.9%ReducedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM28,058$326.6K<0.1%−8,357−22.9%ReducedHistory
HBNCHorizon Bancorp IncCOM22,827$326.7K<0.1%+7,735+51.3%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS36,931$327.9K<0.1%−3,462−8.6%ReducedHistory
RCMR1 RCM Inc.COM31,054$328.2K<0.1%+31,054NewHistory
FOXFFox Factory Holding CorpCOM4,991$336.8K<0.1%−19,615−79.7%ReducedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG22,351$341.5K<0.1%−157−0.7%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT28,929$344.5K<0.1%+5,835+25.3%AddedHistory
TSQTownsquare Media, Inc.CL A33,084$349.4K<0.1%+743+2.3%AddedHistory
FCBCFirst Community Bankshares IncCOM9,591$355.8K<0.1%+9,591NewHistory
TSTenaris SASPONSORED ADS10,314$358.5K<0.1%−248−2.3%ReducedHistory
PRFTPerficient IncCOM5,500$362.0K<0.1%−19,662−78.1%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF30,693$362.8K<0.1%−4,864−13.7%ReducedHistory
DGIIDigi International IncCOM14,002$364.1K<0.1%−109,951−88.7%ReducedHistory
EGLEEagle Bulk Shipping Inc.COM6,638$367.7K<0.1%−5,269−44.3%ReducedHistory
SWTXSpringWorks Therapeutics, Inc.COM10,129$369.7K<0.1%+10,129NewHistory
MASIMasimo CorpCOM3,191$374.0K<0.1%−101,653−97.0%ReducedHistory
CMTCore Molding Technologies IncCOM20,217$374.6K<0.1%+599+3.1%AddedHistory
MPXMarine Products Group, LLCCOM33,151$377.9K<0.1%+788+2.4%AddedHistory
ACCDAccolade, Inc.COM31,896$383.1K<0.1%+31,896NewHistory
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM22,281$387.7K<0.1%−90−0.4%ReducedHistory
BGFVBig 5 Sporting Goods CorpCOM61,699$391.2K<0.1%+1,467+2.4%AddedHistory
RNGRRanger Energy Services, Inc.COM CL A38,240$391.2K<0.1%+638+1.7%AddedHistory
IIIInformation Services Group Inc.COM83,271$392.2K<0.1%+2,505+3.1%AddedHistory
XRAYDentsply Sirona Inc.Stock11,052$393.3K<0.1%+4,123+59.5%AddedHistory
MGNIMagnite, Inc.COM42,209$394.2K<0.1%−241,209−85.1%ReducedHistory
ONTOnterris, Inc.COM12,299$395.2K<0.1%−30,362−71.2%ReducedHistory
LSEALandsea Homes CorpCOM30,120$395.8K<0.1%+97+0.3%AddedHistory
PLMRPalomar Holdings, Inc.Stock7,153$397.0K<0.1%−29,737−80.6%ReducedHistory
MGEEMge Energy IncCOM5,499$397.6K<0.1%−919,085−99.4%ReducedHistory
AYXAlteryx, Inc.COM CL A8,445$398.3K<0.1%+8,445NewHistory
AUAngloGold Ashanti PLCCOM SHS21,126$400.5K<0.1%−68,137−76.3%ReducedHistory
CTBICommunity Trust Bancorp IncCOM9,314$408.5K<0.1%+3,158+51.3%AddedHistory
REPXRiley Exploration Permian, Inc.COM15,079$410.8K<0.1%−10,133−40.2%ReducedHistory
STKSONE Group Hospitality, Inc.COM67,892$415.5K<0.1%+874+1.3%AddedHistory
BGHBarings Global Short Duration High Yield FundCOM31,127$418.3K<0.1%−2,218−6.7%ReducedHistory
MECMayville Engineering Company, Inc.COM29,020$418.5K<0.1%+571+2.0%AddedHistory
KLXEKLX Energy Services Holdings, Inc.COM NEW37,422$421.4K<0.1%+889+2.4%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD8,996$422.8K<0.1%+27+0.3%Added–
TRTootsie Roll Industries IncCOM12,747$423.7K<0.1%+807+6.8%AddedHistory
JLSNuveen Mortgage & Income FundCOM25,146$424.5K<0.1%−1,278−4.8%ReducedHistory
MNSBMainStreet Bancshares, Inc.COM17,164$425.8K<0.1%+408+2.4%AddedHistory
INTTIntest CorpCOM31,414$427.2K<0.1%+757+2.5%AddedHistory
FMBHFirst Mid Bancshares, Inc.COM12,336$427.6K<0.1%+4,183+51.3%AddedHistory
LNTHLantheus Holdings, Inc.Stock6,952$431.0K<0.1%−54,209−88.6%ReducedHistory
FTCIFTC Solar, Inc.COM624,776$432.8K<0.1%−726−0.1%ReducedHistory
FFFutureFuel Corp.COM72,157$438.7K<0.1%+1,715+2.4%AddedHistory
LMNDLemonade, Inc.Stock27,389$441.8K<0.1%+27,389NewHistory
PYCRPaycor HCM, Inc.COM20,498$442.6K<0.1%+20,498NewHistory
RCMTRCM Technologies, Inc.COM NEW15,281$443.8K<0.1%+89+0.6%AddedHistory
SMMTSummit Therapeutics Inc.COM170,189$444.2K<0.1%+170,189NewHistory
TYLTyler Technologies IncCOM1,063$444.5K<0.1%−40,849−97.5%ReducedHistory
PFCPremier Financial CorpCOM18,490$445.6K<0.1%+6,266+51.3%AddedHistory
BRKRBruker CorpCOM6,069$445.9K<0.1%−3,450−36.2%ReducedHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM20,563$448.7K<0.1%−2,483−10.8%ReducedHistory
GPRKGeoPark LtdUSD SHS52,365$448.8K<0.1%+52,365NewHistory
KWYKINGSWAY CorpCOM NEW53,644$450.6K<0.1%+3,669+7.3%AddedHistory
CFFNCapitol Federal Financial, Inc.COM69,980$451.4K<0.1%−308,503−81.5%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM31,218$454.5K<0.1%−3,456−10.0%ReducedHistory
QUADQuad/Graphics, Inc.COM CL A84,032$455.5K<0.1%+1,551+1.9%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF9,744$458.3K<0.1%+65+0.7%Added–
CLDXCelldex Therapeutics, Inc.COM NEW11,563$458.6K<0.1%+11,563NewHistory
GENCGencor Industries IncCOM28,483$459.7K<0.1%+677+2.4%AddedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,973$459.9K<0.1%+455+4.8%Added–
UTZUtz Brands, Inc.COM CL A28,342$460.3K<0.1%−82,566−74.4%ReducedHistory
OPKOpko Health, Inc.COM305,731$461.7K<0.1%+305,731NewHistory
MLNKMeridianLink, Inc.COMMON STOCK18,654$462.1K<0.1%−125,244−87.0%ReducedHistory
BFCBank First CorpCOM5,364$464.8K<0.1%+1,810+50.9%AddedHistory
CALXCalix, IncCOM10,672$466.3K<0.1%−25,005−70.1%ReducedHistory
RDFNRedfin CorpCOM45,207$466.5K<0.1%+45,207NewHistory
ONITOnity Group Inc.COM NEW15,190$467.2K<0.1%+361+2.4%AddedHistory
LUCKLucky Strike Entertainment CorpCL A COM33,084$468.5K<0.1%−41,542−55.7%ReducedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG17,185$470.0K<0.1%+622+3.8%Added–
FBMSFirst Bancshares IncCOM16,087$471.8K<0.1%+5,448+51.2%AddedHistory
IRTCiRhythm Holdings, Inc.COM4,419$473.0K<0.1%−4,244−49.0%ReducedHistory
EPMEvolution Petroleum CorpCOM83,599$485.7K<0.1%−147,581−63.8%ReducedHistory
OPLNOPENLANE, Inc.COM32,990$488.6K<0.1%+32,990NewHistory
LEGHLegacy Housing CorpCOM19,439$490.3K<0.1%+462+2.4%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4,766$491.2K<0.1%+281+6.3%Added–
RBCAARepublic Bancorp IncCL A8,911$491.5K<0.1%+2,963+49.8%AddedHistory
BGCBGC Group, Inc.CL A68,278$493.0K<0.1%−94,938−58.2%ReducedHistory
WLDNWilldan Group, Inc.COM22,932$493.0K<0.1%−6,696−22.6%ReducedHistory
GABCGerman American Bancorp, Inc.Stock15,304$496.0K<0.1%−140,165−90.2%ReducedHistory
ATLCAtlanticus Holdings CorpCOM12,828$496.1K<0.1%+439+3.5%AddedHistory

Sold out since Q3 2023 (148)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 148 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SGENSeagen Inc.COM400,164$84.9M0.1%History
ZZillow Group, Inc.CL C CAP STK1,323,938$61.1M0.1%History
SWAVShockwave Medical, Inc.COM140,598$28.0M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP444,816$25.1M<0.1%–
PENPenumbra IncCOM98,463$23.8M<0.1%History
Vanguard World FD921910873MEGA CAP INDEX132,556$20.1M<0.1%–
ZGZillow Group, Inc.CL A441,067$19.8M<0.1%History
DVDoubleVerify Holdings, Inc.COM684,020$19.1M<0.1%History
VMWVmware LLCCL A COM108,611$18.1M<0.1%History
NATINational Instruments CorpCOM282,083$16.8M<0.1%History
UHALU-Haul Holding CoCOM299,221$16.3M<0.1%History
RGRSturm Ruger & Co IncStock296,997$15.5M<0.1%History
AMEDAmedisys IncCOM125,359$11.7M<0.1%History
EFXEquifax IncCOM52,403$9.60M<0.1%History
ADArray Digital Infrastructure, Inc.COM212,168$9.12M<0.1%History
DOMOHuckleberry.ai, Inc.Stock845,675$8.30M<0.1%History
NEWRNew Relic, Inc.COM81,360$6.97M<0.1%History
MATMattel IncCOM263,420$5.80M<0.1%History
HCCIHeritage-Crystal Clean, Inc.COM126,409$5.73M<0.1%History
FIVNFive9, Inc.COM83,565$5.37M<0.1%History
VRTVVeritiv CorpCOM30,497$5.15M<0.1%History
SOVOSovos Brands, Inc.COM223,817$5.05M<0.1%History
ESTEEarthstone Energy IncCL A245,817$4.98M<0.1%History
TWNKHostess Brands, Inc.CL A144,618$4.82M<0.1%History
TALTAL Education GroupSPONSORED ADS489,145$4.46M<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD99,307$4.43M<0.1%–
GEOGeo Group IncCOM522,420$4.27M<0.1%History
NMRKNewmark Group, Inc.CL A609,072$3.92M<0.1%History
BLCOBausch & Lomb CorpCOMMON SHARES223,606$3.79M<0.1%History
TAKTakeda Pharmaceutical Co LtdADR233,119$3.61M<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER119,903$3.51M<0.1%History
GLBEGlobal-E Online Ltd.SHS82,324$3.27M<0.1%History
CWSTCasella Waste Systems IncCL A42,339$3.23M<0.1%History
EIGEmployers Holdings, Inc.COM74,432$2.97M<0.1%History
DENDenbury IncCOM29,915$2.93M<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN128,513$2.82M<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF20,466$2.80M<0.1%–
MATVMativ Holdings, Inc.COM184,624$2.63M<0.1%History
FWONKLiberty Media CorpCOM LBTY ONE S C41,785$2.60M<0.1%History
CRHCRH Public Ltd CoORD46,901$2.57M<0.1%History
AELAmerican National Group Inc.COM45,624$2.45M<0.1%History
GPREGreen Plains Inc.COM80,831$2.43M<0.1%History
HHHHoward Hughes Holdings Inc.COM32,350$2.40M<0.1%History
GHGuardant Health, Inc.COM79,916$2.37M<0.1%History
BBTBeacon Financial CorpCOM113,766$2.28M<0.1%History
OBKOrigin Bancorp, Inc.COM77,582$2.24M<0.1%History
MORFMorphic Holding, Inc.COM93,918$2.15M<0.1%History
PRKSUnited Parks & Resorts Inc.COM45,583$2.11M<0.1%History
HLITHarmonic Inc.COM216,939$2.09M<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS61,419$2.02M<0.1%History
ZIPZiprecruiter, Inc.CL A168,530$2.02M<0.1%History
TRSTrimas CorpCOM NEW76,185$1.89M<0.1%History
ADAMAdamas Trust, Inc.COM215,641$1.83M<0.1%History
NRCNRC HealthCOM NEW39,571$1.76M<0.1%History
ALTRAltair Engineering Inc.COM CL A27,647$1.73M<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM75,315$1.73M<0.1%History
GILGildan Activewear Inc.Stock60,239$1.69M<0.1%History
PRMPerimeter Solutions, Inc.COMMON STOCK362,731$1.65M<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF23,909$1.62M<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE59,030$1.60M<0.1%–
SAGESage Therapeutics, Inc.COM74,485$1.53M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS98,174$1.52M<0.1%History
WRKWestRock CoCOM42,268$1.51M<0.1%History
PRTAProthena Corp Public Ltd CoSHS30,709$1.48M<0.1%History
CHWYChewy, Inc.CL A77,352$1.41M<0.1%History
GERNGeron CorpCOM653,202$1.38M<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,450$1.34M<0.1%–
TMCITreace Medical Concepts, Inc.COM101,876$1.34M<0.1%History
APPSDigital Turbine, Inc.COM NEW216,100$1.31M<0.1%History
SCPLSciPlay CorpCL A56,925$1.30M<0.1%History
STVNStevanato Group S.p.A.ORD SHS43,302$1.29M<0.1%History
NXGNNextgen Healthcare, Inc.COM53,554$1.27M<0.1%History
AMSFAmerisafe IncCOM25,274$1.27M<0.1%History
SAFTSafety Insurance Group IncCOM18,059$1.23M<0.1%History
CCSIConsensus Cloud Solutions, Inc.COM48,265$1.22M<0.1%History
FWRDForward Air CorpCOM17,425$1.20M<0.1%History
STEPStepStone Group Inc.COM CL A36,539$1.15M<0.1%History
PACWPacwest BancorpCOM136,994$1.08M<0.1%History
MQMarqeta, Inc.CLASS A COM178,370$1.07M<0.1%History
PRAAPra Group IncCOM54,826$1.05M<0.1%History
RVLVRevolve Group, Inc.CL A77,308$1.05M<0.1%History
NTLAIntellia Therapeutics, Inc.COM33,208$1.05M<0.1%History
AIFApollo Tactical Income Fund Inc.COM78,178$1.05M<0.1%History
IMCRImmunocore Holdings plcADS19,826$1.03M<0.1%History
KNKnowles CorpCOM68,978$1.02M<0.1%History
TRUTransUnionCOM14,059$1.01M<0.1%History
XMTRXometry, Inc.CLASS A COM58,638$995.7K<0.1%History
Eneti IncY2294C107COM96,960$977.4K<0.1%–
RVNCRevance Therapeutics, Inc.COM82,845$950.2K<0.1%History
MCMoelis & CoCL A20,653$932.1K<0.1%History
RELXRELX PLCSPONSORED ADR27,215$917.1K<0.1%History
MODNModel N, Inc.COM35,846$875.0K<0.1%History
MODVModivCare IncCOM27,710$873.1K<0.1%History
NWLNewell Brands Inc.Stock96,204$868.7K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE14,248$863.9K<0.1%History
ACDCProFrac Holding Corp.CLASS A COM77,837$846.9K<0.1%History
OUTOUTFRONT Media Inc.COM81,806$826.2K<0.1%History
OPTUOptimum Communications, Inc.CL A246,224$805.2K<0.1%History
Abcam PLC000380204ADS34,592$782.8K<0.1%–
AGNCAGNC Investment Corp.REIT81,216$766.7K<0.1%History