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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CSCOCisco Systems, Inc.Stock22,218,011$1.19B1.4%−1,588,999−6.7%ReducedHistory
CVXChevron CorpStock4,769,891$804.3M1.0%+1,050,887+28.3%AddedHistory
PFEPfizer IncStock21,594,500$716.3M0.8%+2,103,593+10.8%AddedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR12,152,588$697.9M0.8%+121,015+1.0%Added–
AMZNAmazon Com IncStock5,455,195$693.5M0.8%+182,800+3.5%AddedHistory
AVGOBroadcom Inc.Stock828,209$687.9M0.8%−51,974−5.9%ReducedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE13,461,383$686.7M0.8%+482,248+3.7%Added–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF4,706,811$683.8M0.8%+4,706,811New–
First Trust Dow Jones Internet Index Fund33733E302ETF4,254,865$679.1M0.8%+32,306+0.8%Added–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR9,982,766$675.1M0.8%−217,591−2.1%Reduced–
MSFTMicrosoft CorpStock1,949,852$615.7M0.7%+222,545+12.9%AddedHistory
ABBVAbbVie Inc.Stock4,085,810$609.0M0.7%−376,411−8.4%ReducedHistory
TXNTexas Instruments IncStock3,718,009$591.2M0.7%−31,019−0.8%ReducedHistory
METAMeta Platforms, Inc.Stock1,891,792$567.9M0.7%+110,308+6.2%AddedHistory
GOOGLAlphabet Inc.Stock3,912,667$512.0M0.6%+114,348+3.0%AddedHistory
IBMInternational Business Machines CorpStock3,487,315$489.3M0.6%−401,812−10.3%ReducedHistory
PANWPalo Alto Networks IncStock2,063,636$483.8M0.6%+3,505+0.2%AddedHistory
ADMArcher-Daniels-Midland CoStock6,270,930$473.0M0.6%−796,602−11.3%ReducedHistory
FTNTFortinet, Inc.Stock7,678,945$450.6M0.5%+1,565,876+25.6%AddedHistory
AFLAflac IncStock5,706,654$438.0M0.5%−634,595−10.0%ReducedHistory
INFYInfosys LtdSPONSORED ADR24,324,200$416.2M0.5%−1,286,333−5.0%ReducedHistory
VZVerizon Communications IncStock12,820,568$415.5M0.5%−2,073,223−13.9%ReducedHistory
NETCloudflare, Inc.CL A COM6,123,839$386.0M0.5%+851,301+16.1%AddedHistory
ABTAbbott LaboratoriesStock3,959,485$383.5M0.5%+83,940+2.2%AddedHistory
AKAMAkamai Technologies IncCOM3,593,254$382.8M0.5%−275,301−7.1%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A5,609,097$380.0M0.5%+70,631+1.3%AddedHistory
LRCXLam Research CorpCOM592,821$371.6M0.4%+33,727+6.0%AddedHistory
VVisa Inc.Stock1,565,788$360.1M0.4%−38,884−2.4%ReducedHistory
AAPLApple Inc.Stock2,099,378$359.4M0.4%+465,681+28.5%AddedHistory
MAMastercard IncStock898,664$355.8M0.4%−36,319−3.9%ReducedHistory
JNPRJuniper Networks IncCOM12,735,214$353.9M0.4%+1,037,523+8.9%AddedHistory
ACNAccenture plcStock1,149,206$352.9M0.4%+603,114+110.4%AddedHistory
CRMSalesforce, Inc.Stock1,728,929$350.6M0.4%+64,350+3.9%AddedHistory
GOOGAlphabet Inc.Stock2,567,809$338.6M0.4%+220,897+9.4%AddedHistory
GILDGilead Sciences, Inc.Stock4,499,301$337.2M0.4%+454,229+11.2%AddedHistory
MUMicron Technology IncStock4,931,550$335.5M0.4%−652,616−11.7%ReducedHistory
SPLKSplunk IncCOM2,220,239$324.7M0.4%−169,052−7.1%ReducedHistory
QCOMQualcomm IncStock2,868,633$318.6M0.4%+678,888+31.0%AddedHistory
ZSZscaler, Inc.Stock2,006,636$312.2M0.4%+196,380+10.8%AddedHistory
TEAMAtlassian CorpCL A1,544,002$311.1M0.4%+114,821+8.0%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock1,855,770$310.6M0.4%+228,888+14.1%AddedHistory
ONOn Semiconductor CorpStock3,339,518$310.4M0.4%−440,711−11.7%ReducedHistory
ADIAnalog Devices IncStock1,746,359$305.8M0.4%+275,322+18.7%AddedHistory
ANETArista Networks, Inc.COM1,647,287$303.0M0.4%−82,246−4.8%ReducedHistory
MOAltria Group, Inc.Stock7,139,259$300.2M0.4%−343,956−4.6%ReducedHistory
ABNBAirbnb, Inc.Stock2,143,594$294.1M0.3%+186,118+9.5%AddedHistory
ORCLOracle CorpStock2,761,413$292.5M0.3%+461,963+20.1%AddedHistory
WDAYWorkday, Inc.CL A1,358,310$291.8M0.3%+129,986+10.6%AddedHistory
NFLXNetflix IncStock750,954$283.6M0.3%+23,965+3.3%AddedHistory
VRTXVertex Pharmaceuticals IncStock798,366$277.6M0.3%+508,389+175.3%AddedHistory
SNASnap-on IncCOM1,087,831$277.5M0.3%+80,621+8.0%AddedHistory
PNCPNC Financial Services Group, Inc.Stock2,249,863$276.2M0.3%+96,613+4.5%AddedHistory
GDGeneral Dynamics CorpStock1,249,647$276.1M0.3%+67,830+5.7%AddedHistory
NOCNorthrop Grumman CorpStock627,166$276.1M0.3%+40,142+6.8%AddedHistory
ADPAutomatic Data Processing IncStock1,134,940$273.0M0.3%−114,925−9.2%ReducedHistory
JPMJPMorgan Chase & CoStock1,877,179$272.2M0.3%−74,724−3.8%ReducedHistory
NTAPNetApp, Inc.Stock3,584,206$272.0M0.3%−2,883,637−44.6%ReducedHistory
HONHoneywell International IncCOM1,470,569$271.7M0.3%+7,107+0.5%AddedHistory
PMPhilip Morris International Inc.Stock2,909,480$269.4M0.3%−243,812−7.7%ReducedHistory
PEPPepsiCo IncStock1,589,589$269.3M0.3%−425,966−21.1%ReducedHistory
DDOGDatadog, Inc.CL A COM2,931,730$267.1M0.3%+665,630+29.4%AddedHistory
GRMNGarmin LtdSHS2,516,450$264.7M0.3%−128,807−4.9%ReducedHistory
PGProcter & Gamble CoStock1,803,230$263.0M0.3%+19,865+1.1%AddedHistory
MRKMerck & Co., Inc.Stock2,528,259$260.3M0.3%−93,504−3.6%ReducedHistory
OKTAOkta, Inc.CL A3,188,214$259.9M0.3%+106,054+3.4%AddedHistory
PAYXPaychex IncStock2,244,775$258.9M0.3%−200,139−8.2%ReducedHistory
JNJJohnson & JohnsonStock1,657,966$258.2M0.3%−99,537−5.7%ReducedHistory
HDHome Depot, Inc.Stock843,930$255.0M0.3%+556,924+194.0%AddedHistory
AMATApplied Materials IncStock1,828,276$253.1M0.3%+553,476+43.4%AddedHistory
KOCoca Cola CoStock4,485,974$251.1M0.3%−930,662−17.2%ReducedHistory
GSGoldman Sachs Group IncStock776,030$251.1M0.3%+1,450+0.2%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A2,284,642$249.6M0.3%−4,634−0.2%ReducedHistory
BMYBristol Myers Squibb CoStock4,289,594$249.0M0.3%+279,830+7.0%AddedHistory
UNPUnion Pacific CorpStock1,195,664$243.5M0.3%+819,058+217.5%AddedHistory
LLYEli Lilly & CoStock453,268$243.5M0.3%−24,058−5.0%ReducedHistory
OTEXOpen Text CorpCOM6,890,836$241.9M0.3%+598,431+9.5%AddedHistory
APDAir Products & Chemicals, Inc.Stock850,209$240.9M0.3%−39,993−4.5%ReducedHistory
AXPAmerican Express CoStock1,601,273$238.9M0.3%+544,466+51.5%AddedHistory
ITWIllinois Tool Works IncStock1,031,977$237.7M0.3%+644,339+166.2%AddedHistory
COPConocoPhillipsStock1,980,794$237.3M0.3%−207,917−9.5%ReducedHistory
LMTLockheed Martin CorpStock578,919$236.8M0.3%+30,758+5.6%AddedHistory
PCARPaccar IncCOM2,726,742$231.8M0.3%−410,037−13.1%ReducedHistory
STLDSteel Dynamics IncCOM2,157,555$231.3M0.3%+87,650+4.2%AddedHistory
NVDANVIDIA CorpStock531,505$231.2M0.3%−1,876−0.4%ReducedHistory
CLColgate Palmolive CoStock3,231,728$229.8M0.3%+2,301,437+247.4%AddedHistory
NTNXNutanix, Inc.Stock6,572,862$229.3M0.3%−6,979−0.1%ReducedHistory
SNOWSnowflake Inc.Stock1,500,193$229.2M0.3%+355,776+31.1%AddedHistory
RFRegions Financial CorpCOM13,083,305$225.0M0.3%+966,986+8.0%AddedHistory
HBANHuntington Bancshares IncCOM21,519,579$223.8M0.3%+1,141,079+5.6%AddedHistory
ZMZoom Communications, Inc.Stock3,197,042$223.6M0.3%+486,733+18.0%AddedHistory
XOMExxonMobil Holdings CorpCOM1,890,142$222.2M0.3%−125,420−6.2%ReducedHistory
UNHUnitedHealth Group IncStock440,380$222.0M0.3%−131,520−23.0%ReducedHistory
INTCIntel CorpStock6,172,954$219.4M0.3%−5,392,432−46.6%ReducedHistory
COSTCostco Wholesale CorpStock387,518$218.9M0.3%−16,099−4.0%ReducedHistory
APHAmphenol CorpCL A2,598,006$218.2M0.3%−195,722−7.0%ReducedHistory
KLACKLA CorpCOM NEW474,600$217.7M0.3%+101,382+27.2%AddedHistory
MLIMueller Industries IncCOM2,889,282$217.2M0.3%+337,170+13.2%AddedHistory
SYFSynchrony FinancialCOM7,083,283$216.5M0.3%+104,074+1.5%AddedHistory
CFCF Industries Holdings, Inc.COM2,513,254$215.5M0.3%−20,986−0.8%ReducedHistory
RSReliance, Inc.COM820,923$215.3M0.3%−21,716−2.6%ReducedHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History