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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,340
−7 vs. Q2 2023
Portfolio value
$84.4B
−$3.57B (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of First Trust Advisors LP in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$00.0%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM11,282$20.9K<0.1%+431+4.0%AddedHistory
HMYHarmony Gold Mining Co LtdADR10,147$38.2K<0.1%−363−3.5%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT26,450$51.3K<0.1%−1,857−6.6%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS10,713$68.3K<0.1%−20−0.2%ReducedHistory
Nuveen PFD & Incm Securties67072C105COM11,928$73.6K<0.1%−2,889−19.5%Reduced–
INNSummit Hotel Properties, Inc.COM13,185$76.5K<0.1%+493+3.9%AddedHistory
HLHecla Mining CoCOM20,425$79.9K<0.1%+6,531+47.0%AddedHistory
TGITriumph Group IncCOM11,350$86.9K<0.1%+11,350NewHistory
SPCEVirgin Galactic Holdings, IncCOM48,977$88.2K<0.1%+19,124+64.1%AddedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT10,464$88.6K<0.1%−7,149−40.6%ReducedHistory
HBIHanesbrands Inc.COM22,622$89.6K<0.1%+4,646+25.8%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW21,184$96.2K<0.1%+777+3.8%AddedHistory
KGCKinross Gold CorpCOM22,195$101.2K<0.1%+1,320+6.3%AddedHistory
CHRSCoherus Oncology, Inc.COM27,297$102.1K<0.1%+27,297NewHistory
MCBCMacatawa Bank CorpCOM11,732$105.1K<0.1%−1,959−14.3%ReducedHistory
PAGSPagSeguro Digital Ltd.COM CL A12,680$109.2K<0.1%+12,680NewHistory
TZOOTravelzooCOM NEW19,711$114.9K<0.1%+19,711NewHistory
SHBIShore Bancshares IncCOM11,332$119.2K<0.1%−76,513−87.1%ReducedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM13,760$120.8K<0.1%−3,221−19.0%ReducedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM11,806$126.0K<0.1%−2,356−16.6%ReducedHistory
HQLabrdn Life Sciences InvestorsSH BEN INT10,547$131.5K<0.1%+10,547NewHistory
STNEStoneCo Ltd.COM12,378$132.1K<0.1%−511−4.0%ReducedHistory
EIMEaton Vance Municipal Bond FundCOM15,363$137.7K<0.1%−2,394−13.5%ReducedHistory
NBHNeuberger Municipal Fund Inc.COM15,060$138.7K<0.1%−2,896−16.1%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM16,755$140.9K<0.1%−523−3.0%ReducedHistory
AGTIAgiliti, Inc.COM21,786$141.4K<0.1%−47,344−68.5%ReducedHistory
ASTSAST SpaceMobile, Inc.COM CL A37,725$143.4K<0.1%+16,412+77.0%AddedHistory
NFBKNorthfield Bancorp, Inc.COM15,391$145.4K<0.1%−3,188−17.2%ReducedHistory
FMNBFarmers National Banc CorpCOM12,826$148.3K<0.1%−2,131−14.2%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM24,000$151.2K<0.1%+5,185+27.6%AddedHistory
HONEHarborOne Bancorp, Inc.COM NEW15,925$151.6K<0.1%−2,678−14.4%ReducedHistory
HBNCHorizon Bancorp IncCOM15,092$161.2K<0.1%−2,522−14.3%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM22,609$161.9K<0.1%−5,224−18.8%ReducedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A10,150$162.5K<0.1%+10,150NewHistory
BFKBlackRock Municipal Income TrustSH BEN INT18,783$166.6K<0.1%−4,446−19.1%ReducedHistory
HAFCHanmi Financial CorpCOM NEW10,427$169.2K<0.1%−1,769−14.5%ReducedHistory
NMAINuveen Multi-Asset Income FundCOM15,258$169.7K<0.1%−830−5.2%ReducedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM27,881$169.8K<0.1%+512+1.9%AddedHistory
REPLReplimune Group, Inc.COM10,020$171.4K<0.1%+10,020NewHistory
HIMXHimax Technologies, Inc.SPONSORED ADR30,612$178.8K<0.1%−546,983−94.7%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD38,972$185.9K<0.1%+38,972NewHistory
NMINuveen Municipal Income Fund IncCOM21,824$187.7K<0.1%−2,380−9.8%ReducedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM21,377$187.7K<0.1%−2,597−10.8%ReducedHistory
LACLithium Americas Corp.COM NEW11,042$187.8K<0.1%+11,042NewHistory
NEOGNeogen CorpCOM10,134$187.9K<0.1%+10,134NewHistory
ALEXAlexander & Baldwin, Inc.COM11,311$189.2K<0.1%−25,026−68.9%ReducedHistory
BLEBlackRock Municipal Income Trust IICOM21,163$193.4K<0.1%−6,978−24.8%ReducedHistory
ARRArmour Residential REIT, Inc.COM NEW47,001$199.8K<0.1%+28,470+153.6%AddedHistory
SMTCSemtech CorpStock7,833$201.7K<0.1%−47,626−85.9%ReducedHistory
SITMSITIME CorpCOM1,767$201.9K<0.1%−12,838−87.9%ReducedHistory
PFCPremier Financial CorpCOM12,224$208.5K<0.1%−2,040−14.3%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF8,778$209.8K<0.1%−156,694−94.7%Reduced–
TPZTortoise Power & Energy Infrastructure Fund IncCOM15,757$210.5K<0.1%−216−1.4%ReducedHistory
CTBICommunity Trust Bancorp IncCOM6,156$210.9K<0.1%−1,025−14.3%ReducedHistory
VKQInvesco Municipal TrustCOM25,532$212.9K<0.1%−5,202−16.9%ReducedHistory
FMBHFirst Mid Bancshares, Inc.COM8,153$216.5K<0.1%+8,153NewHistory
iShares Tr464288158SHRT NAT MUN ETF2,141$220.2K<0.1%−531−19.9%Reduced–
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY4,147$220.4K<0.1%+4,147New–
NMZNuveen Municipal High Income Opportunity FundCOM23,958$222.3K<0.1%−5,183−17.8%ReducedHistory
FSRFisker Inc.CL A COM STK34,702$222.8K<0.1%+3,366+10.7%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,391$225.4K<0.1%+9,391New–
VSATViasat IncCOM12,341$227.8K<0.1%−45,029−78.5%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF9,684$230.7K<0.1%+191+2.0%Added–
Invesco Exch Traded FD Tr II46138G862FLOAT RATE ETF9,437$234.4K<0.1%+254+2.8%Added–
XRAYDentsply Sirona Inc.Stock6,929$236.7K<0.1%−5,337−43.5%ReducedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT26,584$236.9K<0.1%−5,250−16.5%ReducedHistory
CMBMFCambium Networks CorpSHS32,586$238.9K<0.1%+1,713+5.5%AddedHistory
First Tr Exch Traded FD III33740J203EQUITY MARKET NE12,496$251.7K<0.1%+12,496New–
MORNMorningstar, Inc.COM1,101$257.9K<0.1%+1,101NewHistory
HGBLHeritage Global Inc.COM82,709$258.1K<0.1%+82,709NewHistory
SKINSkinHealth Systems Inc.COM CL A42,948$258.5K<0.1%−170,216−79.9%ReducedHistory
NMCONuveen Municipal Credit Opportunities FundCOM26,686$258.6K<0.1%−5,799−17.9%ReducedHistory
DHDefinitive Healthcare Corp.CLASS A COM32,679$261.1K<0.1%+32,679NewHistory
DSGXDescartes Systems Group IncCOM3,567$261.9K<0.1%−4−0.1%ReducedHistory
RBCAARepublic Bancorp IncCL A5,948$262.0K<0.1%−1,074−15.3%ReducedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM31,219$265.4K<0.1%−5,738−15.5%ReducedHistory
ATVIActivision Blizzard, Inc.COM2,863$268.1K<0.1%−275,020−99.0%ReducedHistory
AHCOAdaptHealth Corp.COMMON STOCK29,537$268.8K<0.1%+4,994+20.3%AddedHistory
LSEALandsea Homes CorpCOM30,023$269.9K<0.1%+30,023NewHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG14,793$270.3K<0.1%−36,251−71.0%Reduced–
VALEVale S.A.SPONSORED ADS20,216$270.9K<0.1%−69,107−77.4%ReducedHistory
BFCBank First CorpCOM3,554$274.2K<0.1%−594−14.3%ReducedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN14,140$274.5K<0.1%−3,265−18.8%ReducedHistory
ELEstee Lauder Companies IncCL A1,903$275.1K<0.1%−18,649−90.7%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT23,094$278.1K<0.1%+353+1.6%AddedHistory
Barrick Gold Corp067901108COM19,151$278.6K<0.1%+545+2.9%Added–
MQYBlackRock Muniyield Quality Fund, Inc.COM27,320$279.5K<0.1%−6,093−18.2%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT14,120$280.0K<0.1%−15,310−52.0%ReducedHistory
GPGIGPGI, Inc.COM CL A43,516$280.7K<0.1%+43,516NewHistory
TSQTownsquare Media, Inc.CL A32,341$282.0K<0.1%+32,341NewHistory
TUSKMammoth Energy Services, Inc.COM61,735$286.4K<0.1%+61,735NewHistory
FBMSFirst Bancshares IncCOM10,639$286.9K<0.1%−76,719−87.8%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM7,553$288.5K<0.1%+1,941+34.6%AddedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM27,693$293.0K<0.1%−6,321−18.6%ReducedHistory
BROSDutch Bros Inc.CL A12,635$293.8K<0.1%−22,291−63.8%ReducedHistory
CMBTCmb.tech NVSHS18,250$296.4K<0.1%−5,899−24.4%ReducedHistory
RCMTRCM Technologies, Inc.COM NEW15,192$296.9K<0.1%−112−0.7%ReducedHistory
RMTRoyce Micro-Cap Trust, Inc.COM36,039$298.4K<0.1%−1,022−2.8%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM28,972$298.7K<0.1%−5,200−15.2%ReducedHistory

Sold out since Q2 2023 (210)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 210 by value last quarter.

Positions of First Trust Advisors LP sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG25,521,540$669.2M0.8%–
PDCEPDC Energy, Inc.COM635,832$45.2M0.1%History
SYNHSyneos Health, Inc.CL A1,051,275$44.3M0.1%History
ICUIIcu Medical IncCOM158,835$28.3M<0.1%History
CERTCertara, Inc.COM1,490,814$27.1M<0.1%History
WWEWorld Wrestling Entertainment, LLCCL A213,684$23.2M<0.1%History
CPACopa Holdings, S.A.CL A198,933$22.0M<0.1%History
HWKNHawkins IncCOM405,879$19.4M<0.1%History
UNVRUnivar Solutions Inc.COM491,678$17.6M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS169,004$17.4M<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM530,793$17.4M<0.1%–
BURLBurlington Stores, Inc.COM94,520$14.9M<0.1%History
CWHCamping World Holdings, Inc.CL A481,970$14.5M<0.1%History
BKIBlack Knight, Inc.COM191,760$11.5M<0.1%History
WDCWestern Digital CorpCOM296,273$11.2M<0.1%History
PGRProgressive CorpStock84,262$11.2M<0.1%History
MKTXMarketaxess Holdings IncCOM36,123$9.44M<0.1%History
IPGPIpg Photonics CorpCOM68,704$9.33M<0.1%History
PLNTPlanet Fitness, Inc.CL A125,162$8.44M<0.1%History
ERICEricsson LM Telephone CoADR B SEK 101,470,438$8.01M<0.1%History
BALLBALL CorpCOM132,906$7.74M<0.1%History
AYXAlteryx, Inc.COM CL A165,110$7.50M<0.1%History
COOCooper Companies, Inc.COM NEW19,525$7.49M<0.1%History
TWTradeweb Markets Inc.Stock102,158$7.00M<0.1%History
KYNBKyntra Bio, Inc.COM2,518,420$6.80M<0.1%History
TRTNTriton International LtdCL A62,919$5.24M<0.1%History
LSILife Storage, Inc.COM37,275$4.96M<0.1%History
TCOMTrip.com Group LtdADS127,658$4.47M<0.1%History
AGXArgan IncStock99,670$3.93M<0.1%History
YETIYETI Holdings, Inc.COM88,373$3.43M<0.1%History
VIRVir Biotechnology, Inc.COM132,962$3.26M<0.1%History
RETAReata Pharmaceuticals IncCL A29,611$3.02M<0.1%History
iShares Tr46434V514MSCI CHINA A97,013$2.83M<0.1%–
JBSSSanfilippo John B & Son IncCOM24,106$2.83M<0.1%History
HHCHoward Hughes CorpCOM34,958$2.76M<0.1%History
NWLINational Western Life Group, Inc.CL A6,451$2.68M<0.1%History
NEXNextier Oilfield Solutions Inc.COM297,351$2.66M<0.1%History
VERIVeritone, Inc.COM649,489$2.55M<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A228,999$2.44M<0.1%History
THRThermon Group Holdings, Inc.COM89,867$2.39M<0.1%History
YUMCYum China Holdings, Inc.COM41,937$2.37M<0.1%History
BZHBeazer Homes USA IncCOM NEW79,036$2.24M<0.1%History
LPGDorian LPG Ltd.SHS USD86,304$2.21M<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS277,911$2.16M<0.1%History
FVRRFiverr International Ltd.ORD SHS81,601$2.12M<0.1%History
PUBMPubMatic, Inc.COM CL A115,783$2.12M<0.1%History
PDPagerDuty, Inc.COM90,782$2.04M<0.1%History
COLLCollegium Pharmaceutical, IncCOM92,793$1.99M<0.1%History
Vanguard Real Estate ETF922908553ETF23,809$1.99M<0.1%–
CHUYChuy's Holdings, Inc.COM48,605$1.98M<0.1%History
INFNInfinera CorpCOM409,162$1.98M<0.1%History
PTONPeloton Interactive, Inc.CL A COM246,611$1.90M<0.1%History
CCNECNB Financial CorpCOM106,063$1.87M<0.1%History
WWWWolverine World Wide IncCOM126,863$1.86M<0.1%History
DXDynex Capital IncCOM145,149$1.83M<0.1%History
GOLDGold.com, Inc.COM48,079$1.80M<0.1%History
MTWManitowoc Co IncCOM NEW94,263$1.77M<0.1%History
CHSChico's Fas, Inc.COM331,095$1.77M<0.1%History
UBAUrstadt Biddle Properties IncCL A81,126$1.72M<0.1%History
SCIService Corp InternationalCOM25,968$1.68M<0.1%History
TRSTTrustco Bank Corp N YCOM NEW58,625$1.68M<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS42,762$1.66M<0.1%History
IIINInsteel Industries IncCOM52,803$1.64M<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF38,832$1.62M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76,260$1.61M<0.1%–
PTRAQProterra IncCOM1,276,789$1.53M<0.1%History
AVIDAvid Technology, Inc.COM58,815$1.50M<0.1%History
CASSCass Information Systems IncCOM38,220$1.48M<0.1%History
TBITrueBlue, Inc.COM83,212$1.47M<0.1%History
HSIIHeidrick & Struggles International IncCOM54,093$1.43M<0.1%History
EBFEnnis, Inc.COM69,345$1.41M<0.1%History
DFHDream Finders Homes, Inc.COM CL A57,369$1.41M<0.1%History
OROR Royalties Inc.COM90,401$1.39M<0.1%History
RUSHBRush Enterprises IncCL B20,145$1.37M<0.1%History
PGCPeapack Gladstone Financial CorpCOM50,204$1.36M<0.1%History
MSBIMidland States Bancorp, Inc.COM67,885$1.35M<0.1%History
DICEDICE Therapeutics, Inc.COM28,677$1.33M<0.1%History
ACCOAcco Brands CorpCOM254,593$1.33M<0.1%History
PLRXPliant Therapeutics, Inc.COM70,709$1.28M<0.1%History
RYNRayonier IncCOM40,330$1.27M<0.1%History
RIGTransocean Ltd.REGISTERED SHS177,955$1.25M<0.1%History
BCRXBiocryst Pharmaceuticals IncCOM176,763$1.24M<0.1%History
AUDCAudiocodes LtdORD128,729$1.18M<0.1%History
AMLXAmylyx Pharmaceuticals, Inc.COM54,115$1.17M<0.1%History
BWBabcock & Wilcox Enterprises, Inc.COM197,588$1.17M<0.1%History
OPALOPAL Fuels Inc.CLASS A COM155,433$1.16M<0.1%History
CARECarter Bankshares, Inc.COM NEW73,782$1.09M<0.1%History
FORForestar Group Inc.COM48,182$1.09M<0.1%History
FFICFlushing Financial CorpCOM86,947$1.07M<0.1%History
MCBSMetroCity Bankshares, Inc.COM58,599$1.05M<0.1%History
DCPHDeciphera Pharmaceuticals, Inc.COM71,501$1.01M<0.1%History
ACCDAccolade, Inc.COM72,442$975.8K<0.1%History
CTOCTO Realty Growth, Inc.COM55,942$958.8K<0.1%History
Tritium DCFCQ9225T108COM877,289$956.2K<0.1%–
CVLGCovenant Logistics Group, Inc.CL A21,258$931.7K<0.1%History
WKHSWorkhorse Group Inc.COM NEW1,046,784$912.4K<0.1%History
CVGICommercial Vehicle Group, Inc.COM79,908$887.0K<0.1%History
HAINHain Celestial Group IncCOM70,428$881.1K<0.1%History
LZLegalzoom.com, Inc.COM70,830$855.6K<0.1%History
GCMGGCM Grosvenor Inc.COM CL A112,457$847.9K<0.1%History