Skip to main content
Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,337
−3 vs. Q3 2023
Portfolio value
$91.6B
+$7.27B (+8.6%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of First Trust Advisors LP in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$00.0%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM10,552$27.0K<0.1%−730−6.5%ReducedHistory
CDECoeur Mining, Inc.COM NEW10,632$34.7K<0.1%+10,632NewHistory
IAGIamgold CorpCOM13,807$34.9K<0.1%+13,807NewHistory
Orla MNG Ltd New68634K106COM12,550$41.1K<0.1%+12,550New–
INNSummit Hotel Properties, Inc.COM12,331$82.9K<0.1%−854−6.5%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT24,738$92.5K<0.1%−1,712−6.5%ReducedHistory
REPLReplimune Group, Inc.COM11,803$99.5K<0.1%+1,783+17.8%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW19,728$106.5K<0.1%−1,456−6.9%ReducedHistory
HMYHarmony Gold Mining Co LtdADR17,991$110.6K<0.1%+7,844+77.3%AddedHistory
EIMEaton Vance Municipal Bond FundCOM11,085$112.3K<0.1%−4,278−27.8%ReducedHistory
PDMPiedmont Realty Trust, Inc.COM CL A15,809$112.4K<0.1%−520,896−97.1%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM14,840$114.3K<0.1%−7,769−34.4%ReducedHistory
HBIHanesbrands Inc.COM25,797$115.1K<0.1%+3,175+14.0%AddedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM18,186$116.8K<0.1%−9,695−34.8%ReducedHistory
AIVApartment Investment & Management CoCL A15,372$120.4K<0.1%−247,480−94.2%ReducedHistory
BLFYBlue Foundry BancorpCOM12,897$124.7K<0.1%+12,897NewHistory
HLHecla Mining CoCOM26,645$128.2K<0.1%+6,220+30.5%AddedHistory
NMINuveen Municipal Income Fund IncCOM14,271$131.3K<0.1%−7,553−34.6%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT13,637$137.3K<0.1%−5,146−27.4%ReducedHistory
PACBPacific Biosciences of California, Inc.COM14,608$143.3K<0.1%−191,663−92.9%ReducedHistory
SPCEVirgin Galactic Holdings, IncCOM59,115$144.8K<0.1%+10,138+20.7%AddedHistory
WSBFWaterstone Financial, Inc.COM10,647$151.2K<0.1%+10,647NewHistory
VKQInvesco Municipal TrustCOM15,891$151.4K<0.1%−9,641−37.8%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM17,359$152.4K<0.1%+604+3.6%AddedHistory
FLICFirst of Long Island CorpCOM11,688$154.7K<0.1%+11,688NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM15,873$156.8K<0.1%−8,085−33.7%ReducedHistory
MVSTMicrovast Holdings, Inc.COM112,803$157.9K<0.1%−1,525,813−93.1%ReducedHistory
AGIAlamos Gold IncStock11,841$159.5K<0.1%+11,841NewHistory
PAGSPagSeguro Digital Ltd.COM CL A12,858$160.3K<0.1%+178+1.4%AddedHistory
FRSTPrimis Financial Corp.COM12,771$161.7K<0.1%+12,771NewHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM18,870$164.5K<0.1%−2,507−11.7%ReducedHistory
NMCONuveen Municipal Credit Opportunities FundCOM17,427$173.7K<0.1%−9,259−34.7%ReducedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock27,717$175.2K<0.1%+27,717New–
PAASPan American Silver CorpStock10,732$175.3K<0.1%+10,732NewHistory
TZOOTravelzooCOM NEW18,430$175.6K<0.1%−1,281−6.5%ReducedHistory
CARECarter Bankshares, Inc.COM NEW11,878$177.8K<0.1%+11,878NewHistory
EVNEaton Vance Municipal Income TrustSH BEN INT18,317$179.9K<0.1%−8,267−31.1%ReducedHistory
BZKanzhun LtdSPONSORED ADS11,001$182.7K<0.1%+11,001NewHistory
GGBGerdau S.A.SPON ADR REP PFD38,702$187.7K<0.1%−270−0.7%ReducedHistory
HPPHudson Pacific Properties, Inc.COM20,658$192.3K<0.1%−898,899−97.8%ReducedHistory
NMAINuveen Multi-Asset Income FundCOM15,678$192.8K<0.1%+420+2.8%AddedHistory
NTSTNETSTREIT Corp.COM10,963$195.7K<0.1%+10,963NewHistory
BWBBridgewater Bancshares IncCOM14,489$195.9K<0.1%+14,489NewHistory
CMBMFCambium Networks CorpSHS33,451$200.7K<0.1%+865+2.7%AddedHistory
TGITriumph Group IncCOM12,352$204.8K<0.1%+1,002+8.8%AddedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR33,743$204.8K<0.1%+3,131+10.2%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF8,335$206.2K<0.1%−443−5.0%Reduced–
VGMInvesco Trust for Investment Grade MunicipalsCOM21,066$208.3K<0.1%−10,153−32.5%ReducedHistory
MPBMid Penn Bancorp IncCOM8,625$209.4K<0.1%+8,625NewHistory
ASTSAST SpaceMobile, Inc.COM CL A35,049$211.3K<0.1%−2,676−7.1%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM20,797$211.5K<0.1%+20,797NewHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT14,486$214.1K<0.1%−8,580−37.2%ReducedHistory
Hingham Instn SVGS Mass433323102COM1,113$216.4K<0.1%+1,113New–
KGCKinross Gold CorpCOM36,112$218.5K<0.1%+13,917+62.7%AddedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM15,795$221.4K<0.1%+38+0.2%AddedHistory
INSPInspire Medical Systems, Inc.COM1,096$223.0K<0.1%−107,151−99.0%ReducedHistory
STNEStoneCo Ltd.COM12,554$226.3K<0.1%+176+1.4%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF2,165$228.3K<0.1%+24+1.1%Added–
HGBLHeritage Global Inc.COM84,739$235.6K<0.1%+2,030+2.5%AddedHistory
CCRDCoreCard CorpCOM17,163$237.4K<0.1%+307+1.8%AddedHistory
MQTBlackRock Muniyield Quality Fund II, Inc.COM22,958$237.6K<0.1%−11,217−32.8%ReducedHistory
AZPNAspen Technology, Inc.COM1,082$238.2K<0.1%+1,082NewHistory
BHRBBurke & Herbert Financial Services Corp.COM3,844$241.8K<0.1%+3,844NewHistory
CCNECNB Financial CorpCOM10,814$244.3K<0.1%+10,814NewHistory
SHBIShore Bancshares IncCOM17,151$244.4K<0.1%+5,819+51.4%AddedHistory
GEF.BGreif, IncCL B3,712$245.0K<0.1%−3,584−49.1%ReducedHistory
FFICFlushing Financial CorpCOM14,956$246.5K<0.1%+14,956NewHistory
AROWArrow Financial CorpCOM8,825$246.6K<0.1%+8,825NewHistory
First Tr Exch Traded FD III33740J203EQUITY MARKET NE12,256$247.1K<0.1%−240−1.9%Reduced–
SPDR Series Trust78464A284ST NUVE HIGH ETF9,840$249.0K<0.1%+156+1.6%Added–
IQIInvesco Quality Municipal Income TrustCOM26,186$249.0K<0.1%−11,703−30.9%ReducedHistory
MKTXMarketaxess Holdings IncCOM853$249.8K<0.1%+853NewHistory
iShares Core MSCI Total International Stock ETF46432F834ETF3,875$251.6K<0.1%+3,875New–
GPGIGPGI, Inc.COM CL A46,673$252.0K<0.1%+3,157+7.3%AddedHistory
MHDBlackRock Muniholdings Fund, Inc.COM21,305$253.7K<0.1%−7,667−26.5%ReducedHistory
BLEBlackRock Municipal Income Trust IICOM23,854$254.8K<0.1%+2,691+12.7%AddedHistory
AMLXAmylyx Pharmaceuticals, Inc.COM17,380$255.8K<0.1%+17,380NewHistory
NADNuveen Quality Municipal Income FundCOM22,358$256.0K<0.1%−11,135−33.2%ReducedHistory
XPOXPO, Inc.COM2,952$258.6K<0.1%−13,614−82.2%ReducedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM21,839$266.2K<0.1%−5,481−20.1%ReducedHistory
NOVTNovanta IncCOM1,588$267.4K<0.1%+1,588NewHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM23,059$268.4K<0.1%−10,124−30.5%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM24,474$269.2K<0.1%−10,927−30.9%ReducedHistory
GOGOGogo Inc.COM26,677$270.2K<0.1%−46,336−63.5%ReducedHistory
TIOTingo Group, Inc.COM392,573$270.9K<0.1%+10,440+2.7%AddedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT19,360$273.0K<0.1%+19,360NewHistory
PGCPeapack Gladstone Financial CorpCOM9,220$274.9K<0.1%+9,220NewHistory
RILYBRC Group Holdings, Inc.COM13,210$277.3K<0.1%−52,808−80.0%ReducedHistory
ASRTAssertio Holdings, Inc.COM NEW260,153$278.4K<0.1%+10,360+4.1%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE21,471$278.9K<0.1%00.0%Unchanged–
FMNBFarmers National Banc CorpCOM19,398$280.3K<0.1%+6,572+51.2%AddedHistory
NUVNuveen Municipal Value Fund IncCOM32,604$280.4K<0.1%−12,399−27.6%ReducedHistory
TUSKMammoth Energy Services, Inc.COM63,238$282.0K<0.1%+1,503+2.4%AddedHistory
CACCamden National CorpCOM7,533$283.5K<0.1%+7,533NewHistory
HONEHarborOne Bancorp, Inc.COM NEW23,682$283.7K<0.1%+7,757+48.7%AddedHistory
WASHWashington Trust Bancorp IncCOM8,813$285.4K<0.1%+8,813NewHistory
DSGXDescartes Systems Group IncCOM3,424$287.9K<0.1%−143−4.0%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM23,262$292.6K<0.1%+7,871+51.1%AddedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT25,168$297.5K<0.1%−8,817−25.9%ReducedHistory

Sold out since Q3 2023 (148)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 148 by value last quarter.

Positions of First Trust Advisors LP sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SGENSeagen Inc.COM400,164$84.9M0.1%History
ZZillow Group, Inc.CL C CAP STK1,323,938$61.1M0.1%History
SWAVShockwave Medical, Inc.COM140,598$28.0M<0.1%History
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP444,816$25.1M<0.1%–
PENPenumbra IncCOM98,463$23.8M<0.1%History
Vanguard World FD921910873MEGA CAP INDEX132,556$20.1M<0.1%–
ZGZillow Group, Inc.CL A441,067$19.8M<0.1%History
DVDoubleVerify Holdings, Inc.COM684,020$19.1M<0.1%History
VMWVmware LLCCL A COM108,611$18.1M<0.1%History
NATINational Instruments CorpCOM282,083$16.8M<0.1%History
UHALU-Haul Holding CoCOM299,221$16.3M<0.1%History
RGRSturm Ruger & Co IncStock296,997$15.5M<0.1%History
AMEDAmedisys IncCOM125,359$11.7M<0.1%History
EFXEquifax IncCOM52,403$9.60M<0.1%History
ADArray Digital Infrastructure, Inc.COM212,168$9.12M<0.1%History
DOMOHuckleberry.ai, Inc.Stock845,675$8.30M<0.1%History
NEWRNew Relic, Inc.COM81,360$6.97M<0.1%History
MATMattel IncCOM263,420$5.80M<0.1%History
HCCIHeritage-Crystal Clean, Inc.COM126,409$5.73M<0.1%History
FIVNFive9, Inc.COM83,565$5.37M<0.1%History
VRTVVeritiv CorpCOM30,497$5.15M<0.1%History
SOVOSovos Brands, Inc.COM223,817$5.05M<0.1%History
ESTEEarthstone Energy IncCL A245,817$4.98M<0.1%History
TWNKHostess Brands, Inc.CL A144,618$4.82M<0.1%History
TALTAL Education GroupSPONSORED ADS489,145$4.46M<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD99,307$4.43M<0.1%–
GEOGeo Group IncCOM522,420$4.27M<0.1%History
NMRKNewmark Group, Inc.CL A609,072$3.92M<0.1%History
BLCOBausch & Lomb CorpCOMMON SHARES223,606$3.79M<0.1%History
TAKTakeda Pharmaceutical Co LtdADR233,119$3.61M<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER119,903$3.51M<0.1%History
GLBEGlobal-E Online Ltd.SHS82,324$3.27M<0.1%History
CWSTCasella Waste Systems IncCL A42,339$3.23M<0.1%History
EIGEmployers Holdings, Inc.COM74,432$2.97M<0.1%History
DENDenbury IncCOM29,915$2.93M<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN128,513$2.82M<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF20,466$2.80M<0.1%–
MATVMativ Holdings, Inc.COM184,624$2.63M<0.1%History
FWONKLiberty Media CorpCOM LBTY ONE S C41,785$2.60M<0.1%History
CRHCRH Public Ltd CoORD46,901$2.57M<0.1%History
AELAmerican National Group Inc.COM45,624$2.45M<0.1%History
GPREGreen Plains Inc.COM80,831$2.43M<0.1%History
HHHHoward Hughes Holdings Inc.COM32,350$2.40M<0.1%History
GHGuardant Health, Inc.COM79,916$2.37M<0.1%History
BBTBeacon Financial CorpCOM113,766$2.28M<0.1%History
OBKOrigin Bancorp, Inc.COM77,582$2.24M<0.1%History
MORFMorphic Holding, Inc.COM93,918$2.15M<0.1%History
PRKSUnited Parks & Resorts Inc.COM45,583$2.11M<0.1%History
HLITHarmonic Inc.COM216,939$2.09M<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS61,419$2.02M<0.1%History
ZIPZiprecruiter, Inc.CL A168,530$2.02M<0.1%History
TRSTrimas CorpCOM NEW76,185$1.89M<0.1%History
ADAMAdamas Trust, Inc.COM215,641$1.83M<0.1%History
NRCNRC HealthCOM NEW39,571$1.76M<0.1%History
ALTRAltair Engineering Inc.COM CL A27,647$1.73M<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM75,315$1.73M<0.1%History
GILGildan Activewear Inc.Stock60,239$1.69M<0.1%History
PRMPerimeter Solutions, Inc.COMMON STOCK362,731$1.65M<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF23,909$1.62M<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE59,030$1.60M<0.1%–
SAGESage Therapeutics, Inc.COM74,485$1.53M<0.1%History
BEKEKE Holdings Inc.SPONSORED ADS98,174$1.52M<0.1%History
WRKWestRock CoCOM42,268$1.51M<0.1%History
PRTAProthena Corp Public Ltd CoSHS30,709$1.48M<0.1%History
CHWYChewy, Inc.CL A77,352$1.41M<0.1%History
GERNGeron CorpCOM653,202$1.38M<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT9,450$1.34M<0.1%–
TMCITreace Medical Concepts, Inc.COM101,876$1.34M<0.1%History
APPSDigital Turbine, Inc.COM NEW216,100$1.31M<0.1%History
SCPLSciPlay CorpCL A56,925$1.30M<0.1%History
STVNStevanato Group S.p.A.ORD SHS43,302$1.29M<0.1%History
NXGNNextgen Healthcare, Inc.COM53,554$1.27M<0.1%History
AMSFAmerisafe IncCOM25,274$1.27M<0.1%History
SAFTSafety Insurance Group IncCOM18,059$1.23M<0.1%History
CCSIConsensus Cloud Solutions, Inc.COM48,265$1.22M<0.1%History
FWRDForward Air CorpCOM17,425$1.20M<0.1%History
STEPStepStone Group Inc.COM CL A36,539$1.15M<0.1%History
PACWPacwest BancorpCOM136,994$1.08M<0.1%History
MQMarqeta, Inc.CLASS A COM178,370$1.07M<0.1%History
PRAAPra Group IncCOM54,826$1.05M<0.1%History
RVLVRevolve Group, Inc.CL A77,308$1.05M<0.1%History
NTLAIntellia Therapeutics, Inc.COM33,208$1.05M<0.1%History
AIFApollo Tactical Income Fund Inc.COM78,178$1.05M<0.1%History
IMCRImmunocore Holdings plcADS19,826$1.03M<0.1%History
KNKnowles CorpCOM68,978$1.02M<0.1%History
TRUTransUnionCOM14,059$1.01M<0.1%History
XMTRXometry, Inc.CLASS A COM58,638$995.7K<0.1%History
Eneti IncY2294C107COM96,960$977.4K<0.1%–
RVNCRevance Therapeutics, Inc.COM82,845$950.2K<0.1%History
MCMoelis & CoCL A20,653$932.1K<0.1%History
RELXRELX PLCSPONSORED ADR27,215$917.1K<0.1%History
MODNModel N, Inc.COM35,846$875.0K<0.1%History
MODVModivCare IncCOM27,710$873.1K<0.1%History
NWLNewell Brands Inc.Stock96,204$868.7K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE14,248$863.9K<0.1%History
ACDCProFrac Holding Corp.CLASS A COM77,837$846.9K<0.1%History
OUTOUTFRONT Media Inc.COM81,806$826.2K<0.1%History
OPTUOptimum Communications, Inc.CL A246,224$805.2K<0.1%History
Abcam PLC000380204ADS34,592$782.8K<0.1%–
AGNCAGNC Investment Corp.REIT81,216$766.7K<0.1%History