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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,347
−1 vs. Q1 2023
Portfolio value
$87.9B
+$1.35B (+1.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of First Trust Advisors LP in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
IASIntegral Ad Science Holding Corp.COM26,542$477.2K<0.1%−98,164−78.7%ReducedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM43,997$481.3K<0.1%−6,924−13.6%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,474$486.4K<0.1%−1,126−10.6%Reduced–
WLDNWilldan Group, Inc.COM25,574$490.0K<0.1%+4,543+21.6%AddedHistory
XRAYDentsply Sirona Inc.Stock12,266$490.9K<0.1%+2,518+25.8%AddedHistory
RELLRichardson Electronics, Ltd.COM29,825$492.1K<0.1%+378+1.3%AddedHistory
IIIInformation Services Group Inc.COM92,141$493.9K<0.1%+1,410+1.6%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM35,953$496.2K<0.1%+1,256+3.6%AddedHistory
ALRMAlarm.com Holdings, Inc.COM9,613$496.8K<0.1%+9,613NewHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM22,582$497.7K<0.1%+464+2.1%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF42,983$502.9K<0.1%−7,220−14.4%ReducedHistory
POWWOutdoor Holding CoCOM237,067$505.0K<0.1%+2,550+1.1%AddedHistory
DNUTKrispy Kreme, Inc.COM34,292$505.1K<0.1%−72,926−68.0%ReducedHistory
VIAVViavi Solutions Inc.COM44,584$505.1K<0.1%−106,500−70.5%ReducedHistory
KDNYChinook Therapeutics, Inc.COM13,178$506.3K<0.1%+13,178NewHistory
WLYJohn Wiley & Sons, Inc.CL A14,950$508.7K<0.1%−46,045−75.5%ReducedHistory
KALUKaiser Aluminum CorpCOM PAR $0.017,143$511.7K<0.1%−40−0.6%ReducedHistory
OIIOceaneering International IncStock27,404$512.5K<0.1%+27,404NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT44,150$514.8K<0.1%−3,707−7.7%ReducedHistory
HLMNHillman Solutions Corp.COM57,373$516.9K<0.1%−119,447−67.6%ReducedHistory
ALCAlcon IncStock6,275$517.2K<0.1%+2,982+90.6%AddedHistory
FORMFormfactor IncCOM15,171$519.2K<0.1%+15,171NewHistory
FGF&G Annuities & Life, Inc.COMMON STOCK21,224$525.9K<0.1%+21,224NewHistory
ENVEnvestnet, Inc.COM8,897$528.0K<0.1%+8,897NewHistory
ONITOnity Group Inc.COM NEW17,624$528.2K<0.1%+244+1.4%AddedHistory
ALTOAlto Ingredients, Inc.COM183,723$531.0K<0.1%+3,645+2.0%AddedHistory
AFCGAdvanced Flower Capital Inc.COM43,348$539.7K<0.1%+520+1.2%AddedHistory
MRCYMercury Systems IncCOM15,646$541.2K<0.1%+10,990+236.0%AddedHistory
PCRXPacira BioSciences, Inc.COM13,530$542.1K<0.1%+13,530NewHistory
ZYXIZynex IncCOM57,025$546.9K<0.1%−809−1.4%ReducedHistory
ORRFOrrstown Financial Services IncCOM28,588$547.5K<0.1%+181+0.6%AddedHistory
CCCCCC Intelligent Solutions Holdings Inc.COM49,060$550.0K<0.1%−127,770−72.3%ReducedHistory
RSVRReservoir Media, Inc.COM91,530$551.0K<0.1%+683+0.8%AddedHistory
METCRamaco Resources, Inc.COM CL A65,669$554.2K<0.1%+912+1.4%AddedHistory
EWEdwards Lifesciences CorpStock5,896$556.2K<0.1%+528+9.8%AddedHistory
BGCBGC Group, Inc.CL A125,575$556.3K<0.1%−452,847−78.3%ReducedHistory
EGRXEagle Pharmaceuticals, Inc.COM28,731$558.5K<0.1%+359+1.3%AddedHistory
PFBCPreferred BankCOM NEW10,332$568.2K<0.1%−13,498−56.6%ReducedHistory
IPIIntrepid Potash, Inc.COM25,458$577.6K<0.1%−444−1.7%ReducedHistory
FERGFerguson Enterprises Inc.SHS3,698$581.7K<0.1%+315+9.3%AddedHistory
SABRSabre CorpCOM183,662$585.9K<0.1%−379,180−67.4%ReducedHistory
Barnes Group Inc067806109COM13,976$589.6K<0.1%−12,206−46.6%Reduced–
ARHSArhaus, Inc.COM CL A56,782$592.2K<0.1%+396+0.7%AddedHistory
NATHNathans Famous, Inc.COM7,551$593.1K<0.1%+54+0.7%AddedHistory
IIPRInnovative Industrial Properties IncCOM8,125$593.2K<0.1%+1,203+17.4%AddedHistory
GEF.BGreif, IncCL B7,682$593.4K<0.1%+7,682NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR18,075$600.1K<0.1%+18,075NewHistory
VVXV2X, Inc.COM12,156$602.5K<0.1%+12,156NewHistory
Azure PWR Global LtdV0393H103SHS340,883$603.4K<0.1%−88,733−20.7%Reduced–
FDBCFidelity D & D Bancorp IncCOM12,460$605.4K<0.1%+168+1.4%AddedHistory
JFRNuveen Floating Rate Income FundCOM77,335$610.2K<0.1%+2,555+3.4%AddedHistory
KYMRKymera Therapeutics, Inc.COM26,591$611.3K<0.1%+26,591NewHistory
SANBanco Santander, S.A.ADR164,782$611.3K<0.1%−619−0.4%ReducedHistory
FFFutureFuel Corp.COM69,257$612.9K<0.1%+517+0.8%AddedHistory
SBGISinclair, Inc.CL A44,475$614.6K<0.1%−35−0.1%ReducedHistory
BUDAnheuser-Busch InBev SA/NVADR10,914$619.0K<0.1%+2,298+26.7%AddedHistory
IRTIndependence Realty Trust, Inc.COM33,995$619.4K<0.1%−1,927−5.4%ReducedHistory
IMMRImmersion CorpCOM87,533$619.7K<0.1%+1,517+1.8%AddedHistory
CIOCity Office REIT, Inc.COM111,842$623.0K<0.1%+1,001+0.9%AddedHistory
JMSBJohn Marshall Bancorp, Inc.COM31,067$624.1K<0.1%+285+0.9%AddedHistory
BEEMBeam GlobalCOM60,391$625.0K<0.1%−391−0.6%ReducedHistory
ETRNMidstream Co LLCCOM65,980$630.8K<0.1%+4,974+8.2%AddedHistory
NTESNetEase, Inc.SPONSORED ADS6,525$630.9K<0.1%+3,085+89.7%AddedHistory
UTIUniversal Technical Institute IncCOM91,374$631.4K<0.1%+925+1.0%AddedHistory
OPTUOptimum Communications, Inc.CL A212,090$640.5K<0.1%−130,632−38.1%ReducedHistory
SPBSpectrum Brands Holdings, Inc.COM8,258$644.5K<0.1%−985−10.7%ReducedHistory
FIGSFIGS, Inc.CL A78,004$645.1K<0.1%+78,004NewHistory
iShares Tr464287630RUS 2000 VAL ETF4,608$648.8K<0.1%+25+0.5%Added–
ALHCAlignment Healthcare, Inc.COM113,279$651.4K<0.1%−46,001−28.9%ReducedHistory
DANDANA IncCOM38,354$652.0K<0.1%−104,670−73.2%ReducedHistory
ACTGAcacia Research CorpACACIA TCH COM157,053$653.3K<0.1%+41,136+35.5%AddedHistory
EPMEvolution Petroleum CorpCOM81,205$655.3K<0.1%−482−0.6%ReducedHistory
ANFAbercrombie & Fitch CoCL A17,400$655.6K<0.1%+17,400NewHistory
PANLPangaea Logistics Solutions Ltd.SHS97,217$658.2K<0.1%+1,851+1.9%AddedHistory
RLGTRadiant Logistics, IncCOM98,269$660.4K<0.1%−503−0.5%ReducedHistory
SITCSITE Centers Corp.COM50,391$666.2K<0.1%−57,239−53.2%ReducedHistory
FBIZFirst Business Financial Services, Inc.COM22,664$668.4K<0.1%−873−3.7%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM14,728$669.8K<0.1%−18,429−55.6%ReducedHistory
ALEXAlexander & Baldwin, Inc.COM36,337$675.1K<0.1%−43,231−54.3%ReducedHistory
ACTEnact Holdings, Inc.COM27,136$681.9K<0.1%+27,136NewHistory
BCPCBalchem CorpCOM5,079$684.7K<0.1%+218+4.5%AddedHistory
FTITechnipFMC plcCOM41,214$685.0K<0.1%−11,428−21.7%ReducedHistory
ADNTAdient plcStock18,034$691.1K<0.1%+3,840+27.1%AddedHistory
NPFDNuveen Variable Rate Preferred & Income FundCOM44,667$691.4K<0.1%−366−0.8%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF2,866$695.5K<0.1%−6−0.2%Reduced–
WMGWarner Music Group Corp.COM CL A26,716$697.0K<0.1%−119,923−81.8%ReducedHistory
CRSCarpenter Technology CorpCOM12,619$708.3K<0.1%−2,485−16.5%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF6,717$716.9K<0.1%−96−1.4%Reduced–
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF80,959$717.3K<0.1%+665+0.8%AddedHistory
TCBKTrico BancsharesCOM21,623$717.9K<0.1%−21,241−49.6%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock6,361$719.3K<0.1%−734,241−99.1%ReducedHistory
DXLGDestination XL Group, Inc.COM147,808$724.3K<0.1%+1,451+1.0%AddedHistory
QSRRestaurant Brands International Inc.COM9,409$726.4K<0.1%−39−0.4%ReducedHistory
RYTMRhythm Pharmaceuticals, Inc.COM44,165$728.3K<0.1%+44,165NewHistory
CLBKColumbia Financial, Inc.COM42,246$730.4K<0.1%−48,965−53.7%ReducedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK138,207$732.5K<0.1%−1,167−0.8%ReducedHistory
UPBDUpbound Group, Inc.COM23,534$732.6K<0.1%−37,203−61.3%ReducedHistory
EHABEnhabit, Inc.COM63,764$733.3K<0.1%+63,764NewHistory
PGZPrincipal Real Estate Income FundSHS BEN INT77,985$737.7K<0.1%+3,468+4.7%AddedHistory
BBWBuild-A-Bear Workshop IncCOM34,454$738.0K<0.1%+682+2.0%AddedHistory

Sold out since Q1 2023 (141)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH10,275,947$671.2M0.8%–
ABBNYABB LtdSPONSORED ADR2,218,491$76.1M0.1%History
XMQualtrics International Inc.COM CL A1,103,027$19.7M<0.1%History
RXTRackspace Technology, Inc.COM5,086,881$9.56M<0.1%History
TTETotalEnergies SESPONSORED ADS118,860$7.02M<0.1%History
WATWaters CorpCOM21,979$6.81M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP114,846$6.23M<0.1%History
RXDXPrometheus Biosciences, Inc.COM57,258$6.14M<0.1%History
SKYWSkywest IncCOM238,724$5.29M<0.1%History
EXPOExponent IncCOM52,388$5.22M<0.1%History
AZTAAzenta, Inc.COM108,325$4.83M<0.1%History
OSHOak Street Health, Inc.COM123,706$4.78M<0.1%History
NYTNew York Times CoCL A120,937$4.70M<0.1%History
WOWWideOpenWest, Inc.COM432,637$4.60M<0.1%History
WTMWhite Mountains Insurance Group LtdCOM3,189$4.39M<0.1%History
CLVTClarivate PLCORD SHS456,471$4.29M<0.1%History
NVAXNovavax IncCOM NEW610,427$4.23M<0.1%History
JELDJELD-WEN Holding, Inc.COM326,738$4.14M<0.1%History
ARNCArconic CorpCOM144,861$3.80M<0.1%History
FOCSFocus Financial Partners Inc.COM CL A72,031$3.74M<0.1%History
PPLIPeople IncCOM NEW72,123$3.72M<0.1%History
EVAEnviva, LLCCOM125,881$3.64M<0.1%History
EBSEmergent BioSolutions Inc.COM333,725$3.46M<0.1%History
GDOTGreen Dot CorpCL A199,309$3.42M<0.1%History
USNAUsana Health Sciences IncCOM53,719$3.38M<0.1%History
WHDCactus, Inc.CL A81,850$3.37M<0.1%History
HOUSAnywhere Real Estate Inc.COM617,803$3.26M<0.1%History
HAPNHappen, Inc.COM NEW447,877$3.23M<0.1%History
GLOBGlobant S.A.COM19,174$3.14M<0.1%History
LYFTLyft, Inc.CL A COM324,368$3.01M<0.1%History
ADVAdvantage Solutions Inc.COM CL A1,894,864$2.99M<0.1%History
TSEOQTrinseo PLCCOM142,594$2.97M<0.1%History
TATravelCenters of America Inc.COM NEW33,218$2.87M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999945,714$2.83M<0.1%–
HRMYHarmony Biosciences Holdings, Inc.COM86,174$2.81M<0.1%History
PLABPhotronics IncCOM160,125$2.65M<0.1%History
CUBICustomers Bancorp, Inc.COM139,121$2.58M<0.1%History
BVBrightView Holdings, Inc.COM457,628$2.57M<0.1%History
SAFESafehold Inc.COM85,481$2.51M<0.1%History
LXULSB Industries, Inc.COM239,086$2.47M<0.1%History
RVMDRevolution Medicines, Inc.COM110,414$2.39M<0.1%History
SILKSilk Road Medical IncCOM60,105$2.35M<0.1%History
AGNTAGNT, Inc.COM172,771$2.19M<0.1%History
PRCTPROCEPT BioRobotics CorpCOM76,923$2.18M<0.1%History
GDENNew Royal Holdco I Inc.COM50,083$2.18M<0.1%History
NVEENV5 Global, Inc.COM20,287$2.11M<0.1%History
CYTKCytokinetics IncCOM NEW58,292$2.05M<0.1%History
LITELumentum Holdings Inc.COM36,513$1.97M<0.1%History
FRGFranchise Group, Inc.COM70,659$1.93M<0.1%History
CLDXCelldex Therapeutics, Inc.COM NEW53,072$1.91M<0.1%History
SGRYSurgery Partners, Inc.Stock55,225$1.90M<0.1%History
BGSB&G Foods, Inc.COM120,701$1.87M<0.1%History
RAMPLiveRamp Holdings, Inc.COM79,921$1.75M<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM151,780$1.73M<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF56,618$1.68M<0.1%–
ARWRArrowhead Pharmaceuticals, Inc.COM65,607$1.67M<0.1%History
QUREuniQure N.V.SHS82,626$1.66M<0.1%History
RGNXREGENXBIO Inc.COM84,305$1.59M<0.1%History
CNACna Financial CorpCOM40,769$1.59M<0.1%History
CLFDClearfield, Inc.COM33,739$1.57M<0.1%History
MPBMid Penn Bancorp IncCOM58,491$1.50M<0.1%History
PRAProassurance CorpCOM75,831$1.40M<0.1%History
EBCEastern Bankshares, Inc.COM110,938$1.40M<0.1%History
First Rep BK San Francisco C33616C100COM97,286$1.36M<0.1%–
RUTHRuths Hospitality Group, Inc.COM82,659$1.36M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C16,271$1.33M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM54,432$1.33M<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW16,955$1.25M<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH24,795$1.13M<0.1%–
ESGREnstar Group LTDSHS4,747$1.10M<0.1%History
NXHNeighborhood Intelligence, Inc.COM53,752$1.09M<0.1%History
PLCEChildrens Place, Inc.COM26,834$1.08M<0.1%History
HPKHighPeak Energy, Inc.COM46,647$1.07M<0.1%History
MNTVMomentive Global Inc.COM112,625$1.05M<0.1%History
PRTAProthena Corp Public Ltd CoSHS21,108$1.02M<0.1%History
FLNGFlex LNG Ltd.SHS30,350$1.02M<0.1%History
NOMDNomad Foods LtdUSD ORD SHS52,754$988.6K<0.1%History
HRTHireRight Holdings CorpCOM92,424$980.6K<0.1%History
iShares Tr464287754US INDUSTRIALS9,588$960.3K<0.1%–
GSATGlobalstar, Inc.COM824,181$956.0K<0.1%History
NEONeogenomics IncCOM NEW53,668$934.4K<0.1%History
UDMYUdemy, Inc.COM103,900$917.4K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM70,258$866.3K<0.1%History
SIGASiga Technologies IncCOM149,938$862.1K<0.1%History
WRBYWarby Parker Inc.CL A COM81,257$860.5K<0.1%History
MYGNMyriad Genetics IncCOM34,176$793.9K<0.1%History
VTYXVentyx Biosciences, Inc.COM23,649$792.2K<0.1%History
STERSterling Check Corp.COM70,855$790.0K<0.1%History
BHCBausch Health Companies Inc.Stock95,609$774.4K<0.1%History
COURCoursera, Inc.COM66,641$767.7K<0.1%History
Two Harbors Investment Corp.90187B804COM45,926$675.6K<0.1%–
INSMINSMED IncCOM PAR $.0139,481$673.2K<0.1%History
KWRQuaker Chemical CorpCOM3,269$647.1K<0.1%History
MIRMirion Technologies, Inc.COM CL A74,430$635.6K<0.1%History
NEOGNeogen CorpCOM33,568$621.7K<0.1%History
OPKOpko Health, Inc.COM393,583$574.6K<0.1%History
SONOSonos IncCOM29,130$571.5K<0.1%History
OPLNOPENLANE, Inc.COM37,717$516.0K<0.1%History
SLPSimulations Plus, Inc.COM11,663$512.5K<0.1%History
NRDSNerdwallet, Inc.COM CL A31,262$505.8K<0.1%History