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Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,347
−1 vs. Q1 2023
Portfolio value
$87.9B
+$1.35B (+1.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of First Trust Advisors LP in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AZPNAspen Technology, Inc.COM1,722$288.6K<0.1%−1,529−47.0%ReducedHistory
VKQInvesco Municipal TrustCOM30,734$289.8K<0.1%−5,015−14.0%ReducedHistory
AXNXAxonics, Inc.COM5,784$291.9K<0.1%−44,959−88.6%ReducedHistory
MSGEMadison Square Garden Entertainment Corp.COM CL A8,699$292.5K<0.1%+8,699NewHistory
BLEBlackRock Municipal Income Trust IICOM28,141$292.9K<0.1%−5,131−15.4%ReducedHistory
CIACitizens, Inc.CL A121,694$293.3K<0.1%+542+0.4%AddedHistory
MMYTMakeMyTrip LtdStock10,934$295.0K<0.1%+2,745+33.5%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE21,471$298.0K<0.1%00.0%Unchanged–
RBCAARepublic Bancorp IncCL A7,022$298.4K<0.1%−1,764−20.1%ReducedHistory
AHCOAdaptHealth Corp.COMMON STOCK24,543$298.7K<0.1%−115,118−82.4%ReducedHistory
CPSSConsumer Portfolio Services, Inc.COM25,637$299.2K<0.1%+607+2.4%AddedHistory
XPXP Inc.CL A12,757$299.3K<0.1%+12,757NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM29,141$308.0K<0.1%−4,112−12.4%ReducedHistory
WCNWaste Connections, Inc.COM2,178$311.3K<0.1%−4,493−67.4%ReducedHistory
Barrick Gold Corp067901108COM18,606$315.0K<0.1%−12,783−40.7%Reduced–
EVNEaton Vance Municipal Income TrustSH BEN INT31,834$316.7K<0.1%−4,690−12.8%ReducedHistory
CORTCorcept Therapeutics IncCOM14,342$319.1K<0.1%−24,835−63.4%ReducedHistory
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM19,818$323.4K<0.1%+4,187+26.8%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM37,061$324.3K<0.1%−1,338−3.5%ReducedHistory
CNOBConnectOne Bancorp, Inc.COM19,615$325.4K<0.1%+56+0.3%AddedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT22,849$329.3K<0.1%+458+2.0%AddedHistory
BSETBassett Furniture Industries IncCOM22,036$331.4K<0.1%+113+0.5%AddedHistory
PDIPIMCO Dynamic Income FundSHS17,744$332.7K<0.1%−2,999−14.5%ReducedHistory
AIOVirtus Artificial Intelligence & Technology Opportunities FundCOM18,353$337.7K<0.1%−2,045−10.0%ReducedHistory
RDYDr Reddys Laboratories LtdADR5,372$339.0K<0.1%+1,103+25.8%AddedHistory
NMMNavios Maritime Partners L.P.COM UNIT LPI15,623$341.4K<0.1%+3,671+30.7%AddedHistory
MCWMister Car Wash, Inc.COM35,391$341.5K<0.1%−343,365−90.7%ReducedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A45,737$341.7K<0.1%+45,737NewHistory
BFCBank First CorpCOM4,148$345.1K<0.1%−1,088−20.8%ReducedHistory
RNACCartesian Therapeutics, Inc.COM308,650$345.7K<0.1%+3,083+1.0%AddedHistory
MODNModel N, Inc.COM9,839$347.9K<0.1%+9,839NewHistory
NMCONuveen Municipal Credit Opportunities FundCOM32,485$351.5K<0.1%−5,314−14.1%ReducedHistory
GORVLazydays Holdings, Inc.COM30,447$352.0K<0.1%+9,127+42.8%AddedHistory
CIMChimera Investment CorpCOM NEW61,683$355.9K<0.1%−128,991−67.7%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS39,510$358.4K<0.1%+2,401+6.5%AddedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM36,957$358.9K<0.1%−5,427−12.8%ReducedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN17,405$361.7K<0.1%−3,114−15.2%ReducedHistory
ATRCAtriCure, Inc.COM7,360$363.3K<0.1%−17,339−70.2%ReducedHistory
CMBTCmb.tech NVSHS24,149$366.3K<0.1%+24,149NewHistory
REPXRiley Exploration Permian, Inc.COM10,315$368.5K<0.1%−5,250−33.7%ReducedHistory
NCNOnCino, Inc.COM12,311$370.8K<0.1%+12,311NewHistory
SACHSachem Capital Corp.COM106,805$372.7K<0.1%+7,966+8.1%AddedHistory
FREEWhole Earth Brands, Inc.COM CL A92,919$373.5K<0.1%+1,264+1.4%AddedHistory
AXTIAxt IncCOM108,728$374.0K<0.1%+893+0.8%AddedHistory
MKLMarkel Group Inc.COM271$374.8K<0.1%−2,556−90.4%ReducedHistory
ABSTAbsolute Software CorpCOM33,180$380.2K<0.1%−5,845−15.0%ReducedHistory
JAKKJakks Pacific IncCOM NEW19,328$386.0K<0.1%+429+2.3%AddedHistory
RPTRithm Property Trust Inc.COM63,047$386.5K<0.1%+2,101+3.4%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM33,413$386.6K<0.1%−5,477−14.1%ReducedHistory
DHTDHT Holdings, Inc.SHS NEW45,684$389.7K<0.1%+45,684NewHistory
HFWAHeritage Financial CorpCOM24,158$390.6K<0.1%+3,858+19.0%AddedHistory
STLAStellantis N.V.SHS22,275$391.6K<0.1%−12,263−35.5%ReducedHistory
ALKTAlkami Technology, Inc.Stock24,097$394.9K<0.1%−51,035−67.9%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM34,172$397.4K<0.1%−5,689−14.3%ReducedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM34,014$398.0K<0.1%−5,905−14.8%ReducedHistory
HEI.AHeico CorpCL A2,835$398.6K<0.1%+30+1.1%AddedHistory
JOEST JOE CoCOM8,345$403.4K<0.1%−41,190−83.2%ReducedHistory
AVDXAvidXchange Holdings, Inc.COM39,111$406.0K<0.1%−230,963−85.5%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,547$407.7K<0.1%−27−0.8%Reduced–
MQTBlackRock Muniyield Quality Fund II, Inc.COM40,835$410.8K<0.1%+1,109+2.8%AddedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK29,162$412.9K<0.1%−59,699−67.2%ReducedHistory
KNFKnife River CorpStock9,500$413.3K<0.1%+9,500NewHistory
BTGB2GOLD CorpCOM116,859$415.1K<0.1%−424,116−78.4%ReducedHistory
CCRDCoreCard CorpCOM16,421$416.4K<0.1%+102+0.6%AddedHistory
ASTHAstrana Health, Inc.COM NEW13,506$426.8K<0.1%−29,569−68.6%ReducedHistory
IQIInvesco Quality Municipal Income TrustCOM44,738$427.7K<0.1%−6,574−12.8%ReducedHistory
FVCBFVCBankcorp, Inc.COM39,889$429.6K<0.1%+804+2.1%AddedHistory
JLSNuveen Mortgage & Income FundCOM26,672$430.0K<0.1%+326+1.2%AddedHistory
BHPBHP Group LtdADR7,216$430.6K<0.1%−461,980−98.5%ReducedHistory
BWFGBankwell Financial Group, Inc.COM17,671$430.8K<0.1%−3,468−16.4%ReducedHistory
CRDOCredo Technology Group Holding LtdStock24,854$431.0K<0.1%+24,854NewHistory
NUVNuveen Municipal Value Fund IncCOM49,732$432.7K<0.1%−7,216−12.7%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF4,606$438.0K<0.1%+54+1.2%Added–
DOUGDouglas Elliman Inc.COM197,331$438.1K<0.1%+17,795+9.9%AddedHistory
CALXCalix, IncCOM8,873$442.9K<0.1%−40,637−82.1%ReducedHistory
BHFBrighthouse Financial, Inc.COM9,410$445.6K<0.1%−436,915−97.9%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF9,695$446.6K<0.1%−83−0.8%Reduced–
NADNuveen Quality Municipal Income FundCOM39,745$447.9K<0.1%−6,430−13.9%ReducedHistory
LOCOEl Pollo Loco Holdings, Inc.COM51,213$449.1K<0.1%−1,066−2.0%ReducedHistory
TGTredegar CorpCOM67,458$449.9K<0.1%+472+0.7%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG36,458$451.0K<0.1%−120.0%ReducedHistory
RBBRBB BancorpCOM38,208$456.2K<0.1%−9,139−19.3%ReducedHistory
UNTYUnity Bancorp IncCOM19,415$458.0K<0.1%−1,913−9.0%ReducedHistory
THRMGentherm IncCOM8,148$460.4K<0.1%+282+3.6%AddedHistory
HPHelmerich & Payne, Inc.COM13,039$462.2K<0.1%−100,969−88.6%ReducedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM40,432$462.5K<0.1%−6,743−14.3%ReducedHistory
ACVAACV Auctions Inc.COM CL A26,826$463.3K<0.1%+26,826NewHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT29,430$463.8K<0.1%−512−1.7%ReducedHistory
SENEASeneca Foods CorpCL A14,216$464.6K<0.1%+102+0.7%AddedHistory
ETWOE2open Parent Holdings, Inc.COM CL A82,963$464.6K<0.1%−850−1.0%ReducedHistory
HMNHorace Mann Educators CorpCOM15,700$465.7K<0.1%+1,186+8.2%AddedHistory
BCBPBCB Bancorp IncCOM39,759$466.8K<0.1%−8,347−17.4%ReducedHistory
BGHBarings Global Short Duration High Yield FundCOM35,810$467.0K<0.1%−22,077−38.1%ReducedHistory
RVLVRevolve Group, Inc.CL A28,501$467.4K<0.1%+28,501NewHistory
SAMGSilvercrest Asset Management Group Inc.CL A23,125$468.3K<0.1%−200−0.9%ReducedHistory
GKOSGLAUKOS CorpCOM6,595$469.6K<0.1%−197−2.9%ReducedHistory
CMBMFCambium Networks CorpSHS30,873$469.9K<0.1%+642+2.1%AddedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM8,604$472.1K<0.1%+2,130+32.9%AddedHistory
WEYSWeyco Group IncCOM17,854$476.5K<0.1%−80−0.4%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM43,603$476.6K<0.1%−7,245−14.2%ReducedHistory

Sold out since Q1 2023 (141)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH10,275,947$671.2M0.8%–
ABBNYABB LtdSPONSORED ADR2,218,491$76.1M0.1%History
XMQualtrics International Inc.COM CL A1,103,027$19.7M<0.1%History
RXTRackspace Technology, Inc.COM5,086,881$9.56M<0.1%History
TTETotalEnergies SESPONSORED ADS118,860$7.02M<0.1%History
WATWaters CorpCOM21,979$6.81M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP114,846$6.23M<0.1%History
RXDXPrometheus Biosciences, Inc.COM57,258$6.14M<0.1%History
SKYWSkywest IncCOM238,724$5.29M<0.1%History
EXPOExponent IncCOM52,388$5.22M<0.1%History
AZTAAzenta, Inc.COM108,325$4.83M<0.1%History
OSHOak Street Health, Inc.COM123,706$4.78M<0.1%History
NYTNew York Times CoCL A120,937$4.70M<0.1%History
WOWWideOpenWest, Inc.COM432,637$4.60M<0.1%History
WTMWhite Mountains Insurance Group LtdCOM3,189$4.39M<0.1%History
CLVTClarivate PLCORD SHS456,471$4.29M<0.1%History
NVAXNovavax IncCOM NEW610,427$4.23M<0.1%History
JELDJELD-WEN Holding, Inc.COM326,738$4.14M<0.1%History
ARNCArconic CorpCOM144,861$3.80M<0.1%History
FOCSFocus Financial Partners Inc.COM CL A72,031$3.74M<0.1%History
PPLIPeople IncCOM NEW72,123$3.72M<0.1%History
EVAEnviva, LLCCOM125,881$3.64M<0.1%History
EBSEmergent BioSolutions Inc.COM333,725$3.46M<0.1%History
GDOTGreen Dot CorpCL A199,309$3.42M<0.1%History
USNAUsana Health Sciences IncCOM53,719$3.38M<0.1%History
WHDCactus, Inc.CL A81,850$3.37M<0.1%History
HOUSAnywhere Real Estate Inc.COM617,803$3.26M<0.1%History
HAPNHappen, Inc.COM NEW447,877$3.23M<0.1%History
GLOBGlobant S.A.COM19,174$3.14M<0.1%History
LYFTLyft, Inc.CL A COM324,368$3.01M<0.1%History
ADVAdvantage Solutions Inc.COM CL A1,894,864$2.99M<0.1%History
TSEOQTrinseo PLCCOM142,594$2.97M<0.1%History
TATravelCenters of America Inc.COM NEW33,218$2.87M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999945,714$2.83M<0.1%–
HRMYHarmony Biosciences Holdings, Inc.COM86,174$2.81M<0.1%History
PLABPhotronics IncCOM160,125$2.65M<0.1%History
CUBICustomers Bancorp, Inc.COM139,121$2.58M<0.1%History
BVBrightView Holdings, Inc.COM457,628$2.57M<0.1%History
SAFESafehold Inc.COM85,481$2.51M<0.1%History
LXULSB Industries, Inc.COM239,086$2.47M<0.1%History
RVMDRevolution Medicines, Inc.COM110,414$2.39M<0.1%History
SILKSilk Road Medical IncCOM60,105$2.35M<0.1%History
AGNTAGNT, Inc.COM172,771$2.19M<0.1%History
PRCTPROCEPT BioRobotics CorpCOM76,923$2.18M<0.1%History
GDENNew Royal Holdco I Inc.COM50,083$2.18M<0.1%History
NVEENV5 Global, Inc.COM20,287$2.11M<0.1%History
CYTKCytokinetics IncCOM NEW58,292$2.05M<0.1%History
LITELumentum Holdings Inc.COM36,513$1.97M<0.1%History
FRGFranchise Group, Inc.COM70,659$1.93M<0.1%History
CLDXCelldex Therapeutics, Inc.COM NEW53,072$1.91M<0.1%History
SGRYSurgery Partners, Inc.Stock55,225$1.90M<0.1%History
BGSB&G Foods, Inc.COM120,701$1.87M<0.1%History
RAMPLiveRamp Holdings, Inc.COM79,921$1.75M<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM151,780$1.73M<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF56,618$1.68M<0.1%–
ARWRArrowhead Pharmaceuticals, Inc.COM65,607$1.67M<0.1%History
QUREuniQure N.V.SHS82,626$1.66M<0.1%History
RGNXREGENXBIO Inc.COM84,305$1.59M<0.1%History
CNACna Financial CorpCOM40,769$1.59M<0.1%History
CLFDClearfield, Inc.COM33,739$1.57M<0.1%History
MPBMid Penn Bancorp IncCOM58,491$1.50M<0.1%History
PRAProassurance CorpCOM75,831$1.40M<0.1%History
EBCEastern Bankshares, Inc.COM110,938$1.40M<0.1%History
First Rep BK San Francisco C33616C100COM97,286$1.36M<0.1%–
RUTHRuths Hospitality Group, Inc.COM82,659$1.36M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C16,271$1.33M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM54,432$1.33M<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW16,955$1.25M<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH24,795$1.13M<0.1%–
ESGREnstar Group LTDSHS4,747$1.10M<0.1%History
NXHNeighborhood Intelligence, Inc.COM53,752$1.09M<0.1%History
PLCEChildrens Place, Inc.COM26,834$1.08M<0.1%History
HPKHighPeak Energy, Inc.COM46,647$1.07M<0.1%History
MNTVMomentive Global Inc.COM112,625$1.05M<0.1%History
PRTAProthena Corp Public Ltd CoSHS21,108$1.02M<0.1%History
FLNGFlex LNG Ltd.SHS30,350$1.02M<0.1%History
NOMDNomad Foods LtdUSD ORD SHS52,754$988.6K<0.1%History
HRTHireRight Holdings CorpCOM92,424$980.6K<0.1%History
iShares Tr464287754US INDUSTRIALS9,588$960.3K<0.1%–
GSATGlobalstar, Inc.COM824,181$956.0K<0.1%History
NEONeogenomics IncCOM NEW53,668$934.4K<0.1%History
UDMYUdemy, Inc.COM103,900$917.4K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM70,258$866.3K<0.1%History
SIGASiga Technologies IncCOM149,938$862.1K<0.1%History
WRBYWarby Parker Inc.CL A COM81,257$860.5K<0.1%History
MYGNMyriad Genetics IncCOM34,176$793.9K<0.1%History
VTYXVentyx Biosciences, Inc.COM23,649$792.2K<0.1%History
STERSterling Check Corp.COM70,855$790.0K<0.1%History
BHCBausch Health Companies Inc.Stock95,609$774.4K<0.1%History
COURCoursera, Inc.COM66,641$767.7K<0.1%History
Two Harbors Investment Corp.90187B804COM45,926$675.6K<0.1%–
INSMINSMED IncCOM PAR $.0139,481$673.2K<0.1%History
KWRQuaker Chemical CorpCOM3,269$647.1K<0.1%History
MIRMirion Technologies, Inc.COM CL A74,430$635.6K<0.1%History
NEOGNeogen CorpCOM33,568$621.7K<0.1%History
OPKOpko Health, Inc.COM393,583$574.6K<0.1%History
SONOSonos IncCOM29,130$571.5K<0.1%History
OPLNOPENLANE, Inc.COM37,717$516.0K<0.1%History
SLPSimulations Plus, Inc.COM11,663$512.5K<0.1%History
NRDSNerdwallet, Inc.COM CL A31,262$505.8K<0.1%History