Skip to main content
Livermore
Livermore
ZHEN

First Trust Advisors LP

SEC CIK
0001125816
Latest filing
Aug 11, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,347
−1 vs. Q1 2023
Portfolio value
$87.9B
+$1.35B (+1.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of First Trust Advisors LP in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock30,876$00.0%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM10,851$15.7K<0.1%−936−7.9%ReducedHistory
FUBOFuboTV Inc.COM16,698$34.7K<0.1%+16,698NewHistory
HMYHarmony Gold Mining Co LtdADR10,510$44.1K<0.1%−8,775−45.5%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT28,307$63.7K<0.1%−2,443−7.9%ReducedHistory
HLHecla Mining CoCOM13,894$71.6K<0.1%−103,368−88.2%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS10,733$79.2K<0.1%+97+0.9%AddedHistory
HBIHanesbrands Inc.COM17,976$81.6K<0.1%−3,485,010−99.5%ReducedHistory
INNSummit Hotel Properties, Inc.COM12,692$82.6K<0.1%−1,052−7.7%ReducedHistory
FFWMFirst Foundation Inc.COM22,582$89.7K<0.1%−1,569,401−98.6%ReducedHistory
CODXCo-Diagnostics, Inc.COM81,176$90.1K<0.1%−1,137−1.4%ReducedHistory
Nuveen PFD & Incm Securties67072C105COM14,817$94.5K<0.1%−79−0.5%Reduced–
BDNBrandywine Realty TrustSH BEN INT NEW20,407$94.9K<0.1%−535,377−96.3%ReducedHistory
ARRArmour Residential REIT, Inc.COM NEW18,531$98.8K<0.1%+18,531NewHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM10,054$99.1K<0.1%−3,062−23.3%ReducedHistory
KGCKinross Gold CorpCOM20,875$99.6K<0.1%−17,387−45.4%ReducedHistory
ASTSAST SpaceMobile, Inc.COM CL A21,313$100.2K<0.1%+5,264+32.8%AddedHistory
BLFYBlue Foundry BancorpCOM10,557$106.7K<0.1%−3,372−24.2%ReducedHistory
RPT Realty74971D101SH BEN INT10,238$107.0K<0.1%−698−6.4%Reduced–
RTLNecessity Retail REIT, Inc.COM CLASS A15,848$107.1K<0.1%−1,371−8.0%ReducedHistory
SRTSSensus Healthcare, Inc.COM34,745$109.4K<0.1%+276+0.8%AddedHistory
BWBBridgewater Bancshares IncCOM11,245$110.8K<0.1%−2,623−18.9%ReducedHistory
FRBKRepublic First Bancorp IncCOM123,342$111.0K<0.1%+1,063+0.9%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM29,853$115.8K<0.1%+7,821+35.5%AddedHistory
MCBCMacatawa Bank CorpCOM13,691$127.1K<0.1%+13,691NewHistory
FOLDAmicus Therapeutics, Inc.COM10,178$127.8K<0.1%−196,091−95.1%ReducedHistory
BBDBank BradescoSP ADR PFD NEW37,020$128.1K<0.1%−6,607−15.1%ReducedHistory
ABEVAmbev S.A.SPONSORED ADR40,868$130.0K<0.1%−2,417−5.6%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD22,384$132.1K<0.1%−764−3.3%ReducedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT12,057$136.7K<0.1%00.0%UnchangedHistory
METCBRamaco Resources, Inc.COM CL B13,133$139.3K<0.1%+13,133NewHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM17,278$140.6K<0.1%+2,575+17.5%AddedHistory
GOROGoldgroup Mining Inc.COM237,298$149.5K<0.1%+1,953+0.8%AddedHistory
BTABlackRock Long-Term Municipal Advantage TrustCOM15,499$149.9K<0.1%−1,777−10.3%ReducedHistory
BFSTBusiness First Bancshares, Inc.COM10,110$152.4K<0.1%−2,433−19.4%ReducedHistory
DTFDTF Tax-Free Income 2028 Term Fund IncCOM14,162$152.5K<0.1%−2,306−14.0%ReducedHistory
SLDPSolid Power, Inc.CLASS A COM61,658$156.6K<0.1%+61,658NewHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT17,613$158.5K<0.1%−3,417−16.2%ReducedHistory
HONEHarborOne Bancorp, Inc.COM NEW18,603$161.5K<0.1%−5,971−24.3%ReducedHistory
STNEStoneCo Ltd.COM12,889$164.2K<0.1%+12,889NewHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM16,981$164.9K<0.1%−2,557−13.1%ReducedHistory
FGBIFirst Guaranty Bancshares, Inc.COM14,660$164.9K<0.1%+111+0.8%AddedHistory
EIMEaton Vance Municipal Bond FundCOM17,757$176.7K<0.1%−2,412−12.0%ReducedHistory
FSRFisker Inc.CL A COM STK31,336$176.7K<0.1%+9,057+40.7%AddedHistory
INDIindie Semiconductor, Inc.CLASS A COM18,815$176.9K<0.1%−6,915−26.9%ReducedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM27,369$179.3K<0.1%−3,783−12.1%ReducedHistory
HAFCHanmi Financial CorpCOM NEW12,196$182.1K<0.1%−3,041−20.0%ReducedHistory
HBNCHorizon Bancorp IncCOM17,614$183.4K<0.1%−4,336−19.8%ReducedHistory
NBHNeuberger Municipal Fund Inc.COM17,956$184.6K<0.1%−3,058−14.6%ReducedHistory
FMNBFarmers National Banc CorpCOM14,957$185.0K<0.1%−4,997−25.0%ReducedHistory
NMAINuveen Multi-Asset Income FundCOM16,088$187.6K<0.1%−28,949−64.3%ReducedHistory
BEKEKE Holdings Inc.SPONSORED ADS12,909$191.7K<0.1%+2,260+21.2%AddedHistory
KRNYKearny Financial Corp.COM27,404$193.2K<0.1%−8,514−23.7%ReducedHistory
HALOHalozyme Therapeutics, Inc.COM5,612$202.4K<0.1%−99,668−94.7%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM18,579$204.0K<0.1%−5,289−22.2%ReducedHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM23,974$206.7K<0.1%−2,543−9.6%ReducedHistory
CCBGCapital City Bank Group IncCOM6,796$208.2K<0.1%−1,677−19.8%ReducedHistory
TVTXTravere Therapeutics, Inc.COM13,577$208.5K<0.1%+13,577NewHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM15,973$211.0K<0.1%+5,596+53.9%AddedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM27,833$212.1K<0.1%−4,356−13.5%ReducedHistory
UVSPUnivest Financial CorpCOM11,749$212.4K<0.1%−2,885−19.7%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD4,775$220.4K<0.1%−13−0.3%Reduced–
APEIAmerican Public Education IncStock47,527$225.3K<0.1%−2,773−5.5%ReducedHistory
NMINuveen Municipal Income Fund IncCOM24,204$228.2K<0.1%−3,485−12.6%ReducedHistory
FCBCFirst Community Bankshares IncCOM7,680$228.3K<0.1%−429−5.3%ReducedHistory
PFCPremier Financial CorpCOM14,264$228.5K<0.1%−3,505−19.7%ReducedHistory
Invesco Exch Traded FD Tr II46138G862FLOAT RATE ETF9,183$228.7K<0.1%+9,183New–
XPEVXpeng Inc.ADS17,175$230.5K<0.1%−12,936−43.0%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT23,229$230.9K<0.1%−3,741−13.9%ReducedHistory
AMTBAmerant Bancorp Inc.CL A13,501$232.1K<0.1%−3,373−20.0%ReducedHistory
FIVNFive9, Inc.COM2,853$235.2K<0.1%+2,853NewHistory
HBTHBT Financial, Inc.COM12,793$235.9K<0.1%+12,793NewHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF9,493$237.4K<0.1%00.0%Unchanged–
SPDR Series Trust78468R739ST NUVE TERM ETF5,117$240.8K<0.1%−25−0.5%Reduced–
NKLANikola CorpCOM176,746$243.9K<0.1%+176,746NewHistory
GSBCGreat Southern Bancorp, Inc.COM4,810$244.0K<0.1%−1,292−21.2%ReducedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW17,174$246.3K<0.1%−43,439−71.7%ReducedHistory
EPSNEpsilon Energy Ltd.COM46,120$246.3K<0.1%+138+0.3%AddedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY5,160$246.7K<0.1%−132−2.5%Reduced–
ISEEIVERIC bio, Inc.COM6,342$249.5K<0.1%+6,342NewHistory
PLPlanet Labs PBCCOM CL A77,624$249.9K<0.1%+77,624NewHistory
EBIXEbix IncCOM NEW10,009$252.2K<0.1%−3,685−26.9%ReducedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG9,044$254.7K<0.1%+405+4.7%Added–
First Tr Exchange-Traded Alp33734Y109COM SHS3,100$255.0K<0.1%00.0%Unchanged–
CTBICommunity Trust Bancorp IncCOM7,181$255.4K<0.1%−1,801−20.1%ReducedHistory
NAPADuckhorn Portfolio, Inc.COM19,808$256.9K<0.1%+971+5.2%AddedHistory
LESLLeslie's, Inc.COM27,708$260.2K<0.1%−248,856−90.0%ReducedHistory
COCOVita Coco Company, Inc.COM9,739$261.7K<0.1%+9,739NewHistory
AMCAMC Entertainment Holdings, Inc.CL A COM60,938$268.1K<0.1%−213,953−77.8%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT22,741$268.6K<0.1%+1,866+8.9%AddedHistory
NGVCNatural Grocers by Vitamin Cottage, Inc.COM21,952$269.1K<0.1%+173+0.8%AddedHistory
LELands' End, Inc.COM34,827$270.3K<0.1%−315−0.9%ReducedHistory
WNS Hldgs Ltd92932M101SPON ADR3,669$270.5K<0.1%+1,227+50.2%Added–
PRPHProPhase Labs, Inc.COM37,333$271.0K<0.1%+2,228+6.3%AddedHistory
XNCRXencor IncCOM10,949$273.4K<0.1%−31,689−74.3%ReducedHistory
UFIUnifi IncCOM NEW33,902$273.6K<0.1%+258+0.8%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF2,672$278.0K<0.1%−12−0.4%Reduced–
RCMTRCM Technologies, Inc.COM NEW15,304$281.6K<0.1%−2,774−15.3%ReducedHistory
VRDNViridian Therapeutics, Inc.COM11,992$285.3K<0.1%+11,992NewHistory
DSGXDescartes Systems Group IncCOM3,571$286.1K<0.1%−1,066−23.0%ReducedHistory

Sold out since Q1 2023 (141)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 141 by value last quarter.

Positions of First Trust Advisors LP sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH10,275,947$671.2M0.8%–
ABBNYABB LtdSPONSORED ADR2,218,491$76.1M0.1%History
XMQualtrics International Inc.COM CL A1,103,027$19.7M<0.1%History
RXTRackspace Technology, Inc.COM5,086,881$9.56M<0.1%History
TTETotalEnergies SESPONSORED ADS118,860$7.02M<0.1%History
WATWaters CorpCOM21,979$6.81M<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP114,846$6.23M<0.1%History
RXDXPrometheus Biosciences, Inc.COM57,258$6.14M<0.1%History
SKYWSkywest IncCOM238,724$5.29M<0.1%History
EXPOExponent IncCOM52,388$5.22M<0.1%History
AZTAAzenta, Inc.COM108,325$4.83M<0.1%History
OSHOak Street Health, Inc.COM123,706$4.78M<0.1%History
NYTNew York Times CoCL A120,937$4.70M<0.1%History
WOWWideOpenWest, Inc.COM432,637$4.60M<0.1%History
WTMWhite Mountains Insurance Group LtdCOM3,189$4.39M<0.1%History
CLVTClarivate PLCORD SHS456,471$4.29M<0.1%History
NVAXNovavax IncCOM NEW610,427$4.23M<0.1%History
JELDJELD-WEN Holding, Inc.COM326,738$4.14M<0.1%History
ARNCArconic CorpCOM144,861$3.80M<0.1%History
FOCSFocus Financial Partners Inc.COM CL A72,031$3.74M<0.1%History
PPLIPeople IncCOM NEW72,123$3.72M<0.1%History
EVAEnviva, LLCCOM125,881$3.64M<0.1%History
EBSEmergent BioSolutions Inc.COM333,725$3.46M<0.1%History
GDOTGreen Dot CorpCL A199,309$3.42M<0.1%History
USNAUsana Health Sciences IncCOM53,719$3.38M<0.1%History
WHDCactus, Inc.CL A81,850$3.37M<0.1%History
HOUSAnywhere Real Estate Inc.COM617,803$3.26M<0.1%History
HAPNHappen, Inc.COM NEW447,877$3.23M<0.1%History
GLOBGlobant S.A.COM19,174$3.14M<0.1%History
LYFTLyft, Inc.CL A COM324,368$3.01M<0.1%History
ADVAdvantage Solutions Inc.COM CL A1,894,864$2.99M<0.1%History
TSEOQTrinseo PLCCOM142,594$2.97M<0.1%History
TATravelCenters of America Inc.COM NEW33,218$2.87M<0.1%History
Granite Real Estate Invt Tr387437114UNIT 99/99/999945,714$2.83M<0.1%–
HRMYHarmony Biosciences Holdings, Inc.COM86,174$2.81M<0.1%History
PLABPhotronics IncCOM160,125$2.65M<0.1%History
CUBICustomers Bancorp, Inc.COM139,121$2.58M<0.1%History
BVBrightView Holdings, Inc.COM457,628$2.57M<0.1%History
SAFESafehold Inc.COM85,481$2.51M<0.1%History
LXULSB Industries, Inc.COM239,086$2.47M<0.1%History
RVMDRevolution Medicines, Inc.COM110,414$2.39M<0.1%History
SILKSilk Road Medical IncCOM60,105$2.35M<0.1%History
AGNTAGNT, Inc.COM172,771$2.19M<0.1%History
PRCTPROCEPT BioRobotics CorpCOM76,923$2.18M<0.1%History
GDENNew Royal Holdco I Inc.COM50,083$2.18M<0.1%History
NVEENV5 Global, Inc.COM20,287$2.11M<0.1%History
CYTKCytokinetics IncCOM NEW58,292$2.05M<0.1%History
LITELumentum Holdings Inc.COM36,513$1.97M<0.1%History
FRGFranchise Group, Inc.COM70,659$1.93M<0.1%History
CLDXCelldex Therapeutics, Inc.COM NEW53,072$1.91M<0.1%History
SGRYSurgery Partners, Inc.Stock55,225$1.90M<0.1%History
BGSB&G Foods, Inc.COM120,701$1.87M<0.1%History
RAMPLiveRamp Holdings, Inc.COM79,921$1.75M<0.1%History
KREFKKR Real Estate Finance Trust Inc.COM151,780$1.73M<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF56,618$1.68M<0.1%–
ARWRArrowhead Pharmaceuticals, Inc.COM65,607$1.67M<0.1%History
QUREuniQure N.V.SHS82,626$1.66M<0.1%History
RGNXREGENXBIO Inc.COM84,305$1.59M<0.1%History
CNACna Financial CorpCOM40,769$1.59M<0.1%History
CLFDClearfield, Inc.COM33,739$1.57M<0.1%History
MPBMid Penn Bancorp IncCOM58,491$1.50M<0.1%History
PRAProassurance CorpCOM75,831$1.40M<0.1%History
EBCEastern Bankshares, Inc.COM110,938$1.40M<0.1%History
First Rep BK San Francisco C33616C100COM97,286$1.36M<0.1%–
RUTHRuths Hospitality Group, Inc.COM82,659$1.36M<0.1%History
LBRDKLiberty Broadband CorpCOM SER C16,271$1.33M<0.1%History
MOFGMidWestOne Financial Group, Inc.COM54,432$1.33M<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW16,955$1.25M<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH24,795$1.13M<0.1%–
ESGREnstar Group LTDSHS4,747$1.10M<0.1%History
NXHNeighborhood Intelligence, Inc.COM53,752$1.09M<0.1%History
PLCEChildrens Place, Inc.COM26,834$1.08M<0.1%History
HPKHighPeak Energy, Inc.COM46,647$1.07M<0.1%History
MNTVMomentive Global Inc.COM112,625$1.05M<0.1%History
PRTAProthena Corp Public Ltd CoSHS21,108$1.02M<0.1%History
FLNGFlex LNG Ltd.SHS30,350$1.02M<0.1%History
NOMDNomad Foods LtdUSD ORD SHS52,754$988.6K<0.1%History
HRTHireRight Holdings CorpCOM92,424$980.6K<0.1%History
iShares Tr464287754US INDUSTRIALS9,588$960.3K<0.1%–
GSATGlobalstar, Inc.COM824,181$956.0K<0.1%History
NEONeogenomics IncCOM NEW53,668$934.4K<0.1%History
UDMYUdemy, Inc.COM103,900$917.4K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM70,258$866.3K<0.1%History
SIGASiga Technologies IncCOM149,938$862.1K<0.1%History
WRBYWarby Parker Inc.CL A COM81,257$860.5K<0.1%History
MYGNMyriad Genetics IncCOM34,176$793.9K<0.1%History
VTYXVentyx Biosciences, Inc.COM23,649$792.2K<0.1%History
STERSterling Check Corp.COM70,855$790.0K<0.1%History
BHCBausch Health Companies Inc.Stock95,609$774.4K<0.1%History
COURCoursera, Inc.COM66,641$767.7K<0.1%History
Two Harbors Investment Corp.90187B804COM45,926$675.6K<0.1%–
INSMINSMED IncCOM PAR $.0139,481$673.2K<0.1%History
KWRQuaker Chemical CorpCOM3,269$647.1K<0.1%History
MIRMirion Technologies, Inc.COM CL A74,430$635.6K<0.1%History
NEOGNeogen CorpCOM33,568$621.7K<0.1%History
OPKOpko Health, Inc.COM393,583$574.6K<0.1%History
SONOSonos IncCOM29,130$571.5K<0.1%History
OPLNOPENLANE, Inc.COM37,717$516.0K<0.1%History
SLPSimulations Plus, Inc.COM11,663$512.5K<0.1%History
NRDSNerdwallet, Inc.COM CL A31,262$505.8K<0.1%History