Advent Capital Management
- SEC CIK
- 0001097278
- Latest filing
- Aug 11, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 193
- −8 vs. Q1 2023
- Portfolio value
- $4.99B
- −$222.4M (−4.3%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 184,072 | $216.2M | 4.3% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $205.1M | 4.1% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 177,185 | $204.9M | 4.1% | – | – | History |
| Affirm Hldgs Inc00827BAB2 | NOTE 11/1 | – | $102.8M | 2.1% | – | – | – |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | – | $98.6M | 2.0% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $96.1M | 1.9% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $94.9M | 1.9% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $87.1M | 1.7% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $84.2M | 1.7% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $81.5M | 1.6% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $74.6M | 1.5% | – | – | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $71.4M | 1.4% | – | – | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 1,072,349 | $71.0M | 1.4% | – | – | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $70.9M | 1.4% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $70.1M | 1.4% | – | – | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $68.3M | 1.4% | – | – | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 1,375,090 | $67.3M | 1.3% | – | – | – |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 651,680 | $66.8M | 1.3% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $66.5M | 1.3% | – | – | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $63.6M | 1.3% | – | – | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $63.3M | 1.3% | – | – | – |
| Unity Software Inc.91332UAB7 | NOTE 11/1 | – | $61.7M | 1.2% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $61.1M | 1.2% | – | – | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $57.9M | 1.2% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $57.7M | 1.2% | – | – | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $57.0M | 1.1% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $55.0M | 1.1% | – | – | – |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $54.1M | 1.1% | – | – | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | – | $53.1M | 1.1% | – | – | – |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $52.6M | 1.1% | – | – | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $49.4M | 1.0% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $45.8M | 0.9% | – | – | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $45.7M | 0.9% | – | – | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $45.2M | 0.9% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $44.8M | 0.9% | – | – | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $43.6M | 0.9% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $42.9M | 0.9% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $41.5M | 0.8% | – | – | – |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $39.9M | 0.8% | – | – | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $38.0M | 0.8% | – | – | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $38.0M | 0.8% | – | New | – |
| SHIFT4 PMTS Inc82452JAD1 | NOTE 0.500% 8/0 | – | $37.3M | 0.7% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $37.1M | 0.7% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $36.1M | 0.7% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $35.7M | 0.7% | – | – | – |
| Bentley Sys Inc08265TAD1 | NOTE 0.375% 7/0 | – | $35.2M | 0.7% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $35.1M | 0.7% | – | – | – |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $35.1M | 0.7% | – | – | – |
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | – | $35.1M | 0.7% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $33.9M | 0.7% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $33.8M | 0.7% | – | – | – |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $33.7M | 0.7% | – | – | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $32.5M | 0.7% | – | – | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 647,494 | $32.2M | 0.6% | – | – | – |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 700,919 | $31.6M | 0.6% | – | – | – |
| Enphase Energy, Inc.29355AAK3 | NOTE 3/0 | – | $31.2M | 0.6% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $31.0M | 0.6% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $31.0M | 0.6% | – | – | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $30.9M | 0.6% | – | – | – |
| Chart Inds Inc16115Q407 | 6.75DP CNV PFD B | 465,062 | $30.3M | 0.6% | – | – | – |
| Realogy Grp LLC/Realogy Co75606DAP6 | NOTE 0.250% 6/1 | – | $30.3M | 0.6% | – | – | – |
| Wolfspeed, Inc.977852AB8 | NOTE 0.250% 2/1 | – | $29.9M | 0.6% | – | New | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $29.8M | 0.6% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $29.7M | 0.6% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $29.6M | 0.6% | – | – | – |
| Lumentum Hldgs Inc55024UAF6 | NOTE 0.500% 6/1 | – | $29.1M | 0.6% | – | New | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $28.3M | 0.6% | – | – | – |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $28.1M | 0.6% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $27.7M | 0.6% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $26.5M | 0.5% | – | New | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $25.1M | 0.5% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $24.2M | 0.5% | – | – | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $24.2M | 0.5% | – | – | – |
| Imax Corp45245EAJ8 | NOTE 0.500% 4/0 | – | $24.1M | 0.5% | – | – | – |
| Neogenomics Inc64049MAA8 | NOTE 1.250% 5/0 | – | $24.0M | 0.5% | – | – | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $23.9M | 0.5% | – | New | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $23.8M | 0.5% | – | – | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $23.8M | 0.5% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $23.7M | 0.5% | – | – | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $22.9M | 0.5% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $22.0M | 0.4% | – | – | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $21.9M | 0.4% | – | – | – |
| Farfetch Ltd30744WAD9 | NOTE 3.750% 5/0 | – | $21.9M | 0.4% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $20.5M | 0.4% | – | – | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $20.5M | 0.4% | – | – | – |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $20.5M | 0.4% | – | – | – |
| Lithium Amers Corp New53680QAA6 | NOTE 1.750% 1/1 | – | $20.4M | 0.4% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $19.4M | 0.4% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $19.1M | 0.4% | – | – | – |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $18.9M | 0.4% | – | – | – |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | – | $18.7M | 0.4% | – | New | – |
| Perficient Inc71375UAF8 | NOTE 0.125%11/1 | – | $18.6M | 0.4% | – | – | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $18.3M | 0.4% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $17.7M | 0.4% | – | – | – |
| Live Nation Entertainment IN538034AU3 | NOTE 2.000% 2/1 | – | $17.6M | 0.4% | – | – | – |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | – | $16.9M | 0.3% | – | – | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $16.9M | 0.3% | – | New | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $16.5M | 0.3% | – | – | – |
| National Vision Hldgs Inc63845RAB3 | NOTE 2.500% 5/1 | – | $16.4M | 0.3% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $16.1M | 0.3% | – | New | – |
Options (35)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $31.0M | – |
| WMTWalmart Inc. | Stock | – | $23.6M |
| WYNNWynn Resorts Ltd | COM | – | $21.1M |
| TJXTJX Companies Inc | Stock | – | $12.1M |
| HDHome Depot, Inc. | Stock | – | $11.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $9.18M |
| FFord Motor Co | Stock | – | $7.57M |
| BABAAlibaba Group Holding Ltd | ADR | – | $6.67M |
| BOXBox Inc | CL A | – | $5.88M |
| DEDeere & Co | Stock | – | $4.46M |
| CATCaterpillar Inc | Stock | – | $4.31M |
| DHRDanaher Corp | Stock | – | $3.60M |
| BACBank of America Corp | Stock | – | $2.87M |
| HTZHertz Global Holdings, Inc | COM NEW | – | $2.76M |
| MSMorgan Stanley | Stock | – | $2.56M |
| RCReady Capital Corp | COM | $2.26M | – |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | – | $2.18M |
| LUVSouthwest Airlines Co | COM | – | $2.17M |
| UBERUber Technologies, Inc | Stock | – | $2.16M |
| ULCCFrontier Group Holdings, Inc. | COM | – | $2.03M |
| ENPHEnphase Energy, Inc. | Stock | – | $1.84M |
| DOCSDoximity, Inc. | CL A | – | $1.70M |
| SNVSynovus Financial Corp | COM NEW | $1.36M | – |
| BEBloom Energy Corp | COM CL A | – | $1.31M |
| SNOWSnowflake Inc. | Stock | – | $1.23M |
| Farfetch Ltd30744W107 | ORD SH CL A | – | $1.21M |
| WWayfair Inc. | CL A | – | $975.1K |
| NIONIO Inc. | ADR | – | $969.0K |
| BDNBrandywine Realty Trust | SH BEN INT NEW | $930.0K | – |
| WALWestern Alliance Bancorporation | COM | $911.8K | – |
| GRABGrab Holdings Ltd | CLASS A ORD | – | $857.5K |
| CALYCallaway Golf Co | COM | – | $794.0K |
| BBIOBridgeBio Pharma, Inc. | COM | – | $602.0K |
| ETSYEtsy Inc | COM | – | $592.3K |
| FSRFisker Inc. | CL A COM STK | – | $564.0K |
Sold out since Q1 2023 (39)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| Oak STR Health Inc67181AAB3 | NOTE 3/1 | – | $60.8M | 1.2% | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $43.8M | 0.8% | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $40.0M | 0.8% | – |
| Sarepta Therapeutics, Inc.803607AC4 | DEBT 1.250% 9/1 | – | $29.5M | 0.6% | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $23.8M | 0.5% | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $20.0M | 0.4% | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $18.5M | 0.4% | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $18.1M | 0.3% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $15.5M | 0.3% | – |
| Danaher Corp235851409 | 5% CONV PFD B | – | $12.3M | 0.2% | – |
| Aptiv PLCEP0589507 | CONV PFD | – | $9.64M | 0.2% | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $9.54M | 0.2% | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $9.45M | 0.2% | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $6.02M | 0.1% | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | – | $4.81M | 0.1% | – |
| PHParker-Hannifin Corp | Stock | 14,000 | $4.71M | 0.1% | History |
| OXYOccidental Petroleum Corp | Stock | 50,000 | $3.12M | 0.1% | History |
| PPLPPL Corp | COM | 59,600 | $1.66M | <0.1% | History |
| Wayfair Inc.94419LAD3 | NOTE 1.125%11/0 | – | $1.52M | <0.1% | – |
| CMAComerica Inc | COM | 35,000 | $1.52M | <0.1% | History |
| IQiQIYI, Inc. | SPONSORED ADS | 107,400 | $781.9K | <0.1% | History |
| ITGRInteger Holdings Corp | COM | 9,464 | $733.5K | <0.1% | History |
| ZZillow Group, Inc. | CL C CAP STK | 4,774 | $212.3K | <0.1% | History |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 25,000 | $118.3K | <0.1% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 6,233 | $107.0K | <0.1% | History |
| INNSummit Hotel Properties, Inc. | COM | 13,030 | $91.2K | <0.1% | History |
| SRPTSarepta Therapeutics, Inc. | COM | 560 | $77.2K | <0.1% | History |
| PROS Holdings, Inc.74346YAH6 | NOTE 1.000% 5/1 | – | $71.0K | <0.1% | – |
| AFRMAffirm Holdings, Inc. | COM CL A | 5,208 | $58.7K | <0.1% | History |
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $57.7K | <0.1% | – |
| UUnity Software Inc. | COM | 1,656 | $53.7K | <0.1% | History |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $52.2K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $37.9K | <0.1% | – |
| WWayfair Inc. | CL A | 1,000 | $34.3K | <0.1% | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $33.7K | <0.1% | – |
| FIVNFive9, Inc. | COM | 247 | $17.9K | <0.1% | History |
| IONSIonis Pharmaceuticals Inc | COM | 464 | $16.6K | <0.1% | History |
| Redwood Tr Inc758075AD7 | NOTE 5.625% 7/1 | – | $10.5K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $3.00K | <0.1% | – |