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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
431
+8 vs. Q3 2023
Portfolio value
$2.19B
+$53.7M (+2.5%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of First Foundation Advisors in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B14,295$264.7K<0.1%−13,323−48.2%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF3,476$264.6K<0.1%−66−1.9%Reduced–
iShares Tr464287515EXPANDED TECH651$264.1K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR2,209$263.1K<0.1%−412−15.7%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,523$259.5K<0.1%+130+9.3%Added–
AALAmerican Airlines Group Inc.Stock18,554$254.9K<0.1%−816−4.2%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,399$251.8K<0.1%00.0%Unchanged–
GOFGuggenheim Strategic Opportunities FundCOM SBI19,450$249.0K<0.1%−69,300−78.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,798$245.9K<0.1%+10.0%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,355$241.7K<0.1%+3,355New–
DGDollar General CorpCOM1,765$240.0K<0.1%−536−23.3%ReducedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF1,660$238.4K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF1,116$238.1K<0.1%−100−8.2%Reduced–
iShares Select Dividend ETF464287168ETF2,026$237.5K<0.1%−27−1.3%Reduced–
FASTFastenal CoStock3,621$234.5K<0.1%−2,897−44.4%ReducedHistory
PLDPrologis, Inc.REIT1,741$232.1K<0.1%−3,109−64.1%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM18,324$232.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V647GLOBAL REIT ETF9,488$229.4K<0.1%00.0%Unchanged–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF7,020$229.1K<0.1%+7,020New–
NEANuveen AMT-Free Quality Municipal Income FundCOM20,614$226.8K<0.1%−5,000−19.5%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1601$226.5K<0.1%−28−4.5%ReducedHistory
Schwab International Equity ETF808524805ETF6,030$222.9K<0.1%−37−0.6%Reduced–
FEFirstenergy CorpCOM5,924$217.2K<0.1%−6,723−53.2%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,493$216.5K<0.1%+1,493New–
NOVNOV Inc.COM10,658$216.1K<0.1%−849−7.4%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM10,559$215.6K<0.1%−2,390−18.5%ReducedHistory
EIXEdison InternationalStock3,012$215.3K<0.1%−1,289−30.0%ReducedHistory
EPDEnterprise Products Partners L.P.Stock8,146$214.6K<0.1%00.0%UnchangedHistory
CTOCTO Realty Growth, Inc.COM12,375$214.5K<0.1%−3,548−22.3%ReducedHistory
HSYHershey CoCOM1,143$213.1K<0.1%−486−29.8%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,552$211.7K<0.1%+1,552New–
NSCNorfolk Southern CorpStock888$209.9K<0.1%−774−46.6%ReducedHistory
MMM3M CoStock1,884$206.0K<0.1%−2,780−59.6%ReducedHistory
GSGoldman Sachs Group IncStock534$206.0K<0.1%−2,277−81.0%ReducedHistory
MSTRStrategy IncStock325$205.3K<0.1%+325NewHistory
Schwab U.S. Small-Cap ETF808524607ETF4,271$201.8K<0.1%+4,271New–
FAFFirst American Financial CorpStock3,106$200.2K<0.1%+3,106NewHistory
iShares Global Clean Energy ETF464288224ETF12,834$199.8K<0.1%−1,866−12.7%Reduced–
AFRMAffirm Holdings, Inc.COM CL A4,042$198.6K<0.1%+4,042NewHistory
CVSCVS Health CorpStock2,464$194.6K<0.1%−4,763−65.9%ReducedHistory
SWAVShockwave Medical, Inc.COM1,000$190.6K<0.1%−82−7.6%ReducedHistory
FISVFiserv IncStock1,425$189.3K<0.1%−1,254−46.8%ReducedHistory
WFCWells Fargo & CompanyStock3,797$186.9K<0.1%−7,322−65.9%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS12,590$184.4K<0.1%00.0%UnchangedHistory
EVVEaton Vance Ltd Duration Income FundCOM18,611$178.3K<0.1%00.0%UnchangedHistory
TFCTruist Financial CorpCOM4,764$175.9K<0.1%+4,764NewHistory
AMTAmerican Tower CorpREIT805$173.8K<0.1%−783−49.3%ReducedHistory
DUKDuke Energy CORPStock1,787$173.4K<0.1%−1,613−47.4%ReducedHistory
KMXCarMax IncCOM2,257$173.2K<0.1%−1,819−44.6%ReducedHistory
NREFNexPoint Real Estate Finance, Inc.COM10,738$169.1K<0.1%−249−2.3%ReducedHistory
ECLEcolab Inc.Stock838$166.2K<0.1%−1,042−55.4%ReducedHistory
BDXBecton Dickinson & CoStock667$162.6K<0.1%−723−52.0%ReducedHistory
STWDStarwood Property Trust, Inc.COM7,590$159.5K<0.1%−5,491−42.0%ReducedHistory
KMBKimberly Clark CorpStock1,300$158.0K<0.1%−1,580−54.9%ReducedHistory
CRMSalesforce, Inc.Stock600$157.9K<0.1%−2,288−79.2%ReducedHistory
NUENucor CorpCOM899$156.5K<0.1%−650−42.0%ReducedHistory
FFord Motor CoStock12,605$153.7K<0.1%−7,909−38.6%ReducedHistory
VRTXVertex Pharmaceuticals IncStock371$151.0K<0.1%−481−56.5%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM14,615$150.8K<0.1%00.0%UnchangedHistory
STZConstellation Brands, Inc.Stock621$150.1K<0.1%−411−39.8%ReducedHistory
CNCCentene CorpStock2,001$148.5K<0.1%+2,001NewHistory
GMGeneral Motors CoCOM4,109$147.6K<0.1%−3,540−46.3%ReducedHistory
CARRCarrier Global CorpStock2,551$146.6K<0.1%−3,088−54.8%ReducedHistory
AFTApollo Senior Floating Rate Fund Inc.COM11,018$146.0K<0.1%00.0%UnchangedHistory
MARMarriott International IncStock642$144.8K<0.1%+642NewHistory
PFNPIMCO Income Strategy Fund IICOM19,591$141.6K<0.1%−4,784−19.6%ReducedHistory
NBHNeuberger Municipal Fund Inc.COM13,602$140.8K<0.1%+13,602NewHistory
BMYBristol Myers Squibb CoStock2,722$139.7K<0.1%−4,545−62.5%ReducedHistory
JOBYJoby Aviation, Inc.COMMON STOCK21,000$139.7K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A340$132.2K<0.1%−166−32.8%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF11,160$131.9K<0.1%−7,083−38.8%ReducedHistory
GPCGenuine Parts CoStock901$124.8K<0.1%−716−44.3%ReducedHistory
MCOMoodys CorpStock317$123.8K<0.1%−501−61.2%ReducedHistory
PPGPPG Industries IncStock806$120.5K<0.1%−1,194−59.7%ReducedHistory
CCitigroup IncStock2,274$117.0K<0.1%+2,274NewHistory
SPGSimon Property Group Inc.REIT803$114.5K<0.1%+803NewHistory
JCIJohnson Controls International plcStock1,984$114.4K<0.1%+1,984NewHistory
DDominion Energy, IncStock2,297$108.0K<0.1%−6,968−75.2%ReducedHistory
VCVInvesco California Value Municipal Income TrustCOM10,446$102.4K<0.1%00.0%UnchangedHistory
ULTAUlta Beauty, Inc.Stock206$100.9K<0.1%−328−61.4%ReducedHistory
FDXFedEx CorpStock398$100.7K<0.1%−1,001−71.6%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,000$98.8K<0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM1,670$96.2K<0.1%+1,670NewHistory
TRVTravelers Companies, Inc.Stock499$95.0K<0.1%−772−60.7%ReducedHistory
APTVAptiv PLCSHS1,056$94.7K<0.1%−2,778−72.5%ReducedHistory
CLColgate Palmolive CoStock1,179$94.0K<0.1%−4,047−77.4%ReducedHistory
ORLYO Reilly Automotive IncStock97$92.2K<0.1%−162−62.5%ReducedHistory
MLMMartin Marietta Materials IncCOM182$90.8K<0.1%+182NewHistory
KMIKinder Morgan, Inc.Stock4,983$87.9K<0.1%+4,983NewHistory
TTTrane Technologies plcSHS360$87.8K<0.1%+360NewHistory
RDIReading International IncCL A45,696$87.3K<0.1%+45,696NewHistory
HUBBHubbell IncCOM260$85.5K<0.1%−815−75.8%ReducedHistory
SHOPShopify Inc.Stock1,078$84.0K<0.1%+1,078NewHistory
CCICrown Castle Inc.REIT723$83.3K<0.1%+723NewHistory
MSIMotorola Solutions, Inc.Stock257$80.5K<0.1%−493−65.7%ReducedHistory
TMUST-Mobile US, Inc.Stock501$80.3K<0.1%−1,486−74.8%ReducedHistory
SLBSLB LimitedStock1,492$77.6K<0.1%+1,492NewHistory
PAYXPaychex IncStock649$77.3K<0.1%−1,870−74.2%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock679$76.3K<0.1%+679NewHistory
USBUS Bancorp DECOM NEW1,740$75.3K<0.1%+1,740NewHistory

Sold out since Q3 2023 (31)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SPHRSphere Entertainment Co.CL A93,268$3.47M0.2%History
VLTOVeralto CorpStock31,348$2.65M0.1%History
ETF Ser Solutions26922A628POINT BRIDGE GOP52,200$1.99M0.1%–
CMPCompass Minerals International IncStock48,101$1.34M0.1%History
RJFRaymond James Financial IncCOM10,851$1.09M0.1%History
iShares Tr464288273EAFE SML CP ETF16,673$941.5K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS26,916$897.4K<0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF11,506$836.7K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ13,655$810.4K<0.1%–
Schwab U.S. Mid-Cap ETF808524508ETF11,357$768.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50014,125$754.0K<0.1%–
CWTCalifornia Water Service GroupCOM14,647$693.0K<0.1%History
CDNSCadence Design Systems IncStock1,516$355.2K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN368,430$270.9K<0.1%History
ENBEnbridge IncStock8,059$270.0K<0.1%History
TCBKTrico BancsharesCOM8,000$256.2K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM32,675$232.6K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS15,179$230.1K<0.1%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$216.7K<0.1%History
SPLKSplunk IncCOM1,439$210.5K<0.1%History
APPFAppfolio IncCOM CL A1,142$208.6K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$189.7K<0.1%History
NBWNeuberger Berman California Municipal Fund Inc.COM12,705$124.4K<0.1%History
PLUGPlug Power IncStock12,304$93.5K<0.1%History
DALNDallasNews CorpCOM SER A20,000$92.0K<0.1%History
PACWPacwest BancorpCOM10,000$79.1K<0.1%History
PCKPIMCO California Municipal Income Fund IICOM12,761$64.1K<0.1%History
ICLICL Group Ltd.SHS10,860$60.3K<0.1%History
EVFEaton Vance Senior Income TrustSH BEN INT10,000$59.0K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT16,625$55.7K<0.1%History
PIMFranklin Master Intermediate Income TrustSH BEN INT15,000$45.3K<0.1%History