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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
431
+8 vs. Q3 2023
Portfolio value
$2.19B
+$53.7M (+2.5%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of First Foundation Advisors in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
HUMHumana IncStock8$3.66K<0.1%−560−98.6%ReducedHistory
GOEVCanoo Inc.COM CL A20,000$5.14K<0.1%+9,020+82.1%AddedHistory
EQIXEquinix IncCOM22$17.7K<0.1%−371−94.4%ReducedHistory
SONMDNA X, Inc.COM NEW24,616$18.1K<0.1%−23,384−48.7%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock99$18.8K<0.1%−998−91.0%ReducedHistory
AWINAERWINS Technologies Inc.COMMON STOCK150,000$22.7K<0.1%00.0%UnchangedHistory
AMPAmeriprise Financial IncCOM60$22.8K<0.1%+60NewHistory
BEATHeartBeam, Inc.COM10,000$23.5K<0.1%+10,000NewHistory
WELLWelltower Inc.REIT303$27.3K<0.1%+303NewHistory
TSCOTractor Supply CoCOM130$28.0K<0.1%−1,264−90.7%ReducedHistory
EAElectronic Arts Inc.COM208$28.5K<0.1%+208NewHistory
ADSKAutodesk, Inc.COM123$29.9K<0.1%−1,464−92.2%ReducedHistory
GHGuardant Health, Inc.COM1,121$30.3K<0.1%−6,752−85.8%ReducedHistory
PGRProgressive CorpStock212$33.8K<0.1%−3,010−93.4%ReducedHistory
MUMicron Technology IncStock397$33.9K<0.1%+397NewHistory
TECHBIO-TECHNE CorpCOM441$34.0K<0.1%−2,795−86.4%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM101$40.9K<0.1%−870−89.6%ReducedHistory
TRXTRX GOLD CorpCOM117,371$44.6K<0.1%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock185$48.5K<0.1%+185NewHistory
IQiQIYI, Inc.SPONSORED ADS10,000$48.8K<0.1%−105−1.0%ReducedHistory
ROPRoper Technologies IncStock100$54.5K<0.1%−599−85.7%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock216$55.1K<0.1%−1,517−87.5%ReducedHistory
PANWPalo Alto Networks IncStock188$55.4K<0.1%−1,139−85.8%ReducedHistory
MTTRMatterport, Inc.COM CL A20,876$56.2K<0.1%−47−0.2%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS11,000$57.4K<0.1%00.0%UnchangedHistory
CICigna GroupStock214$64.1K<0.1%−1,222−85.1%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A850$64.2K<0.1%−2,624−75.5%ReducedHistory
GISGeneral Mills IncStock1,019$66.4K<0.1%−4,483−81.5%ReducedHistory
CMGChipotle Mexican Grill IncCOM31$70.9K<0.1%−84−73.0%ReducedHistory
KLACKLA CorpCOM NEW125$72.7K<0.1%−439−77.8%ReducedHistory
CBChubb LtdStock323$73.0K<0.1%−1,245−79.4%ReducedHistory
USBUS Bancorp DECOM NEW1,740$75.3K<0.1%+1,740NewHistory
SWKSSkyworks Solutions, Inc.Stock679$76.3K<0.1%+679NewHistory
PAYXPaychex IncStock649$77.3K<0.1%−1,870−74.2%ReducedHistory
SLBSLB LimitedStock1,492$77.6K<0.1%+1,492NewHistory
TMUST-Mobile US, Inc.Stock501$80.3K<0.1%−1,486−74.8%ReducedHistory
MSIMotorola Solutions, Inc.Stock257$80.5K<0.1%−493−65.7%ReducedHistory
CCICrown Castle Inc.REIT723$83.3K<0.1%+723NewHistory
SHOPShopify Inc.Stock1,078$84.0K<0.1%+1,078NewHistory
HUBBHubbell IncCOM260$85.5K<0.1%−815−75.8%ReducedHistory
RDIReading International IncCL A45,696$87.3K<0.1%+45,696NewHistory
TTTrane Technologies plcSHS360$87.8K<0.1%+360NewHistory
KMIKinder Morgan, Inc.Stock4,983$87.9K<0.1%+4,983NewHistory
MLMMartin Marietta Materials IncCOM182$90.8K<0.1%+182NewHistory
ORLYO Reilly Automotive IncStock97$92.2K<0.1%−162−62.5%ReducedHistory
CLColgate Palmolive CoStock1,179$94.0K<0.1%−4,047−77.4%ReducedHistory
APTVAptiv PLCSHS1,056$94.7K<0.1%−2,778−72.5%ReducedHistory
TRVTravelers Companies, Inc.Stock499$95.0K<0.1%−772−60.7%ReducedHistory
MNSTMonster Beverage CorpCOM1,670$96.2K<0.1%+1,670NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,000$98.8K<0.1%00.0%UnchangedHistory
FDXFedEx CorpStock398$100.7K<0.1%−1,001−71.6%ReducedHistory
ULTAUlta Beauty, Inc.Stock206$100.9K<0.1%−328−61.4%ReducedHistory
VCVInvesco California Value Municipal Income TrustCOM10,446$102.4K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock2,297$108.0K<0.1%−6,968−75.2%ReducedHistory
JCIJohnson Controls International plcStock1,984$114.4K<0.1%+1,984NewHistory
SPGSimon Property Group Inc.REIT803$114.5K<0.1%+803NewHistory
CCitigroup IncStock2,274$117.0K<0.1%+2,274NewHistory
PPGPPG Industries IncStock806$120.5K<0.1%−1,194−59.7%ReducedHistory
MCOMoodys CorpStock317$123.8K<0.1%−501−61.2%ReducedHistory
GPCGenuine Parts CoStock901$124.8K<0.1%−716−44.3%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF11,160$131.9K<0.1%−7,083−38.8%ReducedHistory
CHTRCharter Communications, Inc.CL A340$132.2K<0.1%−166−32.8%ReducedHistory
JOBYJoby Aviation, Inc.COMMON STOCK21,000$139.7K<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock2,722$139.7K<0.1%−4,545−62.5%ReducedHistory
NBHNeuberger Municipal Fund Inc.COM13,602$140.8K<0.1%+13,602NewHistory
PFNPIMCO Income Strategy Fund IICOM19,591$141.6K<0.1%−4,784−19.6%ReducedHistory
MARMarriott International IncStock642$144.8K<0.1%+642NewHistory
AFTApollo Senior Floating Rate Fund Inc.COM11,018$146.0K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock2,551$146.6K<0.1%−3,088−54.8%ReducedHistory
GMGeneral Motors CoCOM4,109$147.6K<0.1%−3,540−46.3%ReducedHistory
CNCCentene CorpStock2,001$148.5K<0.1%+2,001NewHistory
STZConstellation Brands, Inc.Stock621$150.1K<0.1%−411−39.8%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM14,615$150.8K<0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock371$151.0K<0.1%−481−56.5%ReducedHistory
FFord Motor CoStock12,605$153.7K<0.1%−7,909−38.6%ReducedHistory
NUENucor CorpCOM899$156.5K<0.1%−650−42.0%ReducedHistory
CRMSalesforce, Inc.Stock600$157.9K<0.1%−2,288−79.2%ReducedHistory
KMBKimberly Clark CorpStock1,300$158.0K<0.1%−1,580−54.9%ReducedHistory
STWDStarwood Property Trust, Inc.COM7,590$159.5K<0.1%−5,491−42.0%ReducedHistory
BDXBecton Dickinson & CoStock667$162.6K<0.1%−723−52.0%ReducedHistory
ECLEcolab Inc.Stock838$166.2K<0.1%−1,042−55.4%ReducedHistory
NREFNexPoint Real Estate Finance, Inc.COM10,738$169.1K<0.1%−249−2.3%ReducedHistory
KMXCarMax IncCOM2,257$173.2K<0.1%−1,819−44.6%ReducedHistory
DUKDuke Energy CORPStock1,787$173.4K<0.1%−1,613−47.4%ReducedHistory
AMTAmerican Tower CorpREIT805$173.8K<0.1%−783−49.3%ReducedHistory
TFCTruist Financial CorpCOM4,764$175.9K<0.1%+4,764NewHistory
EVVEaton Vance Ltd Duration Income FundCOM18,611$178.3K<0.1%00.0%UnchangedHistory
GSBDGoldman Sachs BDC, Inc.SHS12,590$184.4K<0.1%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock3,797$186.9K<0.1%−7,322−65.9%ReducedHistory
FISVFiserv IncStock1,425$189.3K<0.1%−1,254−46.8%ReducedHistory
SWAVShockwave Medical, Inc.COM1,000$190.6K<0.1%−82−7.6%ReducedHistory
CVSCVS Health CorpStock2,464$194.6K<0.1%−4,763−65.9%ReducedHistory
AFRMAffirm Holdings, Inc.COM CL A4,042$198.6K<0.1%+4,042NewHistory
iShares Global Clean Energy ETF464288224ETF12,834$199.8K<0.1%−1,866−12.7%Reduced–
FAFFirst American Financial CorpStock3,106$200.2K<0.1%+3,106NewHistory
Schwab U.S. Small-Cap ETF808524607ETF4,271$201.8K<0.1%+4,271New–
MSTRStrategy IncStock325$205.3K<0.1%+325NewHistory
GSGoldman Sachs Group IncStock534$206.0K<0.1%−2,277−81.0%ReducedHistory
MMM3M CoStock1,884$206.0K<0.1%−2,780−59.6%ReducedHistory
NSCNorfolk Southern CorpStock888$209.9K<0.1%−774−46.6%ReducedHistory

Sold out since Q3 2023 (31)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SPHRSphere Entertainment Co.CL A93,268$3.47M0.2%History
VLTOVeralto CorpStock31,348$2.65M0.1%History
ETF Ser Solutions26922A628POINT BRIDGE GOP52,200$1.99M0.1%–
CMPCompass Minerals International IncStock48,101$1.34M0.1%History
RJFRaymond James Financial IncCOM10,851$1.09M0.1%History
iShares Tr464288273EAFE SML CP ETF16,673$941.5K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS26,916$897.4K<0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF11,506$836.7K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ13,655$810.4K<0.1%–
Schwab U.S. Mid-Cap ETF808524508ETF11,357$768.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50014,125$754.0K<0.1%–
CWTCalifornia Water Service GroupCOM14,647$693.0K<0.1%History
CDNSCadence Design Systems IncStock1,516$355.2K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN368,430$270.9K<0.1%History
ENBEnbridge IncStock8,059$270.0K<0.1%History
TCBKTrico BancsharesCOM8,000$256.2K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM32,675$232.6K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS15,179$230.1K<0.1%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$216.7K<0.1%History
SPLKSplunk IncCOM1,439$210.5K<0.1%History
APPFAppfolio IncCOM CL A1,142$208.6K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$189.7K<0.1%History
NBWNeuberger Berman California Municipal Fund Inc.COM12,705$124.4K<0.1%History
PLUGPlug Power IncStock12,304$93.5K<0.1%History
DALNDallasNews CorpCOM SER A20,000$92.0K<0.1%History
PACWPacwest BancorpCOM10,000$79.1K<0.1%History
PCKPIMCO California Municipal Income Fund IICOM12,761$64.1K<0.1%History
ICLICL Group Ltd.SHS10,860$60.3K<0.1%History
EVFEaton Vance Senior Income TrustSH BEN INT10,000$59.0K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT16,625$55.7K<0.1%History
PIMFranklin Master Intermediate Income TrustSH BEN INT15,000$45.3K<0.1%History