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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
431
+8 vs. Q3 2023
Portfolio value
$2.19B
+$53.7M (+2.5%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of First Foundation Advisors in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$658.3K<0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF15,981$656.8K<0.1%00.0%Unchanged–
Dimensional U.S. Core Equity 2 ETF25434V708ETF22,456$656.4K<0.1%00.0%Unchanged–
TSITCW Strategic Income Fund IncCOM140,163$643.3K<0.1%00.0%UnchangedHistory
iShares Tr464288877EAFE VALUE ETF12,328$642.3K<0.1%+339+2.8%Added–
Vanguard High Dividend Yield Index ETF921946406ETF5,747$641.6K<0.1%−32−0.6%Reduced–
iShares Tr464288851US OIL GS EX ETF6,840$637.5K<0.1%+1,897+38.4%Added–
PCARPaccar IncCOM6,448$629.6K<0.1%−986−13.3%ReducedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM74,798$625.3K<0.1%+2,099+2.9%AddedHistory
MSMorgan StanleyStock6,702$624.9K<0.1%−3,393−33.6%ReducedHistory
TGTTarget CorpStock4,248$605.1K<0.1%−2,627−38.2%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$587.9K<0.1%−10.0%Reduced–
PSXPhillips 66Stock4,414$587.6K<0.1%−890−16.8%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP14,731$576.0K<0.1%+1,507+11.4%Added–
AXPAmerican Express CoStock3,041$569.7K<0.1%−1,490−32.9%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,943$566.5K<0.1%+303+11.5%Added–
WMWaste Management IncStock3,085$552.6K<0.1%−1,194−27.9%ReducedHistory
COPConocoPhillipsStock4,755$551.9K<0.1%−393−7.6%ReducedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF10,992$548.8K<0.1%+10,992New–
UUnity Software Inc.COM13,142$537.4K<0.1%+1,861+16.5%AddedHistory
SONYSony Group CorpSPONSORED ADR5,624$532.5K<0.1%−980−14.8%ReducedHistory
LEN.BLennar CorpCL B3,928$526.6K<0.1%−1,556−28.4%ReducedHistory
Vanguard Total World Stock ETF922042742ETF5,099$524.6K<0.1%−3,049−37.4%Reduced–
SHELShell plcADR7,955$523.5K<0.1%+1,008+14.5%AddedHistory
iShares Tr46435G516ESG AW MSCI EAFE6,802$513.8K<0.1%−1,494−18.0%Reduced–
SIISprott Inc.COM NEW14,800$502.5K<0.1%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF9,290$501.4K<0.1%−151−1.6%Reduced–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$500.3K<0.1%00.0%Unchanged–
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,376$498.8K<0.1%00.0%Unchanged–
MDLZMondelez International, Inc.Stock6,755$489.3K<0.1%−2,062−23.4%ReducedHistory
SNPSSynopsys IncCOM950$489.2K<0.1%−791−45.4%ReducedHistory
DEDeere & CoStock1,221$488.4K<0.1%−1,044−46.1%ReducedHistory
iShares Tr464288760US AER DEF ETF3,824$484.1K<0.1%+225+6.3%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF7,617$482.4K<0.1%+7,617New–
XELXcel Energy IncStock7,735$478.9K<0.1%−9,989−56.4%ReducedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$478.7K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF9,861$472.3K<0.1%−2,844−22.4%Reduced–
TMOThermo Fisher Scientific Inc.Stock880$467.1K<0.1%−1,225−58.2%ReducedHistory
NXRTNexPoint Residential Trust, Inc.COM13,427$462.3K<0.1%−11,533−46.2%ReducedHistory
iShares S&P 500 Value ETF464287408ETF2,650$460.8K<0.1%+125+5.0%Added–
PNCPNC Financial Services Group, Inc.Stock2,923$452.6K<0.1%−1,384−32.1%ReducedHistory
WMBWilliams Companies, Inc.COM12,938$450.6K<0.1%−2,765−17.6%ReducedHistory
EMREmerson Electric CoStock4,554$443.2K<0.1%−1,240−21.4%ReducedHistory
VZVerizon Communications IncStock11,591$437.0K<0.1%−9,969−46.2%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF1,570$412.2K<0.1%−56−3.4%Reduced–
MGMMGM Resorts InternationalStock9,026$403.3K<0.1%−12,028−57.1%ReducedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,973$402.6K<0.1%+748+33.6%Added–
MCHPMicrochip Technology IncStock4,426$399.1K<0.1%−1,550−25.9%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,450$397.1K<0.1%−1,131−43.8%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,513$394.3K<0.1%−40−1.6%Reduced–
EFSCEnterprise Financial Services CorpCOM8,770$391.6K<0.1%00.0%UnchangedHistory
iShares Tr46436E7180-3 MTH TREASURY3,903$391.4K<0.1%−696−15.1%Reduced–
iShares Tr464287184CHINA LG-CAP ETF16,128$387.6K<0.1%+16,128New–
Dimensional ETF Trust25434V831US HIGH PROF ETF13,388$383.0K<0.1%−373−2.7%Reduced–
iShares Inc46434G863ESG AWR MSCI EM11,681$374.5K<0.1%+1,157+11.0%Added–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP8,816$373.2K<0.1%−2,723−23.6%Reduced–
GEGeneral Electric CoStock2,897$369.7K<0.1%−3,959−57.7%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM42,096$369.6K<0.1%+26,873+176.5%AddedHistory
SRESempraStock4,945$369.5K<0.1%−1,735−26.0%ReducedHistory
NVSNovartis AGADR3,621$365.6K<0.1%−437−10.8%ReducedHistory
BCSBarclays PLCADR46,000$362.5K<0.1%00.0%UnchangedHistory
ELEstee Lauder Companies IncCL A2,475$362.0K<0.1%−3,048−55.2%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF4,314$361.7K<0.1%−874−16.8%Reduced–
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,261$358.8K<0.1%−54−0.9%Reduced–
SLViShares Silver TrustETF16,468$358.7K<0.1%+6,525+65.6%AddedHistory
iShares Tr46434V290US SML CAP EQT6,021$354.2K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS7,146$353.7K<0.1%00.0%Unchanged–
ProShares Tr74347B201PSHS ULTSH 20YRS11,656$352.0K<0.1%+11,656New–
BACBank of America CorpStock10,345$348.3K<0.1%−21,175−67.2%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock2,708$347.8K<0.1%−803−22.9%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP8,093$344.1K<0.1%+370+4.8%Added–
TAT&T Inc.Stock20,347$341.4K<0.1%−18,292−47.3%ReducedHistory
IBMInternational Business Machines CorpStock2,087$341.4K<0.1%−2,690−56.3%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV2,725$340.5K<0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock6,524$339.6K<0.1%−5,025−43.5%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A100,000$337.0K<0.1%+49,476+97.9%AddedHistory
BKNGBooking Holdings Inc.Stock95$337.0K<0.1%−89−48.4%ReducedHistory
OKEONEOK IncCOM4,734$332.4K<0.1%−823−14.8%ReducedHistory
RSGRepublic Services, Inc.COM2,002$330.1K<0.1%−1,075−34.9%ReducedHistory
RLIRli CorpCOM2,471$329.0K<0.1%−9−0.4%ReducedHistory
DPZDominos Pizza IncCOM798$329.0K<0.1%−426−34.8%ReducedHistory
DSLDoubleLine Income Solutions FundCOM26,772$327.7K<0.1%+12,905+93.1%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$326.1K<0.1%00.0%Unchanged–
NXDTNexpoint Diversified Real Estate TrustCOM NEW40,996$325.9K<0.1%+534+1.3%AddedHistory
HCAHCA Healthcare, Inc.COM1,186$321.0K<0.1%−588−33.1%ReducedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL10,087$318.1K<0.1%+816+8.8%Added–
OTISOtis Worldwide CorpStock3,495$312.7K<0.1%−592−14.5%ReducedHistory
ADPAutomatic Data Processing IncStock1,338$311.7K<0.1%−1,156−46.4%ReducedHistory
MCKMcKesson CorpStock642$297.2K<0.1%−367−36.4%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF3,233$294.4K<0.1%−890−21.6%Reduced–
PKGPackaging Corp of AmericaStock1,797$292.7K<0.1%−334−15.7%ReducedHistory
WECWec Energy Group, Inc.Stock3,469$292.0K<0.1%−486−12.3%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW864$291.5K<0.1%−1,196−58.1%ReducedHistory
CTVACorteva, Inc.Stock6,040$289.4K<0.1%−1,291−17.6%ReducedHistory
SYYSysco CorpStock3,843$281.0K<0.1%−2,556−39.9%ReducedHistory
ETNEaton Corp plcStock1,167$281.0K<0.1%−3,218−73.4%ReducedHistory
GDGeneral Dynamics CorpStock1,074$278.9K<0.1%−406−27.4%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF544$276.0K<0.1%00.0%UnchangedHistory
SYKStryker CorpStock898$268.9K<0.1%−1,817−66.9%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,145$264.9K<0.1%−2,125−65.0%ReducedHistory

Sold out since Q3 2023 (31)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SPHRSphere Entertainment Co.CL A93,268$3.47M0.2%History
VLTOVeralto CorpStock31,348$2.65M0.1%History
ETF Ser Solutions26922A628POINT BRIDGE GOP52,200$1.99M0.1%–
CMPCompass Minerals International IncStock48,101$1.34M0.1%History
RJFRaymond James Financial IncCOM10,851$1.09M0.1%History
iShares Tr464288273EAFE SML CP ETF16,673$941.5K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS26,916$897.4K<0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF11,506$836.7K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ13,655$810.4K<0.1%–
Schwab U.S. Mid-Cap ETF808524508ETF11,357$768.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50014,125$754.0K<0.1%–
CWTCalifornia Water Service GroupCOM14,647$693.0K<0.1%History
CDNSCadence Design Systems IncStock1,516$355.2K<0.1%History
DJPBarclays Bank PLCDJUBS CMDT ETN368,430$270.9K<0.1%History
ENBEnbridge IncStock8,059$270.0K<0.1%History
TCBKTrico BancsharesCOM8,000$256.2K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM32,675$232.6K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS15,179$230.1K<0.1%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$216.7K<0.1%History
SPLKSplunk IncCOM1,439$210.5K<0.1%History
APPFAppfolio IncCOM CL A1,142$208.6K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$189.7K<0.1%History
NBWNeuberger Berman California Municipal Fund Inc.COM12,705$124.4K<0.1%History
PLUGPlug Power IncStock12,304$93.5K<0.1%History
DALNDallasNews CorpCOM SER A20,000$92.0K<0.1%History
PACWPacwest BancorpCOM10,000$79.1K<0.1%History
PCKPIMCO California Municipal Income Fund IICOM12,761$64.1K<0.1%History
ICLICL Group Ltd.SHS10,860$60.3K<0.1%History
EVFEaton Vance Senior Income TrustSH BEN INT10,000$59.0K<0.1%History
PPTFranklin Premier Income TrustSH BEN INT16,625$55.7K<0.1%History
PIMFranklin Master Intermediate Income TrustSH BEN INT15,000$45.3K<0.1%History