First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 423
- +8 vs. Q2 2023
- Portfolio value
- $2.14B
- −$173.3M (−7.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PFNPIMCO Income Strategy Fund II | COM | 24,375 | $160.6K | <0.1% | −3,020−11.0% | Reduced | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 11,018 | $148.1K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,615 | $141.5K | <0.1% | 00.0% | Unchanged | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 21,000 | $135.4K | <0.1% | 00.0% | Unchanged | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 15,223 | $128.0K | <0.1% | −6,603−30.3% | Reduced | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 12,705 | $124.4K | <0.1% | 00.0% | Unchanged | History |
| PLUGPlug Power Inc | Stock | 12,304 | $93.5K | <0.1% | −5,971−32.7% | Reduced | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 10,000 | $92.8K | <0.1% | 00.0% | Unchanged | History |
| DALNDallasNews Corp | COM SER A | 20,000 | $92.0K | <0.1% | 00.0% | Unchanged | History |
| VCVInvesco California Value Municipal Income Trust | COM | 10,446 | $88.1K | <0.1% | 00.0% | Unchanged | History |
| PACWPacwest Bancorp | COM | 10,000 | $79.1K | <0.1% | −187−1.8% | Reduced | History |
| PCKPIMCO California Municipal Income Fund II | COM | 12,761 | $64.1K | <0.1% | 00.0% | Unchanged | History |
| ICLICL Group Ltd. | SHS | 10,860 | $60.3K | <0.1% | −2,946−21.3% | Reduced | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $55.7K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 11,000 | $55.7K | <0.1% | 00.0% | Unchanged | History |
| IQiQIYI, Inc. | SPONSORED ADS | 10,105 | $47.9K | <0.1% | +105+1.1% | Added | History |
| MTTRMatterport, Inc. | COM CL A | 20,923 | $45.4K | <0.1% | 00.0% | Unchanged | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $45.3K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $43.0K | <0.1% | 00.0% | Unchanged | History |
| SONMDNA X, Inc. | COM NEW | 48,000 | $32.2K | <0.1% | +48,000 | New | History |
| AWINAERWINS Technologies Inc. | COMMON STOCK | 150,000 | $18.1K | <0.1% | 00.0% | Unchanged | History |
| GOEVCanoo Inc. | COM CL A | 10,980 | $5.38K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2023 (27)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| BALLBALL Corp | COM | 24,961 | $1.45M | 0.1% | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 15,778 | $549.5K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 593 | $467.6K | <0.1% | History |
| TYGTortoise Energy Infrastructure Corp | COM | 12,621 | $366.6K | <0.1% | History |
| ROICRetail Opportunity Investments Corp | COM | 26,250 | $354.6K | <0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,196 | $323.8K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 3,187 | $321.6K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,609 | $307.6K | <0.1% | History |
| RBARB Global Inc. | COM | 4,458 | $267.5K | <0.1% | History |
| JCIJohnson Controls International plc | Stock | 3,889 | $265.0K | <0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,333 | $258.2K | <0.1% | History |
| EAElectronic Arts Inc. | COM | 1,918 | $248.8K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,793 | $248.1K | <0.1% | – |
| ALLAllstate Corp | Stock | 2,227 | $242.8K | <0.1% | History |
| SHOPShopify Inc. | Stock | 3,745 | $241.9K | <0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,815 | $240.9K | <0.1% | – |
| FMCFMC Corp | COM NEW | 2,285 | $238.4K | <0.1% | History |
| CCitigroup Inc | Stock | 4,901 | $225.6K | <0.1% | History |
| TSNTyson Foods, Inc. | Stock | 4,183 | $213.5K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 591 | $209.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 2,232 | $204.9K | <0.1% | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,582 | $204.0K | <0.1% | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 3,488 | $200.8K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,696 | $189.9K | <0.1% | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,805 | $174.4K | <0.1% | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 10,267 | $138.3K | <0.1% | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,123 | $118.0K | <0.1% | History |