First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 423
- +8 vs. Q2 2023
- Portfolio value
- $2.14B
- −$173.3M (−7.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GOEVCanoo Inc. | COM CL A | 10,980 | $5.38K | <0.1% | 00.0% | Unchanged | History |
| AWINAERWINS Technologies Inc. | COMMON STOCK | 150,000 | $18.1K | <0.1% | 00.0% | Unchanged | History |
| SONMDNA X, Inc. | COM NEW | 48,000 | $32.2K | <0.1% | +48,000 | New | History |
| TRXTRX GOLD Corp | COM | 117,371 | $43.0K | <0.1% | 00.0% | Unchanged | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $45.3K | <0.1% | 00.0% | Unchanged | History |
| MTTRMatterport, Inc. | COM CL A | 20,923 | $45.4K | <0.1% | 00.0% | Unchanged | History |
| IQiQIYI, Inc. | SPONSORED ADS | 10,105 | $47.9K | <0.1% | +105+1.1% | Added | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 11,000 | $55.7K | <0.1% | 00.0% | Unchanged | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $55.7K | <0.1% | 00.0% | Unchanged | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| ICLICL Group Ltd. | SHS | 10,860 | $60.3K | <0.1% | −2,946−21.3% | Reduced | History |
| PCKPIMCO California Municipal Income Fund II | COM | 12,761 | $64.1K | <0.1% | 00.0% | Unchanged | History |
| PACWPacwest Bancorp | COM | 10,000 | $79.1K | <0.1% | −187−1.8% | Reduced | History |
| VCVInvesco California Value Municipal Income Trust | COM | 10,446 | $88.1K | <0.1% | 00.0% | Unchanged | History |
| DALNDallasNews Corp | COM SER A | 20,000 | $92.0K | <0.1% | 00.0% | Unchanged | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 10,000 | $92.8K | <0.1% | 00.0% | Unchanged | History |
| PLUGPlug Power Inc | Stock | 12,304 | $93.5K | <0.1% | −5,971−32.7% | Reduced | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 12,705 | $124.4K | <0.1% | 00.0% | Unchanged | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 15,223 | $128.0K | <0.1% | −6,603−30.3% | Reduced | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 21,000 | $135.4K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,615 | $141.5K | <0.1% | 00.0% | Unchanged | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 11,018 | $148.1K | <0.1% | 00.0% | Unchanged | History |
| PFNPIMCO Income Strategy Fund II | COM | 24,375 | $160.6K | <0.1% | −3,020−11.0% | Reduced | History |
| DSLDoubleLine Income Solutions Fund | COM | 13,867 | $162.5K | <0.1% | −1,300−8.6% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 18,611 | $168.2K | <0.1% | 00.0% | Unchanged | History |
| NREFNexPoint Real Estate Finance, Inc. | COM | 10,987 | $179.7K | <0.1% | 00.0% | Unchanged | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 12,590 | $183.3K | <0.1% | −5,930−32.0% | Reduced | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 18,243 | $188.1K | <0.1% | −2,525−12.2% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 19,842 | $189.7K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 9,488 | $200.9K | <0.1% | 00.0% | Unchanged | – |
| SLViShares Silver Trust | ETF | 9,943 | $202.2K | <0.1% | +9,943 | New | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 1,660 | $204.1K | <0.1% | −869−34.4% | Reduced | – |
| MSIMotorola Solutions, Inc. | Stock | 750 | $204.2K | <0.1% | +23+3.2% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 6,067 | $206.0K | <0.1% | −214−3.4% | Reduced | – |
| TRVTravelers Companies, Inc. | Stock | 1,271 | $207.6K | <0.1% | −25−1.9% | Reduced | History |
| APPFAppfolio Inc | COM CL A | 1,142 | $208.6K | <0.1% | +1,142 | New | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,097 | $208.8K | <0.1% | −435−28.4% | Reduced | History |
| SPLKSplunk Inc | COM | 1,439 | $210.5K | <0.1% | +1,439 | New | History |
| CMGChipotle Mexican Grill Inc | COM | 115 | $210.7K | <0.1% | −13−10.2% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 629 | $210.7K | <0.1% | 00.0% | Unchanged | History |
| ULTAUlta Beauty, Inc. | Stock | 534 | $213.3K | <0.1% | +534 | New | History |
| iShares Global Clean Energy ETF464288224 | ETF | 14,700 | $214.9K | <0.1% | 00.0% | Unchanged | – |
| SWAVShockwave Medical, Inc. | COM | 1,082 | $215.4K | <0.1% | −52−4.6% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,393 | $216.4K | <0.1% | 00.0% | Unchanged | – |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,798 | $216.7K | <0.1% | 00.0% | Unchanged | History |
| TECHBIO-TECHNE Corp | COM | 3,236 | $220.3K | <0.1% | −45−1.4% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 2,053 | $221.0K | <0.1% | −1,047−33.8% | Reduced | – |
| iShares Tr464287515 | EXPANDED TECH | 651 | $222.2K | <0.1% | 00.0% | Unchanged | – |
| CHTRCharter Communications, Inc. | CL A | 506 | $222.5K | <0.1% | +506 | New | History |
| EPDEnterprise Products Partners L.P. | Stock | 8,146 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 1,399 | $223.1K | <0.1% | −515−26.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,797 | $227.2K | <0.1% | 00.0% | Unchanged | – |
| LAZRQLuminar Technologies, Inc. | COM CL A | 50,524 | $229.9K | <0.1% | +201+0.4% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,216 | $229.9K | <0.1% | −384−24.0% | Reduced | – |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 15,179 | $230.1K | <0.1% | 00.0% | Unchanged | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 18,324 | $231.2K | <0.1% | 00.0% | Unchanged | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 32,675 | $232.6K | <0.1% | −6,070−15.7% | Reduced | History |
| GHGuardant Health, Inc. | COM | 7,873 | $233.4K | <0.1% | +7,873 | New | History |
| GPCGenuine Parts Co | Stock | 1,617 | $233.4K | <0.1% | +217+15.5% | Added | History |
| CTSHCognizant Technology Solutions Corp | CL A | 3,474 | $235.3K | <0.1% | +250+7.8% | Added | History |
| ORLYO Reilly Automotive Inc | Stock | 259 | $235.4K | <0.1% | −73−22.0% | Reduced | History |
| NOVNOV Inc. | COM | 11,507 | $240.5K | <0.1% | +368+3.3% | Added | History |
| NUENucor Corp | COM | 1,549 | $242.2K | <0.1% | −26−1.7% | Reduced | History |
| DGDollar General Corp | COM | 2,301 | $243.4K | <0.1% | +2,301 | New | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 25,614 | $247.9K | <0.1% | 00.0% | Unchanged | History |
| AALAmerican Airlines Group Inc. | Stock | 19,370 | $248.1K | <0.1% | −481−2.4% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 544 | $248.4K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 2,225 | $249.4K | <0.1% | 00.0% | Unchanged | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,542 | $250.6K | <0.1% | −10,478−74.7% | Reduced | – |
| ASMLASML Holding NV | ADR | 426 | $250.8K | <0.1% | −77−15.3% | Reduced | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 6,460 | $251.2K | <0.1% | +991+18.1% | Added | – |
| GMGeneral Motors Co | COM | 7,649 | $252.2K | <0.1% | +623+8.9% | Added | History |
| STWDStarwood Property Trust, Inc. | COM | 13,081 | $253.1K | <0.1% | −15,911−54.9% | Reduced | History |
| FFord Motor Co | Stock | 20,514 | $254.8K | <0.1% | −176−0.9% | Reduced | History |
| Columbia ETF Tr II19762B202 | EM CORE EX ETF | 9,327 | $255.7K | <0.1% | +9,327 | New | – |
| TCBKTrico Bancshares | COM | 8,000 | $256.2K | <0.1% | 00.0% | Unchanged | History |
| CTOCTO Realty Growth, Inc. | COM | 15,923 | $258.1K | <0.1% | 00.0% | Unchanged | History |
| MCOMoodys Corp | Stock | 818 | $258.6K | <0.1% | −7−0.8% | Reduced | History |
| KLACKLA Corp | COM NEW | 564 | $258.7K | <0.1% | −61−9.8% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 1,032 | $259.4K | <0.1% | +1,032 | New | History |
| PPGPPG Industries Inc | Stock | 2,000 | $259.6K | <0.1% | +64+3.3% | Added | History |
| OCSLOaktree Specialty Lending Corp | COM | 12,949 | $260.5K | <0.1% | 00.0% | Unchanged | History |
| AMTAmerican Tower Corp | REIT | 1,588 | $261.1K | <0.1% | +106+7.2% | Added | History |
| Nushares ETF Tr67092P508 | NUVEEN ESG MIDVL | 9,271 | $263.6K | <0.1% | +565+6.5% | Added | – |
| ENBEnbridge Inc | Stock | 8,059 | $270.0K | <0.1% | −3,182−28.3% | Reduced | History |
| DJPBarclays Bank PLC | DJUBS CMDT ETN36 | 8,430 | $270.9K | <0.1% | −2,691−24.2% | Reduced | History |
| EIXEdison International | Stock | 4,301 | $272.2K | <0.1% | +1,415+49.0% | Added | History |
| HUMHumana Inc | Stock | 568 | $276.3K | <0.1% | −81−12.5% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 1,987 | $278.3K | <0.1% | +237+13.5% | Added | History |
| TSCOTractor Supply Co | COM | 1,394 | $283.1K | <0.1% | +86+6.6% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 2,726 | $284.4K | <0.1% | +500+22.5% | Added | – |
| EQIXEquinix Inc | COM | 393 | $285.4K | <0.1% | +91+30.1% | Added | History |
| KMXCarMax Inc | COM | 4,076 | $288.3K | <0.1% | −118,535−96.7% | Reduced | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,733 | $290.1K | <0.1% | +201+13.1% | Added | History |
| PAYXPaychex Inc | Stock | 2,519 | $290.5K | <0.1% | −1,343−34.8% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 852 | $296.3K | <0.1% | −109−11.3% | Reduced | History |
| DUKDuke Energy CORP | Stock | 3,400 | $300.1K | <0.1% | +333+10.9% | Added | History |
| FISVFiserv Inc | Stock | 2,679 | $302.6K | <0.1% | +379+16.5% | Added | History |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 7,146 | $305.8K | <0.1% | 00.0% | UnchangedConverted for a 3-for-1 split | – |
| PANWPalo Alto Networks Inc | Stock | 1,327 | $311.1K | <0.1% | −33−2.4% | Reduced | History |
Sold out since Q2 2023 (27)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| BALLBALL Corp | COM | 24,961 | $1.45M | 0.1% | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 15,778 | $549.5K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 593 | $467.6K | <0.1% | History |
| TYGTortoise Energy Infrastructure Corp | COM | 12,621 | $366.6K | <0.1% | History |
| ROICRetail Opportunity Investments Corp | COM | 26,250 | $354.6K | <0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,196 | $323.8K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 3,187 | $321.6K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,609 | $307.6K | <0.1% | History |
| RBARB Global Inc. | COM | 4,458 | $267.5K | <0.1% | History |
| JCIJohnson Controls International plc | Stock | 3,889 | $265.0K | <0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,333 | $258.2K | <0.1% | History |
| EAElectronic Arts Inc. | COM | 1,918 | $248.8K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,793 | $248.1K | <0.1% | – |
| ALLAllstate Corp | Stock | 2,227 | $242.8K | <0.1% | History |
| SHOPShopify Inc. | Stock | 3,745 | $241.9K | <0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,815 | $240.9K | <0.1% | – |
| FMCFMC Corp | COM NEW | 2,285 | $238.4K | <0.1% | History |
| CCitigroup Inc | Stock | 4,901 | $225.6K | <0.1% | History |
| TSNTyson Foods, Inc. | Stock | 4,183 | $213.5K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 591 | $209.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 2,232 | $204.9K | <0.1% | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,582 | $204.0K | <0.1% | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 3,488 | $200.8K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,696 | $189.9K | <0.1% | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,805 | $174.4K | <0.1% | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 10,267 | $138.3K | <0.1% | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,123 | $118.0K | <0.1% | History |