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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
423
+8 vs. Q2 2023
Portfolio value
$2.14B
−$173.3M (−7.5%) vs. Q2 2023
Filed
Nov 15, 2023
SEC
Holdings of First Foundation Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RLIRli CorpCOM2,480$337.0K<0.1%00.0%UnchangedHistory
HUBBHubbell IncCOM1,075$336.9K<0.1%+1,075NewHistory
iShares Tr464288570ESG MSCI KLD ETF4,123$335.6K<0.1%00.0%Unchanged–
EFSCEnterprise Financial Services CorpCOM8,770$328.9K<0.1%+40+0.5%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF2,424$328.6K<0.1%+369+18.0%Added–
ADSKAutodesk, Inc.COM1,587$328.4K<0.1%+119+8.1%AddedHistory
OTISOtis Worldwide CorpStock4,087$328.2K<0.1%+4,087NewHistory
NSCNorfolk Southern CorpStock1,662$327.3K<0.1%+1+0.1%AddedHistory
PKGPackaging Corp of AmericaStock2,131$327.2K<0.1%+2,131NewHistory
GDGeneral Dynamics CorpStock1,480$327.0K<0.1%+110+8.0%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF3,574$326.5K<0.1%+900+33.7%Added–
CBChubb LtdStock1,568$326.4K<0.1%+388+32.9%AddedHistory
HSYHershey CoCOM1,629$325.9K<0.1%+1,629NewHistory
Alps ETF Tr00162Q452ALERIAN MLP7,723$325.9K<0.1%−8,555−52.6%Reduced–
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS27,055$321.4K<0.1%00.0%UnchangedHistory
iShares Inc46434G863ESG AWR MSCI EM10,524$318.7K<0.1%+576+5.8%Added–
WECWec Energy Group, Inc.Stock3,955$318.6K<0.1%+3,955NewHistory
ECLEcolab Inc.Stock1,880$318.5K<0.1%+171+10.0%AddedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,315$318.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$316.8K<0.1%00.0%Unchanged–
SPDR Series Trust78464A763ST STR SP DIV2,725$313.4K<0.1%00.0%Unchanged–
iShares Tr46434V290US SML CAP EQT6,021$311.5K<0.1%00.0%Unchanged–
CARRCarrier Global CorpStock5,639$311.3K<0.1%+88+1.6%AddedHistory
PANWPalo Alto Networks IncStock1,327$311.1K<0.1%−33−2.4%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS7,146$305.8K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
FISVFiserv IncStock2,679$302.6K<0.1%+379+16.5%AddedHistory
DUKDuke Energy CORPStock3,400$300.1K<0.1%+333+10.9%AddedHistory
VRTXVertex Pharmaceuticals IncStock852$296.3K<0.1%−109−11.3%ReducedHistory
PAYXPaychex IncStock2,519$290.5K<0.1%−1,343−34.8%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock1,733$290.1K<0.1%+201+13.1%AddedHistory
KMXCarMax IncCOM4,076$288.3K<0.1%−118,535−96.7%ReducedHistory
EQIXEquinix IncCOM393$285.4K<0.1%+91+30.1%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,726$284.4K<0.1%+500+22.5%Added–
TSCOTractor Supply CoCOM1,394$283.1K<0.1%+86+6.6%AddedHistory
TMUST-Mobile US, Inc.Stock1,987$278.3K<0.1%+237+13.5%AddedHistory
HUMHumana IncStock568$276.3K<0.1%−81−12.5%ReducedHistory
EIXEdison InternationalStock4,301$272.2K<0.1%+1,415+49.0%AddedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN368,430$270.9K<0.1%−2,691−24.2%ReducedHistory
ENBEnbridge IncStock8,059$270.0K<0.1%−3,182−28.3%ReducedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL9,271$263.6K<0.1%+565+6.5%Added–
AMTAmerican Tower CorpREIT1,588$261.1K<0.1%+106+7.2%AddedHistory
OCSLOaktree Specialty Lending CorpCOM12,949$260.5K<0.1%00.0%UnchangedHistory
PPGPPG Industries IncStock2,000$259.6K<0.1%+64+3.3%AddedHistory
STZConstellation Brands, Inc.Stock1,032$259.4K<0.1%+1,032NewHistory
KLACKLA CorpCOM NEW564$258.7K<0.1%−61−9.8%ReducedHistory
MCOMoodys CorpStock818$258.6K<0.1%−7−0.8%ReducedHistory
CTOCTO Realty Growth, Inc.COM15,923$258.1K<0.1%00.0%UnchangedHistory
TCBKTrico BancsharesCOM8,000$256.2K<0.1%00.0%UnchangedHistory
Columbia ETF Tr II19762B202EM CORE EX ETF9,327$255.7K<0.1%+9,327New–
FFord Motor CoStock20,514$254.8K<0.1%−176−0.9%ReducedHistory
STWDStarwood Property Trust, Inc.COM13,081$253.1K<0.1%−15,911−54.9%ReducedHistory
GMGeneral Motors CoCOM7,649$252.2K<0.1%+623+8.9%AddedHistory
Global X FDS37954Y475S&P 500 COVERED6,460$251.2K<0.1%+991+18.1%Added–
ASMLASML Holding NVADR426$250.8K<0.1%−77−15.3%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF3,542$250.6K<0.1%−10,478−74.7%Reduced–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,225$249.4K<0.1%00.0%Unchanged–
MDYSPDR S&P Midcap 400 ETF TrustETF544$248.4K<0.1%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock19,370$248.1K<0.1%−481−2.4%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM25,614$247.9K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM2,301$243.4K<0.1%+2,301NewHistory
NUENucor CorpCOM1,549$242.2K<0.1%−26−1.7%ReducedHistory
NOVNOV Inc.COM11,507$240.5K<0.1%+368+3.3%AddedHistory
ORLYO Reilly Automotive IncStock259$235.4K<0.1%−73−22.0%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A3,474$235.3K<0.1%+250+7.8%AddedHistory
GPCGenuine Parts CoStock1,617$233.4K<0.1%+217+15.5%AddedHistory
GHGuardant Health, Inc.COM7,873$233.4K<0.1%+7,873NewHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM32,675$232.6K<0.1%−6,070−15.7%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM18,324$231.2K<0.1%00.0%UnchangedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS15,179$230.1K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF1,216$229.9K<0.1%−384−24.0%Reduced–
LAZRQLuminar Technologies, Inc.COM CL A50,524$229.9K<0.1%+201+0.4%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,797$227.2K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,399$223.1K<0.1%−515−26.9%Reduced–
EPDEnterprise Products Partners L.P.Stock8,146$223.0K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A506$222.5K<0.1%+506NewHistory
iShares Tr464287515EXPANDED TECH651$222.2K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF2,053$221.0K<0.1%−1,047−33.8%Reduced–
TECHBIO-TECHNE CorpCOM3,236$220.3K<0.1%−45−1.4%ReducedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$216.7K<0.1%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,393$216.4K<0.1%00.0%Unchanged–
SWAVShockwave Medical, Inc.COM1,082$215.4K<0.1%−52−4.6%ReducedHistory
iShares Global Clean Energy ETF464288224ETF14,700$214.9K<0.1%00.0%Unchanged–
ULTAUlta Beauty, Inc.Stock534$213.3K<0.1%+534NewHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1629$210.7K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM115$210.7K<0.1%−13−10.2%ReducedHistory
SPLKSplunk IncCOM1,439$210.5K<0.1%+1,439NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,097$208.8K<0.1%−435−28.4%ReducedHistory
APPFAppfolio IncCOM CL A1,142$208.6K<0.1%+1,142NewHistory
TRVTravelers Companies, Inc.Stock1,271$207.6K<0.1%−25−1.9%ReducedHistory
Schwab International Equity ETF808524805ETF6,067$206.0K<0.1%−214−3.4%Reduced–
MSIMotorola Solutions, Inc.Stock750$204.2K<0.1%+23+3.2%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF1,660$204.1K<0.1%−869−34.4%Reduced–
SLViShares Silver TrustETF9,943$202.2K<0.1%+9,943NewHistory
iShares Tr46434V647GLOBAL REIT ETF9,488$200.9K<0.1%00.0%Unchanged–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$189.7K<0.1%00.0%UnchangedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF18,243$188.1K<0.1%−2,525−12.2%ReducedHistory
GSBDGoldman Sachs BDC, Inc.SHS12,590$183.3K<0.1%−5,930−32.0%ReducedHistory
NREFNexPoint Real Estate Finance, Inc.COM10,987$179.7K<0.1%00.0%UnchangedHistory
EVVEaton Vance Ltd Duration Income FundCOM18,611$168.2K<0.1%00.0%UnchangedHistory
DSLDoubleLine Income Solutions FundCOM13,867$162.5K<0.1%−1,300−8.6%ReducedHistory

Sold out since Q2 2023 (27)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BALLBALL CorpCOM24,961$1.45M0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN15,778$549.5K<0.1%History
GWWW.W. Grainger, Inc.Stock593$467.6K<0.1%History
TYGTortoise Energy Infrastructure CorpCOM12,621$366.6K<0.1%History
ROICRetail Opportunity Investments CorpCOM26,250$354.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,196$323.8K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,187$321.6K<0.1%History
PYPLPayPal Holdings, Inc.Stock4,609$307.6K<0.1%History
RBARB Global Inc.COM4,458$267.5K<0.1%History
JCIJohnson Controls International plcStock3,889$265.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock2,333$258.2K<0.1%History
EAElectronic Arts Inc.COM1,918$248.8K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,793$248.1K<0.1%–
ALLAllstate CorpStock2,227$242.8K<0.1%History
SHOPShopify Inc.Stock3,745$241.9K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,815$240.9K<0.1%–
FMCFMC CorpCOM NEW2,285$238.4K<0.1%History
CCitigroup IncStock4,901$225.6K<0.1%History
TSNTyson Foods, Inc.Stock4,183$213.5K<0.1%History
ALGNAlign Technology IncCOM591$209.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,232$204.9K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,582$204.0K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF3,488$200.8K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,696$189.9K<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A25,805$174.4K<0.1%History
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT10,267$138.3K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,123$118.0K<0.1%History