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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
423
+8 vs. Q2 2023
Portfolio value
$2.14B
−$173.3M (−7.5%) vs. Q2 2023
Filed
Nov 15, 2023
SEC
Holdings of First Foundation Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NOCNorthrop Grumman CorpStock1,745$768.3K<0.1%+114+7.0%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,818$767.5K<0.1%−471−14.3%Reduced–
TGTTarget CorpStock6,875$760.1K<0.1%−717−9.4%ReducedHistory
Vanguard Total World Stock ETF922042742ETF8,148$759.2K<0.1%+40.0%Added–
GEGeneral Electric CoStock6,856$757.9K<0.1%+2,460+56.0%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L681$757.4K<0.1%−20−2.9%Reduced–
iShares S&P 500 Growth ETF464287309ETF11,030$754.7K<0.1%+2,301+26.4%Added–
ProShares Tr74347R107PSHS ULT S&P 50014,125$754.0K<0.1%+14,125New–
SYKStryker CorpStock2,715$741.9K<0.1%+219+8.8%AddedHistory
NACNuveen California Quality Municipal Income FundCOM76,590$739.1K<0.1%−1,078−1.4%ReducedHistory
APDAir Products & Chemicals, Inc.Stock2,581$731.3K<0.1%+201+8.4%AddedHistory
VZVerizon Communications IncStock21,560$698.8K<0.1%+1,092+5.3%AddedHistory
NVONovo Nordisk A SADR7,678$698.2K<0.1%−542−6.6%ReducedConverted for a 2-for-1 splitHistory
CWTCalifornia Water Service GroupCOM14,647$693.0K<0.1%+14,647NewHistory
iShares Tr464288414NATIONAL MUN ETF6,736$690.7K<0.1%+1,287+23.6%Added–
AXPAmerican Express CoStock4,531$676.0K<0.1%−236−5.0%ReducedHistory
IBMInternational Business Machines CorpStock4,777$670.2K<0.1%−2,826−37.2%ReducedHistory
WMWaste Management IncStock4,279$652.3K<0.1%+112+2.7%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$650.1K<0.1%00.0%Unchanged–
IQVIQVIA Holdings Inc.Stock3,270$643.4K<0.1%−301−8.4%ReducedHistory
TSITCW Strategic Income Fund IncCOM140,163$641.9K<0.1%00.0%UnchangedHistory
PSXPhillips 66Stock5,304$637.2K<0.1%+571+12.1%AddedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN29,356$634.7K<0.1%+408+1.4%Added–
PCARPaccar IncCOM7,434$632.0K<0.1%+59+0.8%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF15,981$626.6K<0.1%+683+4.5%Added–
COPConocoPhillipsStock5,148$616.7K<0.1%+1,447+39.1%AddedHistory
MDLZMondelez International, Inc.Stock8,817$611.9K<0.1%−7,319−45.4%ReducedHistory
PCQPIMCO California Municipal Income FundCOM72,949$608.4K<0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW2,060$602.1K<0.1%−7,102−77.5%ReducedHistory
ADPAutomatic Data Processing IncStock2,494$600.0K<0.1%−18−0.7%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF5,779$597.1K<0.1%−36−0.6%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF22,456$588.3K<0.1%00.0%Unchanged–
iShares Tr464288877EAFE VALUE ETF11,989$586.6K<0.1%+1,264+11.8%Added–
CRMSalesforce, Inc.Stock2,888$585.6K<0.1%+246+9.3%AddedHistory
TAT&T Inc.Stock38,639$580.4K<0.1%+3,346+9.5%AddedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM72,699$575.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G516ESG AW MSCI EAFE8,296$573.5K<0.1%+3,047+58.0%Added–
BKNGBooking Holdings Inc.Stock184$567.4K<0.1%−7−3.7%ReducedHistory
LEN.BLennar CorpCL B5,484$560.6K<0.1%−522−8.7%ReducedHistory
EMREmerson Electric CoStock5,794$559.5K<0.1%+253+4.6%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF12,705$555.4K<0.1%+3,855+43.6%Added–
SONYSony Group CorpSPONSORED ADR6,604$544.2K<0.1%−541−7.6%ReducedHistory
PLDPrologis, Inc.REIT4,850$544.2K<0.1%+811+20.1%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF2,416$541.6K<0.1%+190+8.5%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,289$529.5K<0.1%−449−12.0%Reduced–
WMBWilliams Companies, Inc.COM15,703$529.0K<0.1%+408+2.7%AddedHistory
PNCPNC Financial Services Group, Inc.Stock4,307$528.8K<0.1%−1,389−24.4%ReducedHistory
iShares Tr464288802ESG OPTIMIZED5,850$526.3K<0.1%+543+10.2%Added–
CVSCVS Health CorpStock7,227$504.6K<0.1%−4,521−38.5%ReducedHistory
BNYBank of New York Mellon CorpStock11,549$492.6K<0.1%+144+1.3%AddedHistory
iShares Tr464288851US OIL GS EX ETF4,943$482.1K<0.1%+4,943New–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$480.5K<0.1%00.0%Unchanged–
AMXAmerica Movil SAB de CVSPON ADS RP CL B27,618$478.3K<0.1%−256−0.9%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,188$468.9K<0.1%+2,560+97.4%Added–
MCHPMicrochip Technology IncStock5,976$466.4K<0.1%+5,976NewHistory
DPZDominos Pizza IncCOM1,224$463.6K<0.1%−31,536−96.3%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY4,599$463.0K<0.1%−3,806−45.3%Reduced–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP13,224$460.5K<0.1%+1,610+13.9%Added–
iShares U.S. Medical Devices ETF464288810ETF9,441$457.9K<0.1%00.0%Unchanged–
SRESempraStock6,680$454.4K<0.1%−694−9.4%ReducedConverted for a 2-for-1 splitHistory
WFCWells Fargo & CompanyStock11,119$454.3K<0.1%−758−6.4%ReducedHistory
SIISprott Inc.COM NEW14,800$451.0K<0.1%+14,800NewHistory
PGRProgressive CorpStock3,222$448.8K<0.1%+829+34.6%AddedHistory
SHELShell plcADR6,947$447.3K<0.1%+207+3.1%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$446.9K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,376$443.6K<0.1%−301−6.4%Reduced–
MCKMcKesson CorpStock1,009$438.8K<0.1%−26−2.5%ReducedHistory
RSGRepublic Services, Inc.COM3,077$438.5K<0.1%+80+2.7%AddedHistory
MMM3M CoStock4,664$436.7K<0.1%−370−7.4%ReducedHistory
HCAHCA Healthcare, Inc.COM1,774$436.4K<0.1%−258−12.7%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,640$432.8K<0.1%−108−3.9%Reduced–
FEFirstenergy CorpCOM12,647$432.3K<0.1%−212−1.6%ReducedHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP11,539$423.0K<0.1%+4,360+60.7%Added–
SYYSysco CorpStock6,399$422.7K<0.1%−117−1.8%ReducedHistory
BMYBristol Myers Squibb CoStock7,267$421.8K<0.1%−691−8.7%ReducedHistory
DDominion Energy, IncStock9,265$413.9K<0.1%−27−0.3%ReducedHistory
NVSNovartis AGADR4,058$413.3K<0.1%−178−4.2%ReducedHistory
CICigna GroupStock1,436$410.8K<0.1%+109+8.2%AddedHistory
iShares U.S. Healthcare Providers ETF464288828ETF1,626$400.2K<0.1%00.0%Unchanged–
ODFLOld Dominion Freight Line, Inc.COM971$397.3K<0.1%−3−0.3%ReducedHistory
iShares S&P 500 Value ETF464287408ETF2,525$388.4K<0.1%+1,008+66.4%Added–
ICEIntercontinental Exchange, Inc.Stock3,511$386.3K<0.1%+3,511NewHistory
iShares Tr464288760US AER DEF ETF3,599$381.4K<0.1%−450−11.1%Reduced–
APTVAptiv PLCSHS3,834$378.0K<0.1%+278+7.8%AddedHistory
CTVACorteva, Inc.Stock7,331$375.1K<0.1%+317+4.5%AddedHistory
CLColgate Palmolive CoStock5,226$371.6K<0.1%+136+2.7%AddedHistory
FDXFedEx CorpStock1,399$370.7K<0.1%+21+1.5%AddedHistory
BDXBecton Dickinson & CoStock1,390$359.4K<0.1%+139+11.1%AddedHistory
BCSBarclays PLCADR46,000$358.3K<0.1%+26,000+130.0%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,553$356.7K<0.1%00.0%Unchanged–
FASTFastenal CoStock6,518$356.1K<0.1%+569+9.6%AddedHistory
CDNSCadence Design Systems IncStock1,516$355.2K<0.1%+102+7.2%AddedHistory
UUnity Software Inc.COM11,281$354.1K<0.1%+1,839+19.5%AddedHistory
Dimensional ETF Trust25434V831US HIGH PROF ETF13,761$353.5K<0.1%00.0%Unchanged–
OKEONEOK IncCOM5,557$352.5K<0.1%+5,557NewHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW40,462$352.4K<0.1%−669−1.6%ReducedHistory
BIDUBaidu, Inc.ADR2,621$352.1K<0.1%−117−4.3%ReducedHistory
GISGeneral Mills IncStock5,502$352.1K<0.1%−2,190−28.5%ReducedHistory
KMBKimberly Clark CorpStock2,880$348.0K<0.1%−1,232−30.0%ReducedHistory
ROPRoper Technologies IncStock699$338.5K<0.1%+149+27.1%AddedHistory

Sold out since Q2 2023 (27)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BALLBALL CorpCOM24,961$1.45M0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN15,778$549.5K<0.1%History
GWWW.W. Grainger, Inc.Stock593$467.6K<0.1%History
TYGTortoise Energy Infrastructure CorpCOM12,621$366.6K<0.1%History
ROICRetail Opportunity Investments CorpCOM26,250$354.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,196$323.8K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,187$321.6K<0.1%History
PYPLPayPal Holdings, Inc.Stock4,609$307.6K<0.1%History
RBARB Global Inc.COM4,458$267.5K<0.1%History
JCIJohnson Controls International plcStock3,889$265.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock2,333$258.2K<0.1%History
EAElectronic Arts Inc.COM1,918$248.8K<0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,793$248.1K<0.1%–
ALLAllstate CorpStock2,227$242.8K<0.1%History
SHOPShopify Inc.Stock3,745$241.9K<0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,815$240.9K<0.1%–
FMCFMC CorpCOM NEW2,285$238.4K<0.1%History
CCitigroup IncStock4,901$225.6K<0.1%History
TSNTyson Foods, Inc.Stock4,183$213.5K<0.1%History
ALGNAlign Technology IncCOM591$209.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,232$204.9K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,582$204.0K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF3,488$200.8K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER10,696$189.9K<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A25,805$174.4K<0.1%History
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT10,267$138.3K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,123$118.0K<0.1%History