First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 391
- −9 vs. Q4 2022
- Portfolio value
- $2.17B
- +$86.8M (+4.2%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 15,989 | $286.5K | <0.1% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 25,614 | $284.8K | <0.1% | 00.0% | Unchanged | History |
| AALAmerican Airlines Group Inc. | Stock | 19,302 | $284.7K | <0.1% | +720+3.9% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,196 | $281.9K | <0.1% | 00.0% | Unchanged | History |
| CLColgate Palmolive Co | Stock | 3,738 | $280.9K | <0.1% | +221+6.3% | Added | History |
| ALLAllstate Corp | Stock | 2,525 | $279.8K | <0.1% | +1,009+66.6% | Added | History |
| FASTFastenal Co | Stock | 5,164 | $278.5K | <0.1% | +264+5.4% | Added | History |
| CTOCTO Realty Growth, Inc. | COM | 15,923 | $274.8K | <0.1% | −289−1.8% | Reduced | History |
| PGRProgressive Corp | Stock | 1,921 | $274.8K | <0.1% | +331+20.8% | Added | History |
| ECLEcolab Inc. | Stock | 1,650 | $273.1K | <0.1% | −289−14.9% | Reduced | History |
| TSITCW Strategic Income Fund Inc | COM | 57,938 | $271.1K | <0.1% | −9,376−13.9% | Reduced | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 7,024 | $268.5K | <0.1% | −161−2.2% | Reduced | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 851 | $268.1K | <0.1% | +9+1.1% | Added | History |
| NOVNOV Inc. | COM | 14,429 | $267.1K | <0.1% | −55−0.4% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 1,815 | $262.9K | <0.1% | +1,815 | New | History |
| Schwab International Equity ETF808524805 | ETF | 7,549 | $262.7K | <0.1% | +466+6.6% | Added | – |
| PPGPPG Industries Inc | Stock | 1,944 | $259.7K | <0.1% | −697−26.4% | Reduced | History |
| OKEONEOK Inc | COM | 4,071 | $258.7K | <0.1% | +7+0.2% | Added | History |
| CARRCarrier Global Corp | Stock | 5,644 | $258.2K | <0.1% | +267+5.0% | Added | History |
| First Tr Exch Traded FD III33740J203 | EQUITY MARKET NE | 12,792 | $257.4K | <0.1% | +12,792 | New | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 10,353 | $256.4K | <0.1% | +10,353 | New | – |
| GSBDGoldman Sachs BDC, Inc. | SHS | 18,520 | $252.8K | <0.1% | −55−0.3% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,510 | $251.5K | <0.1% | −381−20.1% | Reduced | History |
| DXCMDexcom Inc | COM | 2,157 | $250.6K | <0.1% | −499−18.8% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 544 | $249.4K | <0.1% | +544 | New | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,094 | $247.1K | <0.1% | +2,094 | New | History |
| GMGeneral Motors Co | COM | 6,688 | $245.3K | <0.1% | +25+0.4% | Added | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,797 | $244.7K | <0.1% | −230−3.8% | Reduced | – |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 20,741 | $244.3K | <0.1% | +29+0.1% | Added | History |
| FDXFedEx Corp | Stock | 1,066 | $243.6K | <0.1% | +1,066 | New | History |
| OTISOtis Worldwide Corp | Stock | 2,883 | $243.3K | <0.1% | +60+2.1% | Added | History |
| MCOMoodys Corp | Stock | 795 | $243.3K | <0.1% | −67−7.8% | Reduced | History |
| OCSLOaktree Specialty Lending Corp | COM | 12,949 | $243.1K | <0.1% | 00.0% | UnchangedConverted for a 1-for-3 split | History |
| UUnity Software Inc. | COM | 7,446 | $241.5K | <0.1% | +7,446 | New | History |
| SWAVShockwave Medical, Inc. | COM | 1,104 | $239.4K | <0.1% | −8−0.7% | Reduced | History |
| Nushares ETF Tr67092P508 | NUVEEN ESG MIDVL | 8,299 | $238.2K | <0.1% | 00.0% | Unchanged | – |
| USBUS Bancorp DE | COM NEW | 6,601 | $238.0K | <0.1% | −891−11.9% | Reduced | History |
| DUKDuke Energy CORP | Stock | 2,456 | $236.9K | <0.1% | −50−2.0% | Reduced | History |
| FMCFMC Corp | COM NEW | 1,934 | $236.2K | <0.1% | +1,934 | New | History |
| BDXBecton Dickinson & Co | Stock | 953 | $235.9K | <0.1% | +21+2.3% | Added | History |
| CDNSCadence Design Systems Inc | Stock | 1,104 | $231.9K | <0.1% | +1,104 | New | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,774 | $229.6K | <0.1% | +1,774 | New | – |
| HUMHumana Inc | Stock | 466 | $226.2K | <0.1% | +466 | New | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 1,423 | $225.9K | <0.1% | +126+9.7% | Added | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 4,062 | $223.1K | <0.1% | +265+7.0% | Added | – |
| BCEBce Inc | COM NEW | 4,914 | $220.1K | <0.1% | −206−4.0% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 19,842 | $219.5K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,716 | $217.8K | <0.1% | −730−21.2% | Reduced | – |
| FISFidelity National Information Services, Inc. | Stock | 3,998 | $217.2K | <0.1% | −5,820−59.3% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 2,170 | $215.3K | <0.1% | −2,660−55.1% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,393 | $214.5K | <0.1% | −349−20.0% | Reduced | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 18,324 | $214.4K | <0.1% | −5,853−24.2% | Reduced | History |
| MNSTMonster Beverage Corp | COM | 3,966 | $214.2K | <0.1% | −256−6.1% | ReducedConverted for a 2-for-1 split | History |
| RBARB Global Inc. | COM | 3,804 | $214.1K | <0.1% | +3,804 | New | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,237 | $212.3K | <0.1% | +3,237 | New | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 1,539 | $210.8K | <0.1% | −503−24.6% | Reduced | – |
| ORLYO Reilly Automotive Inc | Stock | 248 | $210.5K | <0.1% | −25−9.2% | Reduced | History |
| JCIJohnson Controls International plc | Stock | 3,476 | $209.3K | <0.1% | −281−7.5% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 629 | $209.2K | <0.1% | 00.0% | Unchanged | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 23,987 | $207.2K | <0.1% | −421−1.7% | Reduced | History |
| CNCCentene Corp | Stock | 3,266 | $206.4K | <0.1% | −230−6.6% | Reduced | History |
| PFNPIMCO Income Strategy Fund II | COM | 28,709 | $205.8K | <0.1% | +2,490+9.5% | Added | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 16,798 | $201.1K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 15,915 | $200.5K | <0.1% | −316−1.9% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 18,611 | $183.3K | <0.1% | 00.0% | Unchanged | History |
| NREFNexPoint Real Estate Finance, Inc. | COM | 10,987 | $172.2K | <0.1% | +10,987 | New | History |
| PCMPCM Fund, Inc. | COM | 19,854 | $167.2K | <0.1% | −4,591−18.8% | Reduced | History |
| PACWPacwest Bancorp | COM | 17,042 | $165.8K | <0.1% | −50−0.3% | Reduced | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 25,820 | $162.2K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,615 | $150.4K | <0.1% | 00.0% | Unchanged | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 12,705 | $141.3K | <0.1% | −3,845−23.2% | Reduced | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 11,018 | $139.2K | <0.1% | 00.0% | Unchanged | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 10,267 | $136.6K | <0.1% | 00.0% | Unchanged | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 11,628 | $136.0K | <0.1% | +81+0.7% | Added | History |
| PLUGPlug Power Inc | Stock | 10,599 | $124.2K | <0.1% | 00.0% | Unchanged | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 10,087 | $120.5K | <0.1% | +38+0.4% | Added | History |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 10,733 | $109.8K | <0.1% | 00.0% | Unchanged | History |
| ONLOrion Properties Inc. | REIT | 16,139 | $108.1K | <0.1% | −3,549−18.0% | Reduced | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 10,000 | $108.0K | <0.1% | 00.0% | Unchanged | History |
| AWINAERWINS Technologies Inc. | COMMON STOCK | 100,000 | $94.0K | <0.1% | +100,000 | New | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 21,000 | $91.1K | <0.1% | 00.0% | Unchanged | History |
| PCKPIMCO California Municipal Income Fund II | COM | 12,761 | $79.1K | <0.1% | 00.0% | Unchanged | History |
| CRMDCorMedix Inc. | COM | 16,640 | $68.9K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 13,000 | $66.4K | <0.1% | −2,300−15.0% | Reduced | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 16,625 | $59.2K | <0.1% | 00.0% | Unchanged | History |
| MTTRMatterport, Inc. | COM CL A | 20,876 | $57.0K | <0.1% | 00.0% | Unchanged | History |
| TRXTRX GOLD Corp | COM | 117,371 | $56.6K | <0.1% | 00.0% | Unchanged | History |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 10,000 | $53.5K | <0.1% | 00.0% | Unchanged | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 15,000 | $47.7K | <0.1% | 00.0% | Unchanged | History |
| REAXReal REMAX Group Inc. | COM NEW | 10,000 | $12.1K | <0.1% | 00.0% | Unchanged | History |
| GOEVCanoo Inc. | COM CL A | 10,980 | $7.17K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q4 2022 (31)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 65,313 | $1.87M | 0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 5,300 | $1.79M | 0.1% | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 26,801 | $1.29M | 0.1% | – |
| TDWTidewater Inc | COM | 32,227 | $1.19M | 0.1% | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 17,031 | $895.3K | <0.1% | – |
| ProShares Tr74347G705 | ULTRA ENERGY | 18,463 | $784.7K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 16,267 | $723.1K | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 16,613 | $620.6K | <0.1% | History |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 10,725 | $540.6K | <0.1% | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 8,118 | $451.1K | <0.1% | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 10,407 | $425.6K | <0.1% | – |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 12,403 | $393.5K | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 11,209 | $392.8K | <0.1% | – |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 27,662 | $328.3K | <0.1% | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 1,377 | $327.2K | <0.1% | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 2,794 | $277.4K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 5,709 | $259.9K | <0.1% | – |
| GPCGenuine Parts Co | Stock | 1,428 | $247.8K | <0.1% | History |
| LNTAlliant Energy Corp | Stock | 4,314 | $238.2K | <0.1% | History |
| DGDollar General Corp | COM | 959 | $236.2K | <0.1% | History |
| GBCIGlacier Bancorp, Inc. | COM | 4,524 | $223.6K | <0.1% | History |
| CBChubb Ltd | Stock | 1,005 | $221.7K | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 2,287 | $212.3K | <0.1% | History |
| TFCTruist Financial Corp | COM | 4,885 | $210.2K | <0.1% | History |
| CVBFCVB Financial Corp | COM | 8,123 | $209.2K | <0.1% | History |
| iShares Tr464287515 | EXPANDED TECH | 816 | $208.8K | <0.1% | – |
| CCICrown Castle Inc. | REIT | 1,502 | $203.7K | <0.1% | History |
| VMRKVivmark Residential | SH BEN INT | 3,448 | $203.4K | <0.1% | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 11,198 | $106.2K | <0.1% | History |
| DCDakota Gold Corp. | COM | 17,658 | $53.9K | <0.1% | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 11,392 | $51.4K | <0.1% | History |