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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
391
−9 vs. Q4 2022
Portfolio value
$2.17B
+$86.8M (+4.2%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of First Foundation Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CRMSalesforce, Inc.Stock3,597$718.6K<0.1%−1,461−28.9%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF4,732$714.6K<0.1%−408−7.9%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP18,185$702.9K<0.1%+812+4.7%Added–
SYKStryker CorpStock2,388$681.7K<0.1%+477+25.0%AddedHistory
PNCPNC Financial Services Group, Inc.Stock5,362$681.5K<0.1%+294+5.8%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR16,075$679.8K<0.1%−10,799−40.2%Reduced–
SRESempraStock4,488$678.4K<0.1%−3−0.1%ReducedHistory
TCBKTrico BancsharesCOM16,000$665.4K<0.1%+16,000NewHistory
ETNEaton Corp plcStock3,801$651.3K<0.1%−345−8.3%ReducedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM74,179$635.0K<0.1%−31,200−29.6%ReducedHistory
SNPSSynopsys IncCOM1,587$613.0K<0.1%+50+3.3%AddedHistory
LEN.BLennar CorpCL B6,828$609.8K<0.1%−10,140−59.8%ReducedHistory
NVONovo Nordisk A SADR3,813$606.8K<0.1%+439+13.0%AddedHistory
NACNuveen California Quality Municipal Income FundCOM54,879$604.2K<0.1%−36,184−39.7%ReducedHistory
ENBEnbridge IncStock15,477$590.4K<0.1%−30,711−66.5%ReducedHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B28,028$590.0K<0.1%+881+3.2%AddedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN26,351$587.4K<0.1%+3,539+15.5%Added–
PSAPublic StorageCOM1,934$584.3K<0.1%−110−5.4%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF14,183$573.0K<0.1%−10.0%Reduced–
ZTSZoetis Inc.Stock3,388$563.9K<0.1%+413+13.9%AddedHistory
iShares S&P 500 Growth ETF464287309ETF8,788$561.5K<0.1%−918−9.5%Reduced–
BMYBristol Myers Squibb CoStock8,032$556.7K<0.1%−147−1.8%ReducedHistory
AMTAmerican Tower CorpREIT2,719$555.6K<0.1%−100−3.5%ReducedHistory
iShares Tr464288802ESG OPTIMIZED6,180$542.4K<0.1%−3,711−37.5%Reduced–
BKNGBooking Holdings Inc.Stock204$541.1K<0.1%−879−81.2%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,123$529.7K<0.1%−330−13.5%Reduced–
PYPLPayPal Holdings, Inc.Stock6,829$518.6K<0.1%+198+3.0%AddedHistory
WMWaste Management IncStock3,164$516.3K<0.1%+6+0.2%AddedHistory
iShares S&P 500 Value ETF464287408ETF3,394$515.1K<0.1%00.0%Unchanged–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT15,202$513.4K<0.1%−15,000−49.7%ReducedHistory
DDominion Energy, IncStock9,149$511.5K<0.1%+312+3.5%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$510.0K<0.1%00.0%Unchanged–
FEFirstenergy CorpCOM12,657$507.0K<0.1%−11−0.1%ReducedHistory
PCARPaccar IncCOM6,906$505.5K<0.1%+2,318+50.5%AddedHistory
WFCWells Fargo & CompanyStock13,449$502.7K<0.1%−5,226−28.0%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,288$491.7K<0.1%−260−7.3%Reduced–
GSGoldman Sachs Group IncStock1,496$489.4K<0.1%−157−9.5%ReducedHistory
BNYBank of New York Mellon CorpStock10,734$487.8K<0.1%−225−2.1%ReducedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,857$473.7K<0.1%00.0%Unchanged–
PSXPhillips 66Stock4,651$471.6K<0.1%−5,742−55.2%ReducedHistory
GISGeneral Mills IncStock5,517$471.5K<0.1%−348−5.9%ReducedHistory
iShares Tr46434V647GLOBAL REIT ETF20,420$468.2K<0.1%−7,781−27.6%Reduced–
APDAir Products & Chemicals, Inc.Stock1,599$459.2K<0.1%+55+3.6%AddedHistory
PLDPrologis, Inc.REIT3,662$456.9K<0.1%−3,545−49.2%ReducedHistory
SYYSysco CorpStock5,911$456.5K<0.1%−754−11.3%ReducedHistory
GWWW.W. Grainger, Inc.Stock659$453.9K<0.1%−6−0.9%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP12,704$449.8K<0.1%00.0%Unchanged–
DJPBarclays Bank PLCDJUBS CMDT ETN3614,136$446.6K<0.1%−5,087−26.5%ReducedHistory
EMREmerson Electric CoStock5,074$442.1K<0.1%−657−11.5%ReducedHistory
MMM3M CoStock4,159$437.2K<0.1%+209+5.3%AddedHistory
MCHPMicrochip Technology IncStock5,206$436.2K<0.1%+25+0.5%AddedHistory
CTVACorteva, Inc.Stock7,178$432.9K<0.1%−1,443−16.7%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF9,501$429.2K<0.1%+571+6.4%Added–
NVSNovartis AGADR4,656$428.4K<0.1%−264−5.4%ReducedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,167$427.3K<0.1%00.0%UnchangedHistory
COPConocoPhillipsStock4,270$423.7K<0.1%−96−2.2%ReducedHistory
iShares Select Dividend ETF464287168ETF3,545$415.4K<0.1%−54−1.5%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF17,746$414.9K<0.1%00.0%Unchanged–
GEGeneral Electric CoStock4,292$410.3K<0.1%+114+2.7%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF16,685$409.1K<0.1%−60.0%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,026$408.3K<0.1%00.0%Unchanged–
DSLDoubleLine Income Solutions FundCOM35,818$407.3K<0.1%−28,596−44.4%ReducedHistory
APTVAptiv PLCSHS3,527$395.7K<0.1%+599+20.5%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,211$391.7K<0.1%−11,625−73.4%ReducedHistory
EFSCEnterprise Financial Services CorpCOM8,730$389.3K<0.1%00.0%UnchangedHistory
SHELShell plcADR6,604$380.0K<0.1%+719+12.2%AddedHistory
KMBKimberly Clark CorpStock2,822$378.7K<0.1%−393−12.2%ReducedHistory
ROICRetail Opportunity Investments CorpCOM26,750$373.4K<0.1%−750−2.7%ReducedHistory
TYGTortoise Energy Infrastructure CorpCOM12,621$371.1K<0.1%+12,621NewHistory
WMBWilliams Companies, Inc.COM12,410$370.6K<0.1%+2,559+26.0%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,625$368.6K<0.1%+269+19.8%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF9,620$359.6K<0.1%−481−4.8%Reduced–
MCKMcKesson CorpStock1,008$358.9K<0.1%+27+2.8%AddedHistory
EPDEnterprise Products Partners L.P.Stock13,853$358.8K<0.1%−334−2.4%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock2,413$353.5K<0.1%−225−8.5%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,340$352.4K<0.1%+3,340New–
RSGRepublic Services, Inc.COM2,589$350.1K<0.1%−233−8.3%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE4,867$349.6K<0.1%00.0%Unchanged–
iShares Tr464288513IBOXX HI YD ETF4,549$343.7K<0.1%+4,549New–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,128$341.7K<0.1%−10.0%Reduced–
SPDR Series Trust78464A763ST STR SP DIV2,725$337.1K<0.1%00.0%Unchanged–
ASMLASML Holding NVADR495$337.0K<0.1%−16−3.1%ReducedHistory
STWDStarwood Property Trust, Inc.COM18,879$334.0K<0.1%−38,104−66.9%ReducedHistory
KLACKLA CorpCOM NEW836$333.7K<0.1%+121+16.9%AddedHistory
RLIRli CorpCOM2,488$330.7K<0.1%−280−10.1%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A50,462$327.5K<0.1%+128+0.3%AddedHistory
FISVFiserv IncStock2,864$323.7K<0.1%−2,208−43.5%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM948$323.1K<0.1%−24−2.5%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF4,123$321.6K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$321.3K<0.1%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF3,820$316.4K<0.1%−838−18.0%Reduced–
SPDR Index Shs FDS78463X855S&P GBLINF ETF5,804$316.1K<0.1%−5,988−50.8%Reduced–
iShares Inc46434G863ESG AWR MSCI EM9,948$313.2K<0.1%00.0%Unchanged–
NSCNorfolk Southern CorpStock1,455$308.5K<0.1%−2−0.1%ReducedHistory
First Rep BK San Francisco C33616C100COM21,806$305.1K<0.1%+19,930+1,062.4%Added–
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM38,977$299.3K<0.1%+10.0%AddedHistory
PAYXPaychex IncStock2,601$298.0K<0.1%+228+9.6%AddedHistory
GDGeneral Dynamics CorpStock1,306$298.0K<0.1%+64+5.2%AddedHistory
ADSKAutodesk, Inc.COM1,391$289.6K<0.1%+308+28.4%AddedHistory
CICigna GroupStock1,123$287.0K<0.1%−3,045−73.1%ReducedHistory

Sold out since Q4 2022 (31)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS65,313$1.87M0.1%History
MLMMartin Marietta Materials IncCOM5,300$1.79M0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF26,801$1.29M0.1%–
TDWTidewater IncCOM32,227$1.19M0.1%History
iShares U.S. Medical Devices ETF464288810ETF17,031$895.3K<0.1%–
ProShares Tr74347G705ULTRA ENERGY18,463$784.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50016,267$723.1K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM16,613$620.6K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF10,725$540.6K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF8,118$451.1K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF10,407$425.6K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF12,403$393.5K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ11,209$392.8K<0.1%–
ISDPGIM High Yield Bond Fund, Inc.COM27,662$328.3K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM1,377$327.2K<0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,794$277.4K<0.1%History
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,709$259.9K<0.1%–
GPCGenuine Parts CoStock1,428$247.8K<0.1%History
LNTAlliant Energy CorpStock4,314$238.2K<0.1%History
DGDollar General CorpCOM959$236.2K<0.1%History
GBCIGlacier Bancorp, Inc.COM4,524$223.6K<0.1%History
CBChubb LtdStock1,005$221.7K<0.1%History
ADMArcher-Daniels-Midland CoStock2,287$212.3K<0.1%History
TFCTruist Financial CorpCOM4,885$210.2K<0.1%History
CVBFCVB Financial CorpCOM8,123$209.2K<0.1%History
iShares Tr464287515EXPANDED TECH816$208.8K<0.1%–
CCICrown Castle Inc.REIT1,502$203.7K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,448$203.4K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock11,198$106.2K<0.1%History
DCDakota Gold Corp.COM17,658$53.9K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT11,392$51.4K<0.1%History