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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
391
−9 vs. Q4 2022
Portfolio value
$2.17B
+$86.8M (+4.2%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of First Foundation Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock1,221,348$352.1M16.2%−7,436−0.6%ReducedHistory
GOOGAlphabet Inc.Stock823,277$85.6M3.9%−34,388−4.0%ReducedHistory
UPSUnited Parcel Service IncStock367,728$71.3M3.3%−1,016−0.3%ReducedHistory
AAPLApple Inc.Stock391,995$64.6M3.0%−26,886−6.4%ReducedHistory
BRK.BBerkshire Hathaway IncStock191,443$59.1M2.7%−2,337−1.2%ReducedHistory
iShares Core S&P 500 ETF464287200ETF132,408$54.4M2.5%+8,599+6.9%Added–
AMZNAmazon Com IncStock495,622$51.2M2.4%+20,790+4.4%AddedHistory
METAMeta Platforms, Inc.Stock193,335$41.0M1.9%−11,257−5.5%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF571,392$38.2M1.8%−167,770−22.7%Reduced–
PMPhilip Morris International Inc.Stock371,565$36.1M1.7%+20,378+5.8%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF466,888$34.5M1.6%+12,112+2.7%Added–
CPCanadian Pacific Kansas City LtdCOM429,520$33.0M1.5%−6,444−1.5%ReducedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG380,777$30.9M1.4%−8,757−2.2%Reduced–
DHRDanaher CorpStock113,862$28.7M1.3%−3,887−3.3%ReducedHistory
MAMastercard IncStock77,837$28.3M1.3%−41,170−34.6%ReducedHistory
UNHUnitedHealth Group IncStock59,813$28.3M1.3%+1,096+1.9%AddedHistory
SUSuncor Energy IncStock835,287$25.9M1.2%+343,609+69.9%AddedHistory
DISWalt Disney CoStock250,723$25.1M1.2%−95,199−27.5%ReducedHistory
JPMJPMorgan Chase & CoStock186,207$24.3M1.1%−45,789−19.7%ReducedHistory
CVXChevron CorpStock144,895$23.6M1.1%−1,277−0.9%ReducedHistory
LOWLowes Companies IncStock117,228$23.4M1.1%−3,555−2.9%ReducedHistory
SCHWSchwab Charles CorpStock432,335$22.6M1.0%+94,541+28.0%AddedHistory
RTORentokil Initial PLCSPONSORED ADR587,199$21.4M1.0%+212,117+56.6%AddedHistory
iShares Russell Midcap ETF464287499ETF297,416$20.8M1.0%−51,522−14.8%Reduced–
QCOMQualcomm IncStock159,863$20.4M0.9%−752−0.5%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF417,705$20.4M0.9%−100,690−19.4%Reduced–
BNBROOKFIELD CorpCL A LTD VT SH619,592$20.2M0.9%−7,877−1.3%ReducedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT646,560$19.9M0.9%+76,271+13.4%Added–
iShares Russell 2000 ETF464287655ETF105,332$18.8M0.9%−10,310−8.9%Reduced–
AMDAdvanced Micro Devices IncStock189,491$18.6M0.9%+1,736+0.9%AddedHistory
LHLabcorp Holdings Inc.COM NEW80,102$18.4M0.8%+23,792+42.3%AddedHistory
TXNTexas Instruments IncStock95,222$17.7M0.8%−739−0.8%ReducedHistory
EWEdwards Lifesciences CorpStock211,116$17.5M0.8%−3,303−1.5%ReducedHistory
CORCencora, Inc.Stock107,444$17.2M0.8%−6,239−5.5%ReducedHistory
CSCOCisco Systems, Inc.Stock308,027$16.1M0.7%+252,681+456.5%AddedHistory
UBERUber Technologies, IncStock505,953$16.0M0.7%+1,584+0.3%AddedHistory
REXRRexford Industrial Realty, Inc.COM268,796$16.0M0.7%−4,675−1.7%ReducedHistory
MGMMGM Resorts InternationalStock355,744$15.8M0.7%−30,232−7.8%ReducedHistory
FWONALiberty Media CorpCOM SER A FRMLA233,912$15.8M0.7%−27,021−10.4%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM288,369$15.7M0.7%+129,378+81.4%Added–
CMECME Group Inc.COM81,342$15.6M0.7%+77,399+1,962.9%AddedHistory
iShares Tr464287150CORE S&P TTL STK169,902$15.4M0.7%+34,215+25.2%Added–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL300,538$15.3M0.7%−261,156−46.5%Reduced–
DEODiageo PLCSPON ADR NEW83,122$15.1M0.7%+77,452+1,366.0%AddedHistory
APHAmphenol CorpCL A184,097$15.0M0.7%+2,297+1.3%AddedHistory
Invesco Exchange Traded FD T46137V597RAFI US 150088,120$14.5M0.7%+9,212+11.7%Added–
BXBlackstone Inc.COM162,526$14.3M0.7%+22,801+16.3%AddedHistory
IAUiShares Gold TrustETF379,578$14.2M0.7%−61,755−14.0%ReducedHistory
AMATApplied Materials IncStock111,461$13.7M0.6%−19,789−15.1%ReducedHistory
PHParker-Hannifin CorpStock38,235$12.9M0.6%+1,167+3.1%AddedHistory
LINLinde PLCStock35,283$12.5M0.6%−14,794−29.5%ReducedHistory
DPZDominos Pizza IncCOM34,312$11.3M0.5%+1,277+3.9%AddedHistory
Goldman Sachs ETF Tr381430602ACTIVEBETA US196,635$10.9M0.5%+29,068+17.3%Added–
SPYSPDR S&P 500 ETF TrustETF26,331$10.8M0.5%−2,716−9.4%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF204,328$10.3M0.5%−220,508−51.9%Reduced–
AONAon plcCL A29,239$9.22M0.4%−443−1.5%ReducedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME307,199$9.15M0.4%+10,358+3.5%Added–
iShares Tr464288356CALIF MUN BD ETF156,927$9.01M0.4%−10,786−6.4%Reduced–
KMXCarMax IncCOM131,326$8.44M0.4%−14,705−10.1%ReducedHistory
NVDANVIDIA CorpStock30,245$8.40M0.4%+1,600+5.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF83,399$8.31M0.4%+20,609+32.8%Added–
COSTCostco Wholesale CorpStock16,270$8.08M0.4%+852+5.5%AddedHistory
ORealty Income CorpREIT126,800$8.03M0.4%−213,210−62.7%ReducedHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF197,757$7.73M0.4%−89,859−31.2%Reduced–
Vanguard S&P 500 ETF922908363ETF20,285$7.63M0.4%−2,673−11.6%Reduced–
VVisa Inc.Stock32,764$7.39M0.3%−3,926−10.7%ReducedHistory
GOOGLAlphabet Inc.Stock66,508$6.90M0.3%−249−0.4%ReducedHistory
JNJJohnson & JohnsonStock42,096$6.52M0.3%+2,069+5.2%AddedHistory
iShares Tr4642874571 3 YR TREAS BD77,546$6.37M0.3%+11,964+18.2%Added–
RCReady Capital CorpCOM610,098$6.20M0.3%−5,336−0.9%ReducedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK186,377$6.08M0.3%−61,345−24.8%ReducedHistory
PFEPfizer IncStock143,984$5.87M0.3%+1,765+1.2%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF23,378$5.71M0.3%−5,752−19.7%Reduced–
SPHRSphere Entertainment Co.CL A95,253$5.63M0.3%−22,100−18.8%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM42,393$5.32M0.2%−6,328−13.0%ReducedHistory
TPLTexas Pacific Land CorpStock3,105$5.28M0.2%−5,360−63.3%ReducedHistory
WisdomTree Tr97717X511YIELD ENHANCD US118,824$5.19M0.2%+28,246+31.2%Added–
AVGOBroadcom Inc.Stock7,472$4.79M0.2%+43+0.6%AddedHistory
MCDMcDonalds CorpStock16,858$4.71M0.2%+1,183+7.5%AddedHistory
BRK.ABerkshire Hathaway IncCL A10$4.66M0.2%−1−9.1%ReducedHistory
HDHome Depot, Inc.Stock15,464$4.56M0.2%−68−0.4%ReducedHistory
BURBurford Capital LtdORD SHS400,832$4.43M0.2%+400,832NewHistory
iShares MSCI Eafe ETF464287465ETF60,506$4.33M0.2%−98−0.2%Reduced–
ADBEAdobe Inc.Stock11,085$4.27M0.2%+1,203+12.2%AddedHistory
RTXRTX CorpStock42,629$4.17M0.2%+3,785+9.7%AddedHistory
TJXTJX Companies IncStock52,990$4.15M0.2%−54,270−50.6%ReducedHistory
GILDGilead Sciences, Inc.Stock49,090$4.07M0.2%−11,107−18.5%ReducedHistory
TLFTandy Leather Factory IncCOM826,712$3.89M0.2%+1620.0%AddedHistory
XOMExxonMobil Holdings CorpCOM33,464$3.67M0.2%+741+2.3%AddedHistory
Vanguard Real Estate ETF922908553ETF41,140$3.42M0.2%−5,296−11.4%Reduced–
PGProcter & Gamble CoStock22,575$3.36M0.2%+2,337+11.5%AddedHistory
SBUXStarbucks CorpStock31,497$3.28M0.2%−2,154−6.4%ReducedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A2,775$3.26M0.2%−331−10.7%ReducedHistory
CTASCintas CorpStock6,962$3.22M0.1%+382+5.8%AddedHistory
ADIAnalog Devices IncStock16,227$3.20M0.1%+829+5.4%AddedHistory
KEYSKeysight Technologies, Inc.Stock19,801$3.20M0.1%+1,328+7.2%AddedHistory
iShares Tr4642874407-10 YR TRSY BD32,075$3.18M0.1%+11,553+56.3%Added–
BLKBlackRock, Inc.COM4,695$3.14M0.1%−735−13.5%ReducedHistory
iShares Tr464289867CORE 60 BALA ETF62,498$3.13M0.1%−19,181−23.5%Reduced–
INTUIntuit Inc.Stock6,994$3.12M0.1%+622+9.8%AddedHistory

Sold out since Q4 2022 (31)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS65,313$1.87M0.1%History
MLMMartin Marietta Materials IncCOM5,300$1.79M0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF26,801$1.29M0.1%–
TDWTidewater IncCOM32,227$1.19M0.1%History
iShares U.S. Medical Devices ETF464288810ETF17,031$895.3K<0.1%–
ProShares Tr74347G705ULTRA ENERGY18,463$784.7K<0.1%–
ProShares Tr74347R107PSHS ULT S&P 50016,267$723.1K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM16,613$620.6K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF10,725$540.6K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF8,118$451.1K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF10,407$425.6K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF12,403$393.5K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ11,209$392.8K<0.1%–
ISDPGIM High Yield Bond Fund, Inc.COM27,662$328.3K<0.1%History
ALNYAlnylam Pharmaceuticals, Inc.COM1,377$327.2K<0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,794$277.4K<0.1%History
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,709$259.9K<0.1%–
GPCGenuine Parts CoStock1,428$247.8K<0.1%History
LNTAlliant Energy CorpStock4,314$238.2K<0.1%History
DGDollar General CorpCOM959$236.2K<0.1%History
GBCIGlacier Bancorp, Inc.COM4,524$223.6K<0.1%History
CBChubb LtdStock1,005$221.7K<0.1%History
ADMArcher-Daniels-Midland CoStock2,287$212.3K<0.1%History
TFCTruist Financial CorpCOM4,885$210.2K<0.1%History
CVBFCVB Financial CorpCOM8,123$209.2K<0.1%History
iShares Tr464287515EXPANDED TECH816$208.8K<0.1%–
CCICrown Castle Inc.REIT1,502$203.7K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,448$203.4K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock11,198$106.2K<0.1%History
DCDakota Gold Corp.COM17,658$53.9K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT11,392$51.4K<0.1%History