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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
400
+16 vs. Q3 2022
Portfolio value
$2.09B
+$45.9M (+2.2%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of First Foundation Advisors in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TSITCW Strategic Income Fund IncCOM67,314$311.0K<0.1%−8,809−11.6%ReducedHistory
GDGeneral Dynamics CorpStock1,242$308.2K<0.1%+127+11.4%AddedHistory
NOVNOV Inc.COM14,484$302.6K<0.1%−283−1.9%ReducedHistory
DXCMDexcom IncCOM2,656$300.8K<0.1%+47+1.8%AddedHistory
iShares Inc46434G863ESG AWR MSCI EM9,948$299.1K<0.1%+9,948New–
CTOCTO Realty Growth, Inc.COM16,212$296.4K<0.1%−75,709−82.4%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF4,123$296.0K<0.1%−2,914−41.4%Reduced–
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM38,976$292.7K<0.1%−1,225−3.0%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED7,428$292.4K<0.1%+7,428New–
NEANuveen AMT-Free Quality Municipal Income FundCOM25,614$291.2K<0.1%−700−2.7%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF1,356$290.9K<0.1%+6+0.4%Added–
CNCCentene CorpStock3,496$286.7K<0.1%+571+19.5%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF2,042$283.2K<0.1%+375+22.5%Added–
ECLEcolab Inc.Stock1,939$282.2K<0.1%−94−4.6%ReducedHistory
ASMLASML Holding NVADR511$279.2K<0.1%+20+4.1%AddedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,794$277.4K<0.1%−114−3.9%ReducedHistory
CLColgate Palmolive CoStock3,517$277.1K<0.1%+3,517NewHistory
ODFLOld Dominion Freight Line, Inc.COM972$275.8K<0.1%+81+9.1%AddedHistory
PAYXPaychex IncStock2,373$274.2K<0.1%+211+9.8%AddedHistory
APTVAptiv PLCSHS2,928$272.7K<0.1%−400−12.0%ReducedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM24,177$272.2K<0.1%00.0%UnchangedHistory
KLACKLA CorpCOM NEW715$269.6K<0.1%+715NewHistory
BBNBlackRock Taxable Municipal Bond TrustSHS15,989$269.3K<0.1%−6,857−30.0%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,446$267.1K<0.1%−11,946−77.6%Reduced–
OKEONEOK IncCOM4,064$267.0K<0.1%+57+1.4%AddedHistory
OCSLOaktree Specialty Lending CorpCOM38,857$266.9K<0.1%−4,047−9.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,742$264.5K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,027$264.2K<0.1%00.0%Unchanged–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,196$260.9K<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,709$259.9K<0.1%−9,742−63.1%Reduced–
DUKDuke Energy CORPStock2,506$258.1K<0.1%+278+12.5%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS18,575$254.8K<0.1%+55+0.3%AddedHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP7,185$252.9K<0.1%+7,185New–
NVGNuveen AMT-Free Municipal Credit Income FundCEF20,712$251.4K<0.1%−3,333−13.9%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A50,334$249.2K<0.1%+126+0.3%AddedHistory
GPCGenuine Parts CoStock1,428$247.8K<0.1%+1,428NewHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL8,299$246.9K<0.1%+8,299New–
VRTXVertex Pharmaceuticals IncStock842$243.2K<0.1%+842NewHistory
JCIJohnson Controls International plcStock3,757$240.4K<0.1%+3,757NewHistory
MCOMoodys CorpStock862$240.2K<0.1%+862NewHistory
LNTAlliant Energy CorpStock4,314$238.2K<0.1%+100+2.4%AddedHistory
BDXBecton Dickinson & CoStock932$237.0K<0.1%+932NewHistory
AALAmerican Airlines Group Inc.Stock18,582$236.4K<0.1%−813−4.2%ReducedHistory
DGDollar General CorpCOM959$236.2K<0.1%+31+3.3%AddedHistory
FASTFastenal CoStock4,900$231.9K<0.1%+4,900NewHistory
ORLYO Reilly Automotive IncStock273$230.4K<0.1%+273NewHistory
First Rep BK San Francisco C33616C100COM1,876$228.7K<0.1%−519−21.7%Reduced–
SWAVShockwave Medical, Inc.COM1,112$228.6K<0.1%−64−5.4%ReducedHistory
Schwab International Equity ETF808524805ETF7,083$228.1K<0.1%−5,348−43.0%Reduced–
BCEBce IncCOM NEW5,120$225.0K<0.1%+249+5.1%AddedHistory
GMGeneral Motors CoCOM6,663$224.1K<0.1%+77+1.2%AddedHistory
GBCIGlacier Bancorp, Inc.COM4,524$223.6K<0.1%−208−4.4%ReducedHistory
CARRCarrier Global CorpStock5,377$221.8K<0.1%−1,121−17.3%ReducedHistory
CBChubb LtdStock1,005$221.7K<0.1%+1,005NewHistory
OTISOtis Worldwide CorpStock2,823$221.1K<0.1%−387−12.1%ReducedHistory
MNSTMonster Beverage CorpCOM2,111$214.3K<0.1%+2,111NewHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF19,842$213.1K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock2,287$212.3K<0.1%+2,287NewHistory
TFCTruist Financial CorpCOM4,885$210.2K<0.1%−1,360−21.8%ReducedHistory
CVBFCVB Financial CorpCOM8,123$209.2K<0.1%00.0%UnchangedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM24,408$208.9K<0.1%−3,055−11.1%ReducedHistory
iShares Tr464287515EXPANDED TECH816$208.8K<0.1%+816New–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1629$208.4K<0.1%−100−13.7%ReducedHistory
PGRProgressive CorpStock1,590$206.2K<0.1%+1,590NewHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,297$206.0K<0.1%+1,297New–
ALLAllstate CorpStock1,516$205.6K<0.1%+1,516NewHistory
CCICrown Castle Inc.REIT1,502$203.7K<0.1%−1,332−47.0%ReducedHistory
VMRKVivmark ResidentialSH BEN INT3,448$203.4K<0.1%−712−17.1%ReducedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF3,797$202.9K<0.1%−1,509−28.4%Reduced–
ADSKAutodesk, Inc.COM1,083$202.4K<0.1%−152−12.3%ReducedHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,798$194.7K<0.1%00.0%UnchangedHistory
PCMPCM Fund, Inc.COM24,445$192.4K<0.1%−5,485−18.3%ReducedHistory
FFord Motor CoStock16,231$188.8K<0.1%−8,323−33.9%ReducedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM16,550$187.0K<0.1%−1,638−9.0%ReducedHistory
PFNPIMCO Income Strategy Fund IICOM26,219$185.4K<0.1%−2,257−7.9%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM18,611$174.8K<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT19,688$168.1K<0.1%−2,698−12.1%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A25,820$153.1K<0.1%+15+0.1%AddedHistory
BTZBlackRock Credit Allocation Income TrustCOM14,615$147.6K<0.1%00.0%UnchangedHistory
AFTApollo Senior Floating Rate Fund Inc.COM11,018$136.0K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock10,599$131.1K<0.1%+10,599NewHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT10,267$130.4K<0.1%00.0%UnchangedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT11,547$125.1K<0.1%+11,547NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT10,049$121.4K<0.1%−2,392−19.2%ReducedHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT10,733$107.1K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock11,198$106.2K<0.1%−8−0.1%ReducedHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,000$103.4K<0.1%00.0%UnchangedHistory
PCKPIMCO California Municipal Income Fund IICOM12,761$86.6K<0.1%−2,861−18.3%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS15,300$77.9K<0.1%00.0%UnchangedHistory
JOBYJoby Aviation, Inc.COMMON STOCK21,000$70.3K<0.1%00.0%UnchangedHistory
CRMDCorMedix Inc.COM16,640$70.2K<0.1%00.0%UnchangedHistory
PPTFranklin Premier Income TrustSH BEN INT16,625$60.3K<0.1%00.0%UnchangedHistory
MTTRMatterport, Inc.COM CL A20,876$58.5K<0.1%00.0%UnchangedHistory
DCDakota Gold Corp.COM17,658$53.9K<0.1%+648+3.8%AddedHistory
EVFEaton Vance Senior Income TrustSH BEN INT10,000$52.7K<0.1%00.0%UnchangedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT11,392$51.4K<0.1%00.0%UnchangedHistory
PIMFranklin Master Intermediate Income TrustSH BEN INT15,000$48.0K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM117,371$39.7K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A10,980$13.5K<0.1%+10,980NewHistory
REAXReal REMAX Group Inc.COM NEW10,000$10.5K<0.1%+10,000NewHistory

Sold out since Q3 2022 (26)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH559,547$22.9M1.1%History
ATVIActivision Blizzard, Inc.COM32,226$2.40M0.1%History
Liberty Media Acquisition Corp53073L104COM SR A95,000$944.0K<0.1%–
CMPCompass Minerals International IncStock18,764$722.0K<0.1%History
iShares Tr46429B366CMBS ETF14,089$646.0K<0.1%–
Liberty Media Acquisition Corp53073L203UNIT 01/22/202652,211$520.0K<0.1%–
ELSEquity Lifestyle Properties IncCOM8,115$510.0K<0.1%History
VCVInvesco California Value Municipal Income TrustCOM41,446$373.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF7,344$369.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE11,035$327.0K<0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT13,590$318.0K<0.1%–
NLYAnnaly Capital Management IncREIT17,978$309.0K<0.1%History
RBLXRoblox CorpStock7,858$282.0K<0.1%History
iShares Tr464288851US OIL GS EX ETF3,323$277.0K<0.1%–
LYFTLyft, Inc.CL A COM19,757$260.0K<0.1%History
RBARB Global Inc.COM3,449$215.0K<0.1%History
VEEVVeeva Systems IncStock1,291$213.0K<0.1%History
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS11,143$212.0K<0.1%History
BRCCBRC Inc.COM CL A25,000$193.0K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN14,328$158.0K<0.1%History
DBLDoubleLine Opportunistic Credit FundCOM10,397$150.0K<0.1%History
GTGoodyear Tire & Rubber CoCOM11,180$113.0K<0.1%History
MFAMfa Financial, Inc.COM11,563$90.0K<0.1%History
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT21,545$71.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM10,703$70.0K<0.1%–
OXSQOxford Square Capital Corp.COM10,126$30.0K<0.1%History