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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
400
+16 vs. Q3 2022
Portfolio value
$2.09B
+$45.9M (+2.2%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of First Foundation Advisors in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ProShares Tr74347G705ULTRA ENERGY18,463$784.7K<0.1%−1,821−9.0%Reduced–
Listed FDS Tr53656F623HORI KI INFL ETF24,752$779.2K<0.1%−188,514−88.4%Reduced–
WFCWells Fargo & CompanyStock18,675$771.1K<0.1%+4,866+35.2%AddedHistory
iShares Tr464288414NATIONAL MUN ETF7,024$741.2K<0.1%+7,024New–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN21,542$740.4K<0.1%+173+0.8%AddedHistory
ProShares Tr74347R107PSHS ULT S&P 50016,267$723.1K<0.1%+16,267New–
NOCNorthrop Grumman CorpStock1,319$719.7K<0.1%+83+6.7%AddedHistory
DSLDoubleLine Income Solutions FundCOM64,414$714.4K<0.1%−42,076−39.5%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF4,689$711.1K<0.1%+17+0.4%Added–
YUMYum Brands IncStock5,504$705.0K<0.1%+276+5.3%AddedHistory
SRESempraStock4,491$694.0K<0.1%−98−2.1%ReducedHistory
INTCIntel CorpStock26,242$693.6K<0.1%−3,770−12.6%ReducedHistory
AXPAmerican Express CoStock4,565$674.5K<0.1%+250+5.8%AddedHistory
CRMSalesforce, Inc.Stock5,058$670.6K<0.1%−3,027−37.4%ReducedHistory
FISFidelity National Information Services, Inc.Stock9,818$666.2K<0.1%−10,052−50.6%ReducedHistory
CMECME Group Inc.COM3,943$663.0K<0.1%+1,623+70.0%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP17,373$661.4K<0.1%+11+0.1%Added–
Vanguard Total World Stock ETF922042742ETF7,604$655.4K<0.1%00.0%Unchanged–
ETNEaton Corp plcStock4,146$650.7K<0.1%+1,794+76.3%AddedHistory
DJPBarclays Bank PLCDJUBS CMDT ETN3619,223$648.0K<0.1%−133,332−87.4%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF7,684$643.6K<0.1%−1,255−14.0%Reduced–
iShares Tr46434V647GLOBAL REIT ETF28,201$640.4K<0.1%−4,483−13.7%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF5,140$639.6K<0.1%+1,032+25.1%Added–
TAT&T Inc.Stock33,751$621.4K<0.1%+8,108+31.6%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM16,613$620.6K<0.1%+16,613NewHistory
SPDR Index Shs FDS78463X855S&P GBLINF ETF11,792$618.2K<0.1%−9,671−45.1%Reduced–
AMTAmerican Tower CorpREIT2,819$597.2K<0.1%−121−4.1%ReducedHistory
BMYBristol Myers Squibb CoStock8,179$588.5K<0.1%−188−2.2%ReducedHistory
PSAPublic StorageCOM2,044$572.7K<0.1%−41−2.0%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF9,706$567.8K<0.1%+3,802+64.4%Added–
GSGoldman Sachs Group IncStock1,653$567.6K<0.1%+215+15.0%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF11,182$559.1K<0.1%+5,802+107.8%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF14,184$552.9K<0.1%−691−4.6%Reduced–
EMREmerson Electric CoStock5,731$550.5K<0.1%−515−8.2%ReducedHistory
DDominion Energy, IncStock8,837$541.9K<0.1%−10−0.1%ReducedHistory
Flexshares Tr33939L795STOXX GLOBR INF10,725$540.6K<0.1%−1,815−14.5%Reduced–
FEFirstenergy CorpCOM12,668$531.3K<0.1%+103+0.8%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,453$522.8K<0.1%−99−3.9%Reduced–
COPConocoPhillipsStock4,366$515.2K<0.1%−269−5.8%ReducedHistory
FISVFiserv IncStock5,072$512.6K<0.1%−3,622−41.7%ReducedHistory
SYYSysco CorpStock6,665$509.5K<0.1%−318−4.6%ReducedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN22,812$508.0K<0.1%+6,954+43.9%Added–
CTVACorteva, Inc.Stock8,621$506.7K<0.1%+327+3.9%AddedHistory
BNYBank of New York Mellon CorpStock10,959$498.9K<0.1%−3,560−24.5%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,431$497.7K<0.1%−500−3.9%Reduced–
MSMorgan StanleyStock5,849$497.3K<0.1%+488+9.1%AddedHistory
WMWaste Management IncStock3,158$495.4K<0.1%−60−1.9%ReducedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS27,147$494.1K<0.1%+128+0.5%AddedHistory
iShares S&P 500 Value ETF464287408ETF3,394$492.4K<0.1%00.0%Unchanged–
GISGeneral Mills IncStock5,865$491.8K<0.1%+178+3.1%AddedHistory
SNPSSynopsys IncCOM1,537$490.7K<0.1%+223+17.0%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,830$476.5K<0.1%−10,614−68.7%Reduced–
APDAir Products & Chemicals, Inc.Stock1,544$476.0K<0.1%+48+3.2%AddedHistory
MMM3M CoStock3,950$473.7K<0.1%+630+19.0%AddedHistory
PYPLPayPal Holdings, Inc.Stock6,631$472.3K<0.1%−1,684−20.3%ReducedHistory
SYKStryker CorpStock1,911$467.2K<0.1%+697+57.4%AddedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW41,167$461.5K<0.1%00.0%UnchangedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,857$460.7K<0.1%+9,857New–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,548$458.3K<0.1%+260+7.9%Added–
NVONovo Nordisk A SADR3,374$456.6K<0.1%+452+15.5%AddedHistory
PCARPaccar IncCOM4,588$454.1K<0.1%+101+2.3%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF8,118$451.1K<0.1%+8,118New–
NVSNovartis AGADR4,920$446.3K<0.1%−280−5.4%ReducedHistory
KMBKimberly Clark CorpStock3,215$436.5K<0.1%+1,101+52.1%AddedHistory
ZTSZoetis Inc.Stock2,975$436.0K<0.1%−447−13.1%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP12,704$434.2K<0.1%+12,704New–
iShares Select Dividend ETF464287168ETF3,599$434.0K<0.1%00.0%Unchanged–
EFSCEnterprise Financial Services CorpCOM8,730$427.4K<0.1%00.0%UnchangedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF10,407$425.6K<0.1%−11,064−51.5%Reduced–
First Tr Exchange-Traded FD33733E807NAT GAS ETF16,941$415.2K<0.1%+16,941New–
ROICRetail Opportunity Investments CorpCOM27,500$413.3K<0.1%−5,581−16.9%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF4,658$407.4K<0.1%+285+6.5%Added–
iShares U.S. Treasury Bond ETF46429B267ETF17,746$403.2K<0.1%+17,746New–
AWKAmerican Water Works Company, Inc.Stock2,638$402.1K<0.1%+55+2.1%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF16,691$395.1K<0.1%−3,563−17.6%Reduced–
New York Life Investments Et45409B800MERGE ARBIT ETF12,403$393.5K<0.1%−49,786−80.1%Reduced–
ProShares Tr74347R206PSHS ULTRA QQQ11,209$392.8K<0.1%+11,209New–
PACWPacwest BancorpCOM17,092$392.3K<0.1%−352−2.0%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,026$389.1K<0.1%00.0%Unchanged–
Vanguard Ftse Developed Markets ETF921943858ETF8,930$374.8K<0.1%+175+2.0%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF10,101$373.0K<0.1%+30.0%Added–
GWWW.W. Grainger, Inc.Stock665$369.9K<0.1%+47+7.6%AddedHistory
MCKMcKesson CorpStock981$368.0K<0.1%+40+4.3%AddedHistory
RSGRepublic Services, Inc.COM2,822$364.0K<0.1%+41+1.5%AddedHistory
MCHPMicrochip Technology IncStock5,181$364.0K<0.1%+118+2.3%AddedHistory
RLIRli CorpCOM2,768$363.4K<0.1%−70−2.5%ReducedHistory
NSCNorfolk Southern CorpStock1,457$359.0K<0.1%+26+1.8%AddedHistory
GEGeneral Electric CoStock4,178$350.1K<0.1%+290+7.5%AddedHistory
EPDEnterprise Products Partners L.P.Stock14,187$342.2K<0.1%−5,705−28.7%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV2,725$340.9K<0.1%−225−7.6%Reduced–
SHELShell plcADR5,885$335.2K<0.1%+1,383+30.7%AddedHistory
PPGPPG Industries IncStock2,641$332.1K<0.1%+766+40.9%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM27,662$328.3K<0.1%+1,144+4.3%AddedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,377$327.2K<0.1%−521−27.4%ReducedHistory
USBUS Bancorp DECOM NEW7,492$326.7K<0.1%−924−11.0%ReducedHistory
WMBWilliams Companies, Inc.COM9,851$324.1K<0.1%+1,970+25.0%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,129$321.7K<0.1%+10.0%Added–
iShares Tr46435G516ESG AW MSCI EAFE4,867$320.0K<0.1%+916+23.2%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD4,215$316.9K<0.1%−235−5.3%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock1,891$312.9K<0.1%−192−9.2%ReducedHistory

Sold out since Q3 2022 (26)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH559,547$22.9M1.1%History
ATVIActivision Blizzard, Inc.COM32,226$2.40M0.1%History
Liberty Media Acquisition Corp53073L104COM SR A95,000$944.0K<0.1%–
CMPCompass Minerals International IncStock18,764$722.0K<0.1%History
iShares Tr46429B366CMBS ETF14,089$646.0K<0.1%–
Liberty Media Acquisition Corp53073L203UNIT 01/22/202652,211$520.0K<0.1%–
ELSEquity Lifestyle Properties IncCOM8,115$510.0K<0.1%History
VCVInvesco California Value Municipal Income TrustCOM41,446$373.0K<0.1%History
iShares Tr46429B655FLTG RATE NT ETF7,344$369.0K<0.1%–
Dimensional ETF Trust25434V724US MKTWIDE VALUE11,035$327.0K<0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT13,590$318.0K<0.1%–
NLYAnnaly Capital Management IncREIT17,978$309.0K<0.1%History
RBLXRoblox CorpStock7,858$282.0K<0.1%History
iShares Tr464288851US OIL GS EX ETF3,323$277.0K<0.1%–
LYFTLyft, Inc.CL A COM19,757$260.0K<0.1%History
RBARB Global Inc.COM3,449$215.0K<0.1%History
VEEVVeeva Systems IncStock1,291$213.0K<0.1%History
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS11,143$212.0K<0.1%History
BRCCBRC Inc.COM CL A25,000$193.0K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN14,328$158.0K<0.1%History
DBLDoubleLine Opportunistic Credit FundCOM10,397$150.0K<0.1%History
GTGoodyear Tire & Rubber CoCOM11,180$113.0K<0.1%History
MFAMfa Financial, Inc.COM11,563$90.0K<0.1%History
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT21,545$71.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM10,703$70.0K<0.1%–
OXSQOxford Square Capital Corp.COM10,126$30.0K<0.1%History