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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 5, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
423
−16 vs. Q4 2021
Portfolio value
$2.77B
−$139.7M (−4.8%) vs. Q4 2021
Filed
May 5, 2022
SEC
Holdings of First Foundation Advisors in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADPAutomatic Data Processing IncStock3,057$696.0K<0.1%+40+1.3%AddedHistory
EMREmerson Electric CoStock7,184$704.0K<0.1%+21+0.3%AddedHistory
iShares MSCI Eafe ETF464287465ETF9,606$707.0K<0.1%−1,249−11.5%Reduced–
CMECME Group Inc.COM2,991$711.0K<0.1%+339+12.8%AddedHistory
NCANuveen California Municipal Value FundCOM STK78,002$714.0K<0.1%−31,768−28.9%ReducedHistory
WFCWells Fargo & CompanyStock15,069$730.0K<0.1%+1,670+12.5%AddedHistory
ONLOrion Properties Inc.REIT52,395$733.0K<0.1%−52,743−50.2%ReducedHistory
PACWPacwest BancorpCOM17,000$733.0K<0.1%−3,000−15.0%ReducedHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI38,895$739.0K<0.1%+14,000+56.2%AddedHistory
BNYBank of New York Mellon CorpStock15,076$748.0K<0.1%+536+3.7%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,604$749.0K<0.1%−220−7.8%Reduced–
CCEPCoca-Cola Europacific Partners plcSHS15,711$764.0K<0.1%+15,711NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR18,247$769.0K<0.1%−18,833−50.8%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF17,300$778.0K<0.1%+1,804+11.6%Added–
SRESempraStock4,663$784.0K<0.1%+2,808+151.4%AddedHistory
CTVACorteva, Inc.Stock13,847$796.0K<0.1%−19,335−58.3%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock4,317$796.0K<0.1%−142−3.2%ReducedHistory
LKQLKQ CorpCOM17,674$803.0K<0.1%−2,834−13.8%ReducedHistory
DDominion Energy, IncStock9,630$818.0K<0.1%+2,658+38.1%AddedHistory
STAGSTAG Industrial, Inc.COM20,531$849.0K<0.1%−309−1.5%ReducedHistory
NACNuveen California Quality Municipal Income FundCOM64,818$850.0K<0.1%−2,803−4.1%ReducedHistory
WDWalker & Dunlop, Inc.COM6,604$855.0K<0.1%+134+2.1%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF19,088$855.0K<0.1%00.0%Unchanged–
Schwab U.S. Mid-Cap ETF808524508ETF11,280$856.0K<0.1%+11,280New–
IBMInternational Business Machines CorpStock6,683$869.0K<0.1%+598+9.8%AddedHistory
OTISOtis Worldwide CorpStock11,786$907.0K<0.1%+796+7.2%AddedHistory
TSITCW Strategic Income Fund IncCOM177,101$912.0K<0.1%−41,433−19.0%ReducedHistory
AXPAmerican Express CoStock4,903$917.0K<0.1%+1,510+44.5%AddedHistory
DBLDoubleLine Opportunistic Credit FundCOM54,701$917.0K<0.1%−10,940−16.7%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock1,574$930.0K<0.1%+353+28.9%AddedHistory
MDLZMondelez International, Inc.Stock15,078$947.0K<0.1%+1,254+9.1%AddedHistory
DLTRDollar Tree, Inc.COM5,974$957.0K<0.1%−3,499−36.9%ReducedHistory
Liberty Media Acquisition Corp53073L104COM SR A100,000$991.0K<0.1%00.0%Unchanged–
BACBank of America CorpStock24,489$1.01M<0.1%−567−2.3%ReducedHistory
ORCLOracle CorpStock12,239$1.01M<0.1%+2,115+20.9%AddedHistory
TGTTarget CorpStock4,771$1.01M<0.1%+192+4.2%AddedHistory
AMTAmerican Tower CorpREIT4,099$1.03M<0.1%+574+16.3%AddedHistory
SHOPShopify Inc.Stock1,583$1.07M<0.1%+236+17.5%AddedHistory
IONSIonis Pharmaceuticals IncCOM29,130$1.08M<0.1%+1,158+4.1%AddedHistory
SWKSSkyworks Solutions, Inc.Stock8,269$1.10M<0.1%−1,333−13.9%ReducedHistory
AMGNAmgen IncStock4,559$1.10M<0.1%−571−11.1%ReducedHistory
LRCXLam Research CorpCOM2,094$1.13M<0.1%+93+4.6%AddedHistory
LLYEli Lilly & CoStock3,995$1.14M<0.1%+328+8.9%AddedHistory
LBRDKLiberty Broadband CorpCOM SER C8,487$1.15M<0.1%−1,706−16.7%ReducedHistory
WMTWalmart Inc.Stock7,758$1.16M<0.1%−18−0.2%ReducedHistory
HASHasbro, Inc.COM14,144$1.16M<0.1%+14,144NewHistory
iShares Tr46434V647GLOBAL REIT ETF39,812$1.16M<0.1%−6,309−13.7%Reduced–
SHWSherwin Williams CoCOM4,819$1.20M<0.1%−437−8.3%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF31,794$1.22M<0.1%+7,124+28.9%Added–
ICEIntercontinental Exchange, Inc.Stock9,347$1.24M<0.1%−2,114−18.4%ReducedHistory
CATCaterpillar IncStock5,592$1.25M<0.1%−601−9.7%ReducedHistory
TTDTrade Desk, Inc.Stock18,148$1.26M<0.1%+63+0.3%AddedHistory
VZVerizon Communications IncStock25,340$1.29M<0.1%−380−1.5%ReducedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT20,135$1.33M<0.1%−4,500−18.3%ReducedHistory
CMCSAComcast CorpStock28,523$1.33M<0.1%−1,649−5.5%ReducedHistory
PSAPublic StorageCOM3,439$1.34M<0.1%−2,682−43.8%ReducedHistory
STWDStarwood Property Trust, Inc.COM55,602$1.34M<0.1%−647−1.2%ReducedHistory
PYPLPayPal Holdings, Inc.Stock11,668$1.35M<0.1%+1,962+20.2%AddedHistory
WMWaste Management IncStock8,996$1.43M0.1%−2,188−19.6%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF5,272$1.46M0.1%+332+6.7%Added–
iShares Tr46429B366CMBS ETF29,381$1.47M0.1%+3,959+15.6%Added–
EPDEnterprise Products Partners L.P.Stock56,851$1.47M0.1%+6,100+12.0%AddedHistory
ACNAccenture plcStock4,397$1.48M0.1%+431+10.9%AddedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT59,510$1.48M0.1%+6,739+12.8%Added–
BF.BBrown Forman CorpStock22,763$1.53M0.1%−701−3.0%ReducedHistory
LMTLockheed Martin CorpStock3,528$1.56M0.1%−123−3.4%ReducedHistory
ABTAbbott LaboratoriesStock13,168$1.56M0.1%+1,714+15.0%AddedHistory
INTCIntel CorpStock31,816$1.58M0.1%−1,036−3.2%ReducedHistory
CNICanadian National Railway CoStock11,857$1.59M0.1%−386−3.2%ReducedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM128,202$1.60M0.1%−8,409−6.2%ReducedHistory
UNPUnion Pacific CorpStock5,863$1.60M0.1%−234−3.8%ReducedHistory
WisdomTree Tr97717X511YIELD ENHANCD US33,696$1.61M0.1%+617+1.9%Added–
NEENextera Energy IncStock19,203$1.63M0.1%+916+5.0%AddedHistory
CCICrown Castle Inc.REIT8,969$1.66M0.1%−90−1.0%ReducedHistory
DEODiageo PLCSPON ADR NEW8,206$1.67M0.1%−790−8.8%ReducedHistory
KOCoca Cola CoStock27,704$1.72M0.1%−377−1.3%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT116,855$1.73M0.1%−14,503−11.0%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF16,298$1.76M0.1%−236−1.4%Reduced–
SYYSysco CorpStock21,577$1.76M0.1%−8,433−28.1%ReducedHistory
BABoeing CoStock9,290$1.78M0.1%+1,088+13.3%AddedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX9,183$1.82M0.1%00.0%Unchanged–
Bank of Amer Corp0605056827.25%CNV PFD L1,408$1.85M0.1%−18−1.3%Reduced–
ROKRockwell Automation, IncStock6,681$1.87M0.1%−435−6.1%ReducedHistory
ADIAnalog Devices IncStock11,398$1.88M0.1%−2,297−16.8%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP50,040$1.92M0.1%+866+1.8%Added–
RTXRTX CorpStock19,392$1.92M0.1%+6,213+47.1%AddedHistory
DSLDoubleLine Income Solutions FundCOM134,828$1.96M0.1%−24,294−15.3%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR41,917$1.96M0.1%−7,383−15.0%Reduced–
ALNYAlnylam Pharmaceuticals, Inc.COM12,034$1.97M0.1%−2,430−16.8%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW257,869$2.00M0.1%00.0%UnchangedHistory
CTOCTO Realty Growth, Inc.COM30,567$2.03M0.1%−7,757−20.2%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF8,914$2.03M0.1%+489+5.8%Added–
HEI.AHeico CorpCL A16,279$2.06M0.1%+2,884+21.5%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM23,361$2.11M0.1%+2,564+12.3%AddedHistory
DOWDow Inc.Stock33,507$2.13M0.1%+145+0.4%AddedHistory
HONHoneywell International IncCOM11,054$2.15M0.1%+572+5.5%AddedHistory
ABBVAbbVie Inc.Stock13,306$2.16M0.1%+1,323+11.0%AddedHistory
IDXXIDEXX Laboratories IncCOM3,989$2.18M0.1%+587+17.3%AddedHistory
NKENIKE, Inc.Stock16,312$2.19M0.1%+3,917+31.6%AddedHistory
LULUlululemon athletica inc.Stock6,172$2.25M0.1%+649+11.8%AddedHistory

Sold out since Q4 2021 (46)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
XLNXXilinx IncCOM105,283$22.3M0.8%History
STLSterling BancorpCOM161,905$4.18M0.1%History
iShares Russell 2000 Growth ETF464287648ETF6,764$1.98M0.1%–
CMPCompass Minerals International IncStock35,146$1.79M0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock5,931$753.0K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF6,350$711.0K<0.1%–
BABAAlibaba Group Holding LtdADR4,604$547.0K<0.1%History
Schwab Strategic Tr8085247221000 INDEX ETF11,312$527.0K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A4,242$427.0K<0.1%History
SLViShares Silver TrustETF18,566$399.0K<0.1%History
CDWCDW CorpCOM1,824$374.0K<0.1%History
JJacobs Solutions Inc.COM2,522$351.0K<0.1%History
GSKGSK plcSPONSORED ADR6,723$296.0K<0.1%History
ETSYEtsy IncCOM1,294$284.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS16,585$280.0K<0.1%–
ALKAlaska Air Group, Inc.COM5,258$274.0K<0.1%History
SPOTSpotify Technology S.A.Stock1,157$271.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,975$262.0K<0.1%–
SBEASBEA Merger Sub LLCCOM CL A25,000$254.0K<0.1%History
DHIHorton D R IncCOM2,313$251.0K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM8,578$228.0K<0.1%History
TREXTrex Co IncCOM1,681$227.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,298$227.0K<0.1%–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF4,443$224.0K<0.1%–
EQIXEquinix IncCOM264$223.0K<0.1%History
WIXWix.com Ltd.SHS1,398$221.0K<0.1%History
OKTAOkta, Inc.CL A976$219.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA8,664$217.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW3,457$215.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM1,265$214.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM8,055$213.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF2,405$211.0K<0.1%–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN8,045$209.0K<0.1%History
iShares Tr464287721U.S. TECH ETF1,759$202.0K<0.1%–
HPQHP IncStock5,356$201.0K<0.1%History
MELIMercadolibre IncCOM149$201.0K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,600$200.0K<0.1%–
HYBNew America High Income Fund IncCOM NEW21,460$200.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,628$192.0K<0.1%History
NKXNuveen California Amt-Free Quality Municipal Income FundCOM11,916$189.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF11,883$183.0K<0.1%History
CEVEaton Vance California Municipal Income TrustSH BEN INT12,403$168.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM12,027$140.0K<0.1%History
RITMRithm Capital Corp.REIT11,272$121.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A10,200$34.0K<0.1%History
Eros STX Global CorporationG3788M114SHS NEW25,745$6.00K<0.1%–