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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 5, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
423
−16 vs. Q4 2021
Portfolio value
$2.77B
−$139.7M (−4.8%) vs. Q4 2021
Filed
May 5, 2022
SEC
Holdings of First Foundation Advisors in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TRXTRX GOLD CorpCOM117,371$36.0K<0.1%00.0%UnchangedHistory
OXSQOxford Square Capital Corp.COM10,126$42.0K<0.1%00.0%UnchangedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT11,392$60.0K<0.1%−3,596−24.0%ReducedHistory
MAPSWM Technology, Inc.COM10,000$78.0K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT21,545$87.0K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM10,582$89.0K<0.1%−2,723−20.5%Reduced–
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/2–$100.0K<0.1%–––
PCKPIMCO California Municipal Income Fund IICOM15,622$118.0K<0.1%+15,622NewHistory
ETEnergy Transfer LPCOM UT LTD PTN13,327$149.0K<0.1%00.0%UnchangedHistory
PMLPIMCO Municipal Income Fund IICOM13,341$153.0K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS25,600$158.0K<0.1%−5,737−18.3%ReducedHistory
MYCBlackRock Muniyield California Fund, Inc.COM12,116$158.0K<0.1%−2,871−19.2%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM12,460$164.0K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM23,992$169.0K<0.1%−6,411−21.1%ReducedHistory
LUMNLumen Technologies, Inc.Stock16,309$184.0K<0.1%−241,176−93.7%ReducedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS13,405$192.0K<0.1%+259+2.0%AddedHistory
GHYPGIM Global High Yield Fund, Inc.COM14,823$198.0K<0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A705S&P500 DOWNSID5,574$201.0K<0.1%+5,574New–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT13,724$201.0K<0.1%+38+0.3%AddedHistory
DGDollar General CorpCOM906$202.0K<0.1%−10−1.1%ReducedHistory
FITBFifth Third BancorpCOM4,696$202.0K<0.1%+4,696NewHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A6,392$203.0K<0.1%+6,392NewHistory
MARMarriott International IncStock1,158$204.0K<0.1%−359−23.7%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF4,299$204.0K<0.1%−1,999−31.7%ReducedConverted for a 2-for-1 split–
AMPAmeriprise Financial IncCOM679$204.0K<0.1%+679NewHistory
RTLNecessity Retail REIT, Inc.COM CLASS A25,805$204.0K<0.1%+3,658+16.5%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF419$205.0K<0.1%00.0%UnchangedHistory
PRKSUnited Parks & Resorts Inc.COM2,750$205.0K<0.1%+2,750NewHistory
ZBRAZebra Technologies CorpCL A503$208.0K<0.1%+6+1.2%AddedHistory
iShares Tr464288885EAFE GRWTH ETF2,163$208.0K<0.1%+2,163New–
BFZBlackRock California Municipal Income TrustSH BEN INT16,942$208.0K<0.1%−4,402−20.6%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A13,300$208.0K<0.1%−554−4.0%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,241$211.0K<0.1%+1,241NewHistory
MPWRMonolithic Power Systems, Inc.COM434$211.0K<0.1%+434NewHistory
iShares Tr464287234MSCI EMG MKT ETF4,731$214.0K<0.1%−7,267−60.6%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF4,481$215.0K<0.1%−1,609−26.4%Reduced–
iShares Select U.S. REIT ETF464287564ETF3,050$217.0K<0.1%00.0%Unchanged–
Fidelity MSCI Information Technology Index ETF316092808ETF1,762$217.0K<0.1%−206−10.5%Reduced–
WBAWalgreens Boots Alliance, Inc.COM4,852$217.0K<0.1%+311+6.8%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1629$218.0K<0.1%00.0%UnchangedHistory
NOVNOV Inc.COM11,154$219.0K<0.1%−27−0.2%ReducedHistory
PSXPhillips 66Stock2,544$220.0K<0.1%+2,544NewHistory
ZMZoom Communications, Inc.Stock1,885$221.0K<0.1%−32−1.7%ReducedHistory
MCOMoodys CorpStock658$222.0K<0.1%+30+4.8%AddedHistory
LENLennar CorpCL A2,738$222.0K<0.1%+2,738NewHistory
KKR Acquisition Holding I Co48253T208UNIT 99/99/999922,500$224.0K<0.1%00.0%Unchanged–
CNCCentene CorpStock2,718$229.0K<0.1%+59+2.2%AddedHistory
JCIJohnson Controls International plcStock3,528$231.0K<0.1%+74+2.1%AddedHistory
PFNPIMCO Income Strategy Fund IICOM26,864$233.0K<0.1%+5,361+24.9%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF3,305$236.0K<0.1%−211−6.0%Reduced–
COINCoinbase Global, Inc.COM CL A1,249$237.0K<0.1%+174+16.2%AddedHistory
UPSTUpstart Holdings, Inc.COM2,174$237.0K<0.1%+177+8.9%AddedHistory
CLColgate Palmolive CoStock3,152$239.0K<0.1%+137+4.5%AddedHistory
WMBWilliams Companies, Inc.COM7,176$240.0K<0.1%+7,176NewHistory
ARDCAres Dynamic Credit Allocation Fund, Inc.COM16,747$242.0K<0.1%00.0%UnchangedHistory
SLGSL Green Realty CorpCOM2,983$242.0K<0.1%+2,983NewHistory
SHCSotera Health CoCOM11,267$244.0K<0.1%−3,984−26.1%ReducedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA7,951$245.0K<0.1%00.0%Unchanged–
SYKStryker CorpStock936$250.0K<0.1%+58+6.6%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,172$254.0K<0.1%+5,172NewHistory
FASTFastenal CoStock4,294$255.0K<0.1%+23+0.5%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF17,230$255.0K<0.1%+32+0.2%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF6,663$256.0K<0.1%+6,663New–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM27,778$256.0K<0.1%−13,678−33.0%ReducedHistory
MPTMedical Properties Trust IncCOM12,151$257.0K<0.1%+2,249+22.7%AddedHistory
NBWNeuberger Berman California Municipal Fund Inc.COM21,343$261.0K<0.1%−4,522−17.5%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,919$263.0K<0.1%+1,919New–
EAElectronic Arts Inc.COM2,085$264.0K<0.1%+533+34.3%AddedHistory
RAMPLiveRamp Holdings, Inc.COM7,069$264.0K<0.1%−782−10.0%ReducedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,908$267.0K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM6,122$268.0K<0.1%−1,167−16.0%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF1,663$268.0K<0.1%+1,663New–
ZSZscaler, Inc.Stock1,131$273.0K<0.1%+82+7.8%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,797$274.0K<0.1%00.0%Unchanged–
CHTRCharter Communications, Inc.CL A502$274.0K<0.1%+11+2.2%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM23,494$275.0K<0.1%00.0%UnchangedHistory
CCitigroup IncStock5,184$277.0K<0.1%+1,236+31.3%AddedHistory
ORLYO Reilly Automotive IncStock406$278.0K<0.1%+49+13.7%AddedHistory
iShares S&P 500 Value ETF464287408ETF1,826$284.0K<0.1%00.0%Unchanged–
KNSLKinsale Capital Group, Inc.Stock1,256$286.0K<0.1%+13+1.0%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF5,380$287.0K<0.1%00.0%Unchanged–
MCKMcKesson CorpStock946$290.0K<0.1%−3,366−78.1%ReducedHistory
TWLOTwilio IncCL A1,758$290.0K<0.1%+25+1.4%AddedHistory
MDBMongoDB, Inc.CL A660$293.0K<0.1%+201+43.8%AddedHistory
FLGTFulgent Genetics, Inc.COM4,728$295.0K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM3,677$295.0K<0.1%−727−16.5%ReducedHistory
Discovery Inc25470F302COM SER C12,021$300.0K<0.1%−333,533−96.5%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF5,161$302.0K<0.1%+5,161New–
SIVBSVB Financial GroupCOM542$303.0K<0.1%+166+44.1%AddedHistory
LNTAlliant Energy CorpStock4,861$304.0K<0.1%−1,277−20.8%ReducedHistory
GDGeneral Dynamics CorpStock1,270$306.0K<0.1%+59+4.9%AddedHistory
WPCW. P. Carey Inc.COM3,886$314.0K<0.1%+144+3.8%AddedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM24,177$315.0K<0.1%+1,394+6.1%AddedHistory
CARRCarrier Global CorpStock6,890$316.0K<0.1%−351−4.8%ReducedHistory
PODDInsulet CorpStock1,187$316.0K<0.1%+259+27.9%AddedHistory
RLIRli CorpCOM2,852$316.0K<0.1%+365+14.7%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV2,482$318.0K<0.1%+225+10.0%Added–
PAYCPaycom Software, Inc.Stock923$320.0K<0.1%+23+2.6%AddedHistory
Schwab International Equity ETF808524805ETF8,777$322.0K<0.1%−124−1.4%Reduced–
iShares Tr464288158SHRT NAT MUN ETF3,100$324.0K<0.1%00.0%Unchanged–

Sold out since Q4 2021 (46)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
XLNXXilinx IncCOM105,283$22.3M0.8%History
STLSterling BancorpCOM161,905$4.18M0.1%History
iShares Russell 2000 Growth ETF464287648ETF6,764$1.98M0.1%–
CMPCompass Minerals International IncStock35,146$1.79M0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock5,931$753.0K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF6,350$711.0K<0.1%–
BABAAlibaba Group Holding LtdADR4,604$547.0K<0.1%History
Schwab Strategic Tr8085247221000 INDEX ETF11,312$527.0K<0.1%–
AFRMAffirm Holdings, Inc.COM CL A4,242$427.0K<0.1%History
SLViShares Silver TrustETF18,566$399.0K<0.1%History
CDWCDW CorpCOM1,824$374.0K<0.1%History
JJacobs Solutions Inc.COM2,522$351.0K<0.1%History
GSKGSK plcSPONSORED ADR6,723$296.0K<0.1%History
ETSYEtsy IncCOM1,294$284.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS16,585$280.0K<0.1%–
ALKAlaska Air Group, Inc.COM5,258$274.0K<0.1%History
SPOTSpotify Technology S.A.Stock1,157$271.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,975$262.0K<0.1%–
SBEASBEA Merger Sub LLCCOM CL A25,000$254.0K<0.1%History
DHIHorton D R IncCOM2,313$251.0K<0.1%History
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM8,578$228.0K<0.1%History
TREXTrex Co IncCOM1,681$227.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,298$227.0K<0.1%–
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF4,443$224.0K<0.1%–
EQIXEquinix IncCOM264$223.0K<0.1%History
WIXWix.com Ltd.SHS1,398$221.0K<0.1%History
OKTAOkta, Inc.CL A976$219.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA8,664$217.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW3,457$215.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM1,265$214.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM8,055$213.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF2,405$211.0K<0.1%–
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN8,045$209.0K<0.1%History
iShares Tr464287721U.S. TECH ETF1,759$202.0K<0.1%–
HPQHP IncStock5,356$201.0K<0.1%History
MELIMercadolibre IncCOM149$201.0K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,600$200.0K<0.1%–
HYBNew America High Income Fund IncCOM NEW21,460$200.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM11,628$192.0K<0.1%History
NKXNuveen California Amt-Free Quality Municipal Income FundCOM11,916$189.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF11,883$183.0K<0.1%History
CEVEaton Vance California Municipal Income TrustSH BEN INT12,403$168.0K<0.1%History
EVMEaton Vance California Municipal Bond FundCOM12,027$140.0K<0.1%History
RITMRithm Capital Corp.REIT11,272$121.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A10,200$34.0K<0.1%History
Eros STX Global CorporationG3788M114SHS NEW25,745$6.00K<0.1%–