First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 439
- −2 vs. Q3 2021
- Portfolio value
- $2.91B
- +$230.6M (+8.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CNCCentene Corp | Stock | 2,659 | $219.0K | <0.1% | +2,659 | New | History |
| OKTAOkta, Inc. | CL A | 976 | $219.0K | <0.1% | +18+1.9% | Added | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 419 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 8,664 | $217.0K | <0.1% | 00.0% | Unchanged | – |
| DGDollar General Corp | COM | 916 | $216.0K | <0.1% | −211−18.7% | Reduced | History |
| OPRXOptimizeRx Corp | COM NEW | 3,457 | $215.0K | <0.1% | 00.0% | Unchanged | History |
| VACMarriott Vacations Worldwide Corp | COM | 1,265 | $214.0K | <0.1% | +1,265 | New | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 8,055 | $213.0K | <0.1% | −1,420−15.0% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,405 | $211.0K | <0.1% | 00.0% | Unchanged | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 8,045 | $209.0K | <0.1% | −68,654−89.5% | Reduced | History |
| SPLKSplunk Inc | COM | 1,781 | $206.0K | <0.1% | −677−27.5% | Reduced | History |
| EAElectronic Arts Inc. | COM | 1,552 | $205.0K | <0.1% | −35−2.2% | Reduced | History |
| PFNPIMCO Income Strategy Fund II | COM | 21,503 | $205.0K | <0.1% | −105−0.5% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 31,337 | $203.0K | <0.1% | −8,254−20.8% | Reduced | History |
| iShares Tr464287721 | U.S. TECH ETF | 1,759 | $202.0K | <0.1% | +1,759 | New | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 22,147 | $202.0K | <0.1% | −3,861−14.8% | Reduced | History |
| HPQHP Inc | Stock | 5,356 | $201.0K | <0.1% | +5,356 | New | History |
| MELIMercadolibre Inc | COM | 149 | $201.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 2,600 | $200.0K | <0.1% | +2,600 | New | – |
| HYBNew America High Income Fund Inc | COM NEW | 21,460 | $200.0K | <0.1% | −46,541−68.4% | Reduced | History |
| PMLPIMCO Municipal Income Fund II | COM | 13,341 | $195.0K | <0.1% | −13,850−50.9% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 12,460 | $194.0K | <0.1% | −9,939−44.4% | Reduced | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 11,628 | $192.0K | <0.1% | 00.0% | Unchanged | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 11,916 | $189.0K | <0.1% | −41,736−77.8% | Reduced | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 11,883 | $183.0K | <0.1% | −80,413−87.1% | Reduced | History |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 12,403 | $168.0K | <0.1% | −67,807−84.5% | Reduced | History |
| NOVNOV Inc. | COM | 11,181 | $152.0K | <0.1% | −84−0.7% | Reduced | History |
| EVMEaton Vance California Municipal Bond Fund | COM | 12,027 | $140.0K | <0.1% | −80,587−87.0% | Reduced | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 13,305 | $129.0K | <0.1% | −1,239−8.5% | Reduced | – |
| RITMRithm Capital Corp. | REIT | 11,272 | $121.0K | <0.1% | +11,272 | New | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 13,327 | $110.0K | <0.1% | −6,779−33.7% | Reduced | History |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $101.0K | <0.1% | – | – | – |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 14,988 | $96.0K | <0.1% | −12,947−46.3% | Reduced | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 21,545 | $81.0K | <0.1% | 00.0% | Unchanged | History |
| MAPSWM Technology, Inc. | COM | 10,000 | $60.0K | <0.1% | +10,000 | New | History |
| TRXTRX GOLD Corp | COM | 117,371 | $46.0K | <0.1% | 00.0% | Unchanged | History |
| OXSQOxford Square Capital Corp. | COM | 10,126 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| SPRUSpruce Power Holding Corp | COM CL A | 10,200 | $34.0K | <0.1% | 00.0% | Unchanged | History |
| Eros STX Global CorporationG3788M114 | SHS NEW | 25,745 | $6.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| VERVEREIT, Inc. | COM | 1,166,882 | $52.8M | 2.0% | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 980,477 | $45.4M | 1.7% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 232,452 | $4.91M | 0.2% | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 2,422 | $1.47M | 0.1% | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 6,927 | $1.03M | <0.1% | – |
| EIMEaton Vance Municipal Bond Fund | COM | 70,887 | $948.0K | <0.1% | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 58,981 | $937.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 94,825 | $891.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | History |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 17,854 | $395.0K | <0.1% | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,700 | $390.0K | <0.1% | – |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 19,352 | $305.0K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 18,084 | $295.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 24,261 | $284.0K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,221 | $282.0K | <0.1% | – |
| FVRRFiverr International Ltd. | ORD SHS | 1,546 | $282.0K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 8,411 | $255.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 14,030 | $255.0K | <0.1% | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 10,825 | $248.0K | <0.1% | History |
| SPDR Index Shs FDS78463X103 | PORTFLO EURP ETF | 6,059 | $247.0K | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 5,408 | $240.0K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 8,953 | $230.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 1,257 | $220.0K | <0.1% | History |
| Khosla Ventures Acquisition482504107 | CL A | 22,000 | $217.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,890 | $216.0K | <0.1% | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 14,204 | $215.0K | <0.1% | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 21,500 | $211.0K | <0.1% | – |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 5,160 | $210.0K | <0.1% | – |
| RGENRepligen Corp | COM | 710 | $205.0K | <0.1% | History |
| IQIInvesco Quality Municipal Income Trust | COM | 14,803 | $195.0K | <0.1% | History |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 11,528 | $169.0K | <0.1% | – |
| NADNuveen Quality Municipal Income Fund | COM | 10,771 | $168.0K | <0.1% | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 10,066 | $123.0K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 22,476 | $100.0K | <0.1% | History |
| Rivernorth Doubleline Strate76882G156 | RIGHT 10/01/2021 | 136,754 | $1.00K | <0.1% | – |