First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 441
- −7 vs. Q2 2021
- Portfolio value
- $2.68B
- +$82.2M (+3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| XOMExxonMobil Holdings Corp | COM | 32,024 | $1.88M | 0.1% | −5,228−14.0% | Reduced | History |
| LWLGLightwave Logic, Inc. | COM | 199,498 | $1.89M | 0.1% | +199,498 | New | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 56,625 | $1.89M | 0.1% | +333+0.6% | Added | – |
| IDXXIDEXX Laboratories Inc | COM | 3,039 | $1.89M | 0.1% | +658+27.6% | Added | History |
| DOWDow Inc. | Stock | 33,228 | $1.91M | 0.1% | +929+2.9% | Added | History |
| LULUlululemon athletica inc. | Stock | 4,765 | $1.93M | 0.1% | +1,524+47.0% | Added | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 135,404 | $1.94M | 0.1% | −3,432−2.5% | Reduced | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 37,515 | $1.95M | 0.1% | −10,088−21.2% | Reduced | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 76,699 | $1.96M | 0.1% | −15,059−16.4% | Reduced | History |
| BEBloom Energy Corp | COM CL A | 105,277 | $1.97M | 0.1% | +230+0.2% | Added | History |
| MYCBlackRock Muniyield California Fund, Inc. | COM | 130,266 | $1.98M | 0.1% | −8,680−6.2% | Reduced | History |
| MCDMcDonalds Corp | Stock | 8,326 | $2.01M | 0.1% | −4,276−33.9% | Reduced | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 136,237 | $2.01M | 0.1% | −9,268−6.4% | Reduced | History |
| SYYSysco Corp | Stock | 26,954 | $2.12M | 0.1% | +10,197+60.9% | Added | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 150,258 | $2.19M | 0.1% | −41,101−21.5% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 3,524 | $2.19M | 0.1% | +714+25.4% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 32,662 | $2.22M | 0.1% | +268+0.8% | Added | History |
| HONHoneywell International Inc | COM | 10,497 | $2.23M | 0.1% | +72+0.7% | Added | History |
| KEYSKeysight Technologies, Inc. | Stock | 13,708 | $2.25M | 0.1% | +3,198+30.4% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 7,520 | $2.25M | 0.1% | +1,014+15.6% | Added | History |
| FTNTFortinet, Inc. | Stock | 7,816 | $2.28M | 0.1% | +438+5.9% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 22,000 | $2.29M | 0.1% | +202+0.9% | Added | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 91,543 | $2.32M | 0.1% | +91,543 | New | History |
| ADIAnalog Devices Inc | Stock | 13,989 | $2.34M | 0.1% | +938+7.2% | Added | History |
| INTUIntuit Inc. | Stock | 4,348 | $2.35M | 0.1% | +971+28.8% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 2,480 | $2.46M | 0.1% | +501+25.3% | Added | History |
| PEPPepsiCo Inc | Stock | 16,400 | $2.47M | 0.1% | +2,405+17.2% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 45,545 | $2.48M | 0.1% | +2,833+6.6% | Added | History |
| NACNuveen California Quality Municipal Income Fund | COM | 158,808 | $2.49M | 0.1% | −135,391−46.0% | Reduced | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 205,255 | $2.51M | 0.1% | −130,691−38.9% | Reduced | History |
| PDOPIMCO Dynamic Income Opportunities Fund | COM BEN SHS | 122,890 | $2.58M | 0.1% | −280.0% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 13,864 | $2.62M | 0.1% | +1,035+8.1% | Added | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 133,751 | $2.63M | 0.1% | −560,862−80.7% | Reduced | – |
| SPDR Index Shs FDS78463X855 | S&P GBLINF ETF | 50,952 | $2.69M | 0.1% | +580+1.2% | Added | – |
| LUMNLumen Technologies, Inc. | Stock | 222,679 | $2.76M | 0.1% | −11,496−4.9% | Reduced | History |
| ETF Ser Solutions26922A628 | POINT BRIDGE GOP | 77,000 | $2.78M | 0.1% | 00.0% | Unchanged | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 47,498 | $2.99M | 0.1% | +4,816+11.3% | Added | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 71,373 | $3.01M | 0.1% | −3,092−4.2% | Reduced | – |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 54,500 | $3.03M | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464287150 | CORE S&P TTL STK | 30,862 | $3.04M | 0.1% | −1,303−4.1% | Reduced | – |
| DSLDoubleLine Income Solutions Fund | COM | 171,330 | $3.04M | 0.1% | −22,654−11.7% | Reduced | History |
| PGProcter & Gamble Co | Stock | 22,838 | $3.19M | 0.1% | +191+0.8% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 28,450 | $3.22M | 0.1% | +3,434+13.7% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 28,136 | $3.23M | 0.1% | −25,366−47.4% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 34,572 | $3.26M | 0.1% | +1,081+3.2% | Added | – |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 155,409 | $3.32M | 0.1% | +2,170+1.4% | Added | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 63,789 | $3.40M | 0.1% | +2,165+3.5% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,564 | $3.42M | 0.1% | −215−2.2% | Reduced | – |
| SPGIS&P Global Inc. | Stock | 8,120 | $3.45M | 0.1% | +900+12.5% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 57,295 | $3.54M | 0.1% | +9,614+20.2% | Added | – |
| FWONALiberty Media Corp | COM SER A FRMLA | 77,251 | $3.63M | 0.1% | +80.0% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 15,555 | $3.68M | 0.1% | 00.0% | Unchanged | – |
| AVGOBroadcom Inc. | Stock | 7,765 | $3.77M | 0.1% | +193+2.5% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 692,131 | $3.97M | 0.1% | −109,795−13.7% | Reduced | History |
| TSLATesla, Inc. | Stock | 5,232 | $4.06M | 0.2% | +915+21.2% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 40,261 | $4.10M | 0.2% | +794+2.0% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 60,888 | $4.25M | 0.2% | +532+0.9% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 16,552 | $4.31M | 0.2% | +3,263+24.6% | Added | History |
| GLDSPDR Gold Trust | ETF | 26,894 | $4.42M | 0.2% | +2,756+11.4% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 11 | $4.53M | 0.2% | 00.0% | Unchanged | History |
| STLSterling Bancorp | COM | 185,565 | $4.63M | 0.2% | +50.0% | Added | History |
| ADBEAdobe Inc. | Stock | 8,450 | $4.87M | 0.2% | +1,304+18.2% | Added | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 232,452 | $4.91M | 0.2% | −18,227−7.3% | Reduced | History |
| JNJJohnson & Johnson | Stock | 31,334 | $5.06M | 0.2% | +806+2.6% | Added | History |
| NCANuveen California Municipal Value Fund | COM STK | 498,175 | $5.26M | 0.2% | −96,857−16.3% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 73,022 | $5.42M | 0.2% | +13,392+22.5% | Added | – |
| HDHome Depot, Inc. | Stock | 17,529 | $5.75M | 0.2% | +835+5.0% | Added | History |
| CVXChevron Corp | Stock | 56,755 | $5.76M | 0.2% | +5,518+10.8% | Added | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 161,229 | $5.98M | 0.2% | +22,219+16.0% | Added | – |
| NVDANVIDIA Corp | Stock | 29,047 | $6.02M | 0.2% | +3,819+15.1% | AddedConverted for a 4-for-1 split | History |
| FISVFiserv Inc | Stock | 59,641 | $6.47M | 0.2% | +3,938+7.1% | Added | History |
| PFEPfizer Inc | Stock | 169,753 | $7.30M | 0.3% | −20,752−10.9% | Reduced | History |
| CVSCVS Health Corp | Stock | 86,439 | $7.33M | 0.3% | +6,102+7.6% | Added | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 218,781 | $7.48M | 0.3% | −326−0.1% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 73,496 | $7.48M | 0.3% | +6,369+9.5% | Added | – |
| iShares Tr464288356 | CALIF MUN BD ETF | 124,268 | $7.71M | 0.3% | −3,018−2.4% | Reduced | – |
| Discovery Inc25470F302 | COM SER C | 325,205 | $7.89M | 0.3% | −70,262−17.8% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 20,785 | $8.20M | 0.3% | −532−2.5% | Reduced | – |
| FISFidelity National Information Services, Inc. | Stock | 69,734 | $8.48M | 0.3% | +4,265+6.5% | Added | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 45,347 | $8.66M | 0.3% | +1,824+4.2% | Added | History |
| LYFTLyft, Inc. | CL A COM | 171,394 | $9.19M | 0.3% | +7,150+4.4% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 141,416 | $9.20M | 0.3% | +141,416 | New | History |
| VWTRVidler Water Resources, Inc. | COM | 871,264 | $9.91M | 0.4% | −43,051−4.7% | Reduced | History |
| DJPBarclays Bank PLC | DJUBS CMDT ETN36 | 354,157 | $10.4M | 0.4% | +8,210+2.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 3,994 | $10.7M | 0.4% | +536+15.5% | Added | History |
| INTCIntel Corp | Stock | 215,109 | $11.5M | 0.4% | +15,765+7.9% | Added | History |
| Ssga Active ETF Tr78467V400 | GLOBL ALLO ETF | 251,904 | $11.5M | 0.4% | +40,621+19.2% | Added | – |
| LBRDKLiberty Broadband Corp | COM SER C | 72,379 | $12.5M | 0.5% | −55,065−43.2% | Reduced | History |
| TJXTJX Companies Inc | Stock | 198,833 | $13.1M | 0.5% | +14,985+8.2% | Added | History |
| MOAltria Group, Inc. | Stock | 296,088 | $13.5M | 0.5% | +45,924+18.4% | Added | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 186,153 | $13.6M | 0.5% | +3,852+2.1% | Added | – |
| SBUXStarbucks Corp | Stock | 127,386 | $14.1M | 0.5% | +9,975+8.5% | Added | History |
| BALLBALL Corp | COM | 165,423 | $14.9M | 0.6% | +4,886+3.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 35,585 | $15.3M | 0.6% | +485+1.4% | Added | History |
| LINLinde PLC | SHS | 53,776 | $15.8M | 0.6% | +2,961+5.8% | Added | History |
| XLNXXilinx Inc | COM | 105,275 | $15.9M | 0.6% | +609+0.6% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 314,871 | $16.1M | 0.6% | +68,023+27.6% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 352,272 | $16.1M | 0.6% | +352,272 | New | – |
| LEN.BLennar Corp | CL B | 212,043 | $16.5M | 0.6% | +1,527+0.7% | Added | History |
| REXRRexford Industrial Realty, Inc. | COM | 291,083 | $16.5M | 0.6% | +10,646+3.8% | Added | History |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PCGPG&E Corp | Stock | 955,450 | $9.72M | 0.4% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 202,405 | $3.34M | 0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 52,600 | $1.43M | 0.1% | History |
| VEEVVeeva Systems Inc | Stock | 3,674 | $1.14M | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 4,226 | $1.01M | <0.1% | History |
| BITBlackRock Multi-Sector Income Trust | COM | 47,569 | $888.0K | <0.1% | History |
| PGRProgressive Corp | Stock | 8,643 | $849.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 1,658 | $769.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 70,465 | $703.0K | <0.1% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,339 | $498.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 55,909 | $441.0K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 27,340 | $430.0K | <0.1% | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 15,530 | $407.0K | <0.1% | History |
| CGAUCenterra Gold Inc. | COM | 49,400 | $377.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 5,550 | $292.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 817 | $287.0K | <0.1% | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $276.0K | <0.1% | – |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $268.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,282 | $259.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $248.0K | <0.1% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $244.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $236.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $225.0K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $223.0K | <0.1% | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $214.0K | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $212.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $211.0K | <0.1% | History |
| KFKorea Fund Inc | COM NEW | 4,501 | $208.0K | <0.1% | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $207.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 688 | $205.0K | <0.1% | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $205.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $205.0K | <0.1% | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $201.0K | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $201.0K | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $201.0K | <0.1% | History |
| IAGIamgold Corp | COM | 44,665 | $132.0K | <0.1% | History |