First Foundation Advisors
- SEC CIK
- 0001086763
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 441
- −7 vs. Q2 2021
- Portfolio value
- $2.68B
- +$82.2M (+3.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GMGeneral Motors Co | COM | 6,024 | $318.0K | <0.1% | −136−2.2% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 6,235 | $321.0K | <0.1% | +274+4.6% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 2,192 | $328.0K | <0.1% | +78+3.7% | Added | – |
| CDWCDW Corp | COM | 1,817 | $331.0K | <0.1% | −58−3.1% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 4,500 | $333.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,100 | $333.0K | <0.1% | −947−23.4% | Reduced | – |
| MGMMGM Resorts International | Stock | 7,735 | $334.0K | <0.1% | +1,011+15.0% | Added | History |
| RSGRepublic Services, Inc. | COM | 2,786 | $334.0K | <0.1% | +25+0.9% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 22,399 | $340.0K | <0.1% | −1,741−7.2% | Reduced | History |
| PLDPrologis, Inc. | REIT | 2,772 | $348.0K | <0.1% | +517+22.9% | Added | History |
| PCARPaccar Inc | COM | 4,423 | $349.0K | <0.1% | +196+4.6% | Added | History |
| SPLKSplunk Inc | COM | 2,458 | $356.0K | <0.1% | +930+60.9% | Added | History |
| CHTRCharter Communications, Inc. | CL A | 491 | $357.0K | <0.1% | +22+4.7% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 7,775 | $358.0K | <0.1% | 00.0% | Unchanged | – |
| RAMPLiveRamp Holdings, Inc. | COM | 7,825 | $370.0K | <0.1% | −30−0.4% | Reduced | History |
| NETCloudflare, Inc. | CL A COM | 3,302 | $372.0K | <0.1% | +324+10.9% | Added | History |
| CARRCarrier Global Corp | Stock | 7,207 | $373.0K | <0.1% | +1,496+26.2% | Added | History |
| ABNBAirbnb, Inc. | Stock | 2,240 | $376.0K | <0.1% | +211+10.4% | Added | History |
| TWLOTwilio Inc | CL A | 1,181 | $377.0K | <0.1% | +36+3.1% | Added | History |
| GBCIGlacier Bancorp, Inc. | COM | 6,825 | $378.0K | <0.1% | +94+1.4% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 28,882 | $381.0K | <0.1% | −140,910−83.0% | Reduced | History |
| LNTAlliant Energy Corp | Stock | 6,831 | $382.0K | <0.1% | −154−2.2% | Reduced | History |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 12,131 | $387.0K | <0.1% | +4,062+50.3% | Added | – |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 53,332 | $388.0K | <0.1% | −12,376−18.8% | Reduced | History |
| AALAmerican Airlines Group Inc. | Stock | 18,981 | $389.0K | <0.1% | +523+2.8% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,700 | $390.0K | <0.1% | 00.0% | Unchanged | – |
| FAFFirst American Financial Corp | Stock | 5,862 | $393.0K | <0.1% | −117−2.0% | Reduced | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 15,620 | $394.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 4,796 | $395.0K | <0.1% | +581+13.8% | Added | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 17,854 | $395.0K | <0.1% | +17,854 | New | – |
| SNPSSynopsys Inc | COM | 1,323 | $396.0K | <0.1% | +8+0.6% | Added | History |
| ECLEcolab Inc. | Stock | 1,904 | $397.0K | <0.1% | +221+13.1% | Added | History |
| SHCSotera Health Co | COM | 15,251 | $399.0K | <0.1% | −630−4.0% | Reduced | History |
| PMLPIMCO Municipal Income Fund II | COM | 27,191 | $401.0K | <0.1% | 00.0% | Unchanged | History |
| iShares MSCI Eafe ETF464287465 | ETF | 5,164 | $403.0K | <0.1% | −220−4.1% | Reduced | – |
| MRNAModerna, Inc. | Stock | 1,051 | $404.0K | <0.1% | +1,051 | New | History |
| CICigna Group | Stock | 2,022 | $405.0K | <0.1% | −139−6.4% | Reduced | History |
| AWKAmerican Water Works Company, Inc. | Stock | 2,398 | $405.0K | <0.1% | −88−3.5% | Reduced | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 11,798 | $416.0K | <0.1% | +11,798 | New | History |
| SLViShares Silver Trust | ETF | 20,366 | $418.0K | <0.1% | +1,850+10.0% | Added | History |
| MCHPMicrochip Technology Inc | Stock | 2,730 | $419.0K | <0.1% | +115+4.4% | Added | History |
| RHIRobert Half Inc. | COM | 4,191 | $420.0K | <0.1% | +85+2.1% | Added | History |
| VRSNVerisign Inc | COM | 2,047 | $420.0K | <0.1% | +432+26.7% | Added | History |
| FLGTFulgent Genetics, Inc. | COM | 4,728 | $425.0K | <0.1% | +182+4.0% | Added | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 70,479 | $425.0K | <0.1% | −39,098−35.7% | Reduced | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 16,026 | $426.0K | <0.1% | 00.0% | Unchanged | – |
| ASMLASML Holding NV | ADR | 579 | $431.0K | <0.1% | +21+3.8% | Added | History |
| STORStore Capital LLC | COM | 13,507 | $433.0K | <0.1% | −316−2.3% | Reduced | History |
| CMICummins Inc | Stock | 1,948 | $437.0K | <0.1% | +890+84.1% | Added | History |
| PAYCPaycom Software, Inc. | Stock | 892 | $442.0K | <0.1% | +45+5.3% | Added | History |
| VMRKVivmark Residential | SH BEN INT | 5,470 | $443.0K | <0.1% | −78−1.4% | Reduced | History |
| CTSHCognizant Technology Solutions Corp | CL A | 5,997 | $445.0K | <0.1% | +5,997 | New | History |
| First Rep BK San Francisco C33616C100 | COM | 2,320 | $447.0K | <0.1% | +346+17.5% | Added | – |
| ALGNAlign Technology Inc | COM | 674 | $448.0K | <0.1% | +118+21.2% | Added | History |
| ROICRetail Opportunity Investments Corp | COM | 25,849 | $450.0K | <0.1% | −10,333−28.6% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,755 | $462.0K | <0.1% | 00.0% | Unchanged | – |
| AERAerCap Holdings N.V. | SHS | 8,001 | $462.0K | <0.1% | +8,001 | New | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 24,150 | $462.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,662 | $465.0K | <0.1% | +1+0.1% | Added | – |
| CCitigroup Inc | Stock | 6,641 | $466.0K | <0.1% | −61−0.9% | Reduced | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 28,747 | $466.0K | <0.1% | −2,099−6.8% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 5,693 | $474.0K | <0.1% | 00.0% | Unchanged | – |
| CMECME Group Inc. | COM | 2,480 | $480.0K | <0.1% | +420+20.4% | Added | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 4,042 | $482.0K | <0.1% | +4,042 | New | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 8,176 | $487.0K | <0.1% | +3,439+72.6% | Added | – |
| AMATApplied Materials Inc | Stock | 3,830 | $493.0K | <0.1% | +594+18.4% | Added | History |
| MMM3M Co | Stock | 2,816 | $494.0K | <0.1% | +186+7.1% | Added | History |
| ZMZoom Communications, Inc. | Stock | 1,925 | $503.0K | <0.1% | +3+0.2% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 37,997 | $508.0K | <0.1% | −85,750−69.3% | Reduced | History |
| DDominion Energy, Inc | Stock | 7,024 | $513.0K | <0.1% | −1,068−13.2% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 2,625 | $525.0K | <0.1% | +144+5.8% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,372 | $528.0K | <0.1% | −612−15.4% | Reduced | – |
| ILMNIllumina, Inc. | COM | 1,311 | $532.0K | <0.1% | +55+4.4% | Added | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 23,887 | $533.0K | <0.1% | −10,872−31.3% | Reduced | History |
| TEAMAtlassian Corp | CL A | 1,378 | $539.0K | <0.1% | +52+3.9% | Added | History |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 3,750 | $546.0K | <0.1% | 00.0% | Unchanged | – |
| WFCWells Fargo & Company | Stock | 11,783 | $547.0K | <0.1% | −3,361−22.2% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 4,827 | $554.0K | <0.1% | +2,111+77.7% | Added | – |
| AXPAmerican Express Co | Stock | 3,319 | $556.0K | <0.1% | −119−3.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 16,987 | $559.0K | <0.1% | −483−2.8% | Reduced | – |
| AWIArmstrong World Industries Inc | COM | 5,889 | $562.0K | <0.1% | −1,708−22.5% | Reduced | History |
| TTDTrade Desk, Inc. | Stock | 8,081 | $568.0K | <0.1% | +10.0% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 3,811 | $569.0K | <0.1% | +150+4.1% | Added | – |
| NXDTNexpoint Diversified Real Estate Trust | COM NEW | 41,131 | $572.0K | <0.1% | +11,000+36.5% | Added | History |
| ATVIActivision Blizzard, Inc. | COM | 7,516 | $582.0K | <0.1% | +1,172+18.5% | Added | History |
| DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc | SHS | 20,459 | $589.0K | <0.1% | −159−0.8% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 3,288 | $590.0K | <0.1% | −400−10.8% | Reduced | – |
| DXCMDexcom Inc | COM | 1,086 | $594.0K | <0.1% | +131+13.7% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,440 | $600.0K | <0.1% | +65+2.7% | Added | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 32,718 | $600.0K | <0.1% | +9,265+39.5% | Added | History |
| BAXBaxter International Inc | Stock | 7,478 | $601.0K | <0.1% | −3,058−29.0% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 7,688 | $601.0K | <0.1% | −90−1.2% | Reduced | – |
| UPSTUpstart Holdings, Inc. | COM | 1,920 | $608.0K | <0.1% | +1,920 | New | History |
| MTCHMatch Group, Inc. | COM | 3,896 | $612.0K | <0.1% | +509+15.0% | Added | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,314 | $624.0K | <0.1% | 00.0% | Unchanged | – |
| OCSLOaktree Specialty Lending Corp | COM | 89,353 | $631.0K | <0.1% | −24,573−21.6% | Reduced | History |
| ORealty Income Corp | REIT | 9,756 | $633.0K | <0.1% | +485+5.2% | Added | History |
| Flexshares Tr33939L795 | STOXX GLOBR INF | 11,600 | $647.0K | <0.1% | 00.0% | Unchanged | – |
| HYBNew America High Income Fund Inc | COM NEW | 68,001 | $649.0K | <0.1% | −151,619−69.0% | Reduced | History |
| NVSNovartis AG | ADR | 8,070 | $660.0K | <0.1% | −682−7.8% | Reduced | History |
Sold out since Q2 2021 (36)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| PCGPG&E Corp | Stock | 955,450 | $9.72M | 0.4% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 202,405 | $3.34M | 0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 52,600 | $1.43M | 0.1% | History |
| VEEVVeeva Systems Inc | Stock | 3,674 | $1.14M | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 4,226 | $1.01M | <0.1% | History |
| BITBlackRock Multi-Sector Income Trust | COM | 47,569 | $888.0K | <0.1% | History |
| PGRProgressive Corp | Stock | 8,643 | $849.0K | <0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 1,658 | $769.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 70,465 | $703.0K | <0.1% | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,339 | $498.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 55,909 | $441.0K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 27,340 | $430.0K | <0.1% | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 15,530 | $407.0K | <0.1% | History |
| CGAUCenterra Gold Inc. | COM | 49,400 | $377.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 5,550 | $292.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 817 | $287.0K | <0.1% | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,347 | $276.0K | <0.1% | – |
| MLPMaui Land & Pineapple Co Inc | COM | 25,000 | $268.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 3,282 | $259.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,445 | $248.0K | <0.1% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 12,945 | $244.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,544 | $236.0K | <0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,665 | $225.0K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 6,651 | $223.0K | <0.1% | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,091 | $214.0K | <0.1% | – |
| ProShares Tr74347B383 | ULTRASHRT S&P500 | 23,500 | $212.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,735 | $211.0K | <0.1% | History |
| KFKorea Fund Inc | COM NEW | 4,501 | $208.0K | <0.1% | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 600 | $207.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 688 | $205.0K | <0.1% | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 657 | $205.0K | <0.1% | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | 4,426 | $205.0K | <0.1% | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 693 | $201.0K | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 1,855 | $201.0K | <0.1% | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 3,827 | $201.0K | <0.1% | History |
| IAGIamgold Corp | COM | 44,665 | $132.0K | <0.1% | History |