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Livermore
Livermore
ZHEN

First Foundation Advisors

SEC CIK
0001086763
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
448
+35 vs. Q1 2021
Portfolio value
$2.60B
+$264.7M (+11.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of First Foundation Advisors in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Flexshares Tr33939L795STOXX GLOBR INF11,600$667.0K<0.1%00.0%Unchanged–
EMREmerson Electric CoStock7,023$676.0K<0.1%−223−3.1%ReducedHistory
WFCWells Fargo & CompanyStock15,144$686.0K<0.1%+1,887+14.2%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM70,465$703.0K<0.1%+8,361+13.5%AddedHistory
BNYBank of New York Mellon CorpStock13,923$713.0K<0.1%+410+3.0%AddedHistory
ADSKAutodesk, Inc.COM2,441$713.0K<0.1%+372+18.0%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF5,353$719.0K<0.1%−124−2.3%Reduced–
ZMZoom Communications, Inc.Stock1,922$744.0K<0.1%+46+2.5%AddedHistory
STAGSTAG Industrial, Inc.COM20,007$749.0K<0.1%−2,592−11.5%ReducedHistory
ORCLOracle CorpStock9,735$758.0K<0.1%+532+5.8%AddedHistory
OCSLOaktree Specialty Lending CorpCOM113,926$762.0K<0.1%+13,877+13.9%AddedHistory
MKTXMarketaxess Holdings IncCOM1,658$769.0K<0.1%+34+2.1%AddedHistory
MDLZMondelez International, Inc.Stock12,374$773.0K<0.1%+404+3.4%AddedHistory
ELSEquity Lifestyle Properties IncCOM10,401$773.0K<0.1%−7,748−42.7%ReducedHistory
NSCNorfolk Southern CorpStock2,925$776.0K<0.1%−508−14.8%ReducedHistory
BMYBristol Myers Squibb CoStock11,948$798.0K<0.1%+563+4.9%AddedHistory
NVSNovartis AGADR8,752$799.0K<0.1%+71+0.8%AddedHistory
YUMYum Brands IncStock7,009$806.0K<0.1%−517−6.9%ReducedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS34,759$809.0K<0.1%−9,872−22.1%ReducedHistory
AWIArmstrong World Industries IncCOM7,597$815.0K<0.1%−2,893−27.6%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF2,889$829.0K<0.1%00.0%Unchanged–
PNCPNC Financial Services Group, Inc.Stock4,351$830.0K<0.1%−1,615−27.1%ReducedHistory
DLTRDollar Tree, Inc.COM8,426$838.0K<0.1%−2,147−20.3%ReducedHistory
ZBRAZebra Technologies CorpCL A1,598$846.0K<0.1%−535−25.1%ReducedHistory
BAXBaxter International IncStock10,536$848.0K<0.1%−5,906−35.9%ReducedHistory
PGRProgressive CorpStock8,643$849.0K<0.1%+4,117+91.0%AddedHistory
STWDStarwood Property Trust, Inc.COM32,624$854.0K<0.1%−1,349−4.0%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW95,430$854.0K<0.1%+95,430NewHistory
WMTWalmart Inc.Stock6,089$859.0K<0.1%+151+2.5%AddedHistory
AMTAmerican Tower CorpREIT3,191$862.0K<0.1%+692+27.7%AddedHistory
DBRGDigitalBridge Group, Inc.CL A COM109,577$866.0K<0.1%+109,577NewHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF23,648$868.0K<0.1%00.0%Unchanged–
IBMInternational Business Machines CorpStock5,926$869.0K<0.1%+537+10.0%AddedHistory
GSGoldman Sachs Group IncStock2,335$886.0K<0.1%−600−20.4%ReducedHistory
BITBlackRock Multi-Sector Income TrustCOM47,569$888.0K<0.1%−15,739−24.9%ReducedHistory
VMCVulcan Materials COCOM5,131$893.0K<0.1%−1,411−21.6%ReducedHistory
WDAYWorkday, Inc.CL A4,226$1.01M<0.1%+166+4.1%AddedHistory
PDIPIMCO Dynamic Income FundSHS35,246$1.01M<0.1%+18,375+108.9%AddedHistory
RTXRTX CorpStock11,948$1.02M<0.1%−872−6.8%ReducedHistory
Liberty Media Acquisition Corp53073L203UNIT 01/22/202696,500$1.02M<0.1%+31,000+47.3%Added–
TGTTarget CorpStock4,233$1.02M<0.1%+95+2.3%AddedHistory
ACNAccenture plcStock3,557$1.05M<0.1%+76+2.2%AddedHistory
PCMPCM Fund, Inc.COM93,179$1.11M<0.1%−4,003−4.1%ReducedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT67,300$1.14M<0.1%−6,118−8.3%Reduced–
VEEVVeeva Systems IncStock3,674$1.14M<0.1%+346+10.4%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A121,465$1.14M<0.1%+121,465NewHistory
NXRTNexPoint Residential Trust, Inc.COM20,797$1.14M<0.1%+1,921+10.2%AddedHistory
DOCUDocuSign, Inc.Stock4,105$1.15M<0.1%−118−2.8%ReducedHistory
CATCaterpillar IncStock5,306$1.16M<0.1%+462+9.5%AddedHistory
NEENextera Energy IncStock15,909$1.17M<0.1%+156+1.0%AddedHistory
EVMEaton Vance California Municipal Bond FundCOM98,519$1.18M<0.1%−7,271−6.9%ReducedHistory
LULUlululemon athletica inc.Stock3,241$1.18M<0.1%+279+9.4%AddedHistory
ISDPGIM High Yield Bond Fund, Inc.COM72,972$1.19M<0.1%−28,602−28.2%ReducedHistory
UNPUnion Pacific CorpStock5,416$1.19M<0.1%+656+13.8%AddedHistory
CTASCintas CorpStock3,161$1.21M<0.1%+292+10.2%AddedHistory
HEI.AHeico CorpCL A9,813$1.22M<0.1%+825+9.2%AddedHistory
AMGNAmgen IncStock5,103$1.24M<0.1%−1,186−18.9%ReducedHistory
ABBVAbbVie Inc.Stock11,094$1.25M<0.1%+1,268+12.9%AddedHistory
ABTAbbott LaboratoriesStock11,046$1.28M<0.1%+11,046NewHistory
CNICanadian National Railway CoStock12,317$1.30M0.1%−3,019−19.7%ReducedHistory
LRCXLam Research CorpCOM2,001$1.30M0.1%+397+24.8%AddedHistory
SYYSysco CorpStock16,757$1.30M0.1%+848+5.3%AddedHistory
SWKSSkyworks Solutions, Inc.Stock6,851$1.31M0.1%−873−11.3%ReducedHistory
iShares Tr46429B366CMBS ETF24,411$1.33M0.1%+8,768+56.1%Added–
Invesco Actively Managed Exc46090A879VAR RATE INVT52,978$1.33M0.1%+17,679+50.1%Added–
LMTLockheed Martin CorpStock3,521$1.33M0.1%−726−17.1%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock11,236$1.33M0.1%−4,384−28.1%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM150,775$1.34M0.1%−48,707−24.4%ReducedHistory
CCICrown Castle Inc.REIT6,898$1.35M0.1%−1,549−18.3%ReducedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT24,645$1.37M0.1%+100.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF5,052$1.37M0.1%00.0%Unchanged–
IONSIonis Pharmaceuticals IncCOM34,449$1.37M0.1%+4,386+14.6%AddedHistory
VZVerizon Communications IncStock24,743$1.39M0.1%+514+2.1%AddedHistory
iShares Tr46434V647GLOBAL REIT ETF50,380$1.40M0.1%−4,217−7.7%Reduced–
BABAAlibaba Group Holding LtdADR6,231$1.41M0.1%+932+17.6%AddedHistory
CTVACorteva, Inc.Stock32,121$1.43M0.1%−574−1.8%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF29,508$1.43M0.1%−11,293−27.7%Reduced–
LBTYALiberty Global Ltd.SHS CL A52,600$1.43M0.1%00.0%UnchangedHistory
IDXXIDEXX Laboratories IncCOM2,381$1.50M0.1%+309+14.9%AddedHistory
KOCoca Cola CoStock27,819$1.50M0.1%−826−2.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,839$1.52M0.1%+3,496+104.6%Added–
BACBank of America CorpStock37,053$1.53M0.1%−6,155−14.2%ReducedHistory
NOWServiceNow, Inc.Stock2,810$1.54M0.1%+378+15.5%AddedHistory
ROKRockwell Automation, IncStock5,456$1.56M0.1%+1,344+32.7%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM2,799$1.56M0.1%+52+1.9%AddedHistory
WMWaste Management IncStock11,469$1.61M0.1%−328−2.8%ReducedHistory
KEYSKeysight Technologies, Inc.Stock10,510$1.62M0.1%+883+9.2%AddedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM123,747$1.64M0.1%+4,768+4.0%AddedHistory
INTUIntuit Inc.Stock3,377$1.66M0.1%+422+14.3%AddedHistory
MRKMerck & Co., Inc.Stock21,333$1.66M0.1%−9,436−30.7%ReducedHistory
NKENIKE, Inc.Stock10,786$1.67M0.1%+191+1.8%AddedHistory
TAT&T Inc.Stock58,508$1.68M0.1%−1,728−2.9%ReducedHistory
FTNTFortinet, Inc.Stock7,378$1.76M0.1%+565+8.3%AddedHistory
BABoeing CoStock7,376$1.77M0.1%+713+10.7%AddedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT289,429$1.81M0.1%−83,248−22.3%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW1,979$1.82M0.1%+255+14.8%AddedHistory
BF.BBrown Forman CorpStock24,730$1.85M0.1%+196+0.8%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF16,474$1.86M0.1%−312−1.9%Reduced–
Flexshares Tr33939L407MORNSTAR UPSTR49,300$1.89M0.1%00.0%Unchanged–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX9,183$1.91M0.1%00.0%Unchanged–

Sold out since Q1 2021 (26)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of First Foundation Advisors sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Schwab U.S. Large-Cap Growth ETF808524300ETF9,506$1.23M0.1%–
Colony CR Real Estate Inc19625T101COM CL A121,465$1.03M<0.1%–
Colony Cap Inc New19626G108CL A COM140,903$913.0K<0.1%–
KKRKKR & Co. Inc.COM16,518$807.0K<0.1%History
BXBlackstone Inc.COM5,916$441.0K<0.1%History
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,295$361.0K<0.1%–
INVHInvitation Homes Inc.COM8,897$285.0K<0.1%History
WMBWilliams Companies, Inc.COM10,173$241.0K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM17,697$233.0K<0.1%History
iShares Russell Top 200 Growth ETF464289438ETF1,727$232.0K<0.1%–
ERCAllspring Multi-Sector Income FundCOM17,979$225.0K<0.1%History
BIDUBaidu, Inc.ADR1,023$223.0K<0.1%History
ULUnilever PLCSPON ADR NEW3,913$218.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT46,646$216.0K<0.1%–
BTIBritish American Tobacco p.l.c.SPONSORED ADR5,557$215.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM1,234$215.0K<0.1%History
Trebia Acquisition CorpG9027T109COM CL A21,000$209.0K<0.1%–
MARMarriott International IncStock1,395$207.0K<0.1%History
NIDNuveen Intermediate Duration Municipal Term FundCOM14,458$206.0K<0.1%History
MCKMcKesson CorpStock1,050$205.0K<0.1%History
MFLBlackRock Muniholdings Investment Quality FundCOM14,228$203.0K<0.1%History
HPEHewlett Packard Enterprise CoCOM11,502$181.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM14,208$161.0K<0.1%History
CHWCalamos Global Dynamic Income FundCOM10,000$102.0K<0.1%History
PSECProspect Capital CorpCOM12,947$99.0K<0.1%History
CLRBCellectar Biosciences, Inc.COM PAR10,000$16.0K<0.1%History