Jefferies Group LLC
- SEC CIK
- 0001084580
- Latest filing
- Sep 21, 2023
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Sep 21, 2023. Long positions only.
- Positions
- 1,081
- No 13F data for Q4 2020
- Portfolio value
- $4.24B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Deep Lake Capital Acqustn CoG27029118 | *W EXP 01/04/202 | 135,500 | $81.3K | <0.1% | – | – | – |
| BNEDBarnes & Noble Education, Inc. | COM | 10,300 | $83.8K | <0.1% | – | – | History |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $86.0K | <0.1% | – | – | – |
| AEA-Bridges Impact Corp.G01046112 | *W EXP 09/19/202 | 98,551 | $88.7K | <0.1% | – | – | – |
| RSIRush Street Interactive, Inc. | COM | 5,556 | $90.8K | <0.1% | – | – | History |
| Oaktree Acquisition Corp IIG6715X111 | *W EXP 09/15/202 | 73,842 | $92.3K | <0.1% | – | – | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $92.5K | <0.1% | – | – | – |
| Burgundy Technology Acqu CorG1702T124 | *W EXP 08/31/202 | 87,177 | $93.3K | <0.1% | – | – | – |
| NVAXNovavax Inc | COM NEW | 527 | $95.5K | <0.1% | – | – | History |
| AerSale Corp00810F114 | *W EXP 12/22/202 | 43,428 | $96.1K | <0.1% | – | – | – |
| TOLToll Brothers, Inc. | COM | 1,700 | $96.4K | <0.1% | – | – | History |
| DVAXDynavax Technologies Corp | COM NEW | 9,993 | $98.2K | <0.1% | – | – | History |
| SCVX CorpG79448117 | *W EXP 01/24/202 | 98,873 | $98.9K | <0.1% | – | – | – |
| Immatics N.V.N44445117 | *W EXP 07/01/202 | 34,158 | $100.8K | <0.1% | – | – | – |
| Horizon Acquisition CorporatG46044114 | *W EXP 10/19/202 | 50,000 | $102.5K | <0.1% | – | – | – |
| RNWKRealnetworks Inc | COM NEW | 25,000 | $106.3K | <0.1% | – | – | History |
| Seven Oaks Acquisition Corp81787X114 | *W EXP 12/22/202 | 117,818 | $107.2K | <0.1% | – | – | – |
| EBONEbang International Holdings Inc. | CL A SHS | 13,554 | $107.8K | <0.1% | – | – | History |
| Far Peak Acquisition CorpG3312L111 | *W EXP 12/07/202 | 102,029 | $112.2K | <0.1% | – | – | – |
| CFCF Industries Holdings, Inc. | COM | 2,491 | $113.0K | <0.1% | – | – | History |
| Fusion Acquisition Corp36118H113 | *W EXP 06/01/202 | 100,300 | $116.3K | <0.1% | – | – | – |
| VUZIVuzix Corp | COM NEW | 4,700 | $119.6K | <0.1% | – | – | History |
| ANABAnaptysbio, Inc | COM | 5,710 | $123.1K | <0.1% | – | – | History |
| PAE Inc69290Y117 | *W EXP 09/11/202 | 56,984 | $125.4K | <0.1% | – | – | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 11,000 | $126.9K | <0.1% | – | – | History |
| BNGOBionano Genomics, Inc. | COM | 15,753 | $127.3K | <0.1% | – | – | History |
| CC Neuberger Prin Hldgs IIG3166T111 | *W EXP 07/29/202 | 119,142 | $131.1K | <0.1% | – | – | – |
| TOONKartoon Studios, Inc. | COM | 68,900 | $133.7K | <0.1% | – | – | History |
| FBPFirst Bancorp | COM NEW | 11,889 | $133.9K | <0.1% | – | – | History |
| PSFEPaysafe Ltd | ORD | 10,000 | $135.0K | <0.1% | – | – | History |
| TWITitan International Inc | COM | 14,600 | $135.5K | <0.1% | – | – | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $136.2K | <0.1% | – | – | – |
| XXII22nd Century Group, Inc. | COM | 41,900 | $137.9K | <0.1% | – | – | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $138.2K | <0.1% | – | – | – |
| FSLYFastly, Inc. | CL A | 2,100 | $141.3K | <0.1% | – | – | History |
| Simon Property Grp Acq Holdi82880R202 | UNIT 99/99/9999 | 14,092 | $141.6K | <0.1% | – | – | – |
| FNBFNB Corp | COM | 11,205 | $142.3K | <0.1% | – | – | History |
| CFFNCapitol Federal Financial, Inc. | COM | 10,763 | $142.6K | <0.1% | – | – | History |
| Peridot Acquisition Corp.G7008A107 | *W EXP 11/30/202 | 86,642 | $145.6K | <0.1% | – | – | – |
| TTMITTM Technologies Inc | COM | 10,163 | $147.4K | <0.1% | – | – | History |
| NOGNorthern Oil & Gas, Inc. | COM | 12,200 | $147.4K | <0.1% | – | – | History |
| SFIXStitch Fix, Inc. | Stock | 2,981 | $147.7K | <0.1% | – | – | History |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $148.6K | <0.1% | – | – | – |
| VLYValley National Bancorp | COM | 10,909 | $149.9K | <0.1% | – | – | History |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $150.2K | <0.1% | – | – | – |
| HYPRHyperfine, Inc. | CL A SHS | 15,200 | $152.0K | <0.1% | – | – | History |
| ISBCInvestors Bancorp, Inc. | COM | 10,382 | $152.5K | <0.1% | – | – | History |
| COLLCollegium Pharmaceutical, Inc | COM | 6,500 | $154.1K | <0.1% | – | – | History |
| LEGLeggett & Platt Inc | Stock | 3,413 | $155.8K | <0.1% | – | – | History |
| Altimeter Growth CorpG0370L108 | CL A | 13,374 | $156.5K | <0.1% | – | – | – |
| SLSSELLAS Life Sciences Group, Inc. | COM NEW | 18,500 | $158.0K | <0.1% | – | – | History |
| Hudson Executive Invt Corp443761119 | *W EXP 06/21/202 | 109,216 | $158.4K | <0.1% | – | – | – |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 88,188 | $158.7K | <0.1% | – | – | History |
| PRTYParty City Holdco Inc. | COM | 27,500 | $159.5K | <0.1% | – | – | History |
| RIGTransocean Ltd. | REGISTERED SHS | 45,000 | $159.8K | <0.1% | – | – | History |
| ASXCAsensus Surgical, Inc. | COM | 49,235 | $160.0K | <0.1% | – | – | History |
| NMTR9 Meters Biopharma, Inc. | COM | 138,316 | $161.8K | <0.1% | – | – | History |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 17,682 | $162.7K | <0.1% | – | – | History |
| OBDCBlue Owl Capital Corp | COM | 11,833 | $162.9K | <0.1% | – | – | History |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $164.0K | <0.1% | – | – | – |
| Dragoneer Growth Oppty CorpG28314105 | SHS CL A | 16,000 | $164.5K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $166.1K | <0.1% | – | – | – |
| TCSContainer Store Group, Inc. | COM | 10,000 | $166.4K | <0.1% | – | – | History |
| Dmy Technology Group Inc II233277110 | *W EXP 07/29/202 | 40,000 | $168.2K | <0.1% | – | – | – |
| ACADAcadia Pharmaceuticals Inc | COM | 6,572 | $169.6K | <0.1% | – | – | History |
| TS Innovation Acquisitn Corp87284T118 | *W EXP 99/99/999 | 85,000 | $171.7K | <0.1% | – | – | – |
| TRVGtrivago N.V. | SPON ADS A SHS | 40,000 | $172.0K | <0.1% | – | – | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $175.0K | <0.1% | – | – | – |
| Iclick Interactive Asia Grou45113Y104 | SPONSORED ADR | 15,000 | $176.6K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $177.4K | <0.1% | – | – | – |
| Ace Convergence Acqu CorpG0083D104 | *W EXP 09/30/202 | 89,508 | $179.0K | <0.1% | – | – | – |
| BLUEbluebird bio, Inc. | COM | 6,000 | $180.9K | <0.1% | – | – | History |
| EOGEOG Resources Inc | Stock | 2,519 | $182.7K | <0.1% | – | – | History |
| SSTPWSystem1, Inc. | *W EXP 99/99/999 | 122,993 | $184.5K | <0.1% | – | – | History |
| APAAPA Corp | Stock | 10,487 | $187.7K | <0.1% | – | – | History |
| HOPEHope Bancorp Inc | COM | 12,794 | $192.7K | <0.1% | – | – | History |
| OneG7000X121 | *W EXP 08/17/202 | 72,500 | $192.8K | <0.1% | – | – | – |
| GSLGlobal Ship Lease, Inc. | COM CL A | 13,787 | $194.4K | <0.1% | – | – | History |
| Realpage Inc75606NAC3 | NOTE 1.500% 5/1 | – | $195.0K | <0.1% | – | – | – |
| BDSIBiodelivery Sciences International Inc | COM | 50,000 | $195.5K | <0.1% | – | – | History |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | 440,000 | $198.0K | <0.1% | – | – | – |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $198.0K | <0.1% | – | – | – |
| EPZMEpizyme, Inc. | COM | 22,828 | $198.8K | <0.1% | – | – | History |
| Fusion Acquisition Corp36118H105 | CL A | 20,000 | $199.2K | <0.1% | – | – | – |
| TWC Tech Hldgs II Corp90117G113 | *W EXP 09/15/202 | 190,871 | $200.4K | <0.1% | – | – | – |
| Bakkt, Inc.G9441E100 | SHS CL A | 15,436 | $200.5K | <0.1% | – | – | – |
| Vector Acquisition CorpG9442R100 | UNIT 09/30/2027 | 16,000 | $203.2K | <0.1% | – | – | – |
| Carney Technology Acqu Corp143636116 | *W EXP 11/30/202 | 245,265 | $203.6K | <0.1% | – | – | – |
| CBSHCommerce Bancshares Inc | Stock | 2,665 | $204.2K | <0.1% | – | – | History |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $204.3K | <0.1% | – | – | – |
| MMM3M Co | Stock | 1,063 | $204.8K | <0.1% | – | – | History |
| iShares Tr464287341 | GLOBAL ENERG ETF | 8,372 | $206.4K | <0.1% | – | – | – |
| Advantage Solutions Inc.00791N110 | *W EXP 07/18/202 | 64,356 | $206.6K | <0.1% | – | – | – |
| CTXSCitrix Systems Inc | COM | 1,486 | $208.6K | <0.1% | – | – | History |
| Crucible Acquisition Corp22877P207 | UNIT 12/26/2025 | 20,000 | $208.6K | <0.1% | – | – | – |
| MDBMongoDB, Inc. | CL A | 781 | $208.9K | <0.1% | – | – | History |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 2,400 | $210.0K | <0.1% | – | – | – |
| MELIMercadolibre Inc | COM | 144 | $212.0K | <0.1% | – | – | History |
| CHCTCommunity Healthcare Trust Inc | COM | 4,600 | $212.2K | <0.1% | – | – | History |
| Live Oak Acquisition Corp II53804W114 | *W EXP 12/07/202 | 149,164 | $213.3K | <0.1% | – | – | – |
Options (363)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 363 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $965.3M | $201.0M |
| Invesco QQQ Trust Series I46090E103 | ETF | $759.6M | $175.8M |
| iShares Russell 2000 ETF464287655 | ETF | $470.6M | $109.1M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $300.1M | $72.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $222.6M | – |
| BABAAlibaba Group Holding Ltd | ADR | $133.5M | $45.3M |
| SNAPSnap Inc | Stock | $77.3M | $80.6M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $8.36M | $127.0M |
| iShares Tr464288513 | IBOXX HI YD ETF | $117.1M | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $16.4M | $89.0M |
| MUMicron Technology Inc | Stock | $59.6M | $41.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $75.1M | $19.9M |
| BIIBBiogen Inc. | COM | $60.0M | $27.5M |
| GLDSPDR Gold Trust | ETF | – | $86.8M |
| CVXChevron Corp | Stock | $12.6M | $69.9M |
| iShares Tr464287556 | ISHARES BIOTECH | $59.5M | $20.5M |
| SPLKSplunk Inc | COM | $5.54M | $72.0M |
| CLFCleveland-Cliffs Inc. | COM | $39.0M | $31.2M |
| MRVLMarvell Technology, Inc. | ORD | $39.6M | $30.3M |
| ARK Innovation ETF00214Q104 | ETF | $68.5M | $959.6K |
| FUTUFutu Holdings Ltd | SPON ADS CL A | $47.6M | $8.24M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $16.7M | $37.1M |
| QSQuantumScape Corp | COM CL A | $7.39M | $45.6M |
| COUPCoupa Software Inc | COM | – | $51.6M |
| HLTHilton Worldwide Holdings Inc. | COM | $29.0M | $22.4M |
| VanEck Semiconductor ETF92189F676 | ETF | $20.6M | $29.1M |
| ZSZscaler, Inc. | Stock | – | $43.7M |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | $38.8M | $2.66M |
| ZZillow Group, Inc. | CL C CAP STK | $25.6M | $14.5M |
| NKENIKE, Inc. | Stock | – | $38.5M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | – | $38.2M |
| CHTRCharter Communications, Inc. | CL A | $21.9M | $13.5M |
| AMDAdvanced Micro Devices Inc | Stock | $13.2M | $21.4M |
| AALAmerican Airlines Group Inc. | Stock | $15.5M | $17.7M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $33.2M | – |
| JNJJohnson & Johnson | Stock | $29.5M | $3.29M |
| WBDWarner Bros. Discovery, Inc. | COM SER A | $15.0M | $15.3M |
| Paramount Global92556H206 | CL B | $23.3M | $7.03M |
| EXASExact Sciences Corp | COM | $18.3M | $11.6M |
| AAPLApple Inc. | Stock | $21.8M | $7.34M |
| BILIBilibili Inc. | SPONS ADS REP Z | $24.8M | $2.06M |
| CMCSAComcast Corp | Stock | $20.8M | $5.67M |
| Farfetch Ltd30744W107 | ORD SH CL A | $11.1M | $14.6M |
| CHGGChegg, Inc | COM | – | $25.3M |
| BACBank of America Corp | Stock | $4.26M | $21.0M |
| METAMeta Platforms, Inc. | Stock | $4.21M | $20.3M |
| CPNGCoupang, Inc. | CL A | – | $22.9M |
| MAMastercard Inc | Stock | – | $21.4M |
| NVDANVIDIA Corp | Stock | $10.7M | $10.7M |
| COPConocoPhillips | Stock | – | $21.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $8.07M | $12.3M |
| DISWalt Disney Co | Stock | $7.84M | $12.5M |
| XOMExxonMobil Holdings Corp | COM | $7.86M | $12.0M |
| iShares Tr464288281 | JPMORGAN USD EMG | – | $19.0M |
| JWNNordstrom Inc | Stock | $1.88M | $16.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $6.50M | $11.4M |
| Pershing Square Tontine Hldg71531R109 | COM CL A | $3.70M | $13.4M |
| VALEVale S.A. | SPONSORED ADS | $5.21M | $11.8M |
| SYFSynchrony Financial | COM | – | $16.8M |
| UBERUber Technologies, Inc | Stock | $6.49M | $9.81M |
| iShares Global Clean Energy ETF464288224 | ETF | $8.51M | $7.29M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $15.3M |
| HCAHCA Healthcare, Inc. | COM | $15.1M | – |
| UNHUnitedHealth Group Inc | Stock | $14.9M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.56M | $8.02M |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $14.6M | – |
| MLMMartin Marietta Materials Inc | COM | $7.79M | $6.72M |
| CVNACarvana Co. | CL A | $12.4M | $2.10M |
| iShares Tr464287432 | 20 YR TR BD ETF | $14.2M | – |
| MSFTMicrosoft Corp | Stock | – | $13.3M |
| PLAYDave & Buster's Entertainment, Inc. | COM | $479.0K | $12.8M |
| ATIAti Inc | Stock | – | $13.2M |
| VMCVulcan Materials CO | COM | $9.79M | $3.38M |
| GILDGilead Sciences, Inc. | Stock | $12.9M | – |
| PFSIPennyMac Financial Services, Inc. | COM | $3.01M | $9.86M |
| IQiQIYI, Inc. | SPONSORED ADS | $6.51M | $6.23M |
| U.S. Global Jets ETF26922A842 | ETF | $2.69M | $10.0M |
| CNCCentene Corp | Stock | $8.20M | $3.74M |
| ELANElanco Animal Health Inc | COM | $4.60M | $7.29M |
| BABoeing Co | Stock | $5.35M | $6.37M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $11.7M | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $6.13M | $5.52M |
| NEMNEWMONT Corp | Stock | $4.82M | $6.63M |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $11.4M | – |
| LVSLas Vegas Sands Corp | COM | $5.32M | $6.08M |
| ETEnergy Transfer LP | COM UT LTD PTN | $5.68M | $5.68M |
| PANWPalo Alto Networks Inc | Stock | – | $11.1M |
| MSMorgan Stanley | Stock | $3.88M | $6.99M |
| ONOn Semiconductor Corp | Stock | $1.66M | $8.95M |
| TRIPTripAdvisor, Inc. | COM | – | $10.5M |
| OXYOccidental Petroleum Corp | Stock | – | $10.5M |
| WEXWEX Inc. | COM | – | $10.5M |
| DFSDiscover Financial Services | COM | $5.22M | $5.22M |
| ICLRIcon PLC | COM | $10.4M | – |
| UTHRUnited Therapeutics Corp | COM | $2.68M | $7.53M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $6.78M | $3.31M |
| XUnited States Steel Corp | COM | $9.94M | – |
| CHEFChefs' Warehouse, Inc. | COM | $4.87M | $4.57M |
| ZBHZimmer Biomet Holdings, Inc. | Stock | – | $9.44M |
| DBXDropbox, Inc. | CL A | $4.08M | $5.31M |