Jefferies Group LLC
- SEC CIK
- 0001084580
- Latest filing
- Sep 21, 2023
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed Sep 21, 2023. Long positions only.
- Positions
- 1,081
- No 13F data for Q4 2020
- Portfolio value
- $4.24B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KMIKinder Morgan, Inc. | Stock | 2 | $33 | <0.1% | – | – | History |
| VXRTVaxart, Inc. | COM NEW | 107 | $647 | <0.1% | – | – | History |
| CLNEClean Energy Fuels Corp. | COM | 57 | $783 | <0.1% | – | – | History |
| WCCWesco International Inc | COM | 10 | $865 | <0.1% | – | – | History |
| MLKNMillerknoll, Inc. | COM | 24 | $988 | <0.1% | – | – | History |
| FMCFMC Corp | COM NEW | 10 | $1.11K | <0.1% | – | – | History |
| AKAMAkamai Technologies Inc | COM | 11 | $1.12K | <0.1% | – | – | History |
| SOSSOS Ltd | SPNSORD ADS NEW | 334 | $1.66K | <0.1% | – | – | History |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 228 | $1.96K | <0.1% | – | – | History |
| ACGNAceragen, Inc. | COM PAR | 2,292 | $2.98K | <0.1% | – | – | History |
| Pluralsight Inc72941B106 | COM CL A | 138 | $3.08K | <0.1% | – | – | – |
| CHGGChegg, Inc | COM | 41 | $3.51K | <0.1% | – | – | History |
| CALXCalix, Inc | COM | 138 | $4.78K | <0.1% | – | – | History |
| HBIHanesbrands Inc. | COM | 285 | $5.61K | <0.1% | – | – | History |
| Target Hospitality Corp.87615L115 | *W EXP 03/15/202 | 33,063 | $5.62K | <0.1% | – | – | – |
| CPACopa Holdings, S.A. | CL A | 80 | $6.46K | <0.1% | – | – | History |
| NTRNutrien Ltd. | COM | 173 | $9.32K | <0.1% | – | – | History |
| Global Synergy Acquisit CorpG3934J122 | *W EXP 99/99/999 | 24,200 | $12.6K | <0.1% | – | – | – |
| TMETencent Music Entertainment Group | SPON ADS | 627 | $12.8K | <0.1% | – | – | History |
| Horizon Acquisition CorpG46049113 | *W EXP 08/19/202 | 11,775 | $13.0K | <0.1% | – | – | – |
| QSQuantumScape Corp | COM CL A | 368 | $16.5K | <0.1% | – | – | History |
| ONITOnity Group Inc. | COM NEW | 606 | $17.2K | <0.1% | – | – | History |
| SRPTSarepta Therapeutics, Inc. | COM | 233 | $17.4K | <0.1% | – | – | History |
| BGBunge Global SA | COM | 220 | $17.4K | <0.1% | – | – | History |
| SPRUSpruce Power Holding Corp | COM CL A | 2,042 | $18.3K | <0.1% | – | – | History |
| Prime Impact Acquisition IG61074129 | *W EXP 10/01/203 | 23,270 | $19.1K | <0.1% | – | – | – |
| Motive Capital CorpG6293A111 | *W EXP 12/31/202 | 23,244 | $20.5K | <0.1% | – | – | – |
| RIORio Tinto PLC | ADR | 269 | $20.9K | <0.1% | – | – | History |
| Golden Falcon Acquisition Co38102H117 | *W EXP 11/04/202 | 29,966 | $21.3K | <0.1% | – | – | – |
| Starboard Value Acquisitn Co85521J117 | *W EXP 09/10/202 | 14,495 | $21.7K | <0.1% | – | – | – |
| TNETTrinet Group, Inc. | COM | 300 | $23.4K | <0.1% | – | – | History |
| H.I.G. Acquisition Corp.G44898123 | *W EXP 99/99/999 | 22,980 | $24.1K | <0.1% | – | – | – |
| Bright Lights Acquisition Co10920K119 | *W EXP 01/01/202 | 41,476 | $24.9K | <0.1% | – | – | – |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 11,200 | $25.2K | <0.1% | – | – | History |
| Sandbridge Acquisition Corp799793112 | *W EXP 09/14/202 | 25,000 | $25.4K | <0.1% | – | – | – |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 16,789 | $26.9K | <0.1% | – | – | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $27.3K | <0.1% | – | – | – |
| ITRIItron, Inc. | COM | 319 | $28.3K | <0.1% | – | – | History |
| Cohn Robbins Holdings CorpG23726113 | *W EXP 08/28/202 | 24,287 | $29.1K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $30.9K | <0.1% | – | – | – |
| Consonance HFW Acquisition CG2445M111 | *W EXP 10/28/202 | 41,174 | $33.4K | <0.1% | – | – | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $35.3K | <0.1% | – | – | – |
| DISHDISH Network CORP | CL A | 1,000 | $36.2K | <0.1% | – | – | History |
| TIOTingo Group, Inc. | COM | 17,700 | $36.6K | <0.1% | – | – | History |
| PEPPepsiCo Inc | Stock | 264 | $37.3K | <0.1% | – | – | History |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $38.5K | <0.1% | – | – | – |
| Seacor Holdings Inc811904AM3 | CONVERTIBLE BOND | – | $39.0K | <0.1% | – | – | – |
| KDMNKadmon Holdings, Inc. | COM | 10,336 | $40.2K | <0.1% | – | – | History |
| Maiden Holdings, Ltd.G5753U112 | SHS | 12,400 | $40.9K | <0.1% | – | – | – |
| Fintech Acquisition Corp V31810Q115 | *W EXP 12/31/202 | 18,059 | $43.3K | <0.1% | – | – | – |
| MGIMoneygram International Inc | COM NEW | 6,605 | $43.4K | <0.1% | – | – | History |
| INFIInfinity Pharmaceuticals, Inc. | COM | 13,500 | $43.6K | <0.1% | – | – | History |
| CSLTCastlight Health, Inc. | CL B | 28,900 | $43.6K | <0.1% | – | – | History |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $44.6K | <0.1% | – | – | – |
| LGL Sys Acquisition Corp50201G114 | *W EXP 11/12/202 | 35,694 | $45.0K | <0.1% | – | – | – |
| Go Acquisition Corp362019119 | *W EXP 08/31/202 | 50,011 | $45.0K | <0.1% | – | – | – |
| ABUSArbutus Biopharma Corp | COM | 14,100 | $47.0K | <0.1% | – | – | History |
| ZOMDFZomedica Corp. | COM | 30,000 | $47.4K | <0.1% | – | – | History |
| DFP Healthcare Acquisitns Co23343Q118 | *W EXP 03/31/202 | 39,660 | $47.6K | <0.1% | – | – | – |
| CASACasa Systems Inc | COM | 5,000 | $47.6K | <0.1% | – | – | History |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | 4,366 | $47.8K | <0.1% | – | – | – |
| PRPermian Resources Corp | CL A | 11,748 | $49.3K | <0.1% | – | – | History |
| EMANEmagin Corp | COM NEW | 13,200 | $49.4K | <0.1% | – | – | History |
| MGMMGM Resorts International | Stock | 1,350 | $51.3K | <0.1% | – | – | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $51.7K | <0.1% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $51.8K | <0.1% | – | – | – |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $51.9K | <0.1% | – | – | – |
| DSDrive Shack Inc. | COM | 16,800 | $53.9K | <0.1% | – | – | History |
| Vistra Corp.92840M128 | *W EXP 02/02/202 | 166,260 | $54.1K | <0.1% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $54.7K | <0.1% | – | – | – |
| Social Capital Hedosopha HLDG8252P113 | *W EXP 09/26/202 | 10,000 | $54.9K | <0.1% | – | – | – |
| CHTRCharter Communications, Inc. | CL A | 90 | $55.5K | <0.1% | – | – | History |
| CARMCarisma Therapeutics Inc. | COM | 21,800 | $56.7K | <0.1% | – | – | History |
| RRDRR Donnelley & Sons Co | COM | 14,095 | $57.2K | <0.1% | – | – | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 24,400 | $57.3K | <0.1% | – | – | History |
| D8 Holdings CorpG2614K128 | *W EXP 08/05/202 | 50,000 | $57.5K | <0.1% | – | – | – |
| Acies Acquisition CorpG0103T113 | *W EXP 11/30/202 | 38,000 | $57.8K | <0.1% | – | – | – |
| TNXPTonix Pharmaceuticals Holding Corp. | COM | 45,500 | $58.2K | <0.1% | – | – | History |
| HOUSAnywhere Real Estate Inc. | COM | 3,852 | $58.3K | <0.1% | – | – | History |
| CalAmp Corp.128126AD1 | CONVERTIBLE BOND | – | $58.6K | <0.1% | – | – | – |
| TTITetra Technologies Inc | COM | 25,000 | $60.0K | <0.1% | – | – | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 28,900 | $61.6K | <0.1% | – | – | History |
| UAVSAgEagle Aerial Systems Inc. | COM | 10,000 | $62.6K | <0.1% | – | – | History |
| RMG Acquisition Corp IIG76083123 | *W EXP 12/27/202 | 44,789 | $63.2K | <0.1% | – | – | – |
| AQMSAqua Metals, Inc. | COM | 15,700 | $63.6K | <0.1% | – | – | History |
| AHTAshford Hospitality Trust Inc | COM SHS | 21,558 | $63.6K | <0.1% | – | – | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 37,800 | $63.9K | <0.1% | – | – | History |
| GSATGlobalstar, Inc. | COM | 48,300 | $65.2K | <0.1% | – | – | History |
| BCRXBiocryst Pharmaceuticals Inc | COM | 6,430 | $65.4K | <0.1% | – | – | History |
| Sports Entertainment Acqu Co84918M114 | *W EXP 10/30/202 | 59,567 | $65.5K | <0.1% | – | – | – |
| Wayfair Inc.94419LAB7 | NOTE 0.375% 9/0 | – | $67.5K | <0.1% | – | – | – |
| TPG Pace Tech OpportunitiesG8990Y129 | *W EXP 10/09/202 | 50,000 | $67.5K | <0.1% | – | – | – |
| Qutoutiao Inc74915J107 | ADS REP SHS A | 30,000 | $68.7K | <0.1% | – | – | – |
| Health Assurn Acquisition Co42226W117 | *W EXP 11/12/202 | 26,600 | $68.9K | <0.1% | – | – | – |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $69.5K | <0.1% | – | – | – |
| IDEXIdeanomics, Inc. | COM | 25,400 | $74.2K | <0.1% | – | – | History |
| Apollo Strategic Growth CaptG0411R114 | *W EXP 10/29/202 | 59,000 | $74.3K | <0.1% | – | – | – |
| Ftac Olympus Acquisition CorG37288126 | *W EXP 08/28/202 | 35,000 | $74.5K | <0.1% | – | – | – |
| Nevro Corp64157FAC7 | NOTE 2.750% 4/0 | – | $76.1K | <0.1% | – | – | – |
| CORCencora, Inc. | Stock | 660 | $77.9K | <0.1% | – | – | History |
Options (363)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 363 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $965.3M | $201.0M |
| Invesco QQQ Trust Series I46090E103 | ETF | $759.6M | $175.8M |
| iShares Russell 2000 ETF464287655 | ETF | $470.6M | $109.1M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $300.1M | $72.0M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $222.6M | – |
| BABAAlibaba Group Holding Ltd | ADR | $133.5M | $45.3M |
| SNAPSnap Inc | Stock | $77.3M | $80.6M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $8.36M | $127.0M |
| iShares Tr464288513 | IBOXX HI YD ETF | $117.1M | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $16.4M | $89.0M |
| MUMicron Technology Inc | Stock | $59.6M | $41.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $75.1M | $19.9M |
| BIIBBiogen Inc. | COM | $60.0M | $27.5M |
| GLDSPDR Gold Trust | ETF | – | $86.8M |
| CVXChevron Corp | Stock | $12.6M | $69.9M |
| iShares Tr464287556 | ISHARES BIOTECH | $59.5M | $20.5M |
| SPLKSplunk Inc | COM | $5.54M | $72.0M |
| CLFCleveland-Cliffs Inc. | COM | $39.0M | $31.2M |
| MRVLMarvell Technology, Inc. | ORD | $39.6M | $30.3M |
| ARK Innovation ETF00214Q104 | ETF | $68.5M | $959.6K |
| FUTUFutu Holdings Ltd | SPON ADS CL A | $47.6M | $8.24M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $16.7M | $37.1M |
| QSQuantumScape Corp | COM CL A | $7.39M | $45.6M |
| COUPCoupa Software Inc | COM | – | $51.6M |
| HLTHilton Worldwide Holdings Inc. | COM | $29.0M | $22.4M |
| VanEck Semiconductor ETF92189F676 | ETF | $20.6M | $29.1M |
| ZSZscaler, Inc. | Stock | – | $43.7M |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | $38.8M | $2.66M |
| ZZillow Group, Inc. | CL C CAP STK | $25.6M | $14.5M |
| NKENIKE, Inc. | Stock | – | $38.5M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | – | $38.2M |
| CHTRCharter Communications, Inc. | CL A | $21.9M | $13.5M |
| AMDAdvanced Micro Devices Inc | Stock | $13.2M | $21.4M |
| AALAmerican Airlines Group Inc. | Stock | $15.5M | $17.7M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $33.2M | – |
| JNJJohnson & Johnson | Stock | $29.5M | $3.29M |
| WBDWarner Bros. Discovery, Inc. | COM SER A | $15.0M | $15.3M |
| Paramount Global92556H206 | CL B | $23.3M | $7.03M |
| EXASExact Sciences Corp | COM | $18.3M | $11.6M |
| AAPLApple Inc. | Stock | $21.8M | $7.34M |
| BILIBilibili Inc. | SPONS ADS REP Z | $24.8M | $2.06M |
| CMCSAComcast Corp | Stock | $20.8M | $5.67M |
| Farfetch Ltd30744W107 | ORD SH CL A | $11.1M | $14.6M |
| CHGGChegg, Inc | COM | – | $25.3M |
| BACBank of America Corp | Stock | $4.26M | $21.0M |
| METAMeta Platforms, Inc. | Stock | $4.21M | $20.3M |
| CPNGCoupang, Inc. | CL A | – | $22.9M |
| MAMastercard Inc | Stock | – | $21.4M |
| NVDANVIDIA Corp | Stock | $10.7M | $10.7M |
| COPConocoPhillips | Stock | – | $21.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $8.07M | $12.3M |
| DISWalt Disney Co | Stock | $7.84M | $12.5M |
| XOMExxonMobil Holdings Corp | COM | $7.86M | $12.0M |
| iShares Tr464288281 | JPMORGAN USD EMG | – | $19.0M |
| JWNNordstrom Inc | Stock | $1.88M | $16.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $6.50M | $11.4M |
| Pershing Square Tontine Hldg71531R109 | COM CL A | $3.70M | $13.4M |
| VALEVale S.A. | SPONSORED ADS | $5.21M | $11.8M |
| SYFSynchrony Financial | COM | – | $16.8M |
| UBERUber Technologies, Inc | Stock | $6.49M | $9.81M |
| iShares Global Clean Energy ETF464288224 | ETF | $8.51M | $7.29M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | – | $15.3M |
| HCAHCA Healthcare, Inc. | COM | $15.1M | – |
| UNHUnitedHealth Group Inc | Stock | $14.9M | – |
| MRTXMirati Therapeutics, Inc. | COM | $6.56M | $8.02M |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | $14.6M | – |
| MLMMartin Marietta Materials Inc | COM | $7.79M | $6.72M |
| CVNACarvana Co. | CL A | $12.4M | $2.10M |
| iShares Tr464287432 | 20 YR TR BD ETF | $14.2M | – |
| MSFTMicrosoft Corp | Stock | – | $13.3M |
| PLAYDave & Buster's Entertainment, Inc. | COM | $479.0K | $12.8M |
| ATIAti Inc | Stock | – | $13.2M |
| VMCVulcan Materials CO | COM | $9.79M | $3.38M |
| GILDGilead Sciences, Inc. | Stock | $12.9M | – |
| PFSIPennyMac Financial Services, Inc. | COM | $3.01M | $9.86M |
| IQiQIYI, Inc. | SPONSORED ADS | $6.51M | $6.23M |
| U.S. Global Jets ETF26922A842 | ETF | $2.69M | $10.0M |
| CNCCentene Corp | Stock | $8.20M | $3.74M |
| ELANElanco Animal Health Inc | COM | $4.60M | $7.29M |
| BABoeing Co | Stock | $5.35M | $6.37M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $11.7M | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | $6.13M | $5.52M |
| NEMNEWMONT Corp | Stock | $4.82M | $6.63M |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | $11.4M | – |
| LVSLas Vegas Sands Corp | COM | $5.32M | $6.08M |
| ETEnergy Transfer LP | COM UT LTD PTN | $5.68M | $5.68M |
| PANWPalo Alto Networks Inc | Stock | – | $11.1M |
| MSMorgan Stanley | Stock | $3.88M | $6.99M |
| ONOn Semiconductor Corp | Stock | $1.66M | $8.95M |
| TRIPTripAdvisor, Inc. | COM | – | $10.5M |
| OXYOccidental Petroleum Corp | Stock | – | $10.5M |
| WEXWEX Inc. | COM | – | $10.5M |
| DFSDiscover Financial Services | COM | $5.22M | $5.22M |
| ICLRIcon PLC | COM | $10.4M | – |
| UTHRUnited Therapeutics Corp | COM | $2.68M | $7.53M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $6.78M | $3.31M |
| XUnited States Steel Corp | COM | $9.94M | – |
| CHEFChefs' Warehouse, Inc. | COM | $4.87M | $4.57M |
| ZBHZimmer Biomet Holdings, Inc. | Stock | – | $9.44M |
| DBXDropbox, Inc. | CL A | $4.08M | $5.31M |