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Jefferies Group LLC

SEC CIK
0001084580
Latest filing
Sep 21, 2023

Holdings in Q1 2021

Holdings as of Mar 31, 2021, filed Sep 21, 2023. Long positions only.

Institution overview
Positions
1,081
No 13F data for Q4 2020
Portfolio value
$4.24B
No 13F data for Q4 2020
Filed
Sep 21, 2023
AmendedSEC

Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.

Holdings of Jefferies Group LLC in Q1 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF998,094$395.6M9.3%––History
iShares Tr464287234MSCI EMG MKT ETF2,927,552$156.2M3.7%–––
iShares Russell 2000 ETF464287655ETF706,692$156.1M3.7%–––
State Street SPDR S&P Biotech ETF78464A870ETF474,500$64.4M1.5%–––
SNAPSnap IncStock958,303$50.1M1.2%––History
ARGOArgo Group International Holdings, Inc.COM912,599$45.9M1.1%––History
State Street Financial Select Sector SPDR ETF81369Y605ETF1,258,426$42.8M1.0%–––
UNHUnitedHealth Group IncStock114,561$42.6M1.0%––History
iQIYI, Inc.46267XAB4NOTE 3.750%12/0–$39.5M0.9%–––
FUTUFutu Holdings LtdSPON ADS CL A248,100$39.4M0.9%––History
GOTUGaotu Techedu Inc.SPONSORED ADS1,150,131$39.0M0.9%––History
Allscripts Healthcare Solutn01988PAF5NOTE 0.875% 1/0–$35.8M0.8%–––
HHCHoward Hughes CorpCOM375,000$35.7M0.8%––History
Danimer Scientific, Inc.236272118*W EXP 05/08/2021,397,110$35.5M0.8%–––
MORFMorphic Holding, Inc.COM490,432$31.0M0.7%––History
VIPSVipshop Holdings LtdSPONSORED ADS A1,011,273$30.2M0.7%––History
American Airls Group Inc02376RAF9NOTE 6.500% 7/0–$27.0M0.6%–––
iShares Tr464288281JPMORGAN USD EMG240,790$26.2M0.6%–––
FERGFerguson Enterprises Inc.SHS210,848$25.2M0.6%––History
Omeros Corp682143AG7NOTE 5.250% 2/1–$25.0M0.6%–––
PCTPureCycle Technologies, Inc.COM973,918$24.8M0.6%––History
CITCit Group IncCOM NEW480,390$24.7M0.6%––History
State Street Energy Select Sector SPDR ETF81369Y506ETF502,975$24.7M0.6%–––
Safehold Inc.45031U101COM1,338,317$23.8M0.6%–––
PXDPioneer Natural Resources CoCOM139,656$22.2M0.5%––History
CLFCleveland-Cliffs Inc.COM1,096,557$22.1M0.5%––History
VATEINNOVATE Corp.COM5,450,314$21.5M0.5%––History
WSCWillScot Holdings CorpCOM CL A770,000$21.4M0.5%––History
SPDR Series Trust78468R556SP O&G EXPL PRO256,679$20.9M0.5%–––
iQIYI, Inc.46267XAE8NOTE 4.000%12/1–$20.8M0.5%–––
SBLKStar Bulk Carriers Corp.SHS PAR1,405,287$20.6M0.5%––History
PTONPeloton Interactive, Inc.CL A COM182,953$20.6M0.5%––History
BIIBBiogen Inc.COM72,506$20.3M0.5%––History
VanEck Semiconductor ETF92189F676ETF83,043$20.2M0.5%–––
Tabula Rasa HealthCare, Inc.873379AA9NOTE 1.750% 2/1–$20.0M0.5%–––
AMDAdvanced Micro Devices IncStock250,614$19.7M0.5%––History
CCEPCoca-Cola Europacific Partners plcSHS348,474$18.2M0.4%––History
WTWWillis Towers Watson PLCSHS77,946$17.8M0.4%––History
iQIYI, Inc.46267XAD0NOTE 2.000% 4/0–$17.7M0.4%–––
RADIRadius Global Infrastructure, Inc.COM CL A1,175,000$17.3M0.4%––History
SLBSLB LimitedStock630,637$17.1M0.4%––History
Invesco QQQ Trust Series I46090E103ETF52,579$16.8M0.4%–––
ELVElevance Health, Inc.Stock46,476$16.7M0.4%––History
JNJJohnson & JohnsonStock101,074$16.6M0.4%––History
NNINelnet IncCL A226,557$16.5M0.4%––History
SAFESafehold Inc.COM230,428$16.2M0.4%––History
Yy Inc98426TAF3NOTE 1.375% 6/1–$15.8M0.4%–––
Landcadia Holdings III Inc51476H209UNIT 99/99/99991,503,200$15.8M0.4%–––
Vanguard S&P 500 ETF922908363ETF42,905$15.6M0.4%–––
ZZillow Group, Inc.CL C CAP STK115,665$15.0M0.4%––History
SONOSonos IncCOM399,406$15.0M0.4%––History
HLTHilton Worldwide Holdings Inc.COM120,582$14.6M0.3%––History
Chefs Whse Inc163086AB7NOTE 1.875%12/0–$14.2M0.3%–––
EXASExact Sciences CorpCOM106,800$14.1M0.3%––History
MUMicron Technology IncStock154,628$13.6M0.3%––History
AAPLApple Inc.Stock110,618$13.5M0.3%––History
FOXFox CorpCL B COM385,671$13.5M0.3%––History
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/1–$13.4M0.3%–––
CM Life Sciences Inc18978W109COM CL A900,755$13.4M0.3%–––
GLDSPDR Gold TrustETF83,620$13.4M0.3%––History
MSTRStrategy IncStock19,600$13.3M0.3%––History
ATIAti IncStock625,174$13.2M0.3%––History
DBX ETF Tr233051432XTRACK USD HIGH258,960$12.9M0.3%–––
EGHT8X8 IncCOM395,500$12.8M0.3%––History
HCAHCA Healthcare, Inc.COM67,683$12.7M0.3%––History
CVXChevron CorpStock118,925$12.5M0.3%––History
CNQCanadian Natural Resources LtdCOM400,220$12.4M0.3%––History
State Street Industrial Select Sector SPDR ETF81369Y704ETF124,357$12.2M0.3%–––
ZNGAZynga IncCL A1,180,873$12.1M0.3%––History
ISRGIntuitive Surgical IncCOM NEW16,135$11.9M0.3%––History
HDHome Depot, Inc.Stock38,265$11.7M0.3%––History
EVBGEverbridge, Inc.COM96,030$11.6M0.3%––History
LYBLyondellBasell Industries N.V.SHS - A -111,800$11.6M0.3%––History
HESHess CorpStock163,775$11.6M0.3%––History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT81,249$11.5M0.3%–––
ARK Innovation ETF00214Q104ETF95,700$11.5M0.3%–––
RHRHCOM19,224$11.5M0.3%––History
Guess Inc401617AD7NOTE 2.000% 4/1–$11.4M0.3%–––
VLOValero Energy CorpStock157,989$11.3M0.3%––History
Kraneshares Tr500767736QUADRTC INT RT395,540$11.3M0.3%–––
TXNTexas Instruments IncStock59,488$11.2M0.3%––History
CRLCharles River Laboratories International, Inc.COM38,302$11.1M0.3%––History
PENNPENN Entertainment, Inc.COM104,564$11.0M0.3%––History
ROSTRoss Stores, Inc.COM89,551$10.7M0.3%––History
WUWestern Union COStock434,538$10.7M0.3%––History
COPConocoPhillipsStock200,395$10.6M0.3%––History
OVVOvintiv Inc.COM441,858$10.5M0.2%––History
MAMastercard IncStock29,068$10.3M0.2%––History
OPTUOptimum Communications, Inc.CL A318,066$10.3M0.2%––History
Yy Inc98426TAD8NOTE 0.750% 6/1–$10.3M0.2%–––
Neogenomics Inc64049MAB6NOTE 0.250% 1/1–$10.2M0.2%–––
Haymaker Acquisition Corp II42087R207UNIT 03/01/20261,030,000$10.2M0.2%–––
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/1–$10.2M0.2%–––
PFEPfizer IncStock273,491$9.91M0.2%––History
DMLPDorchester Minerals, L.P.COM UNIT724,381$9.90M0.2%––History
NEMNEWMONT CorpStock163,800$9.87M0.2%––History
LNWOLight & Wonder, Inc.COM253,011$9.75M0.2%––History
AMGNAmgen IncStock39,014$9.71M0.2%––History
CSIQCanadian Solar Inc.COM193,264$9.59M0.2%––History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$9.50M0.2%–––

Options (363)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 363 by value.

Option positions of Jefferies Group LLC in Q1 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$965.3M$201.0M
Invesco QQQ Trust Series I46090E103ETF$759.6M$175.8M
iShares Russell 2000 ETF464287655ETF$470.6M$109.1M
iShares Tr464287234MSCI EMG MKT ETF$300.1M$72.0M
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF$222.6M–
BABAAlibaba Group Holding LtdADR$133.5M$45.3M
SNAPSnap IncStock$77.3M$80.6M
State Street Financial Select Sector SPDR ETF81369Y605ETF$8.36M$127.0M
iShares Tr464288513IBOXX HI YD ETF$117.1M–
State Street Energy Select Sector SPDR ETF81369Y506ETF$16.4M$89.0M
MUMicron Technology IncStock$59.6M$41.5M
State Street SPDR S&P Biotech ETF78464A870ETF$75.1M$19.9M
BIIBBiogen Inc.COM$60.0M$27.5M
GLDSPDR Gold TrustETF–$86.8M
CVXChevron CorpStock$12.6M$69.9M
iShares Tr464287556ISHARES BIOTECH$59.5M$20.5M
SPLKSplunk IncCOM$5.54M$72.0M
CLFCleveland-Cliffs Inc.COM$39.0M$31.2M
MRVLMarvell Technology, Inc.ORD$39.6M$30.3M
ARK Innovation ETF00214Q104ETF$68.5M$959.6K
FUTUFutu Holdings LtdSPON ADS CL A$47.6M$8.24M
SPDR Series Trust78468R556SP O&G EXPL PRO$16.7M$37.1M
QSQuantumScape CorpCOM CL A$7.39M$45.6M
COUPCoupa Software IncCOM–$51.6M
HLTHilton Worldwide Holdings Inc.COM$29.0M$22.4M
VanEck Semiconductor ETF92189F676ETF$20.6M$29.1M
ZSZscaler, Inc.Stock–$43.7M
ARK ETF Tr00214Q302GENOMIC REV ETF$38.8M$2.66M
ZZillow Group, Inc.CL C CAP STK$25.6M$14.5M
NKENIKE, Inc.Stock–$38.5M
Kraneshares Trust500767306CSI CHI INTERNET–$38.2M
CHTRCharter Communications, Inc.CL A$21.9M$13.5M
AMDAdvanced Micro Devices IncStock$13.2M$21.4M
AALAmerican Airlines Group Inc.Stock$15.5M$17.7M
State Street SPDR S&P Regional Banking ETF78464A698ETF$33.2M–
JNJJohnson & JohnsonStock$29.5M$3.29M
WBDWarner Bros. Discovery, Inc.COM SER A$15.0M$15.3M
Paramount Global92556H206CL B$23.3M$7.03M
EXASExact Sciences CorpCOM$18.3M$11.6M
AAPLApple Inc.Stock$21.8M$7.34M
BILIBilibili Inc.SPONS ADS REP Z$24.8M$2.06M
CMCSAComcast CorpStock$20.8M$5.67M
Farfetch Ltd30744W107ORD SH CL A$11.1M$14.6M
CHGGChegg, IncCOM–$25.3M
BACBank of America CorpStock$4.26M$21.0M
METAMeta Platforms, Inc.Stock$4.21M$20.3M
CPNGCoupang, Inc.CL A–$22.9M
MAMastercard IncStock–$21.4M
NVDANVIDIA CorpStock$10.7M$10.7M
COPConocoPhillipsStock–$21.2M
CRWDCrowdStrike Holdings, Inc.Stock$8.07M$12.3M
DISWalt Disney CoStock$7.84M$12.5M
XOMExxonMobil Holdings CorpCOM$7.86M$12.0M
iShares Tr464288281JPMORGAN USD EMG–$19.0M
JWNNordstrom IncStock$1.88M$16.7M
VanEck ETF Trust92189F106GOLD MINERS ETF$6.50M$11.4M
Pershing Square Tontine Hldg71531R109COM CL A$3.70M$13.4M
VALEVale S.A.SPONSORED ADS$5.21M$11.8M
SYFSynchrony FinancialCOM–$16.8M
UBERUber Technologies, IncStock$6.49M$9.81M
iShares Global Clean Energy ETF464288224ETF$8.51M$7.29M
CCLCarnival Corp Ltd.UNIT 99/99/9999–$15.3M
HCAHCA Healthcare, Inc.COM$15.1M–
UNHUnitedHealth Group IncStock$14.9M–
MRTXMirati Therapeutics, Inc.COM$6.56M$8.02M
XIFRXPLR Infrastructure, LPCOM UNIT PART IN$14.6M–
MLMMartin Marietta Materials IncCOM$7.79M$6.72M
CVNACarvana Co.CL A$12.4M$2.10M
iShares Tr46428743220 YR TR BD ETF$14.2M–
MSFTMicrosoft CorpStock–$13.3M
PLAYDave & Buster's Entertainment, Inc.COM$479.0K$12.8M
ATIAti IncStock–$13.2M
VMCVulcan Materials COCOM$9.79M$3.38M
GILDGilead Sciences, Inc.Stock$12.9M–
PFSIPennyMac Financial Services, Inc.COM$3.01M$9.86M
IQiQIYI, Inc.SPONSORED ADS$6.51M$6.23M
U.S. Global Jets ETF26922A842ETF$2.69M$10.0M
CNCCentene CorpStock$8.20M$3.74M
ELANElanco Animal Health IncCOM$4.60M$7.29M
BABoeing CoStock$5.35M$6.37M
State Street Health Care Select Sector SPDR ETF81369Y209ETF$11.7M–
State Street Materials Select Sector SPDR ETF81369Y100ETF$6.13M$5.52M
NEMNEWMONT CorpStock$4.82M$6.63M
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS$11.4M–
LVSLas Vegas Sands CorpCOM$5.32M$6.08M
ETEnergy Transfer LPCOM UT LTD PTN$5.68M$5.68M
PANWPalo Alto Networks IncStock–$11.1M
MSMorgan StanleyStock$3.88M$6.99M
ONOn Semiconductor CorpStock$1.66M$8.95M
TRIPTripAdvisor, Inc.COM–$10.5M
OXYOccidental Petroleum CorpStock–$10.5M
WEXWEX Inc.COM–$10.5M
DFSDiscover Financial ServicesCOM$5.22M$5.22M
ICLRIcon PLCCOM$10.4M–
UTHRUnited Therapeutics CorpCOM$2.68M$7.53M
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR$6.78M$3.31M
XUnited States Steel CorpCOM$9.94M–
CHEFChefs' Warehouse, Inc.COM$4.87M$4.57M
ZBHZimmer Biomet Holdings, Inc.Stock–$9.44M
DBXDropbox, Inc.CL A$4.08M$5.31M