D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,348
- +34 vs. Q3 2023
- Portfolio value
- $10.2B
- +$986.3M (+10.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CCUUnited Breweries Co Inc | SPONSORED ADR | 16,650 | $208.8K | <0.1% | +16,650 | New | History |
| UGIUgi Corp | Stock | 8,489 | $208.8K | <0.1% | −632−6.9% | Reduced | History |
| Capital Grp Fixed Incm ETF T14020Y201 | MUN INM ETF | 7,716 | $208.9K | <0.1% | +7,716 | New | – |
| TOSTToast, Inc. | Stock | 11,445 | $209.0K | <0.1% | +312+2.8% | Added | History |
| CLSCelestica Inc | SUB VTG SHS | 7,150 | $209.4K | <0.1% | +7,150 | New | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,673 | $209.4K | <0.1% | +1,673 | New | – |
| JKHYJack Henry & Associates Inc | Stock | 1,281 | $209.4K | <0.1% | +1,281 | New | History |
| Northern LTS FD Tr IV66538H534 | INSPIRE 100 ETF | 6,001 | $209.4K | <0.1% | +6,001 | New | – |
| NVMINova Ltd. | COM | 1,525 | $209.5K | <0.1% | +1,525 | New | History |
| EPAMEPAM Systems, Inc. | COM | 707 | $210.2K | <0.1% | +707 | New | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 11,074 | $210.4K | <0.1% | 00.0% | Unchanged | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $210.9K | <0.1% | +6,312 | New | History |
| J P Morgan Exchange Traded F46641Q159 | INCOME ETF | 4,625 | $211.0K | <0.1% | +31+0.7% | Added | – |
| CWANClearwater Analytics Holdings, Inc. | CL A | 10,545 | $211.2K | <0.1% | +10,545 | New | History |
| LAMRLamar Advertising Co | REIT | 1,990 | $211.5K | <0.1% | +1,990 | New | History |
| MTZMastec Inc | COM | 2,796 | $211.7K | <0.1% | −598−17.6% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 6,286 | $213.8K | <0.1% | +6,286 | New | – |
| PFLPIMCO Income Strategy Fund | COM | 25,475 | $215.0K | <0.1% | −4,579−15.2% | Reduced | History |
| BF.BBrown Forman Corp | Stock | 3,767 | $215.1K | <0.1% | +41+1.1% | Added | History |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 21,775 | $215.1K | <0.1% | −8,940−29.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 2,399 | $215.5K | <0.1% | +2,399 | New | – |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 5,540 | $215.7K | <0.1% | +256+4.8% | Added | – |
| BANFBancfirst Corp | COM | 2,224 | $216.5K | <0.1% | +2,224 | New | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 8,577 | $216.7K | <0.1% | +8,577 | New | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 10,132 | $216.8K | <0.1% | −154−1.5% | Reduced | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 3,651 | $218.4K | <0.1% | +3,651 | New | – |
| DINDine Brands Global, Inc. | COM | 4,400 | $218.5K | <0.1% | −100−2.2% | Reduced | History |
| VTRVentas, Inc. | REIT | 4,407 | $219.6K | <0.1% | +4,407 | New | History |
| EVRGEvergy, Inc. | Stock | 4,219 | $220.3K | <0.1% | +128+3.1% | Added | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 13,234 | $221.5K | <0.1% | +13,234 | New | – |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 15,750 | $222.1K | <0.1% | +500+3.3% | Added | History |
| RBB FD Inc74933W460 | US TRSRY 6 MNTH | 4,450 | $222.4K | <0.1% | +4,450 | New | – |
| SPLKSplunk Inc | COM | 1,467 | $223.5K | <0.1% | −317−17.8% | Reduced | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 18,800 | $223.9K | <0.1% | +5,659+43.1% | Added | History |
| SEATVivid Seats Inc. | COM CL A | 35,456 | $224.1K | <0.1% | −519−1.4% | Reduced | History |
| SKTTanger Inc. | COM | 8,093 | $224.3K | <0.1% | +8,093 | New | History |
| EGPEastgroup Properties Inc | COM | 1,224 | $224.7K | <0.1% | +1,224 | New | History |
| Cambria ETF Tr132061300 | CAMBRIA FGN SHR | 8,722 | $224.9K | <0.1% | +8,722 | New | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 14,100 | $225.0K | <0.1% | −29,100−67.4% | Reduced | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 21,569 | $225.2K | <0.1% | −395−1.8% | Reduced | History |
| iShares Tr46435U713 | US INFRASTRUC | 5,618 | $226.2K | <0.1% | +5,618 | New | – |
| PBR.APetrobras - Petroleo Brasileiro SA | SP ADR NON VTG | 14,820 | $226.4K | <0.1% | +14,820 | New | History |
| BSTBlackRock Science & Technology Trust | SHS | 6,774 | $228.0K | <0.1% | 00.0% | Unchanged | History |
| IBNIcici Bank Ltd | ADR | 9,585 | $228.5K | <0.1% | −335−3.4% | Reduced | History |
| NWNNorthwest Natural Holding Co | COM | 5,872 | $228.7K | <0.1% | +5+0.1% | Added | History |
| Manager Directed Portfolios56170L695 | VERT GLB SUST RE | 23,001 | $229.1K | <0.1% | +23,001 | New | – |
| RLIRli Corp | COM | 1,726 | $229.8K | <0.1% | +46+2.7% | Added | History |
| SRPTSarepta Therapeutics, Inc. | COM | 2,383 | $229.8K | <0.1% | 00.0% | Unchanged | History |
| ADPTAdaptive Biotechnologies Corp | COM | 46,975 | $230.2K | <0.1% | −6,900−12.8% | Reduced | History |
| Etfis Ser Tr I26923G822 | VIRTUS INFRCAP | 11,115 | $230.2K | <0.1% | +11,115 | New | – |
| PFNPIMCO Income Strategy Fund II | COM | 31,963 | $231.1K | <0.1% | −11,420−26.3% | Reduced | History |
| WIREEncore Wire Corp | COM | 1,083 | $231.3K | <0.1% | −1,087−50.1% | Reduced | History |
| PEverpure, Inc. | CL A | 6,500 | $231.8K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464289529 | INDIA 50 ETF | 4,784 | $235.6K | <0.1% | 00.0% | Unchanged | – |
| EFXEquifax Inc | COM | 954 | $236.0K | <0.1% | +954 | New | History |
| Simplify Exchange Traded Fun82889N764 | HEDGED EQUITY | 9,360 | $236.4K | <0.1% | −2,485−21.0% | Reduced | – |
| APHAmphenol Corp | CL A | 2,409 | $238.8K | <0.1% | +2,409 | New | History |
| NSITInsight Enterprises Inc | COM | 1,349 | $239.0K | <0.1% | −75−5.3% | Reduced | History |
| AZPNAspen Technology, Inc. | COM | 1,089 | $239.7K | <0.1% | +25+2.3% | Added | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,445 | $240.4K | <0.1% | +186+3.5% | Added | – |
| FORMFormfactor Inc | COM | 5,767 | $240.5K | <0.1% | +5,767 | New | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 21,012 | $242.5K | <0.1% | −11,403−35.2% | Reduced | History |
| JDJD.com, Inc. | SPON ADS CL A | 8,400 | $242.7K | <0.1% | −15,750−65.2% | Reduced | History |
| AAAlcoa Corp | Stock | 7,222 | $245.5K | <0.1% | +7,222 | New | History |
| DGDollar General Corp | COM | 1,809 | $246.0K | <0.1% | −836−31.6% | Reduced | History |
| ROKURoku, Inc | COM CL A | 2,687 | $246.3K | <0.1% | −801−23.0% | Reduced | History |
| NCANuveen California Municipal Value Fund | COM STK | 27,578 | $247.1K | <0.1% | −10,338−27.3% | Reduced | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 5,969 | $247.6K | <0.1% | +5,969 | New | History |
| SWKStanley Black & Decker, Inc. | COM | 2,532 | $248.4K | <0.1% | +2,532 | New | History |
| PLABPhotronics Inc | COM | 7,950 | $249.4K | <0.1% | +7,950 | New | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 21,158 | $250.1K | <0.1% | −196−0.9% | Reduced | History |
| RYNRayonier Inc | COM | 7,487 | $250.2K | <0.1% | −144−1.9% | Reduced | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 16,526 | $250.4K | <0.1% | +241+1.5% | Added | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 28,813 | $253.0K | <0.1% | +6,436+28.8% | Added | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 4,667 | $253.8K | <0.1% | −80−1.7% | Reduced | – |
| FLOFlowers Foods Inc | COM | 11,319 | $254.8K | <0.1% | 00.0% | Unchanged | History |
| FNVFranco Nevada Corp | Stock | 2,315 | $256.6K | <0.1% | +116+5.3% | Added | History |
| VTRSViatris Inc | Stock | 23,819 | $258.0K | <0.1% | −454−1.9% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,750 | $258.0K | <0.1% | −162−5.6% | Reduced | – |
| MPWRMonolithic Power Systems, Inc. | COM | 411 | $259.5K | <0.1% | +411 | New | History |
| HASHasbro, Inc. | COM | 5,104 | $260.6K | <0.1% | −679−11.7% | Reduced | History |
| LCIILci Industries | COM | 2,086 | $262.2K | <0.1% | −2−0.1% | Reduced | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 2,874 | $262.7K | <0.1% | −66−2.2% | Reduced | – |
| ZSZscaler, Inc. | Stock | 1,186 | $262.8K | <0.1% | −1,375−53.7% | Reduced | History |
| DHTDHT Holdings, Inc. | SHS NEW | 26,800 | $262.9K | <0.1% | −600−2.2% | Reduced | History |
| INCYIncyte Corp | COM | 4,227 | $265.4K | <0.1% | +4,227 | New | History |
| RGTRoyce Global Trust, Inc. | COM | 27,585 | $269.0K | <0.1% | +70.0% | Added | History |
| iShares Tr464287754 | US INDUSTRIALS | 2,358 | $269.7K | <0.1% | −5,345−69.4% | Reduced | – |
| RNGRingCentral, Inc. | CL A | 7,969 | $270.5K | <0.1% | +935+13.3% | Added | History |
| STESTERIS plc | SHS USD | 1,238 | $272.2K | <0.1% | +112+9.9% | Added | History |
| Capital Grp Fixed Incm ETF T14020Y508 | CORE BOND ETF | 10,400 | $275.0K | <0.1% | +10,400 | New | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 4,642 | $275.4K | <0.1% | −266−5.4% | Reduced | – |
| Nushares ETF Tr67092P805 | NUVEEN ESG INTL | 9,361 | $275.4K | <0.1% | −247−2.6% | Reduced | – |
| JWNNordstrom Inc | Stock | 14,939 | $275.6K | <0.1% | −173−1.1% | Reduced | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 22,424 | $276.5K | <0.1% | +2,084+10.2% | Added | History |
| ALGMAllegro Microsystems, Inc. | COM | 9,170 | $277.6K | <0.1% | +1,870+25.6% | Added | History |
| CCChemours Co | Stock | 8,863 | $279.6K | <0.1% | −950−9.7% | Reduced | History |
| LPGDorian LPG Ltd. | SHS USD | 6,375 | $279.7K | <0.1% | −5,175−44.8% | Reduced | History |
| ETF Managers Tr26924G888 | ETHO CLIMATE LEA | 5,045 | $280.5K | <0.1% | −14−0.3% | Reduced | – |
| Global X FDS37960A669 | SUPERDIVIDEND | 12,502 | $281.9K | <0.1% | −880−6.6% | Reduced | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $19.5K | – |
| RYRoyal Bank of Canada | Stock | $10.3K | – |
| COFCapital One Financial Corp | Stock | $8.58K | – |
| GOLFAcushnet Holdings Corp. | COM | $8.40K | – |
| LULUlululemon athletica inc. | Stock | $3.43K | – |
| MAMastercard Inc | Stock | $3.10K | – |
| LNTHLantheus Holdings, Inc. | Stock | – | $2.26K |
| PLTRPalantir Technologies Inc. | Stock | $1.26K | – |
| ZSZscaler, Inc. | Stock | $1.14K | – |
| NUENucor Corp | COM | $675 | – |
| AEOAmerican Eagle Outfitters Inc | COM | $170 | – |
| WSMWilliams Sonoma Inc | COM | $20 | – |
Sold out since Q3 2023 (67)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,200 | $6.20M | 0.1% | History |
| VMWVmware LLC | CL A COM | 36,291 | $6.04M | 0.1% | History |
| iShares Tr46432F388 | MSCI USA VALUE | 66,065 | $5.99M | 0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 32,548 | $2.94M | <0.1% | – |
| PAASPan American Silver Corp | Stock | 147,130 | $2.13M | <0.1% | History |
| Orla MNG Ltd New68634K106 | COM | 522,124 | $1.86M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 73,470 | $1.86M | <0.1% | – |
| Pacer FDS Tr69374H667 | US CHS CWS GWT | 50,770 | $1.82M | <0.1% | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 64,316 | $1.59M | <0.1% | – |
| GMEDGlobus Medical Inc | Stock | 30,197 | $1.50M | <0.1% | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | – |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | History |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | History |
| Listed FD Tr53656F847 | CORE ALT FD | 13,140 | $362.7K | <0.1% | – |
| FROFrontline plc | COM | 18,610 | $349.5K | <0.1% | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $345.3K | <0.1% | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,563 | $319.9K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 9,608 | $298.5K | <0.1% | – |
| HESMHess Midstream LP | CL A SHS | 10,000 | $291.3K | <0.1% | History |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,494 | $285.9K | <0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 16,900 | $273.7K | <0.1% | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 10,141 | $258.8K | <0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 11,455 | $256.3K | <0.1% | – |
| FLEXFlex Ltd. | Stock | 9,295 | $250.8K | <0.1% | History |
| GNLXGENELUX Corp | COM | 9,666 | $236.7K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,405 | $232.3K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,636 | $229.2K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,704 | $228.9K | <0.1% | History |
| AEHRAehr Test Systems | COM | 5,000 | $228.5K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,193 | $226.4K | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 10,985 | $222.3K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 14,796 | $218.8K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,640 | $217.9K | <0.1% | – |
| Alps Clean Energy ETF00162Q460 | ETF | 5,870 | $214.7K | <0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,501 | $214.4K | <0.1% | History |
| ETREntergy Corp | COM | 2,285 | $211.4K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,300 | $210.6K | <0.1% | – |
| ALSNAllison Transmission Holdings Inc | Stock | 3,551 | $209.7K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,020 | $207.8K | <0.1% | – |
| ANSSAnsys Inc | COM | 690 | $205.3K | <0.1% | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,225 | $203.1K | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,761 | $200.9K | <0.1% | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 18,500 | $176.5K | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $132.4K | <0.1% | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 13,832 | $128.4K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 23,535 | $117.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 13,104 | $111.0K | <0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 10,400 | $97.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 10,091 | $89.9K | <0.1% | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $82.8K | <0.1% | – |
| FTFFranklin Ltd Duration Income Trust | COM | 12,855 | $78.3K | <0.1% | History |
| NOKNokia Corp | SPONSORED ADR | 15,282 | $57.2K | <0.1% | History |
| JRSHJerash Holdings (US), Inc. | COM | 18,167 | $55.1K | <0.1% | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 12,994 | $47.3K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 22,950 | $44.8K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,130 | $35.8K | <0.1% | History |
| FEAM5E Advanced Materials, Inc. | COMMON STOCK | 14,292 | $32.3K | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $19.8K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $17.0K | <0.1% | History |