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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,324
−3 vs. Q1 2023
Portfolio value
$9.47B
+$581.6M (+6.5%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of D.A. Davidson & Co. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR84,840$4.21M<0.1%−1,799−2.1%Reduced–
MLMMartin Marietta Materials IncCOM9,090$4.20M<0.1%−162−1.8%ReducedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD109,564$4.19M<0.1%+6,612+6.4%Added–
EXPDExpeditors International of Washington IncCOM34,424$4.17M<0.1%−312−0.9%ReducedHistory
SORSource CapitalCOM108,814$4.17M<0.1%+1,928+1.8%AddedHistory
iShares Tr46434VBG4IBONDS DEC24 ETF168,569$4.15M<0.1%+1,086+0.6%Added–
GEGeneral Electric CoStock37,386$4.11M<0.1%+2,457+7.0%AddedHistory
AXPAmerican Express CoStock23,481$4.09M<0.1%+404+1.8%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN316,454$4.02M<0.1%+14,341+4.7%AddedHistory
EWEdwards Lifesciences CorpStock42,158$3.98M<0.1%+344+0.8%AddedHistory
ROSTRoss Stores, Inc.COM35,427$3.97M<0.1%+809+2.3%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN122,129$3.93M<0.1%+3,017+2.5%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX51,887$3.92M<0.1%+443+0.9%Added–
SHOPShopify Inc.Stock60,542$3.91M<0.1%+6,172+11.4%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT172,236$3.91M<0.1%+5,087+3.0%AddedHistory
iShares Tr464287622RUS 1000 ETF15,998$3.90M<0.1%+84+0.5%Added–
WisdomTree Tr97717Y527FLOATNG RAT TREA77,287$3.89M<0.1%+4,652+6.4%Added–
ISRGIntuitive Surgical IncCOM NEW11,300$3.86M<0.1%−62−0.5%ReducedHistory
VIRCVirco Mfg CorporationCOM925,664$3.86M<0.1%+59,891+6.9%AddedHistory
Pacer FDS Tr69374H667US CHS CWS GWT111,910$3.86M<0.1%−5,052−4.3%Reduced–
Vanguard World FD921910733ESG US STK ETF49,148$3.85M<0.1%−845−1.7%Reduced–
TMUST-Mobile US, Inc.Stock27,622$3.84M<0.1%+3,432+14.2%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP61,313$3.82M<0.1%+808+1.3%AddedHistory
SWKSSkyworks Solutions, Inc.Stock34,444$3.81M<0.1%+1,456+4.4%AddedHistory
ABNBAirbnb, Inc.Stock29,675$3.80M<0.1%−503−1.7%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF57,605$3.77M<0.1%+36,891+178.1%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD84,522$3.73M<0.1%−4,105−4.6%Reduced–
NSCNorfolk Southern CorpStock16,463$3.73M<0.1%+35+0.2%AddedHistory
CMGChipotle Mexican Grill IncCOM1,736$3.71M<0.1%−34−1.9%ReducedHistory
BLKBlackRock, Inc.COM5,365$3.71M<0.1%+254+5.0%AddedHistory
KBRKBR, Inc.COM56,784$3.69M<0.1%−598−1.0%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR36,360$3.67M<0.1%−1,546−4.1%ReducedHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF41,591$3.67M<0.1%−4,621−10.0%Reduced–
ITWIllinois Tool Works IncStock14,641$3.66M<0.1%+370+2.6%AddedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF156,000$3.66M<0.1%+1,331+0.9%Added–
TCPCBlackRock TCP Capital Corp.COM334,126$3.65M<0.1%+15,253+4.8%AddedHistory
iShares Tr46434V878ULTRA SHORT DUR72,233$3.63M<0.1%+13,452+22.9%Added–
FFord Motor CoStock240,073$3.63M<0.1%−10,058−4.0%ReducedHistory
OPCHOption Care Health, Inc.COM NEW110,650$3.60M<0.1%−183,948−62.4%ReducedHistory
KKRKKR & Co. Inc.COM64,089$3.59M<0.1%+5,022+8.5%AddedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF39,045$3.54M<0.1%+13,215+51.2%Added–
IQVIQVIA Holdings Inc.Stock15,483$3.48M<0.1%−1,382−8.2%ReducedHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH31,776$3.44M<0.1%+30.0%Added–
WBDWarner Bros. Discovery, Inc.Stock273,432$3.43M<0.1%+31,912+13.2%AddedHistory
VFCV F CorpStock178,817$3.41M<0.1%−45,567−20.3%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock23,122$3.40M<0.1%+276+1.2%AddedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT108,650$3.37M<0.1%+3,100+2.9%Added–
Vanguard Consumer Staples ETF92204A207ETF17,313$3.37M<0.1%+671+4.0%Added–
AWKAmerican Water Works Company, Inc.Stock23,487$3.35M<0.1%−830−3.4%ReducedHistory
SJMJ M SMUCKER CoStock22,700$3.35M<0.1%+1,138+5.3%AddedHistory
ALBAlbemarle CorpStock14,969$3.34M<0.1%+5,403+56.5%AddedHistory
MDLZMondelez International, Inc.Stock45,744$3.34M<0.1%+3,984+9.5%AddedHistory
ZTSZoetis Inc.Stock19,331$3.33M<0.1%+768+4.1%AddedHistory
TTDTrade Desk, Inc.Stock42,927$3.31M<0.1%−3,484−7.5%ReducedHistory
Capital Group Core Equity Et14020V108SHS CREAT UNIT129,036$3.31M<0.1%+1,722+1.4%Added–
WisdomTree Tr97717X578EM EX ST-OWNED118,490$3.31M<0.1%−6,990−5.6%Reduced–
DXCMDexcom IncCOM25,578$3.29M<0.1%−4,641−15.4%ReducedHistory
SPOTSpotify Technology S.A.Stock20,356$3.27M<0.1%−2,187−9.7%ReducedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF20,034$3.27M<0.1%+13,432+203.5%Added–
DLRDigital Realty Trust, Inc.COM28,660$3.26M<0.1%−48−0.2%ReducedHistory
BPBP PLCADR92,298$3.26M<0.1%−2,104−2.2%ReducedHistory
GRMNGarmin LtdSHS31,174$3.25M<0.1%+141+0.5%AddedHistory
OBDCBlue Owl Capital CorpCOM242,208$3.25M<0.1%+2,406+1.0%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF24,413$3.24M<0.1%+512+2.1%Added–
PAYXPaychex IncStock28,850$3.23M<0.1%+527+1.9%AddedHistory
APGAPi Group CorpCOM STK118,200$3.22M<0.1%−1,400−1.2%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF14,022$3.22M<0.1%+17+0.1%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF95,133$3.21M<0.1%−624−0.7%Reduced–
HSYHershey CoCOM12,606$3.15M<0.1%−335−2.6%ReducedHistory
MKLMarkel Group Inc.COM2,265$3.13M<0.1%+2+0.1%AddedHistory
TEXTerex CorpStock51,845$3.10M<0.1%+7,300+16.4%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF33,478$3.08M<0.1%+5,324+18.9%Added–
NXSTNexstar Media Group, Inc.COMMON STOCK18,477$3.08M<0.1%+905+5.2%AddedHistory
SYFSynchrony FinancialCOM90,697$3.08M<0.1%−1,406−1.5%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF21,295$3.07M<0.1%−1,778−7.7%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF6,389$3.06M<0.1%+4,691+276.3%AddedHistory
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH32,504$3.04M<0.1%−240−0.7%Reduced–
LWLamb Weston Holdings, Inc.Stock26,337$3.03M<0.1%−430−1.6%ReducedHistory
First Trust Financials Alphadex Fund33734X135ETF79,555$3.00M<0.1%−4,979−5.9%Reduced–
INTUIntuit Inc.Stock6,543$3.00M<0.1%+801+13.9%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD131,165$2.99M<0.1%−28,753−18.0%Reduced–
PATHUiPath, Inc.Stock179,187$2.97M<0.1%+7,495+4.4%AddedHistory
SPDR Index Shs FDS78463X541ST STR NAT ETF54,860$2.96M<0.1%+625+1.2%Added–
URIUnited Rentals, Inc.COM6,622$2.95M<0.1%+2,676+67.8%AddedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF88,902$2.95M<0.1%+6,966+8.5%Added–
SPGSimon Property Group Inc.REIT25,493$2.94M<0.1%+2,924+13.0%AddedHistory
iShares S&P 500 Value ETF464287408ETF18,082$2.91M<0.1%−273−1.5%Reduced–
BUDAnheuser-Busch InBev SA/NVADR51,327$2.91M<0.1%−10,454−16.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL70,371$2.91M<0.1%−5,428−7.2%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 18,456$2.91M<0.1%+5,427+179.2%AddedHistory
MPCMarathon Petroleum CorpStock24,901$2.90M<0.1%−1,458−5.5%ReducedHistory
MELIMercadolibre IncCOM2,435$2.88M<0.1%−7−0.3%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM208,772$2.88M<0.1%+660+0.3%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF51,468$2.82M<0.1%−800−1.5%Reduced–
Chiron Real Estate Inc.37954A204COM NEW307,683$2.81M<0.1%+18,112+6.3%Added–
iShares Tr464288885EAFE GRWTH ETF29,431$2.81M<0.1%−580−1.9%Reduced–
First Tr Exchange Traded FD33741X102SMID RISNG ETF98,020$2.77M<0.1%+64,805+195.1%Added–
ACGLArch Capital Group Ltd.Stock36,665$2.74M<0.1%+4,442+13.8%AddedHistory
WSOWatsco IncCOM7,193$2.74M<0.1%+41+0.6%AddedHistory
JBLJabil IncStock25,418$2.74M<0.1%+19,201+308.8%AddedHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2023
SecurityClassPutsCalls
WSMWilliams Sonoma IncCOM$38.0K–
BMOBank of MontrealCOM$29.0K–
ODFLOld Dominion Freight Line, Inc.COM$21.9K–
RYRoyal Bank of CanadaStock$21.8K–
COFCapital One Financial CorpStock$20.8K–
LOWLowes Companies IncStock$6.13K–
GOLFAcushnet Holdings Corp.COM$5.54K–
TDToronto Dominion BankStock$5.32K–
MAMastercard IncStock$5.08K–
BSMBlack Stone Minerals, L.P.COM UNIT–$4.60K
DEDeere & CoStock$4.09K–
LUVSouthwest Airlines CoCOM$3.58K–
MCHPMicrochip Technology IncStock$3.10K–
MSFTMicrosoft CorpStock$1.68K–
DFSDiscover Financial ServicesCOM$1.54K–
NXHNeighborhood Intelligence, Inc.COM–$1.21K
LULUlululemon athletica inc.Stock$540–
TSLATesla, Inc.Stock$520–
CHPTChargePoint Holdings, Inc.COM CL A–$284
GOOGLAlphabet Inc.Stock$27–
ONOn Semiconductor CorpStock–$24
TTDTrade Desk, Inc.Stock$20–

Sold out since Q1 2023 (82)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF60,193$6.65M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP56,852$4.78M0.1%–
CLVTClarivate PLCORD SHS481,038$4.51M0.1%History
BARGraniteShares Gold TrustSHS BEN INT118,715$2.32M<0.1%History
PIImpinj IncCOM14,486$1.96M<0.1%History
HRBH&R Block IncCOM51,715$1.82M<0.1%History
RGLDRoyal Gold IncStock9,595$1.24M<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A56,596$1.06M<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT88,598$904.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM66,510$800.1K<0.1%History
SANMSanmina CorpCOM11,449$691.6K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG21,379$635.0K<0.1%–
AMPSAltus Power, Inc.COM CL A103,978$569.8K<0.1%History
CPBCAMPBELL'S CoCOM9,807$539.1K<0.1%History
TRIThomson Reuters CorpCOM NEW3,617$469.6K<0.1%History
BALLBALL CorpCOM8,033$442.7K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%History
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%History
LOVELovesac CoCOM13,255$383.1K<0.1%History
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%–
CROXCrocs, Inc.COM2,712$342.9K<0.1%History
TDYTeledyne Technologies IncCOM777$342.3K<0.1%History
iShares Tr464289867CORE 60 BALA ETF6,667$333.6K<0.1%–
PKGPackaging Corp of AmericaStock2,391$331.8K<0.1%History
First Rep BK San Francisco C33616C100COM23,095$323.1K<0.1%–
Crane Hldgs Co224441113COMMON STOCK8,304$323.0K<0.1%–
LENLennar CorpCL A3,076$323.0K<0.1%History
BCBrunswick CorpCOM3,885$318.6K<0.1%History
AAgilent Technologies, Inc.COM2,250$311.3K<0.1%History
DDSDillard's, Inc.CL A1,000$307.7K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,017$299.5K<0.1%–
MOSMosaic CoCOM6,155$282.4K<0.1%History
AAAlcoa CorpStock6,624$281.9K<0.1%History
CVECenovus Energy Inc.COM16,105$281.2K<0.1%History
WDSWoodside Energy Group LtdADR12,059$270.5K<0.1%History
GMABGenmab A/SSPONSORED ADS6,710$253.4K<0.1%History
BNOUnited States Brent Oil Fund, LPETF9,500$252.5K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,275$247.3K<0.1%–
TRPTC Energy CorpCOM6,099$237.3K<0.1%History
MKC.VMcCormick & Co IncCOM VTG2,840$234.6K<0.1%History
PIIPolaris Inc.Stock2,109$233.3K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM19,600$230.1K<0.1%History
DMDesktop Metal, Inc.COM CL A100,000$230.0K<0.1%History
HUNHuntsman CORPCOM8,390$229.6K<0.1%History
EPAMEPAM Systems, Inc.COM771$228.3K<0.1%History
CMCCommercial Metals CoStock4,655$227.6K<0.1%History
ROKURoku, IncCOM CL A3,445$225.9K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,790$225.1K<0.1%–
LILi Auto Inc.SPONSORED ADS9,000$224.6K<0.1%History
NVMINova Ltd.COM2,125$222.0K<0.1%History
ILMNIllumina, Inc.COM950$220.9K<0.1%History
MDBMongoDB, Inc.CL A945$220.3K<0.1%History
TERTeradyne, IncStock2,043$219.7K<0.1%History
ANDEAndersons, Inc.COM5,300$219.0K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock5,220$214.0K<0.1%–
AVAAvista CorpCOM5,038$213.9K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,300$213.8K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,220$211.6K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,189$209.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,050$203.7K<0.1%History
BKRBaker Hughes CoCL A7,038$203.1K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,340$201.9K<0.1%–
PLABPhotronics IncCOM10,250$169.9K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$139.1K<0.1%–
SRTSSensus Healthcare, Inc.COM24,250$126.3K<0.1%History
RESRPC IncCOM14,770$113.6K<0.1%History
ICLICL Group Ltd.SHS16,653$113.2K<0.1%History
Chegg, Inc163092AD1NOTE 0.125% 3/1–$104.9K<0.1%–
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT13,600$103.9K<0.1%–
LUNALuna Innovations IncCOM14,092$101.3K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK11,677$93.8K<0.1%History
EPMEvolution Petroleum CorpCOM13,500$85.2K<0.1%History
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$81.8K<0.1%–
BTGB2GOLD CorpCOM15,000$59.1K<0.1%History
HBIHanesbrands Inc.COM10,870$57.2K<0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$42.2K<0.1%–
ELBMElectra Battery Materials CorpCOM NEW13,667$28.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW66,500$8.29K<0.1%History
CYPHCypherpunk Technologies Inc.COM11,000$3.74K<0.1%History
LITSLite Strategy, Inc.COM NEW10,000$2.29K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202322,090$683<0.1%–