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D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,327
+26 vs. Q4 2022
Portfolio value
$8.89B
+$412.5M (+4.9%) vs. Q4 2022
Filed
Apr 25, 2023
SEC
Holdings of D.A. Davidson & Co. in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Value ETF922908744ETF4,685,024$647.0M7.3%−108,798−2.3%Reduced–
Vanguard Morningstar Growth ETF922908736ETF1,950,676$486.6M5.5%+84,421+4.5%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF5,871,993$363.8M4.1%+88,351+1.5%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,783,653$277.4M3.1%+69,636+2.6%Added–
AAPLApple Inc.Stock1,529,156$252.1M2.8%−62,665−3.9%ReducedHistory
MSFTMicrosoft CorpStock713,821$205.7M2.3%+5,530+0.8%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF3,334,726$150.6M1.7%+4,269+0.1%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF4,233,699$137.6M1.5%+151,548+3.7%Added–
iShares Tr464287630RUS 2000 VAL ETF946,667$129.7M1.5%+2,507+0.3%Added–
Vanguard Short-Term Bond ETF921937827ETF1,388,195$106.2M1.2%+29,408+2.2%Added–
iShares Russell 2000 Growth ETF464287648ETF429,366$97.4M1.1%+11,756+2.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF473,156$96.6M1.1%+5,582+1.2%Added–
iShares Russell 1000 Growth ETF464287614ETF384,153$93.9M1.1%+5,011+1.3%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF839,010$86.2M1.0%+551+0.1%Added–
JNJJohnson & JohnsonStock539,734$83.6M0.9%+3,126+0.6%AddedHistory
BRK.BBerkshire Hathaway IncStock264,072$81.5M0.9%−5,476−2.0%ReducedHistory
COSTCostco Wholesale CorpStock158,547$78.8M0.9%−7,467−4.5%ReducedHistory
PEPPepsiCo IncStock426,676$77.8M0.9%−8,346−1.9%ReducedHistory
VVisa Inc.Stock333,282$75.0M0.8%−2,659−0.8%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF958,679$70.1M0.8%+113,962+13.5%Added–
iShares Core S&P 500 ETF464287200ETF166,308$68.3M0.8%+1,079+0.7%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF944,646$67.6M0.8%+25,644+2.8%Added–
MRKMerck & Co., Inc.Stock608,950$64.8M0.7%−13,785−2.2%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF613,420$64.7M0.7%−129,023−17.4%Reduced–
RTXRTX CorpStock633,748$62.1M0.7%+13,921+2.2%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF453,137$56.2M0.6%+3,176+0.7%Added–
QCOMQualcomm IncStock440,462$56.2M0.6%+6,840+1.6%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF1,373,305$55.5M0.6%+59,543+4.5%Added–
ADPAutomatic Data Processing IncStock248,092$55.2M0.6%−5,509−2.2%ReducedHistory
AVGOBroadcom Inc.Stock86,057$55.2M0.6%−102−0.1%ReducedHistory
AMZNAmazon Com IncStock529,333$54.7M0.6%−22,418−4.1%ReducedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF2,308,958$53.2M0.6%+19,668+0.9%Added–
CMICummins IncStock217,289$51.9M0.6%+4,317+2.0%AddedHistory
JPMJPMorgan Chase & CoStock383,360$49.9M0.6%+7,257+1.9%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF314,361$49.3M0.6%+1,603+0.5%Added–
AMGNAmgen IncStock202,541$49.0M0.6%+8,282+4.3%AddedHistory
SBUXStarbucks CorpStock466,335$48.5M0.5%−14,456−3.0%ReducedHistory
NVSNovartis AGADR517,409$47.6M0.5%+29,725+6.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF126,054$47.4M0.5%+4,845+4.0%Added–
CVXChevron CorpStock283,809$46.3M0.5%−153−0.1%ReducedHistory
CBChubb LtdStock237,781$46.2M0.5%−2,932−1.2%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF281,210$43.3M0.5%+13,451+5.0%Added–
ABBVAbbVie Inc.Stock258,970$41.2M0.5%−33,381−11.4%ReducedHistory
NEENextera Energy IncStock534,900$41.2M0.5%+25,406+5.0%AddedHistory
XOMExxonMobil Holdings CorpCOM358,805$39.3M0.4%−4,234−1.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF121,848$39.1M0.4%+14,313+13.3%Added–
DISWalt Disney CoStock383,314$38.4M0.4%+11,389+3.1%AddedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF734,428$38.0M0.4%+19,753+2.8%Added–
SPGIS&P Global Inc.Stock109,417$37.7M0.4%+3,388+3.2%AddedHistory
GOOGLAlphabet Inc.Stock363,075$37.7M0.4%−3,272−0.9%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF88,409$36.1M0.4%−14,867−14.4%ReducedHistory
BRK.ABerkshire Hathaway IncCL A76$35.4M0.4%−1−1.3%ReducedHistory
UPSUnited Parcel Service IncStock181,891$35.3M0.4%+10,909+6.4%AddedHistory
UNPUnion Pacific CorpStock165,251$33.2M0.4%−2,900−1.7%ReducedHistory
CVSCVS Health CorpStock412,777$30.7M0.3%−14,279−3.3%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE415,617$29.9M0.3%+2,930+0.7%Added–
MCDMcDonalds CorpStock105,204$29.4M0.3%−2,938−2.7%ReducedHistory
ACNAccenture plcStock101,308$28.9M0.3%−1,995−1.9%ReducedHistory
iShares Inc464286681MSCI EQUAL WEITE382,237$28.9M0.3%−26,354−6.4%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F519,859$28.7M0.3%+17,066+3.4%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW480,149$28.6M0.3%+241,903+101.5%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF384,328$28.0M0.3%+49,651+14.8%Added–
CSCOCisco Systems, Inc.Stock530,779$27.7M0.3%+12,171+2.3%AddedHistory
PFEPfizer IncStock674,337$27.5M0.3%−61,971−8.4%ReducedHistory
NVDANVIDIA CorpStock98,765$27.4M0.3%−5,577−5.3%ReducedHistory
LOWLowes Companies IncStock135,861$27.1M0.3%+8,886+7.0%AddedHistory
PGProcter & Gamble CoStock180,704$26.9M0.3%−16,164−8.2%ReducedHistory
INTCIntel CorpStock813,280$26.6M0.3%−158,409−16.3%ReducedHistory
GOOGAlphabet Inc.Stock248,055$25.8M0.3%+5,766+2.4%AddedHistory
BABoeing CoStock120,377$25.6M0.3%−4,430−3.5%ReducedHistory
Ssga Active ETF Tr78467V103ST STR REAL ETF872,887$24.1M0.3%+14,215+1.7%Added–
iShares Core S&P Small Cap ETF464287804ETF245,166$23.7M0.3%−13,354−5.2%Reduced–
SYKStryker CorpStock81,528$23.3M0.3%−45−0.1%ReducedHistory
IBMInternational Business Machines CorpStock176,184$23.1M0.3%−733−0.4%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF92,162$23.1M0.3%−6,085−6.2%Reduced–
First Tr Exchange-Traded FD33734H106SHS537,890$21.6M0.2%+79,339+17.3%Added–
DEDeere & CoStock51,350$21.2M0.2%+4,927+10.6%AddedHistory
BMYBristol Myers Squibb CoStock304,707$21.1M0.2%+10,382+3.5%AddedHistory
iShares Russell Midcap ETF464287499ETF296,220$20.7M0.2%+3,173+1.1%Added–
LMTLockheed Martin CorpStock43,469$20.6M0.2%−134−0.3%ReducedHistory
ADSKAutodesk, Inc.COM97,614$20.3M0.2%−873−0.9%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock158,573$20.2M0.2%+420+0.3%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF428,372$20.1M0.2%+1,413+0.3%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF438,234$19.8M0.2%+8,180+1.9%Added–
HDHome Depot, Inc.Stock65,803$19.4M0.2%−3,299−4.8%ReducedHistory
VZVerizon Communications IncStock488,515$19.0M0.2%+11,495+2.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF263,955$18.9M0.2%−12,340−4.5%Reduced–
TGTTarget CorpStock112,171$18.6M0.2%+536+0.5%AddedHistory
BXBlackstone Inc.COM209,030$18.3M0.2%−1,471−0.7%ReducedHistory
iShares Russell 2000 ETF464287655ETF100,566$17.9M0.2%−1,254−1.2%Reduced–
KMBKimberly Clark CorpStock130,315$17.5M0.2%+4,351+3.5%AddedHistory
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT753,969$17.4M0.2%+26,393+3.6%Added–
FISVFiserv IncStock153,801$17.4M0.2%+4,089+2.7%AddedHistory
ADBEAdobe Inc.Stock44,512$17.1M0.2%−223−0.5%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF231,990$17.1M0.2%+59,190+34.3%Added–
KOCoca Cola CoStock272,813$16.9M0.2%+1,574+0.6%AddedHistory
ABTAbbott LaboratoriesStock164,506$16.6M0.2%+1,332+0.8%AddedHistory
NKENIKE, Inc.Stock135,479$16.6M0.2%−10,633−7.3%ReducedHistory
iShares Tr46434V613CORE UNIVRSL USD359,583$16.6M0.2%−462−0.1%Reduced–
GDGeneral Dynamics CorpStock72,487$16.5M0.2%+984+1.4%AddedHistory

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2023
SecurityClassPutsCalls
RYRoyal Bank of CanadaStock$44.5K–
WSMWilliams Sonoma IncCOM$44.1K–
BMOBank of MontrealCOM$30.6K–
ODFLOld Dominion Freight Line, Inc.COM$29.3K–
LENLennar CorpCL A$14.9K–
DDSDillard's, Inc.CL A$9.34K–
DKSDick's Sporting Goods, Inc.Stock$9.06K–
NVDANVIDIA CorpStock$7.10K–
TDToronto Dominion BankStock$6.12K–
BSMBlack Stone Minerals, L.P.COM UNIT–$5.30K
LSTRLandstar System IncCOM$5.16K–
CMGChipotle Mexican Grill IncCOM$3.66K–
CATCaterpillar IncStock$3.54K–
GOLFAcushnet Holdings Corp.COM$3.20K–
GLDSPDR Gold TrustETF–$3.14K
ETSYEtsy IncCOM$2.81K–
Ssga Active ETF Tr78467V608ST STR BL LN ETF$1.76K–
CROXCrocs, Inc.COM$1.41K–
AAPLApple Inc.Stock$840–
NXHNeighborhood Intelligence, Inc.COM–$465

Sold out since Q4 2022 (72)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Atlas CorpY0436Q109SHARES356,343$5.47M0.1%–
UMPQUmpqua Holdings CorpCOM275,674$4.92M0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE95,641$3.41M<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF61,218$2.88M<0.1%–
iShares Tr46435U135CYBERSECURITY52,503$1.73M<0.1%–
iShares Inc46434G822MSCI JAPAN ETF22,014$1.20M<0.1%–
iShares Inc464286806MSCI GERMANY ETF46,483$1.15M<0.1%–
LAZLazard, Inc.SHS A28,514$988.6K<0.1%History
SMGScotts Miracle-Gro CoStock19,608$952.8K<0.1%History
State Street SPDR Portfolio S&P 500 ETF78464A854ETF19,274$866.9K<0.1%–
SPDR Series Trust78464A672ST INTER ETF30,212$853.2K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF14,213$834.9K<0.1%–
iShares Inc464286392MSCI WORLD ETF7,123$778.2K<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF18,206$729.0K<0.1%–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF27,298$688.2K<0.1%–
DYDycom Industries IncCOM6,305$590.1K<0.1%History
INVEINVE Technologies, Inc.COM NEW75,097$543.7K<0.1%History
UCTTUltra Clean Holdings, Inc.COM15,265$506.0K<0.1%History
COUPCoupa Software IncCOM5,979$473.4K<0.1%History
Motley Fool Small-Cap Growth ETF74933W874ETF16,887$412.9K<0.1%–
PAYAPaya Holdings Inc.COM CL A52,100$410.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,340$397.0K<0.1%–
iShares Tr464288257MSCI ACWI ETF4,464$379.0K<0.1%–
SWAVShockwave Medical, Inc.COM1,792$368.5K<0.1%History
SRCE1st Source CorpCOM6,917$367.2K<0.1%History
POSTPost Holdings, Inc.COM3,879$350.1K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT14,166$333.2K<0.1%–
CLFDClearfield, Inc.COM3,459$325.6K<0.1%History
FRMEFirst Merchants CorpCOM7,825$321.7K<0.1%History
HALOHalozyme Therapeutics, Inc.COM4,944$281.3K<0.1%History
CALXCalix, IncCOM4,037$276.3K<0.1%History
CHGGChegg, IncCOM10,778$272.4K<0.1%History
FAFFirst American Financial CorpStock5,126$269.0K<0.1%History
J P Morgan Exchange Traded F46641Q324INTERNL GWT5,000$262.6K<0.1%–
DLTRDollar Tree, Inc.COM1,815$256.7K<0.1%History
LTHLife Time Group Holdings, Inc.COMMON STOCK20,000$239.2K<0.1%History
RVTYRevvity, Inc.COM1,662$233.2K<0.1%History
WOLFWolfspeed, Inc.Stock3,297$227.6K<0.1%History
TAGSTeucrium Commodity TrustAGRICULTURE FD7,258$227.3K<0.1%History
iShares Tr4642886613 7 YR TREAS BD1,949$224.1K<0.1%–
BNBROOKFIELD CorpCL A LTD VT SH6,982$219.8K<0.1%History
STBAS&T Bancorp IncCOM6,312$215.7K<0.1%History
BANRBanner CorpCOM NEW3,379$213.6K<0.1%History
DINOHF Sinclair CorpCOM4,100$212.7K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM720$209.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,764$207.9K<0.1%History
JKHYJack Henry & Associates IncStock1,172$207.5K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD4,135$203.0K<0.1%–
NIDNuveen Intermediate Duration Municipal Term FundCOM15,361$201.5K<0.1%History
NWLNewell Brands Inc.Stock14,875$194.6K<0.1%History
HPEHewlett Packard Enterprise CoCOM11,646$185.9K<0.1%History
CGCCanopy Growth CorpCOM80,345$185.6K<0.1%History
SKTTanger Inc.COM10,036$180.1K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT11,775$175.9K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF16,088$172.8K<0.1%History
NPCTNuveen Core Plus Impact FundCOM BEN INT16,650$172.5K<0.1%History
IIMInvesco Value Municipal Income TrustCOM13,858$167.0K<0.1%History
Nuveen Calif Select Tax Free67063R103SH BEN INT10,877$156.1K<0.1%–
ALTGAlta Equipment Group Inc.COMMON STOCK11,040$145.6K<0.1%History
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$144.7K<0.1%–
FLWS1 800 Flowers Com IncCL A14,728$140.8K<0.1%History
JRINuveen Real Asset Income & Growth FundCOM10,405$121.7K<0.1%History
AGNTAGNT, Inc.COM10,808$119.8K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD14,628$116.7K<0.1%History
LUMNLumen Technologies, Inc.Stock17,294$90.3K<0.1%History
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT10,100$78.8K<0.1%History
TLSTelos CorpCOM12,011$61.1K<0.1%History
PBIPitney Bowes IncCOM11,707$44.5K<0.1%History
TOONKartoon Studios, Inc.COM26,398$12.3K<0.1%History
RDHLRedHill Biopharma Ltd.SPONSORED ADS10,500$1.47K<0.1%History
TWAVTaoWeave, Inc.COM10,000$1.18K<0.1%History
Quanergy Systems, Inc.74764U112*W EXP 02/01/20240,000$40<0.1%–