D.A. Davidson & Co.

SEC CIK: 0001080107
Latest filing: Jul 24, 2026

SEC filings (opens in a new tab)

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.

Positions: 1,327; +26 vs. Q4 2022
Portfolio value: $8.89B; +$412.5M (+4.9%) vs. Q4 2022
Filed: Apr 25, 2023; SEC

Holdings of D.A. Davidson & Co. in Q1 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
CATCaterpillar Inc	Stock	71,561	$16.4M	0.2%	+15,420+27.5%	Added	History
WMTWalmart Inc.	Stock	110,173	$16.2M	0.2%	+2,610+2.4%	Added	History
TSLATesla, Inc.	Stock	77,937	$16.2M	0.2%	+15,647+25.1%	Added	History
UNHUnitedHealth Group Inc	Stock	33,901	$16.0M	0.2%	−434−1.3%	Reduced	History
BACBank of America Corp	Stock	532,779	$15.2M	0.2%	+61,101+13.0%	Added	History
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	101,739	$14.7M	0.2%	+37,121+57.4%	Added	–
USBUS Bancorp DE	COM NEW	395,500	$14.2M	0.2%	+21,427+5.7%	Added	History
First Trust Rising Dividend Achievers ETF33738R506	ETF	313,514	$14.1M	0.2%	+6,753+2.2%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	74,025	$14.0M	0.2%	+3,849+5.5%	Added	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	182,016	$13.2M	0.1%	+86,952+91.5%	Added	–
MMM3M Co	Stock	122,794	$12.9M	0.1%	+995+0.8%	Added	History
iShares Tips Bond ETF464287176	ETF	116,563	$12.9M	0.1%	+4,096+3.6%	Added	–
LLYEli Lilly & Co	Stock	37,197	$12.8M	0.1%	−3,416−8.4%	Reduced	History
SCHWSchwab Charles Corp	Stock	242,519	$12.7M	0.1%	+48,867+25.2%	Added	History
AMTAmerican Tower Corp	REIT	62,042	$12.7M	0.1%	+646+1.1%	Added	History
VLOValero Energy Corp	Stock	90,867	$12.6M	0.1%	−15,213−14.3%	Reduced	History
First Tr Exchange-Traded FD33733E203	NY ARCA BIOTECH	80,994	$12.6M	0.1%	−37,539−31.7%	Reduced	–
Vanguard Scottsdale FDS92206C680	VNG RUS1000GRW	197,980	$12.4M	0.1%	−1,057−0.5%	Reduced	–
ORealty Income Corp	REIT	193,155	$12.2M	0.1%	+31,013+19.1%	Added	History
ProShares Tr74348A467	S&P 500 DV ARIST	132,435	$12.1M	0.1%	+1,529+1.2%	Added	–
PCARPaccar Inc	COM	163,580	$12.0M	0.1%	+47,557+41.0%	Added	History
TROWPrice T Rowe Group Inc	Stock	104,674	$11.8M	0.1%	+1,485+1.4%	Added	History
PWRQuanta Services, Inc.	COM	70,852	$11.8M	0.1%	−3,030−4.1%	Reduced	History
TAT&T Inc.	Stock	610,669	$11.8M	0.1%	+22,381+3.8%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	231,431	$11.6M	0.1%	−728,393−75.9%	Reduced	–
GSGoldman Sachs Group Inc	Stock	35,473	$11.6M	0.1%	+1,795+5.3%	Added	History
LADLithia Motors Inc	COM	50,664	$11.6M	0.1%	−43,206−46.0%	Reduced	History
STZConstellation Brands, Inc.	Stock	50,728	$11.5M	0.1%	−1,615−3.1%	Reduced	History
METAMeta Platforms, Inc.	Stock	53,869	$11.4M	0.1%	−3,244−5.7%	Reduced	History
NTRNutrien Ltd.	COM	154,084	$11.3M	0.1%	−6,861−4.3%	Reduced	History
Vanguard Whitehall FDS921946810	INTL DVD ETF	152,529	$11.2M	0.1%	+28,587+23.1%	Added	–
WMWaste Management Inc	Stock	68,644	$11.2M	0.1%	+20,185+41.7%	Added	History
Invesco Exch Traded FD Tr II46138G508	SR LN ETF	530,379	$11.0M	0.1%	+17,129+3.3%	Added	–
MOAltria Group, Inc.	Stock	246,611	$11.0M	0.1%	+4,257+1.8%	Added	History
ARCCAres Capital Corp	CEF	591,982	$10.8M	0.1%	+66,352+12.6%	Added	History
COPConocoPhillips	Stock	106,350	$10.6M	0.1%	+629+0.6%	Added	History
First Tr Exchange-Traded FD33734X168	MATERIALS ALPH	160,420	$10.5M	0.1%	+156,762+4,285.5%	Added	–
CCKCrown Holdings, Inc.	COM	126,410	$10.5M	0.1%	−8,521−6.3%	Reduced	History
ATVIActivision Blizzard, Inc.	COM	120,762	$10.3M	0.1%	−10,014−7.7%	Reduced	History
MDTMedtronic plc	Stock	126,911	$10.2M	0.1%	+12,583+11.0%	Added	History
SHELShell plc	ADR	177,002	$10.2M	0.1%	+8,657+5.1%	Added	History
MAMastercard Inc	Stock	27,959	$10.1M	0.1%	−4,255−13.2%	Reduced	History
Vanguard Health Care ETF92204A504	ETF	42,405	$10.1M	0.1%	+246+0.6%	Added	–
State Street Energy Select Sector SPDR ETF81369Y506	ETF	121,904	$10.1M	0.1%	+16,842+16.0%	Added	–
Vanguard Index FDS922908652	EXTEND MKT ETF	70,934	$9.94M	0.1%	−3,393−4.6%	Reduced	–
Vanguard Real Estate ETF922908553	ETF	119,490	$9.92M	0.1%	+10,387+9.5%	Added	–
ALKAlaska Air Group, Inc.	COM	234,960	$9.86M	0.1%	+25,063+11.9%	Added	History
EPDEnterprise Products Partners L.P.	Stock	377,540	$9.78M	0.1%	−17,100−4.3%	Reduced	History
MGMMGM Resorts International	Stock	220,793	$9.76M	0.1%	+3,900+1.8%	Added	History
PPGPPG Industries Inc	Stock	71,542	$9.56M	0.1%	+5,559+8.4%	Added	History
Vanguard Morningstar Mid-Cap ETF922908629	ETF	45,302	$9.55M	0.1%	+4,862+12.0%	Added	–
HONHoneywell International Inc	COM	49,891	$9.53M	0.1%	−5,321−9.6%	Reduced	History
CRMSalesforce, Inc.	Stock	47,333	$9.46M	0.1%	+7,800+19.7%	Added	History
GLDSPDR Gold Trust	ETF	51,091	$9.36M	0.1%	+11,982+30.6%	Added	History
OPCHOption Care Health, Inc.	COM NEW	294,598	$9.34M	0.1%	−18,902−6.0%	Reduced	History
WisdomTree Tr97717W380	INTRST RATE HDGE	214,400	$9.33M	0.1%	+26,479+14.1%	Added	–
DUKDuke Energy CORP	Stock	96,534	$9.31M	0.1%	+7,178+8.0%	Added	History
iShares Tr464288638	ISHS 5-10YR INVT	180,761	$9.27M	0.1%	−21,647−10.7%	Reduced	–
EMREmerson Electric Co	Stock	106,259	$9.24M	0.1%	−4,951−4.5%	Reduced	History
Vanguard Admiral FDS Inc921932885	MIDCP 400 IDX	108,917	$9.22M	0.1%	+12,425+12.9%	AddedConverted for a 2-for-1 split	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	57,796	$9.17M	0.1%	+448+0.8%	Added	–
DHIHorton D R Inc	COM	93,973	$9.15M	0.1%	+7,925+9.2%	Added	History
STTState Street Corp	COM	120,729	$9.13M	0.1%	−13,844−10.3%	Reduced	History
PLDPrologis, Inc.	REIT	72,812	$9.08M	0.1%	+19,305+36.1%	Added	History
iShares Tr464288802	ESG OPTIMIZED	103,121	$9.05M	0.1%	+3,979+4.0%	Added	–
ALCAlcon Inc	Stock	128,264	$9.05M	0.1%	−2,384−1.8%	Reduced	History
KMIKinder Morgan, Inc.	Stock	515,614	$9.02M	0.1%	+3,832+0.7%	Added	History
AWRAmerican States Water Co	COM	101,167	$8.99M	0.1%	−1,190−1.2%	Reduced	History
Vanguard Energy ETF92204A306	ETF	78,220	$8.94M	0.1%	−717−0.9%	Reduced	–
ORCLOracle Corp	Stock	96,210	$8.93M	0.1%	−1,761−1.8%	Reduced	History
Vanguard Morningstar Mid-Cap Value ETF922908512	ETF	66,047	$8.85M	0.1%	−387−0.6%	Reduced	–
VMIValmont Industries Inc	COM	27,736	$8.85M	0.1%	+184+0.7%	Added	History
WYWeyerhaeuser Co	COM NEW	293,375	$8.83M	0.1%	−12,871−4.2%	Reduced	History
PMPhilip Morris International Inc.	Stock	90,852	$8.83M	0.1%	−4,222−4.4%	Reduced	History
DVNDevon Energy Corp	Stock	174,464	$8.81M	0.1%	+63,372+57.0%	Added	History
LINLinde PLC	Stock	24,698	$8.78M	0.1%	−598−2.4%	Reduced	History
Vanguard Scottsdale FDS92206C409	SHRT TRM CORP BD	114,037	$8.69M	0.1%	−28,089−19.8%	Reduced	–
Vanguard World FD921910816	MEGA GRWTH IND	42,476	$8.69M	0.1%	−519−1.2%	Reduced	–
DOWDow Inc.	Stock	156,407	$8.57M	0.1%	+8,101+5.5%	Added	History
GLWCorning Inc	COM	241,633	$8.52M	0.1%	+5,958+2.5%	Added	History
Vanguard Ftse All-World Ex-US Index Fund922042775	ETF	154,870	$8.28M	0.1%	−10,470−6.3%	Reduced	–
AIGAmerican International Group, Inc.	Stock	164,715	$8.27M	0.1%	−6,550−3.8%	Reduced	History
FDXFedEx Corp	Stock	36,191	$8.27M	0.1%	+529+1.5%	Added	History
AMATApplied Materials Inc	Stock	67,047	$8.23M	0.1%	+2,916+4.5%	Added	History
iShares Tr464287234	MSCI EMG MKT ETF	206,728	$8.16M	0.1%	−28,856−12.2%	Reduced	–
PYPLPayPal Holdings, Inc.	Stock	107,285	$8.15M	0.1%	+10,293+10.6%	Added	History
SYYSysco Corp	Stock	104,937	$8.10M	0.1%	+3,820+3.8%	Added	History
Vanguard Malvern FDS922020805	STRM INFPROIDX	167,842	$8.03M	0.1%	+2,008+1.2%	Added	–
WFCWells Fargo & Company	Stock	214,505	$8.02M	0.1%	−20,791−8.8%	Reduced	History
PRUPrudential Financial Inc	Stock	96,494	$7.98M	0.1%	+2,083+2.2%	Added	History
WCCWesco International Inc	COM	51,680	$7.95M	0.1%	+11,310+28.0%	Added	History
Vanguard Morningstar Large-Cap ETF922908637	ETF	42,281	$7.90M	0.1%	−1,098−2.5%	Reduced	–
UMHUmh Properties, Inc.	COM	529,711	$7.83M	0.1%	+105,739+24.9%	Added	History
CLColgate Palmolive Co	Stock	103,834	$7.80M	0.1%	−7,339−6.6%	Reduced	History
First Tr Exchange-Traded FD336917109	SHS	219,472	$7.79M	0.1%	+42,906+24.3%	Added	–
BDXBecton Dickinson & Co	Stock	31,434	$7.78M	0.1%	+390+1.3%	Added	History
GPCGenuine Parts Co	Stock	45,403	$7.59M	0.1%	−5,736−11.2%	Reduced	History
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	158,446	$7.58M	0.1%	−3,939−2.4%	Reduced	–
Vanguard Morningstar Mid-Cap Growth ETF922908538	ETF	38,194	$7.44M	0.1%	+153+0.4%	Added	–
GILDGilead Sciences, Inc.	Stock	89,614	$7.43M	0.1%	−5,767−6.0%	Reduced	History

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2023
Security	Class	Puts	Calls
RYRoyal Bank of Canada	Stock	$44.5K	–
WSMWilliams Sonoma Inc	COM	$44.1K	–
BMOBank of Montreal	COM	$30.6K	–
ODFLOld Dominion Freight Line, Inc.	COM	$29.3K	–
LENLennar Corp	CL A	$14.9K	–
DDSDillard's, Inc.	CL A	$9.34K	–
DKSDick's Sporting Goods, Inc.	Stock	$9.06K	–
NVDANVIDIA Corp	Stock	$7.10K	–
TDToronto Dominion Bank	Stock	$6.12K	–
BSMBlack Stone Minerals, L.P.	COM UNIT	–	$5.30K
LSTRLandstar System Inc	COM	$5.16K	–
CMGChipotle Mexican Grill Inc	COM	$3.66K	–
CATCaterpillar Inc	Stock	$3.54K	–
GOLFAcushnet Holdings Corp.	COM	$3.20K	–
GLDSPDR Gold Trust	ETF	–	$3.14K
ETSYEtsy Inc	COM	$2.81K	–
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	$1.76K	–
CROXCrocs, Inc.	COM	$1.41K	–
AAPLApple Inc.	Stock	$840	–
NXHNeighborhood Intelligence, Inc.	COM	–	$465

Sold out since Q4 2022 (72)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2022
Security	Class	Shares in Q4 2022	Value in Q4 2022	% of portfolio in Q4 2022	History
Atlas CorpY0436Q109	SHARES	356,343	$5.47M	0.1%	–
UMPQUmpqua Holdings Corp	COM	275,674	$4.92M	0.1%	History
VanEck ETF Trust92189F791	JUNIOR GOLD MINE	95,641	$3.41M	<0.1%	–
SPDR Series Trust78468R739	ST NUVE TERM ETF	61,218	$2.88M	<0.1%	–
iShares Tr46435U135	CYBERSECURITY	52,503	$1.73M	<0.1%	–
iShares Inc46434G822	MSCI JAPAN ETF	22,014	$1.20M	<0.1%	–
iShares Inc464286806	MSCI GERMANY ETF	46,483	$1.15M	<0.1%	–
LAZLazard, Inc.	SHS A	28,514	$988.6K	<0.1%	History
SMGScotts Miracle-Gro Co	Stock	19,608	$952.8K	<0.1%	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	19,274	$866.9K	<0.1%	–
SPDR Series Trust78464A672	ST INTER ETF	30,212	$853.2K	<0.1%	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	14,213	$834.9K	<0.1%	–
iShares Inc464286392	MSCI WORLD ETF	7,123	$778.2K	<0.1%	–
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	18,206	$729.0K	<0.1%	–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259	ETF	27,298	$688.2K	<0.1%	–
DYDycom Industries Inc	COM	6,305	$590.1K	<0.1%	History
INVEINVE Technologies, Inc.	COM NEW	75,097	$543.7K	<0.1%	History
UCTTUltra Clean Holdings, Inc.	COM	15,265	$506.0K	<0.1%	History
COUPCoupa Software Inc	COM	5,979	$473.4K	<0.1%	History
Motley Fool Small-Cap Growth ETF74933W874	ETF	16,887	$412.9K	<0.1%	–
PAYAPaya Holdings Inc.	COM CL A	52,100	$410.0K	<0.1%	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	4,340	$397.0K	<0.1%	–
iShares Tr464288257	MSCI ACWI ETF	4,464	$379.0K	<0.1%	–
SWAVShockwave Medical, Inc.	COM	1,792	$368.5K	<0.1%	History
SRCE1st Source Corp	COM	6,917	$367.2K	<0.1%	History
POSTPost Holdings, Inc.	COM	3,879	$350.1K	<0.1%	History
Flexshares Tr33939L506	IBOXX 3R TARGT	14,166	$333.2K	<0.1%	–
CLFDClearfield, Inc.	COM	3,459	$325.6K	<0.1%	History
FRMEFirst Merchants Corp	COM	7,825	$321.7K	<0.1%	History
HALOHalozyme Therapeutics, Inc.	COM	4,944	$281.3K	<0.1%	History
CALXCalix, Inc	COM	4,037	$276.3K	<0.1%	History
CHGGChegg, Inc	COM	10,778	$272.4K	<0.1%	History
FAFFirst American Financial Corp	Stock	5,126	$269.0K	<0.1%	History
J P Morgan Exchange Traded F46641Q324	INTERNL GWT	5,000	$262.6K	<0.1%	–
DLTRDollar Tree, Inc.	COM	1,815	$256.7K	<0.1%	History
LTHLife Time Group Holdings, Inc.	COMMON STOCK	20,000	$239.2K	<0.1%	History
RVTYRevvity, Inc.	COM	1,662	$233.2K	<0.1%	History
WOLFWolfspeed, Inc.	Stock	3,297	$227.6K	<0.1%	History
TAGSTeucrium Commodity Trust	AGRICULTURE FD	7,258	$227.3K	<0.1%	History
iShares Tr464288661	3 7 YR TREAS BD	1,949	$224.1K	<0.1%	–
BNBROOKFIELD Corp	CL A LTD VT SH	6,982	$219.8K	<0.1%	History
STBAS&T Bancorp Inc	COM	6,312	$215.7K	<0.1%	History
BANRBanner Corp	COM NEW	3,379	$213.6K	<0.1%	History
DINOHF Sinclair Corp	COM	4,100	$212.7K	<0.1%	History
MDGLMadrigal Pharmaceuticals, Inc.	COM	720	$209.0K	<0.1%	History
SWKStanley Black & Decker, Inc.	COM	2,764	$207.9K	<0.1%	History
JKHYJack Henry & Associates Inc	Stock	1,172	$207.5K	<0.1%	History
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	4,135	$203.0K	<0.1%	–
NIDNuveen Intermediate Duration Municipal Term Fund	COM	15,361	$201.5K	<0.1%	History
NWLNewell Brands Inc.	Stock	14,875	$194.6K	<0.1%	History
HPEHewlett Packard Enterprise Co	COM	11,646	$185.9K	<0.1%	History
CGCCanopy Growth Corp	COM	80,345	$185.6K	<0.1%	History
SKTTanger Inc.	COM	10,036	$180.1K	<0.1%	History
PDXPIMCO Dynamic Income Strategy Fund	COM SHS BEN INT	11,775	$175.9K	<0.1%	History
MUCBlackRock Muniholdings California Quality Fund, Inc.	CEF	16,088	$172.8K	<0.1%	History
NPCTNuveen Core Plus Impact Fund	COM BEN INT	16,650	$172.5K	<0.1%	History
IIMInvesco Value Municipal Income Trust	COM	13,858	$167.0K	<0.1%	History
Nuveen Calif Select Tax Free67063R103	SH BEN INT	10,877	$156.1K	<0.1%	–
ALTGAlta Equipment Group Inc.	COMMON STOCK	11,040	$145.6K	<0.1%	History
Biomarin Pharmaceutical Inc09061GAK7	NOTE 1.250% 5/1	–	$144.7K	<0.1%	–
FLWS1 800 Flowers Com Inc	CL A	14,728	$140.8K	<0.1%	History
JRINuveen Real Asset Income & Growth Fund	COM	10,405	$121.7K	<0.1%	History
AGNTAGNT, Inc.	COM	10,808	$119.8K	<0.1%	History
WEATTeucrium Commodity Trust	WHEAT FD	14,628	$116.7K	<0.1%	History
LUMNLumen Technologies, Inc.	Stock	17,294	$90.3K	<0.1%	History
AODabrdn Total Dynamic Dividend Fund	COM SH BEN INT	10,100	$78.8K	<0.1%	History
TLSTelos Corp	COM	12,011	$61.1K	<0.1%	History
PBIPitney Bowes Inc	COM	11,707	$44.5K	<0.1%	History
TOONKartoon Studios, Inc.	COM	26,398	$12.3K	<0.1%	History
RDHLRedHill Biopharma Ltd.	SPONSORED ADS	10,500	$1.47K	<0.1%	History
TWAVTaoWeave, Inc.	COM	10,000	$1.18K	<0.1%	History
Quanergy Systems, Inc.74764U112	*W EXP 02/01/202	40,000	$40	<0.1%	–