D.A. Davidson & Co.

SEC CIK: 0001080107
Latest filing: Jul 24, 2026

SEC filings (opens in a new tab)

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.

Positions: 1,327; +26 vs. Q4 2022
Portfolio value: $8.89B; +$412.5M (+4.9%) vs. Q4 2022
Filed: Apr 25, 2023; SEC

Holdings of D.A. Davidson & Co. in Q1 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
MSMorgan Stanley	Stock	84,836	$7.42M	0.1%	−2,836−3.2%	Reduced	History
IPInternational Paper Co	COM	203,493	$7.34M	0.1%	+6,423+3.3%	Added	History
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	107,146	$7.25M	0.1%	+210.0%	Added	–
CCDCalamos Dynamic Convertible & Income Fund	COM	338,370	$7.21M	0.1%	+17,695+5.5%	Added	History
GBCIGlacier Bancorp, Inc.	COM	171,137	$7.19M	0.1%	+8,365+5.1%	Added	History
ENBEnbridge Inc	Stock	187,525	$7.15M	0.1%	−10,703−5.4%	Reduced	History
VMWVmware LLC	CL A COM	57,246	$7.15M	0.1%	−6,324−9.9%	Reduced	History
EOGEOG Resources Inc	Stock	62,357	$7.13M	0.1%	−297−0.5%	Reduced	History
CSXCSX Corp	Stock	237,840	$7.11M	0.1%	−2,144−0.9%	Reduced	History
ECLEcolab Inc.	Stock	42,538	$7.04M	0.1%	+38,098+858.1%	Added	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	46,057	$6.96M	0.1%	−9,170−16.6%	Reduced	–
CMCSAComcast Corp	Stock	183,018	$6.94M	0.1%	+14,206+8.4%	Added	History
First Tr Exchange-Traded FD33733E831	INDXX AEROSPACE	307,388	$6.90M	0.1%	+307,388	New	–
PSXPhillips 66	Stock	67,544	$6.84M	0.1%	+578+0.9%	Added	History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833	ETF	68,852	$6.83M	0.1%	−41,778−37.8%	Reduced	–
ROKRockwell Automation, Inc	Stock	22,780	$6.68M	0.1%	−355−1.5%	Reduced	History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	60,193	$6.65M	0.1%	+60,193	New	–
FCXFreeport-McMoran Inc	Stock	161,931	$6.62M	0.1%	+9,918+6.5%	Added	History
iShares Core Dividend Growth ETF46434V621	ETF	131,480	$6.57M	0.1%	+8,295+6.7%	Added	–
GISGeneral Mills Inc	Stock	76,205	$6.51M	0.1%	+2,898+4.0%	Added	History
PANWPalo Alto Networks Inc	Stock	32,121	$6.41M	0.1%	+517+1.6%	Added	History
Capital Grp Fixed Incm ETF T14020Y102	CORE PLUS INCM	278,860	$6.36M	0.1%	+5,439+2.0%	Added	–
Vanguard World FD921910840	MEGA CAP VAL ETF	62,804	$6.34M	0.1%	−242−0.4%	Reduced	–
NEMNEWMONT Corp	Stock	127,825	$6.27M	0.1%	+3,490+2.8%	Added	History
iShares Tr46432F388	MSCI USA VALUE	67,488	$6.25M	0.1%	−2,194−3.1%	Reduced	–
iShares S&P 500 Growth ETF464287309	ETF	97,470	$6.23M	0.1%	−11,068−10.2%	Reduced	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	127,072	$6.20M	0.1%	−3,586−2.7%	Reduced	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	138,828	$6.18M	0.1%	−2,944−2.1%	Reduced	–
CHICalamos Convertible Opportunities & Income Fund	SH BEN INT	585,105	$6.16M	0.1%	+26,505+4.7%	Added	History
First Tr Exchange-Traded Alp33735K108	COM SHS	66,133	$6.15M	0.1%	−313−0.5%	Reduced	–
TMOThermo Fisher Scientific Inc.	Stock	10,534	$6.03M	0.1%	−20.0%	Reduced	History
iShares Tr46434V407	0-5YR HI YL CP	142,402	$5.94M	0.1%	+58,610+69.9%	Added	–
First Tr Exchange Traded FD33738R118	NASD TECH DIV	108,313	$5.86M	0.1%	+7,254+7.2%	Added	–
CAGConagra Brands Inc.	Stock	155,830	$5.85M	0.1%	+10,582+7.3%	Added	History
iShares Tr464288448	INTL SEL DIV ETF	212,512	$5.85M	0.1%	+7,503+3.7%	Added	–
iShares Tr464287515	EXPANDED TECH	18,735	$5.71M	0.1%	−78−0.4%	Reduced	–
Invesco Exchange Traded FD T46137V233	S&P 500 TOP 50	18,280	$5.68M	0.1%	+17,054+1,391.0%	Added	–
First Tr Exchange-Traded Alp33734Y109	COM SHS	70,249	$5.66M	0.1%	+633+0.9%	Added	–
iShares Inc46434G764	MSCI EMRG CHN	113,075	$5.58M	0.1%	+19,883+21.3%	Added	–
CHDChurch & Dwight Co Inc	COM	62,585	$5.53M	0.1%	+180.0%	Added	History
First Tr Exchange-Traded FD33734X176	TECH ALPHADEX	52,283	$5.50M	0.1%	−1,425−2.7%	Reduced	–
iShares Tr46434V456	MSCI INTL QUALTY	154,653	$5.46M	0.1%	+7,665+5.2%	Added	–
Vanguard Information Technology ETF92204A702	ETF	13,947	$5.38M	0.1%	−843−5.7%	Reduced	–
Capital Group Intl Focus EQT14019W109	SHS CREAT UNIT	231,503	$5.37M	0.1%	+17,331+8.1%	Added	–
TXNTexas Instruments Inc	Stock	28,805	$5.35M	0.1%	−206−0.7%	Reduced	History
NLYAnnaly Capital Management Inc	REIT	279,596	$5.34M	0.1%	+29,237+11.7%	Added	History
CMECME Group Inc.	COM	27,845	$5.33M	0.1%	+390+1.4%	Added	History
TTETotalEnergies SE	SPONSORED ADS	89,950	$5.31M	0.1%	−4,591−4.9%	Reduced	History
NOWServiceNow, Inc.	Stock	11,330	$5.27M	0.1%	+2,871+33.9%	Added	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	80,683	$5.26M	0.1%	−3,560−4.2%	Reduced	–
RIORio Tinto PLC	ADR	76,056	$5.22M	0.1%	+4,985+7.0%	Added	History
SOSouthern Co	Stock	74,736	$5.20M	0.1%	+4,064+5.8%	Added	History
CARRCarrier Global Corp	Stock	113,135	$5.17M	0.1%	−5,742−4.8%	Reduced	History
VFCV F Corp	Stock	224,384	$5.14M	0.1%	−145,805−39.4%	Reduced	History
LRCXLam Research Corp	COM	9,675	$5.13M	0.1%	−415−4.1%	Reduced	History
First Tr Exchange-Traded Alp33735B108	COM SHS	56,572	$5.09M	0.1%	+582+1.0%	Added	–
First Tr Exchange-Traded Alp33734K109	COM SHS	61,737	$4.97M	0.1%	+160.0%	Added	–
iShares Tr46436E874	IBONDS 24 TRM TS	204,135	$4.90M	0.1%	+41,061+25.2%	Added	–
GSKGSK plc	ADR	134,793	$4.79M	0.1%	+10,371+8.3%	Added	History
SPDR Ser Tr78464A813	S&P 600 SML CAP	56,852	$4.78M	0.1%	+1,443+2.6%	Added	–
First Tr Exchange-Traded FD33734X127	ENERGY ALPHADX	306,597	$4.76M	0.1%	−499,345−62.0%	Reduced	–
Vanguard Total International Bond ETF92203J407	ETF	96,504	$4.72M	0.1%	+5,677+6.3%	Added	–
YUMYum Brands Inc	Stock	35,738	$4.72M	0.1%	−135−0.4%	Reduced	History
iShares Tr464287432	20 YR TR BD ETF	43,847	$4.66M	0.1%	+8,611+24.4%	Added	–
WisdomTree Tr97717W307	US LARGECAP DIVD	75,371	$4.66M	0.1%	−2,801−3.6%	Reduced	–
iShares S&P 100 ETF464287101	ETF	24,881	$4.65M	0.1%	+118+0.5%	Added	–
CTVACorteva, Inc.	Stock	76,857	$4.63M	0.1%	−9,266−10.8%	Reduced	History
WisdomTree Tr97717W505	US MIDCAP DIVID	112,811	$4.62M	0.1%	+478+0.4%	Added	–
iShares Tr464288273	EAFE SML CP ETF	77,455	$4.61M	0.1%	−1,547−2.0%	Reduced	–
iShares Tr464287374	NORTH AMERN NAT	117,482	$4.60M	0.1%	−800−0.7%	Reduced	–
COFCapital One Financial Corp	Stock	47,701	$4.59M	0.1%	+2,520+5.6%	Added	History
CLVTClarivate PLC	ORD SHS	481,038	$4.51M	0.1%	−59,374−11.0%	Reduced	History
IAUiShares Gold Trust	ETF	120,338	$4.50M	0.1%	−251,576−67.6%	Reduced	History
John Hancock Exchange Traded47804J206	MULTIFACTOR MI	93,201	$4.46M	0.1%	−1,533−1.6%	Reduced	–
CICigna Group	Stock	17,422	$4.45M	0.1%	+567+3.4%	Added	History
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	104,128	$4.45M	0.1%	+26,683+34.5%	Added	–
First Trust Nasdaq-100 Technology Sector Index Fund337345102	ETF	33,709	$4.40M	<0.1%	−1,116−3.2%	Reduced	–
Dimensional ETF Trust25434V203	INTL CORE EQT MK	162,342	$4.38M	<0.1%	+26,740+19.7%	Added	–
ABAlliancebernstein Holding L.P.	UNIT LTD PARTN	119,112	$4.35M	<0.1%	−728−0.6%	Reduced	History
ENSGEnsign Group, Inc	COM	45,344	$4.33M	<0.1%	−142−0.3%	Reduced	History
First Tr Exchange-Traded Alp33733C108	SHS ISSUED FRST	61,861	$4.31M	<0.1%	+186+0.3%	Added	–
Invesco Actively Managed Exc46090A887	ULTRA SHRT DUR	86,639	$4.30M	<0.1%	−10,851−11.1%	Reduced	–
MKCMcCormick & Co Inc	Stock	51,449	$4.28M	<0.1%	+281+0.5%	Added	History
First Tr Exchange-Traded FD33734X150	INDLS PROD DUR	76,776	$4.26M	<0.1%	+18,369+31.4%	Added	–
OKEONEOK Inc	COM	67,269	$4.26M	<0.1%	−12,111−15.3%	Reduced	History
Capital Group Dividend Value14020W106	SHS CREAT UNIT	170,981	$4.26M	<0.1%	+78,979+85.8%	Added	–
SLBSLB Limited	Stock	86,675	$4.26M	<0.1%	−1,323−1.5%	Reduced	History
Alps ETF Tr00162Q452	ALERIAN MLP	108,743	$4.20M	<0.1%	+1,138+1.1%	Added	–
CCitigroup Inc	Stock	89,530	$4.20M	<0.1%	+21,128+30.9%	Added	History
NFLXNetflix Inc	Stock	12,113	$4.18M	<0.1%	−2,419−16.6%	Reduced	History
BUDAnheuser-Busch InBev SA/NV	ADR	61,781	$4.12M	<0.1%	+10,557+20.6%	Added	History
Davis Fundamental ETF Tr23908L207	SELECT US EQTY	144,879	$4.12M	<0.1%	−1,745−1.2%	Reduced	–
iShares Tr46434VBG4	IBONDS DEC24 ETF	167,483	$4.12M	<0.1%	−15,550−8.5%	Reduced	–
FISFidelity National Information Services, Inc.	Stock	75,631	$4.11M	<0.1%	+11,100+17.2%	Added	History
RJFRaymond James Financial Inc	COM	43,822	$4.09M	<0.1%	+14,155+47.7%	Added	History
Pacer FDS Tr69374H667	US CHS CWS GWT	116,962	$4.05M	<0.1%	−27,565−19.1%	Reduced	–
SORSource Capital	COM	106,886	$4.04M	<0.1%	+6,945+6.9%	Added	History
iShares Russell 1000 Value ETF464287598	ETF	26,498	$4.03M	<0.1%	−794−2.9%	Reduced	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	88,627	$3.99M	<0.1%	−386−0.4%	Reduced	–
NOCNorthrop Grumman Corp	Stock	8,608	$3.97M	<0.1%	−4,122−32.4%	Reduced	History

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2023
Security	Class	Puts	Calls
RYRoyal Bank of Canada	Stock	$44.5K	–
WSMWilliams Sonoma Inc	COM	$44.1K	–
BMOBank of Montreal	COM	$30.6K	–
ODFLOld Dominion Freight Line, Inc.	COM	$29.3K	–
LENLennar Corp	CL A	$14.9K	–
DDSDillard's, Inc.	CL A	$9.34K	–
DKSDick's Sporting Goods, Inc.	Stock	$9.06K	–
NVDANVIDIA Corp	Stock	$7.10K	–
TDToronto Dominion Bank	Stock	$6.12K	–
BSMBlack Stone Minerals, L.P.	COM UNIT	–	$5.30K
LSTRLandstar System Inc	COM	$5.16K	–
CMGChipotle Mexican Grill Inc	COM	$3.66K	–
CATCaterpillar Inc	Stock	$3.54K	–
GOLFAcushnet Holdings Corp.	COM	$3.20K	–
GLDSPDR Gold Trust	ETF	–	$3.14K
ETSYEtsy Inc	COM	$2.81K	–
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	$1.76K	–
CROXCrocs, Inc.	COM	$1.41K	–
AAPLApple Inc.	Stock	$840	–
NXHNeighborhood Intelligence, Inc.	COM	–	$465

Sold out since Q4 2022 (72)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2022
Security	Class	Shares in Q4 2022	Value in Q4 2022	% of portfolio in Q4 2022	History
Atlas CorpY0436Q109	SHARES	356,343	$5.47M	0.1%	–
UMPQUmpqua Holdings Corp	COM	275,674	$4.92M	0.1%	History
VanEck ETF Trust92189F791	JUNIOR GOLD MINE	95,641	$3.41M	<0.1%	–
SPDR Series Trust78468R739	ST NUVE TERM ETF	61,218	$2.88M	<0.1%	–
iShares Tr46435U135	CYBERSECURITY	52,503	$1.73M	<0.1%	–
iShares Inc46434G822	MSCI JAPAN ETF	22,014	$1.20M	<0.1%	–
iShares Inc464286806	MSCI GERMANY ETF	46,483	$1.15M	<0.1%	–
LAZLazard, Inc.	SHS A	28,514	$988.6K	<0.1%	History
SMGScotts Miracle-Gro Co	Stock	19,608	$952.8K	<0.1%	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	19,274	$866.9K	<0.1%	–
SPDR Series Trust78464A672	ST INTER ETF	30,212	$853.2K	<0.1%	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	14,213	$834.9K	<0.1%	–
iShares Inc464286392	MSCI WORLD ETF	7,123	$778.2K	<0.1%	–
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	18,206	$729.0K	<0.1%	–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259	ETF	27,298	$688.2K	<0.1%	–
DYDycom Industries Inc	COM	6,305	$590.1K	<0.1%	History
INVEINVE Technologies, Inc.	COM NEW	75,097	$543.7K	<0.1%	History
UCTTUltra Clean Holdings, Inc.	COM	15,265	$506.0K	<0.1%	History
COUPCoupa Software Inc	COM	5,979	$473.4K	<0.1%	History
Motley Fool Small-Cap Growth ETF74933W874	ETF	16,887	$412.9K	<0.1%	–
PAYAPaya Holdings Inc.	COM CL A	52,100	$410.0K	<0.1%	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	4,340	$397.0K	<0.1%	–
iShares Tr464288257	MSCI ACWI ETF	4,464	$379.0K	<0.1%	–
SWAVShockwave Medical, Inc.	COM	1,792	$368.5K	<0.1%	History
SRCE1st Source Corp	COM	6,917	$367.2K	<0.1%	History
POSTPost Holdings, Inc.	COM	3,879	$350.1K	<0.1%	History
Flexshares Tr33939L506	IBOXX 3R TARGT	14,166	$333.2K	<0.1%	–
CLFDClearfield, Inc.	COM	3,459	$325.6K	<0.1%	History
FRMEFirst Merchants Corp	COM	7,825	$321.7K	<0.1%	History
HALOHalozyme Therapeutics, Inc.	COM	4,944	$281.3K	<0.1%	History
CALXCalix, Inc	COM	4,037	$276.3K	<0.1%	History
CHGGChegg, Inc	COM	10,778	$272.4K	<0.1%	History
FAFFirst American Financial Corp	Stock	5,126	$269.0K	<0.1%	History
J P Morgan Exchange Traded F46641Q324	INTERNL GWT	5,000	$262.6K	<0.1%	–
DLTRDollar Tree, Inc.	COM	1,815	$256.7K	<0.1%	History
LTHLife Time Group Holdings, Inc.	COMMON STOCK	20,000	$239.2K	<0.1%	History
RVTYRevvity, Inc.	COM	1,662	$233.2K	<0.1%	History
WOLFWolfspeed, Inc.	Stock	3,297	$227.6K	<0.1%	History
TAGSTeucrium Commodity Trust	AGRICULTURE FD	7,258	$227.3K	<0.1%	History
iShares Tr464288661	3 7 YR TREAS BD	1,949	$224.1K	<0.1%	–
BNBROOKFIELD Corp	CL A LTD VT SH	6,982	$219.8K	<0.1%	History
STBAS&T Bancorp Inc	COM	6,312	$215.7K	<0.1%	History
BANRBanner Corp	COM NEW	3,379	$213.6K	<0.1%	History
DINOHF Sinclair Corp	COM	4,100	$212.7K	<0.1%	History
MDGLMadrigal Pharmaceuticals, Inc.	COM	720	$209.0K	<0.1%	History
SWKStanley Black & Decker, Inc.	COM	2,764	$207.9K	<0.1%	History
JKHYJack Henry & Associates Inc	Stock	1,172	$207.5K	<0.1%	History
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	4,135	$203.0K	<0.1%	–
NIDNuveen Intermediate Duration Municipal Term Fund	COM	15,361	$201.5K	<0.1%	History
NWLNewell Brands Inc.	Stock	14,875	$194.6K	<0.1%	History
HPEHewlett Packard Enterprise Co	COM	11,646	$185.9K	<0.1%	History
CGCCanopy Growth Corp	COM	80,345	$185.6K	<0.1%	History
SKTTanger Inc.	COM	10,036	$180.1K	<0.1%	History
PDXPIMCO Dynamic Income Strategy Fund	COM SHS BEN INT	11,775	$175.9K	<0.1%	History
MUCBlackRock Muniholdings California Quality Fund, Inc.	CEF	16,088	$172.8K	<0.1%	History
NPCTNuveen Core Plus Impact Fund	COM BEN INT	16,650	$172.5K	<0.1%	History
IIMInvesco Value Municipal Income Trust	COM	13,858	$167.0K	<0.1%	History
Nuveen Calif Select Tax Free67063R103	SH BEN INT	10,877	$156.1K	<0.1%	–
ALTGAlta Equipment Group Inc.	COMMON STOCK	11,040	$145.6K	<0.1%	History
Biomarin Pharmaceutical Inc09061GAK7	NOTE 1.250% 5/1	–	$144.7K	<0.1%	–
FLWS1 800 Flowers Com Inc	CL A	14,728	$140.8K	<0.1%	History
JRINuveen Real Asset Income & Growth Fund	COM	10,405	$121.7K	<0.1%	History
AGNTAGNT, Inc.	COM	10,808	$119.8K	<0.1%	History
WEATTeucrium Commodity Trust	WHEAT FD	14,628	$116.7K	<0.1%	History
LUMNLumen Technologies, Inc.	Stock	17,294	$90.3K	<0.1%	History
AODabrdn Total Dynamic Dividend Fund	COM SH BEN INT	10,100	$78.8K	<0.1%	History
TLSTelos Corp	COM	12,011	$61.1K	<0.1%	History
PBIPitney Bowes Inc	COM	11,707	$44.5K	<0.1%	History
TOONKartoon Studios, Inc.	COM	26,398	$12.3K	<0.1%	History
RDHLRedHill Biopharma Ltd.	SPONSORED ADS	10,500	$1.47K	<0.1%	History
TWAVTaoWeave, Inc.	COM	10,000	$1.18K	<0.1%	History
Quanergy Systems, Inc.74764U112	*W EXP 02/01/202	40,000	$40	<0.1%	–