D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CRMSalesforce, Inc. | Stock | 28,677 | $7.29M | 0.1% | +5,463+23.5% | Added | History |
| GLDSPDR Gold Trust | ETF | 42,412 | $7.25M | 0.1% | −21,571−33.7% | Reduced | History |
| MSMorgan Stanley | Stock | 73,625 | $7.24M | 0.1% | +2,211+3.1% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 10,829 | $7.22M | 0.1% | +20.0% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 452,608 | $7.18M | 0.1% | −4,383−1.0% | Reduced | History |
| CPCanadian Pacific Kansas City Ltd | COM | 99,610 | $7.16M | 0.1% | +71,606+255.7% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 142,539 | $7.13M | 0.1% | +16,038+12.7% | Added | – |
| GLWCorning Inc | COM | 191,211 | $7.12M | 0.1% | +45,265+31.0% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 156,944 | $7.11M | 0.1% | +20,574+15.1% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 179,925 | $7.08M | 0.1% | +75,005+71.5% | Added | – |
| VMIValmont Industries Inc | COM | 28,211 | $7.07M | 0.1% | +14,175+101.0% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 226,465 | $7.06M | 0.1% | +7,982+3.7% | Added | – |
| ENBEnbridge Inc | Stock | 180,618 | $7.06M | 0.1% | +6,630+3.8% | Added | History |
| CLVTClarivate PLC | ORD SHS | 299,328 | $7.04M | 0.1% | +10,453+3.6% | Added | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 81,892 | $7.00M | 0.1% | +14,741+22.0% | Added | – |
| CARRCarrier Global Corp | Stock | 126,732 | $6.87M | 0.1% | +2,749+2.2% | Added | History |
| LRCXLam Research Corp | COM | 9,487 | $6.82M | 0.1% | +605+6.8% | Added | History |
| Vanguard Energy ETF92204A306 | ETF | 87,745 | $6.81M | 0.1% | +3,287+3.9% | Added | – |
| NEMNEWMONT Corp | Stock | 109,789 | $6.81M | 0.1% | +11,351+11.5% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 81,287 | $6.80M | 0.1% | −1,165−1.4% | Reduced | – |
| DLRDigital Realty Trust, Inc. | COM | 38,477 | $6.80M | 0.1% | −376−1.0% | Reduced | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 45,205 | $6.80M | 0.1% | +762+1.7% | Added | – |
| iShares Tr46435G417 | CR 5 10 YR ETF | 134,719 | $6.79M | 0.1% | −66,646−33.1% | Reduced | – |
| ALKAlaska Air Group, Inc. | COM | 130,270 | $6.79M | 0.1% | +4,277+3.4% | Added | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 54,881 | $6.72M | 0.1% | −111−0.2% | Reduced | – |
| EWEdwards Lifesciences Corp | Stock | 50,909 | $6.65M | 0.1% | −1,672−3.2% | Reduced | History |
| NACNuveen California Quality Municipal Income Fund | COM | 424,571 | $6.64M | 0.1% | +17,946+4.4% | Added | History |
| GSKGSK plc | SPONSORED ADR | 150,397 | $6.63M | 0.1% | −1,975−1.3% | Reduced | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 25,362 | $6.46M | 0.1% | +112+0.4% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 22,891 | $6.45M | 0.1% | +673+3.0% | Added | – |
| AWKAmerican Water Works Company, Inc. | Stock | 33,945 | $6.41M | 0.1% | +4,120+13.8% | Added | History |
| DOWDow Inc. | Stock | 111,658 | $6.33M | 0.1% | +4,859+4.5% | Added | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 58,639 | $6.26M | 0.1% | +2,916+5.2% | Added | – |
| NLYAnnaly Capital Management Inc | COM | 799,599 | $6.26M | 0.1% | −252,624−24.0% | Reduced | History |
| EOGEOG Resources Inc | Stock | 69,378 | $6.17M | 0.1% | +7,195+11.6% | Added | History |
| CCitigroup Inc | Stock | 102,056 | $6.16M | 0.1% | +15,208+17.5% | Added | History |
| GMGeneral Motors Co | COM | 105,097 | $6.16M | 0.1% | +720+0.7% | Added | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 122,067 | $6.14M | 0.1% | −852−0.7% | Reduced | – |
| GILDGilead Sciences, Inc. | Stock | 82,119 | $5.97M | 0.1% | +3,701+4.7% | Added | History |
| Atlas CorpY0436Q109 | SHARES | 420,859 | $5.96M | 0.1% | +2,709+0.6% | Added | – |
| CMECME Group Inc. | COM | 25,909 | $5.92M | 0.1% | +968+3.9% | Added | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 33,352 | $5.84M | 0.1% | +613+1.9% | Added | – |
| NFLXNetflix Inc | Stock | 9,654 | $5.82M | 0.1% | −23−0.2% | Reduced | History |
| BLKBlackRock, Inc. | COM | 6,277 | $5.75M | 0.1% | +186+3.1% | Added | History |
| TXNTexas Instruments Inc | Stock | 30,285 | $5.71M | 0.1% | −1,463−4.6% | Reduced | History |
| iShares Tr464288273 | EAFE SML CP ETF | 78,113 | $5.71M | 0.1% | +9,100+13.2% | Added | – |
| iShares Tr464287374 | NORTH AMERN NAT | 180,656 | $5.69M | 0.1% | −2,012−1.1% | Reduced | – |
| iShares S&P 100 ETF464287101 | ETF | 25,919 | $5.68M | 0.1% | −140−0.5% | Reduced | – |
| COPConocoPhillips | Stock | 77,130 | $5.57M | 0.1% | −16,393−17.5% | Reduced | History |
| Monmouth Real Estate Investment Corp609720107 | CL A | 263,179 | $5.53M | 0.1% | −26,213−9.1% | Reduced | – |
| MKCMcCormick & Co Inc | Stock | 57,179 | $5.52M | 0.1% | +820+1.5% | Added | History |
| FBINFortune Brands Innovations, Inc. | COM | 51,801 | $5.52M | 0.1% | −850−1.6% | Reduced | History |
| SMGScotts Miracle-Gro Co | Stock | 33,436 | $5.38M | 0.1% | +1,486+4.7% | Added | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 108,673 | $5.31M | 0.1% | +265+0.2% | Added | History |
| COFCapital One Financial Corp | Stock | 36,122 | $5.24M | 0.1% | +2,505+7.5% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 9,354 | $5.21M | 0.1% | +364+4.0% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 69,600 | $5.20M | 0.1% | +45,793+192.4% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 99,923 | $5.14M | 0.1% | +10,777+12.1% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 92,786 | $5.12M | 0.1% | −557,449−85.7% | Reduced | – |
| VODVodafone Group Public Ltd Co | ADR | 339,855 | $5.08M | 0.1% | +38,908+12.9% | Added | History |
| GISGeneral Mills Inc | Stock | 75,044 | $5.05M | 0.1% | −819−1.1% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 53,142 | $5.03M | 0.1% | −4,103−7.2% | Reduced | – |
| SYFSynchrony Financial | COM | 108,141 | $5.02M | 0.1% | −2,974−2.7% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 44,782 | $4.94M | 0.1% | −1,188−2.6% | Reduced | – |
| ABNBAirbnb, Inc. | Stock | 29,462 | $4.91M | 0.1% | +1,825+6.6% | Added | History |
| Vanguard World FD921910733 | ESG US STK ETF | 55,285 | $4.86M | 0.1% | +5,636+11.4% | Added | – |
| AOSSmith A O Corp | COM | 56,467 | $4.85M | 0.1% | −4,851−7.9% | Reduced | History |
| YUMYum Brands Inc | Stock | 34,983 | $4.84M | 0.1% | +403+1.2% | Added | History |
| MUMicron Technology Inc | Stock | 51,329 | $4.78M | 0.1% | −4,171−7.5% | Reduced | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 41,949 | $4.77M | 0.1% | +4,500+12.0% | Added | – |
| XYLXylem Inc. | COM | 39,469 | $4.73M | 0.1% | −592−1.5% | Reduced | History |
| SOSouthern Co | Stock | 68,553 | $4.70M | 0.1% | +1,795+2.7% | Added | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 74,206 | $4.66M | <0.1% | +6,566+9.7% | Added | – |
| EXPDExpeditors International of Washington Inc | COM | 34,576 | $4.64M | <0.1% | −898−2.5% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 57,205 | $4.63M | <0.1% | −388−0.7% | Reduced | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 44,273 | $4.62M | <0.1% | +1,147+2.7% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 25,400 | $4.62M | <0.1% | −885−3.4% | Reduced | – |
| UMPQUmpqua Holdings Corp | COM | 240,003 | $4.62M | <0.1% | −22,208−8.5% | Reduced | History |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 65,807 | $4.60M | <0.1% | +3,167+5.1% | Added | – |
| PSXPhillips 66 | Stock | 63,188 | $4.58M | <0.1% | −2,213−3.4% | Reduced | History |
| TTDTrade Desk, Inc. | Stock | 49,510 | $4.54M | <0.1% | +2,860+6.1% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 114,875 | $4.53M | <0.1% | −6,118−5.1% | Reduced | – |
| IQVIQVIA Holdings Inc. | Stock | 16,025 | $4.53M | <0.1% | −61−0.4% | Reduced | History |
| SWKSSkyworks Solutions, Inc. | Stock | 29,132 | $4.52M | <0.1% | +4,197+16.8% | Added | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 131,695 | $4.50M | <0.1% | −2,807−2.1% | Reduced | – |
| FISFidelity National Information Services, Inc. | Stock | 41,172 | $4.49M | <0.1% | +6,065+17.3% | Added | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 41,019 | $4.45M | <0.1% | −586−1.4% | Reduced | – |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 44,791 | $4.45M | <0.1% | +1,156+2.6% | Added | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 226,605 | $4.44M | <0.1% | +2,255+1.0% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 81,903 | $4.41M | <0.1% | −6,625−7.5% | Reduced | – |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 45,383 | $4.41M | <0.1% | +530+1.2% | Added | – |
| ISRGIntuitive Surgical Inc | COM NEW | 12,206 | $4.39M | <0.1% | +473+4.0% | AddedConverted for a 3-for-1 split | History |
| DOCHealthpeak Properties, Inc. | COM | 120,996 | $4.37M | <0.1% | −11,967−9.0% | Reduced | History |
| DXCMDexcom Inc | COM | 8,093 | $4.35M | <0.1% | +43+0.5% | Added | History |
| ZTSZoetis Inc. | Stock | 17,615 | $4.30M | <0.1% | +625+3.7% | Added | History |
| ETNEaton Corp plc | Stock | 24,833 | $4.29M | <0.1% | +1,076+4.5% | Added | History |
| NSCNorfolk Southern Corp | Stock | 14,342 | $4.27M | <0.1% | −1,737−10.8% | Reduced | History |
| AXPAmerican Express Co | Stock | 25,987 | $4.25M | <0.1% | −1,661−6.0% | Reduced | History |
| GEGeneral Electric Co | Stock | 44,733 | $4.23M | <0.1% | −4,026−8.3% | Reduced | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 114,002 | $4.20M | <0.1% | +3,638+3.3% | Added | – |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |