D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 587,632 | $15.8M | 0.2% | +46,547+8.6% | Added | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 338,246 | $15.7M | 0.2% | +6,342+1.9% | Added | – |
| KOCoca Cola Co | Stock | 263,329 | $15.6M | 0.2% | +10,535+4.2% | Added | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 314,836 | $15.5M | 0.2% | −2,549−0.8% | Reduced | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 116,823 | $15.4M | 0.2% | −1,072−0.9% | Reduced | – |
| TAT&T Inc. | Stock | 607,876 | $15.0M | 0.2% | −433,580−41.6% | Reduced | History |
| FISVFiserv Inc | Stock | 142,436 | $14.8M | 0.2% | +6,866+5.1% | Added | History |
| STZConstellation Brands, Inc. | Stock | 58,742 | $14.7M | 0.2% | +1,506+2.6% | Added | History |
| TSLATesla, Inc. | Stock | 13,914 | $14.7M | 0.2% | +250+1.8% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 64,065 | $14.5M | 0.2% | +16,526+34.8% | Added | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 152,177 | $14.4M | 0.2% | +4,879+3.3% | Added | – |
| DEDeere & Co | Stock | 41,685 | $14.3M | 0.2% | +1,239+3.1% | Added | History |
| IAUiShares Gold Trust | ETF | 410,280 | $14.3M | 0.2% | +26,471+6.9% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 166,150 | $14.1M | 0.2% | +18,820+12.8% | Added | – |
| LMTLockheed Martin Corp | Stock | 38,663 | $13.7M | 0.1% | +408+1.1% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 106,281 | $13.7M | 0.1% | +8,200+8.4% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 76,418 | $13.7M | 0.1% | +20,375+36.4% | Added | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 215,711 | $13.4M | 0.1% | +4,436+2.1% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 70,044 | $12.8M | 0.1% | +27,830+65.9% | Added | – |
| STTState Street Corp | COM | 136,126 | $12.7M | 0.1% | −1,096−0.8% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 66,515 | $12.5M | 0.1% | +2,463+3.8% | Added | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 211,598 | $12.5M | 0.1% | +2,911+1.4% | Added | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 220,400 | $12.1M | 0.1% | +4,910+2.3% | Added | – |
| NTRNutrien Ltd. | COM | 161,110 | $12.1M | 0.1% | +1,704+1.1% | Added | History |
| HONHoneywell International Inc | COM | 58,005 | $12.1M | 0.1% | −1,701−2.8% | Reduced | History |
| ALCAlcon Inc | Stock | 136,817 | $11.9M | 0.1% | −1,628−1.2% | Reduced | History |
| EMREmerson Electric Co | Stock | 127,756 | $11.9M | 0.1% | −1,673−1.3% | Reduced | History |
| UMHUmh Properties, Inc. | COM | 427,425 | $11.7M | 0.1% | −16,908−3.8% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 107,647 | $11.7M | 0.1% | +2,687+2.6% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 222,514 | $11.5M | 0.1% | +37,345+20.2% | Added | – |
| CATCaterpillar Inc | Stock | 55,468 | $11.5M | 0.1% | +573+1.0% | Added | History |
| WFCWells Fargo & Company | Stock | 238,393 | $11.4M | 0.1% | −1,651−0.7% | Reduced | History |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 144,318 | $11.3M | 0.1% | +37,431+35.0% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 110,291 | $11.2M | 0.1% | +14,649+15.3% | Added | – |
| DHIHorton D R Inc | COM | 103,513 | $11.2M | 0.1% | −2,085−2.0% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 132,798 | $11.2M | 0.1% | +26,995+25.5% | Added | History |
| AWRAmerican States Water Co | COM | 107,157 | $11.1M | 0.1% | −1,032−1.0% | Reduced | History |
| ATVIActivision Blizzard, Inc. | COM | 166,558 | $11.1M | 0.1% | −37,276−18.3% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 183,341 | $11.0M | 0.1% | −22,532−10.9% | Reduced | – |
| PWRQuanta Services, Inc. | COM | 95,745 | $10.9M | 0.1% | −245−0.3% | Reduced | History |
| ORealty Income Corp | REIT | 152,704 | $10.9M | 0.1% | −3,387−2.2% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 37,349 | $10.9M | 0.1% | +31,565+545.7% | Added | History |
| FDXFedEx Corp | Stock | 41,932 | $10.8M | 0.1% | +436+1.1% | Added | History |
| MDTMedtronic plc | Stock | 104,199 | $10.8M | 0.1% | +1,132+1.1% | Added | History |
| MAMastercard Inc | Stock | 29,863 | $10.7M | 0.1% | +660+2.3% | Added | History |
| VMWVmware LLC | CL A COM | 92,510 | $10.7M | 0.1% | −16,441−15.1% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 27,388 | $10.5M | 0.1% | +1,461+5.6% | Added | History |
| LLYEli Lilly & Co | Stock | 37,867 | $10.5M | 0.1% | +4,664+14.0% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 89,614 | $10.4M | 0.1% | +1,663+1.9% | Added | – |
| MOAltria Group, Inc. | Stock | 215,400 | $10.2M | 0.1% | +20,899+10.7% | Added | History |
| Vanguard Health Care ETF92204A504 | ETF | 37,162 | $9.90M | 0.1% | +763+2.1% | Added | – |
| PCARPaccar Inc | COM | 110,497 | $9.75M | 0.1% | +11,303+11.4% | Added | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 80,960 | $9.73M | 0.1% | −2,574−3.1% | Reduced | – |
| iShares Tr464288802 | ESG OPTIMIZED | 91,520 | $9.72M | 0.1% | +5,027+5.8% | Added | – |
| LINLinde PLC | SHS | 27,761 | $9.62M | 0.1% | −3,265−10.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 58,899 | $9.59M | 0.1% | −38,792−39.7% | Reduced | – |
| WYWeyerhaeuser Co | COM NEW | 232,766 | $9.59M | 0.1% | +6,579+2.9% | Added | History |
| Legg Mason ETF Invt Tr524682101 | CLRBRG GWT ETF | 188,940 | $9.58M | 0.1% | +1,664+0.9% | Added | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 96,874 | $9.51M | 0.1% | +2,766+2.9% | Added | – |
| CMCSAComcast Corp | Stock | 188,701 | $9.50M | 0.1% | +11,268+6.4% | Added | History |
| CLColgate Palmolive Co | Stock | 111,156 | $9.47M | 0.1% | +336+0.3% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 153,822 | $9.43M | 0.1% | −3,045−1.9% | Reduced | – |
| ORCLOracle Corp | Stock | 107,344 | $9.36M | 0.1% | −430−0.4% | Reduced | History |
| PPGPPG Industries Inc | Stock | 54,123 | $9.33M | 0.1% | −566−1.0% | Reduced | History |
| WMWaste Management Inc | Stock | 54,538 | $9.10M | 0.1% | +5,253+10.7% | Added | History |
| OPCHOption Care Health, Inc. | COM NEW | 318,300 | $9.05M | 0.1% | −2,050−0.6% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 35,249 | $8.98M | 0.1% | +4,016+12.9% | Added | – |
| CSXCSX Corp | Stock | 236,766 | $8.89M | 0.1% | +512+0.2% | Added | History |
| ROKRockwell Automation, Inc | Stock | 25,330 | $8.84M | 0.1% | −620−2.4% | Reduced | History |
| DUKDuke Energy CORP | Stock | 83,364 | $8.74M | 0.1% | −1,477−1.7% | Reduced | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 53,788 | $8.71M | 0.1% | +415+0.8% | Added | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 33,309 | $8.69M | 0.1% | +660+2.0% | Added | – |
| SYYSysco Corp | Stock | 108,916 | $8.55M | 0.1% | +885+0.8% | Added | History |
| IPInternational Paper Co | COM | 181,891 | $8.54M | 0.1% | −16,632−8.4% | Reduced | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 270,537 | $8.52M | 0.1% | +12,863+5.0% | Added | History |
| ARCCAres Capital Corp | CEF | 400,463 | $8.49M | 0.1% | +1,719+0.4% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 48,457 | $8.43M | 0.1% | +1,035+2.2% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 38,038 | $8.41M | 0.1% | +38,038 | New | – |
| iShares Tr464287515 | EXPANDED TECH | 21,023 | $8.36M | 0.1% | +28+0.1% | Added | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 107,328 | $8.24M | 0.1% | −1,127−1.0% | Reduced | – |
| VLOValero Energy Corp | Stock | 109,477 | $8.21M | 0.1% | +6,111+5.9% | Added | History |
| SPOTSpotify Technology S.A. | Stock | 34,480 | $8.07M | 0.1% | +136+0.4% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 102,264 | $8.05M | 0.1% | +4,429+4.5% | Added | – |
| Schwab US Tips ETF808524870 | ETF | 127,496 | $8.02M | 0.1% | +42,807+50.5% | Added | – |
| AIGAmerican International Group, Inc. | Stock | 140,470 | $7.98M | 0.1% | +1,381+1.0% | Added | History |
| ACIWAci Worldwide, Inc. | Stock | 227,737 | $7.91M | 0.1% | +3,750+1.7% | Added | History |
| SHOPShopify Inc. | Stock | 5,706 | $7.86M | 0.1% | +425+8.0% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 140,968 | $7.82M | 0.1% | +4,201+3.1% | Added | – |
| GPCGenuine Parts Co | Stock | 55,729 | $7.81M | 0.1% | +180.0% | Added | History |
| BDXBecton Dickinson & Co | Stock | 30,959 | $7.79M | 0.1% | +398+1.3% | Added | History |
| MGMMGM Resorts International | Stock | 172,495 | $7.74M | 0.1% | +20,565+13.5% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 64,287 | $7.74M | 0.1% | +2,173+3.5% | Added | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 507,442 | $7.67M | 0.1% | +17,045+3.5% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 347,795 | $7.64M | 0.1% | +5,284+1.5% | Added | History |
| GBCIGlacier Bancorp, Inc. | COM | 134,480 | $7.63M | 0.1% | +14,017+11.6% | Added | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 113,769 | $7.51M | 0.1% | +3,741+3.4% | AddedConverted for a 2-for-1 split | – |
| PMPhilip Morris International Inc. | Stock | 78,930 | $7.49M | 0.1% | +2,462+3.2% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 16,299 | $7.47M | 0.1% | +10+0.1% | Added | – |
| CHDChurch & Dwight Co Inc | COM | 71,977 | $7.38M | 0.1% | −2,613−3.5% | Reduced | History |
| AMATApplied Materials Inc | Stock | 46,570 | $7.33M | 0.1% | +1,988+4.5% | Added | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |