D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 205,307 | $4.17M | <0.1% | +19,093+10.3% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 24,773 | $4.16M | <0.1% | +1,741+7.6% | Added | – |
| AMWDAmerican Woodmark Corp | COM | 63,566 | $4.14M | <0.1% | −175−0.3% | Reduced | History |
| iShares Tr46435G326 | CORE MSCI INTL | 61,146 | $4.13M | <0.1% | +523+0.9% | Added | – |
| MLMMartin Marietta Materials Inc | COM | 9,301 | $4.10M | <0.1% | −489−5.0% | Reduced | History |
| XYZBlock, Inc. | CL A | 25,326 | $4.09M | <0.1% | −2,218−8.1% | Reduced | History |
| SHWSherwin Williams Co | COM | 11,639 | $4.09M | <0.1% | +9+0.1% | Added | History |
| CIOCity Office REIT, Inc. | COM | 207,058 | $4.08M | <0.1% | −22,696−9.9% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 15,423 | $4.08M | <0.1% | −91−0.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 76,136 | $4.05M | <0.1% | +710+0.9% | Added | – |
| DDDuPont de Nemours, Inc. | COM | 49,053 | $3.96M | <0.1% | −1,564−3.1% | Reduced | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 90,894 | $3.94M | <0.1% | +1,019+1.1% | Added | – |
| ENSGEnsign Group, Inc | COM | 46,904 | $3.94M | <0.1% | −120−0.3% | Reduced | History |
| DOCUDocuSign, Inc. | Stock | 25,626 | $3.90M | <0.1% | +1,542+6.4% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 93,171 | $3.89M | <0.1% | +47,022+101.9% | Added | History |
| DHRDanaher Corp | Stock | 11,710 | $3.85M | <0.1% | +1,055+9.9% | Added | History |
| CAGConagra Brands Inc. | Stock | 112,542 | $3.84M | <0.1% | +1,641+1.5% | Added | History |
| First Tr Exchange-Traded FD336917109 | SHS | 107,878 | $3.84M | <0.1% | −7,723−6.7% | Reduced | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 18,643 | $3.82M | <0.1% | +3,672+24.5% | Added | History |
| CICigna Group | Stock | 16,584 | $3.81M | <0.1% | −279−1.7% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 12,502 | $3.80M | <0.1% | +5,301+73.6% | Added | History |
| TCPCBlackRock TCP Capital Corp. | COM | 280,537 | $3.79M | <0.1% | +24,485+9.6% | Added | History |
| EXTRExtreme Networks Inc | COM | 240,259 | $3.77M | <0.1% | +8,136+3.5% | Added | History |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 162,391 | $3.77M | <0.1% | −895−0.5% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 32,305 | $3.72M | <0.1% | +2,458+8.2% | Added | – |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 70,068 | $3.70M | <0.1% | +906+1.3% | Added | – |
| OKEONEOK Inc | COM | 62,803 | $3.69M | <0.1% | −4,166−6.2% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 61,253 | $3.66M | <0.1% | −1,185−1.9% | Reduced | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 82,384 | $3.65M | <0.1% | −2,672−3.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 40,585 | $3.65M | <0.1% | −1,358−3.2% | Reduced | – |
| ROSTRoss Stores, Inc. | COM | 31,813 | $3.64M | <0.1% | +139+0.4% | Added | History |
| PAYXPaychex Inc | Stock | 26,265 | $3.58M | <0.1% | +498+1.9% | Added | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 197,879 | $3.54M | <0.1% | +15,919+8.7% | Added | History |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 20,882 | $3.52M | <0.1% | +750+3.7% | Added | – |
| SORSource Capital | COM | 81,434 | $3.52M | <0.1% | +4,344+5.6% | Added | History |
| CCICrown Castle Inc. | REIT | 16,833 | $3.51M | <0.1% | +4,003+31.2% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 14,167 | $3.50M | <0.1% | −35−0.2% | Reduced | History |
| First Tr Exchange-Traded Alp33733C108 | SHS ISSUED FRST | 46,383 | $3.49M | <0.1% | −1,806−3.7% | Reduced | – |
| TTETotalEnergies SE | SPONSORED ADS | 70,387 | $3.48M | <0.1% | +1,136+1.6% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 88,612 | $3.46M | <0.1% | +2,728+3.2% | Added | – |
| BRGBluerock Residential Growth REIT, Inc. | COM CL A | 129,282 | $3.41M | <0.1% | −28,507−18.1% | Reduced | History |
| MSTRStrategy Inc | Stock | 6,233 | $3.39M | <0.1% | +42+0.7% | Added | History |
| MELIMercadolibre Inc | COM | 2,455 | $3.31M | <0.1% | +48+2.0% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 65,493 | $3.31M | <0.1% | +3,757+6.1% | Added | – |
| Chiron Real Estate Inc.37954A204 | COM NEW | 185,801 | $3.30M | <0.1% | +12,246+7.1% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 58,458 | $3.25M | <0.1% | −7,955−12.0% | Reduced | – |
| INTUIntuit Inc. | Stock | 4,987 | $3.21M | <0.1% | −120−2.3% | Reduced | History |
| ASTHAstrana Health, Inc. | COM NEW | 43,637 | $3.21M | <0.1% | −485−1.1% | Reduced | History |
| Vanguard Admiral FDS Inc921932885 | MIDCP 400 IDX | 16,588 | $3.18M | <0.1% | −892−5.1% | Reduced | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 55,757 | $3.18M | <0.1% | +5,778+11.6% | Added | – |
| VNOVornado Realty Trust | SH BEN INT | 75,808 | $3.17M | <0.1% | +934+1.2% | Added | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 199,294 | $3.15M | <0.1% | +8,376+4.4% | Added | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 69,352 | $3.14M | <0.1% | −472−0.7% | Reduced | – |
| iShares Tr46432F875 | MRNGSTR INC ETF | 129,513 | $3.11M | <0.1% | −5,024−3.7% | Reduced | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 67,478 | $3.09M | <0.1% | +382+0.6% | Added | – |
| COINCoinbase Global, Inc. | COM CL A | 12,148 | $3.07M | <0.1% | +1,933+18.9% | Added | History |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 20,161 | $3.04M | <0.1% | +484+2.5% | Added | History |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 48,700 | $3.04M | <0.1% | +2,981+6.5% | Added | – |
| WATWaters Corp | COM | 8,160 | $3.04M | <0.1% | −86−1.0% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 7,874 | $3.04M | <0.1% | −896−10.2% | Reduced | History |
| BIIBBiogen Inc. | COM | 12,633 | $3.03M | <0.1% | +9,142+261.9% | Added | History |
| MDLZMondelez International, Inc. | Stock | 45,407 | $3.01M | <0.1% | +1,703+3.9% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 23,196 | $3.00M | <0.1% | +15,688+209.0% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 28,623 | $2.99M | <0.1% | −64−0.2% | Reduced | – |
| BUDAnheuser-Busch InBev SA/NV | ADR | 49,242 | $2.98M | <0.1% | −11,032−18.3% | Reduced | History |
| Vanguard Materials ETF92204A801 | ETF | 15,032 | $2.96M | <0.1% | +84+0.6% | Added | – |
| MDUMdu Resources Group Inc | Stock | 95,909 | $2.96M | <0.1% | +36,338+61.0% | Added | History |
| FRGFranchise Group, Inc. | COM | 56,589 | $2.95M | <0.1% | +371+0.7% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 271,434 | $2.95M | <0.1% | −8,843−3.2% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 13,819 | $2.95M | <0.1% | +1,087+8.5% | Added | History |
| NOWServiceNow, Inc. | Stock | 4,529 | $2.94M | <0.1% | +1,597+54.5% | Added | History |
| NUVANuvasive Inc | COM | 55,920 | $2.94M | <0.1% | +2,200+4.1% | Added | History |
| NETCloudflare, Inc. | CL A COM | 21,935 | $2.88M | <0.1% | −20−0.1% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 6,177 | $2.86M | <0.1% | −370−5.7% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 201,505 | $2.85M | <0.1% | +30,105+17.6% | Added | History |
| CYRXCryoport, Inc. | COM PAR $0.001 | 48,200 | $2.85M | <0.1% | −1,500−3.0% | Reduced | History |
| KBRKBR, Inc. | COM | 59,849 | $2.85M | <0.1% | +20.0% | Added | History |
| SJMJ M SMUCKER Co | Stock | 20,904 | $2.84M | <0.1% | +165+0.8% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 54,328 | $2.83M | <0.1% | +2,965+5.8% | Added | History |
| MKLMarkel Group Inc. | COM | 2,257 | $2.79M | <0.1% | +67+3.1% | Added | History |
| CLXClorox Co | Stock | 15,955 | $2.78M | <0.1% | +212+1.3% | Added | History |
| PCHPotlatchdeltic Corp | COM | 45,966 | $2.77M | <0.1% | +34,445+299.0% | Added | History |
| CVMCel Sci Corp | COM PAR NEW | 389,780 | $2.77M | <0.1% | +8,086+2.1% | Added | History |
| AHRTAH Realty Trust, Inc. | COM | 181,638 | $2.76M | <0.1% | +760+0.4% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 22,480 | $2.76M | <0.1% | −297−1.3% | Reduced | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 63,936 | $2.75M | <0.1% | +3,801+6.3% | Added | – |
| TFCTruist Financial Corp | COM | 46,649 | $2.73M | <0.1% | −2,553−5.2% | Reduced | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 130,947 | $2.72M | <0.1% | +2,077+1.6% | Added | History |
| INMDInMode Ltd. | SHS | 38,467 | $2.71M | <0.1% | −481−1.2% | ReducedConverted for a 2-for-1 split | History |
| VIRCVirco Mfg Corporation | COM | 893,952 | $2.69M | <0.1% | −700−0.1% | Reduced | History |
| CTVACorteva, Inc. | Stock | 56,774 | $2.68M | <0.1% | −1,075−1.9% | Reduced | History |
| EPR.PCEpr Properties | PFD C CV 5.75% | 104,884 | $2.68M | <0.1% | +104,884 | New | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 24,508 | $2.68M | <0.1% | +591+2.5% | Added | – |
| BAXBaxter International Inc | Stock | 31,073 | $2.67M | <0.1% | −20−0.1% | Reduced | History |
| DDominion Energy, Inc | Stock | 33,939 | $2.67M | <0.1% | +2,073+6.5% | Added | History |
| LHLabcorp Holdings Inc. | COM NEW | 8,500 | $2.67M | <0.1% | −52−0.6% | Reduced | History |
| SKINSkinHealth Systems Inc. | COM CL A | 109,925 | $2.66M | <0.1% | −2,377−2.1% | Reduced | History |
| CMGChipotle Mexican Grill Inc | COM | 1,515 | $2.65M | <0.1% | −42−2.7% | Reduced | History |
| FFord Motor Co | Stock | 127,349 | $2.65M | <0.1% | +16,086+14.5% | Added | History |
| SLBSLB Limited | Stock | 88,033 | $2.64M | <0.1% | −9,759−10.0% | Reduced | History |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |