D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 1,264
- +55 vs. Q3 2021
- Portfolio value
- $9.38B
- +$764.8M (+8.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GOGrocery Outlet Holding Corp. | COM | 93,029 | $2.63M | <0.1% | −3,198−3.3% | Reduced | History |
| NUENucor Corp | COM | 23,037 | $2.63M | <0.1% | +10,389+82.1% | Added | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 12,411 | $2.62M | <0.1% | −145−1.2% | Reduced | – |
| HSYHershey Co | COM | 13,419 | $2.60M | <0.1% | +1,395+11.6% | Added | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 11,450 | $2.59M | <0.1% | −507−4.2% | Reduced | – |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 28,035 | $2.59M | <0.1% | 00.0% | Unchanged | – |
| TELTE Connectivity plc | REG SHS | 16,033 | $2.59M | <0.1% | +181+1.1% | Added | History |
| TJXTJX Companies Inc | Stock | 34,067 | $2.59M | <0.1% | −566−1.6% | Reduced | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 54,974 | $2.55M | <0.1% | +4,881+9.7% | Added | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 58,972 | $2.55M | <0.1% | +46,388+368.6% | Added | – |
| IIPRInnovative Industrial Properties Inc | COM | 9,629 | $2.53M | <0.1% | +671+7.5% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 78,241 | $2.51M | <0.1% | +47,957+158.4% | Added | – |
| Davis Fundamental ETF Tr23908L108 | SELECT FINL | 81,956 | $2.50M | <0.1% | −194−0.2% | Reduced | – |
| NEWTNewtekOne, Inc. | COM NEW | 89,728 | $2.48M | <0.1% | +9,025+11.2% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 158,488 | $2.47M | <0.1% | +22,260+16.3% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 16,162 | $2.47M | <0.1% | +7,402+84.5% | Added | – |
| Vanguard Utilities ETF92204A876 | ETF | 15,644 | $2.45M | <0.1% | +11,102+244.4% | Added | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 124,824 | $2.42M | <0.1% | −2,515−2.0% | Reduced | History |
| BGBunge Global SA | COM | 25,762 | $2.40M | <0.1% | +18,912+276.1% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 73,693 | $2.40M | <0.1% | −2,237−2.9% | Reduced | – |
| ALBAlbemarle Corp | Stock | 10,250 | $2.40M | <0.1% | −399−3.7% | Reduced | History |
| AEPAmerican Electric Power Co Inc | Stock | 26,405 | $2.35M | <0.1% | +6,992+36.0% | Added | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 54,100 | $2.35M | <0.1% | −13,717−20.2% | Reduced | – |
| HCIHCI Group, Inc. | COM | 28,004 | $2.34M | <0.1% | −129−0.5% | Reduced | History |
| IRMIron Mountain Inc | COM | 44,498 | $2.33M | <0.1% | +6,005+15.6% | Added | History |
| ALGNAlign Technology Inc | COM | 3,526 | $2.32M | <0.1% | +222+6.7% | Added | History |
| LEGLeggett & Platt Inc | Stock | 56,195 | $2.31M | <0.1% | +4,163+8.0% | Added | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 75,488 | $2.31M | <0.1% | −91−0.1% | Reduced | History |
| INVEINVE Technologies, Inc. | COM NEW | 81,870 | $2.30M | <0.1% | +5,418+7.1% | Added | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 6,713 | $2.29M | <0.1% | +283+4.4% | Added | – |
| MTCHMatch Group, Inc. | COM | 17,261 | $2.28M | <0.1% | +847+5.2% | Added | History |
| UUnity Software Inc. | COM | 15,802 | $2.26M | <0.1% | +612+4.0% | Added | History |
| DVNDevon Energy Corp | Stock | 51,182 | $2.25M | <0.1% | +7,571+17.4% | Added | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 41,395 | $2.23M | <0.1% | +10,025+32.0% | Added | – |
| PLYMPlymouth Industrial REIT, Inc. | COM | 69,882 | $2.23M | <0.1% | +4,581+7.0% | Added | History |
| SRESempra | Stock | 16,802 | $2.22M | <0.1% | +1,255+8.1% | Added | History |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 87,633 | $2.20M | <0.1% | +10,132+13.1% | Added | – |
| CLFCleveland-Cliffs Inc. | COM | 100,631 | $2.19M | <0.1% | −6,660−6.2% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 15,178 | $2.14M | <0.1% | +108+0.7% | Added | – |
| PDIPIMCO Dynamic Income Fund | SHS | 82,446 | $2.14M | <0.1% | +45,048+120.5% | Added | History |
| PENGPenguin Solutions, Inc. | SHS | 29,920 | $2.12M | <0.1% | +29,920 | New | History |
| BPBP PLC | ADR | 79,605 | $2.12M | <0.1% | +20,540+34.8% | Added | History |
| PSECProspect Capital Corp | COM | 251,992 | $2.12M | <0.1% | +7,268+3.0% | Added | History |
| CBRECbre Group, Inc. | CL A | 19,361 | $2.10M | <0.1% | −25−0.1% | Reduced | History |
| FTNTFortinet, Inc. | Stock | 5,844 | $2.10M | <0.1% | +604+11.5% | Added | History |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 63,620 | $2.10M | <0.1% | +1,320+2.1% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 13,392 | $2.10M | <0.1% | +386+3.0% | Added | – |
| AGNTAGNT, Inc. | COM | 62,167 | $2.09M | <0.1% | −1,108−1.8% | Reduced | History |
| JDJD.com, Inc. | SPON ADS CL A | 29,651 | $2.08M | <0.1% | −1,132−3.7% | Reduced | History |
| RIORio Tinto PLC | ADR | 30,766 | $2.06M | <0.1% | +210+0.7% | Added | History |
| EXPEExpedia Group, Inc. | Stock | 11,346 | $2.05M | <0.1% | −398−3.4% | Reduced | History |
| TYTRI-CONTINENTAL Corp | COM | 61,802 | $2.05M | <0.1% | +4,346+7.6% | Added | History |
| GLADGladstone Capital Corp | COM | 176,099 | $2.04M | <0.1% | +16,047+10.0% | Added | History |
| iShares Tr464288588 | MBS ETF | 18,982 | $2.04M | <0.1% | −24−0.1% | Reduced | – |
| ULUnilever PLC | SPON ADR NEW | 37,644 | $2.02M | <0.1% | +1,098+3.0% | Added | History |
| CSRCenterspace | COM | 18,091 | $2.01M | <0.1% | +304+1.7% | Added | History |
| MCYMercury General Corp | COM | 37,626 | $2.00M | <0.1% | +398+1.1% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 18,492 | $1.99M | <0.1% | +202+1.1% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 22,683 | $1.99M | <0.1% | +853+3.9% | Added | – |
| EIXEdison International | Stock | 28,992 | $1.98M | <0.1% | −472−1.6% | Reduced | History |
| CGCarlyle Group Inc. | COM | 36,000 | $1.98M | <0.1% | −1,200−3.2% | Reduced | History |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 64,369 | $1.97M | <0.1% | +5,585+9.5% | Added | – |
| DEODiageo PLC | SPON ADR NEW | 8,864 | $1.95M | <0.1% | −216−2.4% | Reduced | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 6,430 | $1.94M | <0.1% | 00.0% | Unchanged | – |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 160,353 | $1.93M | <0.1% | +30,170+23.2% | Added | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 9,569 | $1.91M | <0.1% | +564+6.3% | Added | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 16,491 | $1.91M | <0.1% | +1,857+12.7% | Added | – |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 40,034 | $1.90M | <0.1% | +866+2.2% | Added | – |
| RPMRPM International Inc | COM | 18,779 | $1.90M | <0.1% | +1,300+7.4% | Added | History |
| CRNCCerence Inc. | COM | 24,726 | $1.90M | <0.1% | −334−1.3% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 24,472 | $1.89M | <0.1% | +20,354+494.3% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 24,773 | $1.89M | <0.1% | +3,059+14.1% | Added | – |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 64,565 | $1.89M | <0.1% | −3,330−4.9% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 13,071 | $1.88M | <0.1% | −2,044−13.5% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 5,172 | $1.88M | <0.1% | −237−4.4% | Reduced | History |
| ESEversource Energy | Stock | 20,643 | $1.88M | <0.1% | +1,086+5.6% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 37,019 | $1.88M | <0.1% | −5,981−13.9% | Reduced | – |
| EBAYeBay Inc | COM | 27,959 | $1.86M | <0.1% | +641+2.3% | Added | History |
| HRTXHeron Therapeutics, Inc. | COM | 203,462 | $1.86M | <0.1% | +32,760+19.2% | Added | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 27,061 | $1.86M | <0.1% | −3,263−10.8% | Reduced | – |
| Crescent PT Energy Corp22576C101 | COM | 346,900 | $1.85M | <0.1% | +346,900 | New | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 85,950 | $1.84M | <0.1% | +3,077+3.7% | Added | – |
| HTGCHercules Capital, Inc. | COM | 110,816 | $1.84M | <0.1% | +28,200+34.1% | Added | History |
| MRNAModerna, Inc. | Stock | 7,143 | $1.81M | <0.1% | +1,600+28.9% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 19,520 | $1.81M | <0.1% | −286−1.4% | Reduced | – |
| ETSYEtsy Inc | COM | 8,258 | $1.81M | <0.1% | +720+9.6% | Added | History |
| PLDPrologis, Inc. | REIT | 10,735 | $1.81M | <0.1% | +54+0.5% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 15,124 | $1.80M | <0.1% | −30,141−66.6% | Reduced | History |
| Paramount Global92556H206 | CL B | 59,482 | $1.79M | <0.1% | +15,392+34.9% | Added | – |
| FITBFifth Third Bancorp | COM | 40,882 | $1.78M | <0.1% | +2,230+5.8% | Added | History |
| METMetlife Inc | Stock | 28,391 | $1.78M | <0.1% | −890−3.0% | Reduced | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 31,937 | $1.77M | <0.1% | +653+2.1% | Added | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 24,020 | $1.77M | <0.1% | −158−0.7% | Reduced | – |
| AFLAflac Inc | Stock | 30,194 | $1.76M | <0.1% | −4,939−14.1% | Reduced | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 47,653 | $1.76M | <0.1% | +2,984+6.7% | Added | – |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 25,801 | $1.76M | <0.1% | +2,277+9.7% | Added | History |
| WMBWilliams Companies, Inc. | COM | 67,501 | $1.76M | <0.1% | +4,321+6.8% | Added | History |
| SCYXScynexis Inc | COM NEW | 288,085 | $1.76M | <0.1% | +13,115+4.8% | Added | History |
| TEAMAtlassian Corp | CL A | 4,563 | $1.74M | <0.1% | +471+11.5% | Added | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 28,305 | $1.74M | <0.1% | +2,546+9.9% | Added | – |
Sold out since Q3 2021 (69)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 97,160 | $2.05M | <0.1% | History |
| LPROOpen Lending Corp | COM | 56,669 | $2.04M | <0.1% | History |
| RPAYRepay Holdings Corp | COM CL A | 85,969 | $1.98M | <0.1% | History |
| iShares Tr46429B671 | MSCI CHINA ETF | 18,004 | $1.22M | <0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 95,524 | $896.0K | <0.1% | – |
| FSTFAST Acquisition Corp. | COM CL A | 62,664 | $796.0K | <0.1% | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 13,856 | $717.0K | <0.1% | History |
| ALTAAltabancorp | COM | 15,800 | $698.0K | <0.1% | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 23,050 | $628.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,496 | $558.0K | <0.1% | – |
| WWayfair Inc. | CL A | 2,147 | $549.0K | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 21,475 | $549.0K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | – |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | History |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | – |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | – |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | – |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | – |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | – |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | History |
| PAGPenske Automotive Group, Inc. | COM | 2,200 | $221.0K | <0.1% | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $221.0K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,900 | $221.0K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 4,543 | $220.0K | <0.1% | – |
| EDITEditas Medicine, Inc. | COM | 5,315 | $218.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 4,582 | $215.0K | <0.1% | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 8,000 | $213.0K | <0.1% | History |
| Cyberark Software LtdM2682V108 | SHS | 1,345 | $212.0K | <0.1% | – |
| PTONPeloton Interactive, Inc. | CL A COM | 2,384 | $208.0K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $205.0K | <0.1% | – |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 9,250 | $202.0K | <0.1% | – |
| UNITUniti Group Inc. | COM | 13,795 | $171.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $145.0K | <0.1% | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $126.0K | <0.1% | – |
| VOXXVOXX International Corp | CL A | 11,000 | $126.0K | <0.1% | History |
| OROR Royalties Inc. | COM | 10,000 | $112.0K | <0.1% | History |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $110.0K | <0.1% | – |
| MTRXMatrix Service Co | COM | 10,121 | $106.0K | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $93.0K | <0.1% | History |
| VKTXViking Therapeutics, Inc. | COM | 12,500 | $79.0K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $79.0K | <0.1% | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 10,725 | $36.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 82,083 | $18.0K | <0.1% | – |