D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q2 2024
Holdings as of Jun 30, 2024, filed Aug 14, 2024. Long positions only; changes compare share counts with Q1 2024.
- Positions
- 3,155
- +58 vs. Q1 2024
- Portfolio value
- $71.3B
- −$6.70B (−8.6%) vs. Q1 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| APx Acquisition Corp. IG0440J125 | *W EXP 11/30/202 | 224,999 | $37.1K | <0.1% | 00.0% | Unchanged | – |
| Inception Growth Acqustn Ltd45333D120 | RIGHT 12/08/2026 | 250,000 | $37.5K | <0.1% | 00.0% | Unchanged | – |
| Grindr Inc.39854F119 | *W EXP 11/18/202 | 12,097 | $39.3K | <0.1% | 00.0% | Unchanged | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 159,816 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| EUDAWEUDA Health Holdings Ltd | *W EXP 09/24/202 | 200,000 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| Eve Mobility Acquisition CorG3218G117 | *W EXP 12/31/202 | 375,000 | $41.3K | <0.1% | 00.0% | Unchanged | – |
| LOTWWLotus Technology Inc. | *W EXP 02/21/202 | 117,840 | $43.6K | <0.1% | 00.0% | Unchanged | History |
| IMAQRInternational Media Acquisition Corp. | RIGHT 99/99/9999 | 900,000 | $44.3K | <0.1% | 00.0% | Unchanged | History |
| Advantage Solutions Inc.00791N110 | *W EXP 07/18/202 | 1,253,037 | $45.1K | <0.1% | 00.0% | Unchanged | – |
| AKYAAkoya Biosciences, Inc. | COM | 19,370 | $45.3K | <0.1% | +19,370 | New | History |
| Welsbach Tech Metals Acqu Co950415117 | RIGHT 12/22/2026 | 325,000 | $45.5K | <0.1% | 00.0% | Unchanged | – |
| Everest Consolidator Acq Cor29978K110 | *W EXP 99/99/999 | 224,999 | $45.7K | <0.1% | 00.0% | Unchanged | – |
| TWKSThoughtworks Holding, Inc. | COM | 16,751 | $47.6K | <0.1% | −103,426−86.1% | Reduced | History |
| SESCWSES AI Corp | *W EXP 12/10/202 | 988,099 | $48.7K | <0.1% | 00.0% | Unchanged | History |
| TRVGtrivago N.V. | SPON ADS A SHS N | 24,550 | $49.3K | <0.1% | 00.0% | Unchanged | History |
| Greenland Mines Ltd03465T108 | COM | 20,000 | $49.6K | <0.1% | +20,000 | New | – |
| SOUNWSoundhound AI, Inc. | *W EXP 04/26/202 | 33,244 | $51.2K | <0.1% | 00.0% | Unchanged | History |
| GNLXGENELUX Corp | COM | 27,107 | $52.9K | <0.1% | −8,805−24.5% | Reduced | History |
| Rigel Resource Acq CorpG7573M114 | *W EXP 99/99/999 | 199,999 | $55.3K | <0.1% | 00.0% | Unchanged | – |
| FUFUWBitfufu Inc. | *W EXP 03/01/202 | 150,000 | $55.5K | <0.1% | 00.0% | Unchanged | History |
| EFXTEnerflex Ltd. | COM | 10,500 | $56.6K | <0.1% | −190,971−94.8% | Reduced | History |
| MRNOWMurano Global Investments Plc | *W EXP 03/19/202 | 375,000 | $60.4K | <0.1% | 00.0% | Unchanged | History |
| SHCOSoho House & Co Inc. | COM CL A | 11,395 | $60.5K | <0.1% | −11,521−50.3% | Reduced | History |
| INNVInnovAge Holding Corp. | COM | 12,370 | $61.4K | <0.1% | 00.0% | Unchanged | History |
| CVMCel Sci Corp | COM PAR NEW | 53,215 | $61.7K | <0.1% | −135,330−71.8% | Reduced | History |
| RWTRedwood Trust Inc | COM | 10,362 | $67.2K | <0.1% | −35,037−77.2% | Reduced | History |
| MVISMicrovision, Inc. | COM NEW | 63,547 | $67.4K | <0.1% | −22,848−26.4% | Reduced | History |
| OCSAWOculis Holding AG | *W EXP 03/06/202 | 37,216 | $68.8K | <0.1% | 00.0% | Unchanged | History |
| Broad Capital Acquisition Corp11125B110 | RIGHT 01/10/2027 | 350,000 | $71.6K | <0.1% | 00.0% | Unchanged | – |
| CHMICherry Hill Mortgage Investment Corp | COM | 19,859 | $72.1K | <0.1% | +8,271+71.4% | Added | History |
| VSEEWVsee Health, Inc. | *W EXP 99/99/999 | 365,000 | $73.0K | <0.1% | +365,000 | New | History |
| iLearningEngines, Inc.45175Q114 | *W EXP 04/16/202 | 108,651 | $73.3K | <0.1% | +108,651 | New | – |
| Lifezone Metals LtdG5568L117 | *W EXP 07/05/202 | 166,366 | $74.9K | <0.1% | 00.0% | Unchanged | – |
| Churchill Capital Corp VII17144M110 | *W EXP 02/29/202 | 222,985 | $78.0K | <0.1% | 00.0% | Unchanged | – |
| VERIVeritone, Inc. | COM | 34,634 | $78.3K | <0.1% | +34,634 | New | History |
| ARDXArdelyx, Inc. | COM | 10,717 | $79.4K | <0.1% | +10,717 | New | History |
| Maxeon Solar Technologies LTY58473102 | SHS | 93,780 | $80.0K | <0.1% | −1,226,769−92.9% | Reduced | – |
| MASS908 Devices Inc. | COM | 15,724 | $81.0K | <0.1% | +15,724 | New | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 15,934 | $81.3K | <0.1% | −33,648−67.9% | Reduced | History |
| VUZIVuzix Corp | COM NEW | 60,610 | $81.8K | <0.1% | −41,027−40.4% | Reduced | History |
| NOKNokia Corp | SPONSORED ADR | 22,548 | $85.2K | <0.1% | −1,677,452−98.7% | Reduced | History |
| GLUEMonte Rosa Therapeutics, Inc. | COM | 23,422 | $87.6K | <0.1% | +23,422 | New | History |
| BARKBark, Inc. | COM | 49,101 | $88.9K | <0.1% | +19,165+64.0% | Added | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 695,312 | $90.4K | <0.1% | 00.0% | Unchanged | – |
| PLTKPlaytika Holding Corp. | COM | 11,523 | $90.7K | <0.1% | −26,317−69.5% | Reduced | History |
| SLDPWSolid Power, Inc. | *W EXP 03/19/202 | 604,873 | $91.3K | <0.1% | 00.0% | Unchanged | History |
| Holley Inc.43538H111 | *W EXP 11/30/202 | 732,036 | $91.5K | <0.1% | 00.0% | Unchanged | – |
| ATXSAstria Therapeutics, Inc. | COM | 10,182 | $92.7K | <0.1% | +10,182 | New | History |
| ACREAres Commercial Real Estate Corp | COM | 13,959 | $92.8K | <0.1% | +13,959 | New | History |
| CGCCanopy Growth Corp | COM NEW | 14,477 | $93.4K | <0.1% | −75,533−83.9% | Reduced | History |
| EOSEWEos Energy Enterprises, Inc. | *W EXP 05/06/202 | 499,827 | $95.0K | <0.1% | 00.0% | Unchanged | History |
| RVMDWRevolution Medicines, Inc. | *W EXP 12/17/202 | 1,347,439 | $96.1K | <0.1% | 00.0% | Unchanged | History |
| UECUranium Energy Corp | COM | 16,100 | $96.8K | <0.1% | +16,100 | New | History |
| VODVodafone Group Public Ltd Co | ADR | 10,924 | $96.9K | <0.1% | −2,267,303−99.5% | Reduced | History |
| THTarget Hospitality Corp. | COM | 11,339 | $98.8K | <0.1% | +54+0.5% | Added | History |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 45,954 | $98.8K | <0.1% | −62,658−57.7% | Reduced | History |
| ORMPOramed Pharmaceuticals Inc. | COM NEW | 38,566 | $99.1K | <0.1% | −31,936−45.3% | Reduced | History |
| AVOMission Produce, Inc. | COM | 10,248 | $101.3K | <0.1% | +10,248 | New | History |
| Tristar Acquisition I Corp.G9074V114 | *W EXP 99/99/999 | 847,500 | $101.7K | <0.1% | 00.0% | Unchanged | – |
| LOGCContextLogic Holdings Inc. | CL A NEW | 17,831 | $101.8K | <0.1% | −173,395−90.7% | Reduced | History |
| E2open Parent Holdings, Inc.29788T111 | *W EXP 02/04/202 | 469,896 | $103.4K | <0.1% | 00.0% | Unchanged | – |
| Project Energy Reimagined AcG72556114 | *W EXP 10/28/202 | 1,237,500 | $105.1K | <0.1% | 00.0% | Unchanged | – |
| TWOU2U, LLC | COM NEW | 20,592 | $105.6K | <0.1% | −80,118−79.6% | ReducedConverted for a 1-for-30 split | History |
| Talkspace, Inc.87427V111 | *W EXP 06/21/202 | 1,059,485 | $105.9K | <0.1% | 00.0% | Unchanged | – |
| RUMBWRUM Group Inc. | *W EXP 02/18/202 | 106,572 | $107.6K | <0.1% | 00.0% | Unchanged | History |
| KEPKorea Electric Power Corp | SPONSORED ADR | 15,210 | $107.8K | <0.1% | −268−1.7% | Reduced | History |
| DNNDenison Mines Corp. | COM | 54,600 | $109.4K | <0.1% | −697,200−92.7% | Reduced | History |
| PCYOPure Cycle Corp | COM NEW | 11,605 | $110.8K | <0.1% | −519−4.3% | Reduced | History |
| EVGOEVgo Inc. | CL A COM | 45,279 | $110.9K | <0.1% | +45,279 | New | History |
| ENFNEnfusion, Inc. | CL A | 13,382 | $114.0K | <0.1% | +13,382 | New | History |
| AHRTAH Realty Trust, Inc. | COM | 10,289 | $114.1K | <0.1% | −12,305−54.5% | Reduced | History |
| ALXOAlx Oncology Holdings Inc | COM | 18,940 | $114.2K | <0.1% | +18,940 | New | History |
| PLRXPliant Therapeutics, Inc. | COM | 10,679 | $114.8K | <0.1% | +10,679 | New | History |
| BLUEbluebird bio, Inc. | COM | 117,175 | $115.3K | <0.1% | −564,093−82.8% | Reduced | History |
| COTYCoty Inc. | COM CL A | 11,635 | $116.6K | <0.1% | +11,635 | New | History |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | 742,500 | $116.6K | <0.1% | 00.0% | Unchanged | – |
| SESSES AI Corp | CL A COM | 94,070 | $117.6K | <0.1% | +94,070 | New | History |
| CTOSCustom Truck One Source, Inc. | COM CL A | 27,507 | $119.7K | <0.1% | −6,956−20.2% | Reduced | History |
| IMMRImmersion Corp | COM | 12,882 | $121.2K | <0.1% | −723−5.3% | Reduced | History |
| ASURAsure Software Inc | COM | 14,974 | $125.8K | <0.1% | +1,510+11.2% | Added | History |
| DXLGDestination XL Group, Inc. | COM | 34,589 | $125.9K | <0.1% | +34,589 | New | History |
| MXMagnachip Semiconductor Corp | COM | 26,204 | $127.6K | <0.1% | −67,967−72.2% | Reduced | History |
| HMYHarmony Gold Mining Co Ltd | ADR | 13,997 | $128.4K | <0.1% | +13,997 | New | History |
| MFAMfa Financial, Inc. | COM | 12,271 | $130.6K | <0.1% | +12,271 | New | History |
| RNWReNew Energy Global plc | CL A SHS | 20,952 | $130.7K | <0.1% | +9,152+77.6% | Added | History |
| ABOSAcumen Pharmaceuticals, Inc. | COM | 55,007 | $133.1K | <0.1% | +55,007 | New | History |
| NEXANexa Resources S.A. | COM | 17,492 | $133.6K | <0.1% | +131+0.8% | Added | History |
| AIRSAirsculpt Technologies, Inc. | COM | 33,942 | $135.8K | <0.1% | −13,014−27.7% | Reduced | History |
| ENGNWenGene Therapeutics Inc. | *W EXP 10/31/202 | 104,622 | $145.4K | <0.1% | 00.0% | Unchanged | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 146,191 | $145.8K | <0.1% | −40,436−21.7% | Reduced | History |
| FHTXFoghorn Therapeutics Inc. | COM | 25,738 | $148.0K | <0.1% | +25,738 | New | History |
| KZRKezar Life Sciences, Inc. | COM | 246,841 | $148.1K | <0.1% | −172,584−41.1% | Reduced | History |
| Listed FD Tr53656F417 | ROUNDHILL BALL | 11,374 | $148.4K | <0.1% | +11,374 | New | – |
| Hennessy Capital Invst Corp42600H116 | *W EXP 06/10/202 | 990,000 | $148.5K | <0.1% | 00.0% | Unchanged | – |
| Eve Holding, Inc.29970N112 | EQUITY WRT | 384,473 | $149.9K | <0.1% | 00.0% | Unchanged | – |
| PTVEPactiv Evergreen Inc. | COM | 13,490 | $152.7K | <0.1% | −7,094−34.5% | Reduced | History |
| STERSterling Check Corp. | COM | 10,652 | $157.7K | <0.1% | +10,652 | New | History |
| CONNConns Inc | COM | 145,678 | $161.0K | <0.1% | −130,120−47.2% | Reduced | History |
| OABIOmniAb, Inc. | COM | 42,963 | $161.1K | <0.1% | −77,704−64.4% | Reduced | History |
| AIPArteris, Inc. | COM | 21,558 | $161.9K | <0.1% | +21,558 | New | History |
Options (800)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 800 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| NVDANVIDIA Corp | Stock | $648.8M | $495.8M |
| METAMeta Platforms, Inc. | Stock | $629.1M | $239.6M |
| CMGChipotle Mexican Grill Inc | COM | $498.1M | $343.9M |
| CCitigroup Inc | Stock | $526.3M | $297.8M |
| AMZNAmazon Com Inc | Stock | $442.3M | $297.2M |
| TSLATesla, Inc. | Stock | $472.1M | $216.6M |
| BKNGBooking Holdings Inc. | Stock | $320.5M | $325.2M |
| AVGOBroadcom Inc. | Stock | $268.3M | $331.9M |
| AAPLApple Inc. | Stock | $171.7M | $409.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $574.9M | – |
| LLYEli Lilly & Co | Stock | $259.5M | $300.6M |
| AMDAdvanced Micro Devices Inc | Stock | $363.2M | $193.9M |
| NFLXNetflix Inc | Stock | $289.9M | $245.7M |
| SMCISuper Micro Computer, Inc. | COM | $271.1M | $250.4M |
| BACBank of America Corp | Stock | $240.3M | $260.0M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $378.6M | $113.4M |
| GSGoldman Sachs Group Inc | Stock | $267.7M | $197.9M |
| BABoeing Co | Stock | $289.8M | $162.7M |
| PANWPalo Alto Networks Inc | Stock | $234.0M | $211.2M |
| FSLRFirst Solar, Inc. | Stock | $237.1M | $206.6M |
| GMGeneral Motors Co | COM | $284.1M | $149.3M |
| PFEPfizer Inc | Stock | $332.4M | $97.1M |
| XOMExxonMobil Holdings Corp | COM | $112.7M | $311.0M |
| BABAAlibaba Group Holding Ltd | ADR | $203.4M | $208.5M |
| UBERUber Technologies, Inc | Stock | $219.8M | $143.5M |
| WFCWells Fargo & Company | Stock | $200.2M | $154.2M |
| COSTCostco Wholesale Corp | Stock | $122.4M | $231.7M |
| JPMJPMorgan Chase & Co | Stock | $57.9M | $288.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $144.3M | $193.9M |
| BRK.BBerkshire Hathaway Inc | Stock | $732.2K | $325.8M |
| QCOMQualcomm Inc | Stock | $118.7M | $200.4M |
| MSFTMicrosoft Corp | Stock | $68.9M | $247.1M |
| PLTRPalantir Technologies Inc. | Stock | $224.6M | $90.9M |
| SPOTSpotify Technology S.A. | Stock | $191.0M | $76.4M |
| NKENIKE, Inc. | Stock | $162.3M | $102.2M |
| AZOAutoZone Inc | COM | $226.8M | $32.6M |
| INTCIntel Corp | Stock | $158.5M | $81.5M |
| SNOWSnowflake Inc. | Stock | $210.2M | $26.9M |
| LULUlululemon athletica inc. | Stock | $202.9M | $26.7M |
| MUMicron Technology Inc | Stock | $107.5M | $119.7M |
| CVXChevron Corp | Stock | $74.7M | $139.1M |
| PYPLPayPal Holdings, Inc. | Stock | $205.9M | $7.54M |
| CATCaterpillar Inc | Stock | $49.4M | $163.9M |
| TGTTarget Corp | Stock | $139.5M | $66.7M |
| MRNAModerna, Inc. | Stock | $106.0M | $92.5M |
| DISWalt Disney Co | Stock | $74.3M | $119.4M |
| XYZBlock, Inc. | CL A | $122.9M | $66.6M |
| RTXRTX Corp | Stock | $49.5M | $138.2M |
| ADBEAdobe Inc. | Stock | $126.6M | $58.6M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $176.5M |
| MELIMercadolibre Inc | COM | $113.1M | $58.3M |
| GEGeneral Electric Co | Stock | $34.3M | $137.0M |
| MSMorgan Stanley | Stock | $76.0M | $91.0M |
| GOOGLAlphabet Inc. | Stock | $25.6M | $136.8M |
| FOURShift4 Payments, Inc. | CL A | – | $161.4M |
| BMYBristol Myers Squibb Co | Stock | $131.5M | $28.9M |
| SHOPShopify Inc. | Stock | $107.2M | $52.4M |
| FCXFreeport-McMoran Inc | Stock | $119.8M | $39.4M |
| PGProcter & Gamble Co | Stock | $29.9M | $128.5M |
| CVSCVS Health Corp | Stock | $124.5M | $31.9M |
| JDJD.com, Inc. | SPON ADS CL A | $110.9M | $39.2M |
| FFord Motor Co | Stock | $116.6M | $26.6M |
| GOOGAlphabet Inc. | Stock | $10.2M | $132.6M |
| VVisa Inc. | Stock | $7.38M | $135.3M |
| MDBMongoDB, Inc. | CL A | $125.7M | $14.1M |
| ARMArm Holdings PLC | ADR | $99.4M | $39.5M |
| ABBVAbbVie Inc. | Stock | $28.5M | $110.2M |
| ALBAlbemarle Corp | Stock | $95.9M | $41.6M |
| ZSZscaler, Inc. | Stock | $84.6M | $51.9M |
| CVNACarvana Co. | CL A | $83.5M | $51.9M |
| UALUnited Airlines Holdings, Inc. | COM | $96.5M | $38.9M |
| UPSUnited Parcel Service Inc | Stock | $72.5M | $60.7M |
| WDCWestern Digital Corp | COM | $26.6M | $104.5M |
| OXYOccidental Petroleum Corp | Stock | $36.3M | $89.2M |
| URIUnited Rentals, Inc. | COM | $74.5M | $48.4M |
| CHTRCharter Communications, Inc. | CL A | $60.0M | $58.3M |
| ABNBAirbnb, Inc. | Stock | $23.8M | $91.4M |
| ENPHEnphase Energy, Inc. | Stock | $65.2M | $49.9M |
| VSTVistra Corp. | Stock | $47.2M | $62.7M |
| NEMNEWMONT Corp | Stock | $97.5M | $10.8M |
| ANETArista Networks, Inc. | COM | $48.3M | $59.6M |
| SCHWSchwab Charles Corp | Stock | $56.1M | $51.7M |
| DGDollar General Corp | COM | $80.8M | $25.7M |
| HOODRobinhood Markets, Inc. | Stock | $67.8M | $38.6M |
| MAMastercard Inc | Stock | – | $104.3M |
| IBMInternational Business Machines Corp | Stock | $37.3M | $66.9M |
| CRMSalesforce, Inc. | Stock | $40.3M | $63.9M |
| TXNTexas Instruments Inc | Stock | $48.2M | $55.9M |
| DDOGDatadog, Inc. | CL A COM | $52.8M | $49.6M |
| AMGNAmgen Inc | Stock | $15.9M | $86.0M |
| WMTWalmart Inc. | Stock | $8.31M | $93.6M |
| HUMHumana Inc | Stock | $78.8M | $23.1M |
| JNJJohnson & Johnson | Stock | $24.0M | $75.8M |
| MCDMcDonalds Corp | Stock | $42.5M | $55.7M |
| RCLRoyal Caribbean Cruises Ltd | COM | $39.2M | $58.0M |
| CHWYChewy, Inc. | CL A | $67.5M | $28.7M |
| RIVNRivian Automotive, Inc. | Stock | $26.1M | $65.9M |
| SNAPSnap Inc | Stock | $27.5M | $63.1M |
| LRCXLam Research Corp | COM | $71.6M | $18.2M |
| DALDelta Air Lines, Inc. | COM NEW | $19.9M | $69.8M |
Sold out since Q1 2024 (404)
Positions held at the end of Q1 2024 that are gone from this filing.
The largest 100 of 404 by value last quarter.
| Security | Class | Shares in Q1 2024 | Value in Q1 2024 | % of portfolio in Q1 2024 | History |
|---|---|---|---|---|---|
| PXDPioneer Natural Resources Co | COM | 2,063,866 | $541.8M | 0.7% | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,731,200 | $293.9M | 0.4% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,945,648 | $278.1M | 0.4% | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 3,737,300 | $189.1M | 0.2% | – |
| MMM3M Co | Stock | 1,333,443 | $141.4M | 0.2% | History |
| MDLZMondelez International, Inc. | Stock | 1,175,818 | $82.3M | 0.1% | History |
| AEPAmerican Electric Power Co Inc | Stock | 870,382 | $74.9M | 0.1% | History |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $61.5M | 0.1% | – |
| Bilibili Inc.090040AB2 | NOTE 1.375% 4/0 | – | $54.9M | 0.1% | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $49.6M | 0.1% | – |
| CFLTConfluent, Inc. | CLASS A COM | 1,541,695 | $47.1M | 0.1% | History |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $45.7M | 0.1% | – |
| Yy Inc98426TAF3 | NOTE 1.375% 6/1 | – | $37.2M | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AD2 | NOTE 1.250% 9/1 | – | $36.2M | <0.1% | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $33.3M | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $33.1M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 205,620 | $31.9M | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 594,472 | $29.9M | <0.1% | – |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $29.1M | <0.1% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 303,111 | $28.8M | <0.1% | – |
| NKLANikola Corp | COM | 26,581,979 | $27.6M | <0.1% | History |
| ARESAres Management Corp | CL A COM STK | 199,893 | $26.6M | <0.1% | History |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $26.0M | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $22.0M | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $21.9M | <0.1% | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $20.6M | <0.1% | – |
| TPLTexas Pacific Land Corp | Stock | 32,314 | $18.7M | <0.1% | History |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | – | $17.2M | <0.1% | – |
| ALPNAlpine Immune Sciences, Inc. | COM | 428,555 | $17.0M | <0.1% | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 510,900 | $16.7M | <0.1% | – |
| CPECallon Petroleum Co | COM | 455,461 | $16.3M | <0.1% | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $15.5M | <0.1% | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $14.7M | <0.1% | – |
| NINisource Inc. | COM | 530,810 | $14.7M | <0.1% | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $14.3M | <0.1% | – |
| OUTOUTFRONT Media Inc. | COM | 804,496 | $13.5M | <0.1% | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 276,881 | $13.0M | <0.1% | – |
| POOLPool Corp | COM | 30,268 | $12.2M | <0.1% | History |
| AIC3.ai, Inc. | Stock | 403,941 | $10.9M | <0.1% | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 26,036 | $10.4M | <0.1% | History |
| Vanguard Energy ETF92204A306 | ETF | 76,899 | $10.1M | <0.1% | – |
| iShares Inc464286822 | MSCI MEXICO ETF | 144,594 | $10.0M | <0.1% | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 64,744 | $9.56M | <0.1% | – |
| Maxeon Solar Technologies LT57779BAB0 | NOTE 6.500% 7/1 | – | $9.50M | <0.1% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 155,658 | $9.38M | <0.1% | – |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $9.38M | <0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 117,400 | $9.13M | <0.1% | – |
| MTArcelorMittal | NY REGISTRY SH | 320,273 | $8.83M | <0.1% | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 214,288 | $8.80M | <0.1% | – |
| ICUIIcu Medical Inc | COM | 80,892 | $8.68M | <0.1% | History |
| NICENICE Ltd. | SPONSORED ADR | 32,760 | $8.54M | <0.1% | History |
| REXRRexford Industrial Realty, Inc. | COM | 167,879 | $8.44M | <0.1% | History |
| Live Nation Entertainment IN538034BA6 | NOTE 3.125% 1/1 | – | $8.42M | <0.1% | – |
| CCKCrown Holdings, Inc. | COM | 105,993 | $8.40M | <0.1% | History |
| Block, Inc.852234AK9 | NOTE 0.250%11/0 | – | $8.36M | <0.1% | – |
| Acorda Therapeutics, Inc.00484MAC0 | NOTE 6.000%12/0 | – | $8.15M | <0.1% | – |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | 506,384 | $7.97M | <0.1% | History |
| MPMP Materials Corp. | COM CL A | 497,731 | $7.12M | <0.1% | History |
| SNXTD Synnex Corp | COM | 62,682 | $7.09M | <0.1% | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 121,725 | $7.05M | <0.1% | – |
| TDWTidewater Inc | COM | 73,536 | $6.77M | <0.1% | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 81,446 | $6.65M | <0.1% | – |
| ESEversource Energy | Stock | 106,401 | $6.36M | <0.1% | History |
| AEMAgnico Eagle Mines Ltd | Stock | 106,329 | $6.34M | <0.1% | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 322,368 | $6.04M | <0.1% | – |
| INFAInformatica Inc. | COM CL A | 172,237 | $6.03M | <0.1% | History |
| ACMRACM Research, Inc. | Stock | 193,801 | $5.65M | <0.1% | History |
| ARCCAres Capital Corp | CEF | 270,242 | $5.63M | <0.1% | History |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $5.40M | <0.1% | – |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 160,489 | $5.12M | <0.1% | – |
| MRNAModerna, Inc. | Stock | 48,022 | $5.12M | <0.1% | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 103,556 | $5.12M | <0.1% | – |
| LULufax Holding Ltd | SPONSORED ADR | 1,211,831 | $5.11M | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 354,299 | $4.92M | <0.1% | History |
| SPHRSphere Entertainment Co. | CL A | 98,049 | $4.81M | <0.1% | History |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $4.80M | <0.1% | – |
| CALYCallaway Golf Co | COM | 293,974 | $4.75M | <0.1% | History |
| First Tr Exchange-Traded FD336917109 | SHS | 110,936 | $4.27M | <0.1% | – |
| RBARB Global Inc. | COM | 55,805 | $4.25M | <0.1% | History |
| VERVVerve Therapeutics, Inc. | COM | 310,205 | $4.12M | <0.1% | History |
| RUNSunrun Inc. | COM | 298,939 | $3.94M | <0.1% | History |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $3.91M | <0.1% | – |
| TSNTyson Foods, Inc. | Stock | 64,954 | $3.81M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 88,901 | $3.77M | <0.1% | – |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 100,296 | $3.49M | <0.1% | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 10,219 | $3.44M | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 68,993 | $3.39M | <0.1% | History |
| EGPEastgroup Properties Inc | COM | 18,830 | $3.39M | <0.1% | History |
| AGTIAgiliti, Inc. | COM | 325,798 | $3.30M | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 232,626 | $3.25M | <0.1% | – |
| MPTMedical Properties Trust Inc | COM | 678,236 | $3.19M | <0.1% | History |
| AMTAmerican Tower Corp | REIT | 16,078 | $3.18M | <0.1% | History |
| OPKOpko Health, Inc. | COM | 2,646,084 | $3.18M | <0.1% | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 119,420 | $3.09M | <0.1% | – |
| ELFe.l.f. Beauty, Inc. | COM | 15,062 | $2.95M | <0.1% | History |
| CLOVClover Health Investments, Corp. | COM CL A | 3,718,177 | $2.95M | <0.1% | History |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $2.82M | <0.1% | – |
| Legato Merger Corp. IIIG5451A129 | UNIT 99/99/9999 | 272,200 | $2.76M | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 59,846 | $2.72M | <0.1% | – |
| STNStantec Inc | COM | 32,400 | $2.69M | <0.1% | History |