D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 4,217
- +284 vs. Q4 2021
- Portfolio value
- $76.1B
- −$5.90B (−7.2%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PLSEPulse Biosciences, Inc. | COM | 101,016 | $491.0K | <0.1% | +101,016 | New | History |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 11,911 | $492.0K | <0.1% | −3,980−25.0% | Reduced | History |
| PCSBPCSB Financial Corp | COM | 25,742 | $492.0K | <0.1% | −5,919−18.7% | Reduced | History |
| BATRAAtlanta Braves Holdings, Inc. | COM A BRAVES GRP | 17,180 | $494.0K | <0.1% | +2,125+14.1% | Added | History |
| NNINelnet Inc | CL A | 5,827 | $495.0K | <0.1% | −1,046−15.2% | Reduced | History |
| BZHBeazer Homes USA Inc | COM NEW | 32,538 | $495.0K | <0.1% | +32,538 | New | History |
| CASACasa Systems Inc | COM | 110,385 | $499.0K | <0.1% | +53,776+95.0% | Added | History |
| Northeast BK Portland Me66405S100 | COM | 14,680 | $501.0K | <0.1% | +14,680 | New | – |
| LELands' End, Inc. | COM | 29,672 | $502.0K | <0.1% | +3,237+12.2% | Added | History |
| WSTWest Pharmaceutical Services Inc | COM | 1,224 | $503.0K | <0.1% | +571+87.4% | Added | History |
| BWABorgwarner Inc | COM | 13,091 | $509.0K | <0.1% | −132,116−91.0% | Reduced | History |
| LYVLive Nation Entertainment, Inc. | COM | 4,323 | $509.0K | <0.1% | −1,838−29.8% | Reduced | History |
| RICKRci Hospitality Holdings, Inc. | COM | 8,309 | $511.0K | <0.1% | −5,759−40.9% | Reduced | History |
| SEICSEI Investments Co | COM | 8,505 | $512.0K | <0.1% | −70,634−89.3% | Reduced | History |
| PPLPPL Corp | COM | 17,941 | $512.0K | <0.1% | −136,451−88.4% | Reduced | History |
| HYTBlackRock Corporate High Yield Fund, Inc. | COM | 47,500 | $512.0K | <0.1% | 00.0% | Unchanged | History |
| SSPE.W. Scripps Co | CL A NEW | 24,627 | $512.0K | <0.1% | −44,057−64.1% | Reduced | History |
| PDSBPDS Biotechnology Corp | COM | 83,112 | $514.0K | <0.1% | +53,507+180.7% | Added | History |
| HCCIHeritage-Crystal Clean, Inc. | COM | 17,356 | $514.0K | <0.1% | −12,799−42.4% | Reduced | History |
| ACTEnact Holdings, Inc. | COM | 23,148 | $515.0K | <0.1% | +23,148 | New | History |
| Hennessy Capital Invst Corp42600H116 | *W EXP 06/10/202 | 990,000 | $515.0K | <0.1% | 00.0% | Unchanged | – |
| DBIDesigner Brands Inc. | CL A | 38,247 | $517.0K | <0.1% | −658,745−94.5% | Reduced | History |
| VREVeris Residential, Inc. | COM | 29,827 | $519.0K | <0.1% | +18,156+155.6% | Added | History |
| Sapiens Intl Corp N VG7T16G103 | SHS | 20,425 | $519.0K | <0.1% | −13,276−39.4% | Reduced | – |
| IRMDIradimed Corp | COM | 11,620 | $521.0K | <0.1% | +11,620 | New | History |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | 437,500 | $521.0K | <0.1% | 00.0% | Unchanged | – |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 982,916 | $522.0K | <0.1% | +163,410+19.9% | Added | History |
| SXIStandex International Corp | COM | 5,237 | $523.0K | <0.1% | −5,386−50.7% | Reduced | History |
| BBARBanco BBVA Argentina S.A. | SPONSORED ADS | 148,301 | $526.0K | <0.1% | +148,301 | New | History |
| ANGOAngiodynamics Inc | COM | 24,450 | $527.0K | <0.1% | −27,603−53.0% | Reduced | History |
| B Riley Principal 150 Merger05601V103 | COM CL A | 53,192 | $528.0K | <0.1% | −17,602−24.9% | Reduced | – |
| VKTXViking Therapeutics, Inc. | COM | 176,278 | $529.0K | <0.1% | +176,278 | New | History |
| WTFCWintrust Financial Corp | COM | 5,717 | $531.0K | <0.1% | −35,504−86.1% | Reduced | History |
| CDLXCardlytics, Inc. | COM | 9,657 | $531.0K | <0.1% | −12,802−57.0% | Reduced | History |
| PFCPremier Financial Corp | COM | 17,501 | $531.0K | <0.1% | +9,935+131.3% | Added | History |
| VYXNCR Voyix Corp | COM | 13,251 | $533.0K | <0.1% | +13,251 | New | History |
| Social Capital Hedosopha HLDG8251L113 | *W EXP 09/26/202 | 433,098 | $533.0K | <0.1% | 00.0% | Unchanged | – |
| IBRXImmunityBio, Inc. | COM | 95,268 | $534.0K | <0.1% | −235,233−71.2% | Reduced | History |
| CASYCaseys General Stores Inc | COM | 2,702 | $535.0K | <0.1% | +2,702 | New | History |
| FCBCFirst Community Bankshares Inc | COM | 18,967 | $535.0K | <0.1% | +3,187+20.2% | Added | History |
| TZOOTravelzoo | COM NEW | 81,510 | $535.0K | <0.1% | +1,094+1.4% | Added | History |
| AWKAmerican Water Works Company, Inc. | Stock | 3,238 | $536.0K | <0.1% | −85,437−96.3% | Reduced | History |
| PLXSPlexus Corp | COM | 6,547 | $536.0K | <0.1% | −325−4.7% | Reduced | History |
| NNBRNN Inc | COM | 186,202 | $536.0K | <0.1% | +40,756+28.0% | Added | History |
| RADNew Rite Aid, LLC | COM | 61,286 | $536.0K | <0.1% | −233,245−79.2% | Reduced | History |
| NFGNational Fuel Gas Co | Stock | 7,834 | $538.0K | <0.1% | −19,016−70.8% | Reduced | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 4,953 | $540.0K | <0.1% | −1,400−22.0% | Reduced | History |
| SUNLSunlight Financial Holdings Inc. | COMMON STOCK | 107,261 | $541.0K | <0.1% | +57,697+116.4% | Added | History |
| ABTXAllegiance Bancshares, Inc. | COM | 12,127 | $542.0K | <0.1% | −3,994−24.8% | Reduced | History |
| ASTLAlgoma Steel Group Inc. | COM | 48,261 | $543.0K | <0.1% | +3,818+8.6% | Added | History |
| North Mountain Merger Corp661204107 | COM CL A | 55,101 | $545.0K | <0.1% | 00.0% | Unchanged | – |
| ADIAnalog Devices Inc | Stock | 3,318 | $548.0K | <0.1% | +3,318 | New | History |
| BEEMBeam Global | COM | 26,773 | $548.0K | <0.1% | +26,773 | New | History |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 54,650 | $550.0K | <0.1% | 00.0% | Unchanged | – |
| AAPAdvance Auto Parts Inc | COM | 2,660 | $551.0K | <0.1% | +2,660 | New | History |
| AERIAerie Pharmaceuticals Inc | COM | 60,500 | $551.0K | <0.1% | +60,500 | New | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 31,617 | $552.0K | <0.1% | −22,726−41.8% | Reduced | History |
| QTTBQ32 Bio Inc. | COM | 182,046 | $554.0K | <0.1% | +89,338+96.4% | Added | History |
| OTRKOntrak, Inc. | COM | 245,573 | $556.0K | <0.1% | +245,573 | New | History |
| LSCCLattice Semiconductor Corp | COM | 9,181 | $560.0K | <0.1% | −3,052−24.9% | Reduced | History |
| CTTCatchMark Timber Trust, Inc. | CL A | 68,887 | $565.0K | <0.1% | +18,069+35.6% | Added | History |
| FSTRFoster L B Co | COM | 36,776 | $566.0K | <0.1% | −993−2.6% | Reduced | History |
| LCIILci Industries | COM | 5,473 | $568.0K | <0.1% | +5,473 | New | History |
| Project Energy Reimagined AcG72556114 | *W EXP 10/28/202 | 1,237,500 | $569.0K | <0.1% | +618,750+100.0% | Added | – |
| VZIOVizio Holding Corp. | CL A COM | 64,330 | $572.0K | <0.1% | +64,330 | New | History |
| INSTInstructure Holdings, Inc. | COM | 28,566 | $573.0K | <0.1% | +28,566 | New | History |
| MLNKMeridianLink, Inc. | COMMON STOCK | 31,948 | $578.0K | <0.1% | +31,948 | New | History |
| GRPNGroupon, Inc. | COM NEW | 30,116 | $579.0K | <0.1% | −196,991−86.7% | Reduced | History |
| CASSCass Information Systems Inc | COM | 15,715 | $580.0K | <0.1% | −9,325−37.2% | Reduced | History |
| ABMDAbiomed Inc | COM | 1,750 | $580.0K | <0.1% | +119+7.3% | Added | History |
| JBSSSanfilippo John B & Son Inc | COM | 6,975 | $582.0K | <0.1% | +837+13.6% | Added | History |
| SNFIStark Novus Financial Inc. | COM CL A | 170,821 | $582.0K | <0.1% | +156,255+1,072.7% | Added | History |
| OCSLOaktree Specialty Lending Corp | COM | 79,009 | $582.0K | <0.1% | +50,486+177.0% | Added | History |
| PLBYPlayboy, Inc. | COM | 44,511 | $583.0K | <0.1% | +44,511 | New | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 37,096 | $584.0K | <0.1% | −70,748−65.6% | Reduced | History |
| BMRCBank of Marin Bancorp | COM | 16,649 | $584.0K | <0.1% | −3,879−18.9% | Reduced | History |
| SLVMSylvamo Corp | COMMON STOCK | 17,591 | $585.0K | <0.1% | −12,551−41.6% | Reduced | History |
| JOUTJohnson Outdoors Inc | CL A | 7,526 | $585.0K | <0.1% | +653+9.5% | Added | History |
| GMDAGamida Cell Ltd. | SHS | 140,846 | $585.0K | <0.1% | −112,929−44.5% | Reduced | History |
| BCPCBalchem Corp | COM | 4,288 | $586.0K | <0.1% | +4,288 | New | History |
| DRIDarden Restaurants Inc | COM | 4,418 | $587.0K | <0.1% | +2,544+135.8% | Added | History |
| QLYSQualys, Inc. | COM | 4,130 | $588.0K | <0.1% | −39,530−90.5% | Reduced | History |
| AQUAEvoqua Water Technologies Corp. | COM | 12,537 | $589.0K | <0.1% | −15,411−55.1% | Reduced | History |
| SMPStandard Motor Products, Inc. | Stock | 13,674 | $590.0K | <0.1% | −4,703−25.6% | Reduced | History |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | 63,894 | $592.0K | <0.1% | −76,014−54.3% | Reduced | History |
| RMNIRimini Street, Inc. | COM | 102,302 | $593.0K | <0.1% | +102,302 | New | History |
| SKESkeena Resources Ltd | Common Stock | 53,300 | $593.0K | <0.1% | +53,300 | New | History |
| DELLDell Technologies Inc. | Stock | 11,864 | $595.0K | <0.1% | +11,864 | New | History |
| Maxeon Solar Technologies LTY58473102 | SHS | 41,078 | $595.0K | <0.1% | −49,558−54.7% | Reduced | – |
| ASBAssociated Banc-Corp | COM | 26,204 | $596.0K | <0.1% | +26,204 | New | History |
| BSRRSierra Bancorp | COM | 23,938 | $598.0K | <0.1% | −1,907−7.4% | Reduced | History |
| FWRDForward Air Corp | COM | 6,113 | $598.0K | <0.1% | −16,231−72.6% | Reduced | History |
| TBRGTruBridge, Inc. | COM | 17,378 | $599.0K | <0.1% | −4,255−19.7% | Reduced | History |
| KWRQuaker Chemical Corp | COM | 3,500 | $605.0K | <0.1% | +3,500 | New | History |
| GSBCGreat Southern Bancorp, Inc. | COM | 10,269 | $606.0K | <0.1% | +6,694+187.2% | Added | History |
| TATravelCenters of America Inc. | COM NEW | 14,118 | $607.0K | <0.1% | +14,118 | New | History |
| BVBrightView Holdings, Inc. | COM | 44,640 | $608.0K | <0.1% | +7,407+19.9% | Added | History |
| HOFTHooker Furnishings Corp | COM | 32,096 | $608.0K | <0.1% | +32,096 | New | History |
| GSATGlobalstar, Inc. | COM | 415,902 | $611.0K | <0.1% | −311,736−42.8% | Reduced | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 19,259 | $612.0K | <0.1% | +9,593+99.2% | Added | History |
Options (799)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 799 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | $1.46B | $426.1M |
| MELIMercadolibre Inc | COM | $345.4M | $333.6M |
| TSLATesla, Inc. | Stock | $470.2M | $205.2M |
| CMGChipotle Mexican Grill Inc | COM | $325.1M | $220.2M |
| XYZBlock, Inc. | CL A | $335.6M | $184.2M |
| AAPLApple Inc. | Stock | $259.7M | $175.9M |
| AMDAdvanced Micro Devices Inc | Stock | $349.7M | $72.6M |
| GOOGAlphabet Inc. | Stock | $223.4M | $187.1M |
| CCitigroup Inc | Stock | $312.3M | $96.7M |
| BABAAlibaba Group Holding Ltd | ADR | $217.5M | $188.8M |
| BABoeing Co | Stock | $259.8M | $125.7M |
| NVDANVIDIA Corp | Stock | $277.0M | $101.6M |
| ABBVAbbVie Inc. | Stock | $254.1M | $104.9M |
| PYPLPayPal Holdings, Inc. | Stock | $264.3M | $94.1M |
| PANWPalo Alto Networks Inc | Stock | $213.0M | $127.6M |
| GMGeneral Motors Co | COM | $199.4M | $108.7M |
| DISWalt Disney Co | Stock | $214.1M | $86.0M |
| CVXChevron Corp | Stock | $187.1M | $95.8M |
| UBERUber Technologies, Inc | Stock | $216.6M | $55.5M |
| SNAPSnap Inc | Stock | $139.7M | $132.3M |
| ADBEAdobe Inc. | Stock | $207.1M | $56.7M |
| METAMeta Platforms, Inc. | Stock | $208.6M | $53.7M |
| NFLXNetflix Inc | Stock | $210.8M | $51.5M |
| SHOPShopify Inc. | Stock | $219.4M | $39.1M |
| XOMExxonMobil Holdings Corp | COM | $166.8M | $90.3M |
| TWTRTwitter, Inc. | COM | $152.0M | $86.5M |
| ZMZoom Communications, Inc. | Stock | $168.2M | $69.1M |
| COSTCostco Wholesale Corp | Stock | $96.7M | $139.7M |
| MUMicron Technology Inc | Stock | $180.9M | $51.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $162.3M | $67.8M |
| ABNBAirbnb, Inc. | Stock | $182.9M | $46.4M |
| MSFTMicrosoft Corp | Stock | $140.2M | $82.6M |
| BKNGBooking Holdings Inc. | Stock | $120.0M | $98.9M |
| WFCWells Fargo & Company | Stock | $152.0M | $66.6M |
| GSGoldman Sachs Group Inc | Stock | $137.9M | $79.9M |
| AZOAutoZone Inc | COM | $108.4M | $96.9M |
| COPConocoPhillips | Stock | $92.2M | $106.7M |
| SPGIS&P Global Inc. | Stock | $95.9M | $99.9M |
| CRMSalesforce, Inc. | Stock | $164.0M | $31.6M |
| AAAlcoa Corp | Stock | $142.3M | $50.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $161.3M | $30.2M |
| IBMInternational Business Machines Corp | Stock | $81.4M | $108.9M |
| MAMastercard Inc | Stock | $94.2M | $93.9M |
| QCOMQualcomm Inc | Stock | $147.8M | $37.1M |
| VVisa Inc. | Stock | $59.8M | $123.5M |
| PFEPfizer Inc | Stock | $105.8M | $76.2M |
| INTCIntel Corp | Stock | $126.1M | $53.9M |
| FFord Motor Co | Stock | $138.9M | $40.3M |
| JPMJPMorgan Chase & Co | Stock | $91.8M | $78.2M |
| BMYBristol Myers Squibb Co | Stock | $81.5M | $84.7M |
| BACBank of America Corp | Stock | $46.7M | $116.7M |
| SESea Ltd | SPONSORD ADS | $118.0M | $42.4M |
| FCXFreeport-McMoran Inc | Stock | $115.8M | $43.2M |
| BRK.BBerkshire Hathaway Inc | Stock | $28.2M | $130.6M |
| PLTRPalantir Technologies Inc. | Stock | $85.1M | $69.3M |
| TDOCTeladoc Health, Inc. | COM | $118.3M | $35.7M |
| CHTRCharter Communications, Inc. | CL A | $55.5M | $97.3M |
| NKENIKE, Inc. | Stock | $114.8M | $32.5M |
| ROKURoku, Inc | COM CL A | $123.7M | $22.3M |
| MDBMongoDB, Inc. | CL A | $87.3M | $53.9M |
| TWLOTwilio Inc | CL A | $103.8M | $36.0M |
| GOOGLAlphabet Inc. | Stock | $55.6M | $83.4M |
| DVNDevon Energy Corp | Stock | $85.4M | $53.4M |
| ZSZscaler, Inc. | Stock | $90.6M | $46.3M |
| PGProcter & Gamble Co | Stock | $56.2M | $76.7M |
| Paramount Global92556H206 | CL B | $99.8M | $30.4M |
| TAT&T Inc. | Stock | $108.6M | $21.4M |
| XUnited States Steel Corp | COM | $84.3M | $41.3M |
| UALUnited Airlines Holdings, Inc. | COM | $83.3M | $38.0M |
| FDXFedEx Corp | Stock | $83.1M | $38.1M |
| BIDUBaidu, Inc. | ADR | $100.2M | $19.8M |
| HDHome Depot, Inc. | Stock | $73.8M | $45.4M |
| NOWServiceNow, Inc. | Stock | $83.7M | $33.5M |
| SPOTSpotify Technology S.A. | Stock | $99.0M | $18.0M |
| DALDelta Air Lines, Inc. | COM NEW | $77.9M | $38.6M |
| LULUlululemon athletica inc. | Stock | $73.7M | $40.9M |
| CSCOCisco Systems, Inc. | Stock | $25.6M | $87.9M |
| MRNAModerna, Inc. | Stock | $89.8M | $23.5M |
| DOCUDocuSign, Inc. | Stock | $74.4M | $37.4M |
| SBUXStarbucks Corp | Stock | $85.5M | $26.1M |
| INTUIntuit Inc. | Stock | $33.4M | $76.8M |
| DKNGDraftKings Inc. | COM CL A | $68.6M | $38.5M |
| CATCaterpillar Inc | Stock | $48.6M | $57.4M |
| ATVIActivision Blizzard, Inc. | COM | $78.6M | $25.2M |
| UNPUnion Pacific Corp | Stock | $41.2M | $62.3M |
| ZZillow Group, Inc. | CL C CAP STK | $27.2M | $76.3M |
| AVGOBroadcom Inc. | Stock | $70.1M | $29.5M |
| OXYOccidental Petroleum Corp | Stock | $65.4M | $32.3M |
| SEDGSolaredge Technologies, Inc. | COM | $73.7M | $23.1M |
| MSMorgan Stanley | Stock | $64.1M | $32.0M |
| NETCloudflare, Inc. | CL A COM | $55.2M | $34.6M |
| RHRH | COM | $39.7M | $48.9M |
| JNJJohnson & Johnson | Stock | $42.2M | $46.1M |
| DDOGDatadog, Inc. | CL A COM | $42.4M | $43.9M |
| ENPHEnphase Energy, Inc. | Stock | $54.9M | $28.3M |
| TDToronto Dominion Bank | Stock | $3.97M | $77.9M |
| SAMBoston Beer Co Inc | CL A | $68.0M | $13.5M |
| BPBP PLC | ADR | $58.0M | $21.8M |
| UPSTUpstart Holdings, Inc. | COM | $74.3M | $5.37M |
| GILDGilead Sciences, Inc. | Stock | $42.9M | $35.5M |
Sold out since Q4 2021 (518)
Positions held at the end of Q4 2021 that are gone from this filing.
The largest 100 of 518 by value last quarter.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 2,140,000 | $1.02B | 1.2% | – |
| XLNXXilinx Inc | COM | 3,452,183 | $732.0M | 0.9% | History |
| INFOIHS Markit Ltd. | SHS | 2,087,197 | $277.4M | 0.3% | History |
| NUANNuance Communications, Inc. | COM | 4,146,348 | $229.4M | 0.3% | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 2,271,074 | $135.7M | 0.2% | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $83.8M | 0.1% | – |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $71.2M | 0.1% | – |
| HFCHollyFrontier Corp | COM | 1,809,087 | $59.3M | 0.1% | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $43.9M | 0.1% | – |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $41.3M | 0.1% | – |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 3,749,606 | $40.3M | <0.1% | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $35.4M | <0.1% | – |
| VCRAVocera Communications, Inc. | COM | 540,570 | $35.0M | <0.1% | History |
| Burgundy Technology Acqu CorG1702T116 | CL A | 3,083,750 | $30.9M | <0.1% | – |
| Baozun Inc.06684LAB9 | NOTE 1.625% 5/0 | – | $30.3M | <0.1% | – |
| CPCanadian Pacific Kansas City Ltd | COM | 370,126 | $26.6M | <0.1% | History |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $26.1M | <0.1% | – |
| WYNNWynn Resorts Ltd | COM | 303,823 | $25.8M | <0.1% | History |
| VanEck Semiconductor ETF92189F676 | ETF | 83,448 | $25.8M | <0.1% | – |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $25.5M | <0.1% | – |
| APOApollo Global Management, Inc. | COM CL A | 327,413 | $23.7M | <0.1% | History |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $23.7M | <0.1% | – |
| ORealty Income Corp | REIT | 303,412 | $21.7M | <0.1% | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 228,325 | $21.2M | <0.1% | History |
| Varex Imaging Corp92214XAB2 | NOTE 4.000% 6/0 | – | $20.0M | <0.1% | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $19.8M | <0.1% | – |
| Integrated Rail and Res Acq45827R205 | UNIT 99/99/9999 | 1,880,000 | $18.9M | <0.1% | – |
| LDOSLeidos Holdings, Inc. | COM | 201,157 | $17.9M | <0.1% | History |
| SRESempra | Stock | 128,508 | $17.0M | <0.1% | History |
| FirstMark Horizon Acquisition Corp.33765Y101 | CL A COM | 1,579,150 | $15.6M | <0.1% | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $15.6M | <0.1% | – |
| ONONOn Holding AG | Stock | 407,963 | $15.4M | <0.1% | History |
| DJTWWTrump Media & Technology Group Corp. | *W EXP 03/25/202 | 1,141,097 | $15.1M | <0.1% | History |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 372,820 | $14.9M | <0.1% | – |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 414,245 | $14.9M | <0.1% | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 72,200 | $14.8M | <0.1% | – |
| Trajectory Alpha Acquisition89301B203 | UNIT 99/99/9999 | 1,485,000 | $14.7M | <0.1% | – |
| Trebia Acquisition CorpG9027T109 | COM CL A | 1,398,707 | $13.9M | <0.1% | – |
| Williams Rowland Acquisition Corp.96951B201 | UNIT 99/99/9999 | 1,320,000 | $13.3M | <0.1% | – |
| Citic Capital Acquisition CoG21513109 | COM CL A | 1,320,370 | $13.2M | <0.1% | – |
| SLDPSolid Power, Inc. | CLASS A COM | 1,500,000 | $13.1M | <0.1% | History |
| Project Energy Reimagined AcG72556122 | UNIT 10/28/2026 | 1,237,500 | $12.3M | <0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 278,150 | $12.1M | <0.1% | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $12.1M | <0.1% | – |
| CCChemours Co | Stock | 354,328 | $11.9M | <0.1% | History |
| TMPOTempo Automation Holdings, Inc. | CL A | 1,135,880 | $11.3M | <0.1% | History |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 225,313 | $11.3M | <0.1% | – |
| GKOSGLAUKOS Corp | COM | 250,058 | $11.1M | <0.1% | History |
| JBHTHunt J B Transport Services Inc | COM | 53,727 | $11.0M | <0.1% | History |
| XMQualtrics International Inc. | COM CL A | 304,384 | $10.8M | <0.1% | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $10.5M | <0.1% | – |
| WisdomTree Invts Inc97717PAB0 | NOTE 4.250% 6/1 | – | $9.95M | <0.1% | – |
| IRTIndependence Realty Trust, Inc. | COM | 383,719 | $9.91M | <0.1% | History |
| DP Cap Acquisition Corp IG2R05B118 | UNIT 11/08/2026 | 930,000 | $9.34M | <0.1% | – |
| RRDRR Donnelley & Sons Co | COM | 821,807 | $9.25M | <0.1% | History |
| LIILennox International Inc | COM | 26,886 | $8.72M | <0.1% | History |
| Infinite Acquisition Corp.G48028115 | UNIT 99/99/9999 | 836,900 | $8.43M | <0.1% | – |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 832,653 | $8.34M | <0.1% | – |
| Triple-S Mgmt Corp896749108 | CL B | 230,752 | $8.23M | <0.1% | – |
| Spartan Acquisition Corp. III84677R106 | COM CL A | 830,079 | $8.19M | <0.1% | – |
| Hannon Armstrong Sust Infr C41068XAD2 | NOTE 8/1 | – | $8.02M | <0.1% | – |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $8.02M | <0.1% | – |
| APRApria, Inc. | COM | 244,306 | $7.96M | <0.1% | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $7.81M | <0.1% | – |
| WSFSWSFS Financial Corp | COM | 152,504 | $7.64M | <0.1% | History |
| SCVX CorpG79448208 | COM | 763,320 | $7.63M | <0.1% | – |
| SBEASBEA Merger Sub LLC | COM CL A | 750,000 | $7.61M | <0.1% | History |
| GWBGreat Western Bancorp, Inc. | COM | 224,042 | $7.61M | <0.1% | History |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 230,136 | $7.45M | <0.1% | – |
| CBRLCracker Barrel Old Country Store, Inc | COM | 56,907 | $7.32M | <0.1% | History |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $7.22M | <0.1% | – |
| Motive Capital CorpG6293A103 | SHS CL A | 717,111 | $7.06M | <0.1% | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $6.85M | <0.1% | – |
| SES AI CorpG4R87P114 | COM CL A | 686,038 | $6.83M | <0.1% | – |
| Southport Acquisition Corp84465L204 | UNIT 99/99/9999 | 661,178 | $6.61M | <0.1% | – |
| Bridgetown 2 Holdings LtdG1355V103 | CL A | 659,693 | $6.54M | <0.1% | – |
| WEXWEX Inc. | COM | 45,564 | $6.40M | <0.1% | History |
| ISEEIVERIC bio, Inc. | COM | 371,728 | $6.22M | <0.1% | History |
| Energizer29272W208 | Convertible Preferred | 70,000 | $6.10M | <0.1% | – |
| CBGGFChain Bridge I | UNIT 03/31/2026 | 600,000 | $6.04M | <0.1% | History |
| MLAIUMcLaren Technology Acquisition Corp. | UNIT 11/01/2026 | 600,000 | $6.04M | <0.1% | History |
| Mercato Partners Acquisition Corp58759A207 | UNIT 10/29/2026 | 600,000 | $6.02M | <0.1% | – |
| Motive Capital Corp IIG6293R122 | UNIT 99/99/9999 | 600,000 | $5.98M | <0.1% | – |
| Jackson Acquisition Co46653C205 | UNIT 99/99/9999 | 600,000 | $5.98M | <0.1% | – |
| Tailwind Two Acquisition CorG86613109 | SHS CL A | 597,994 | $5.91M | <0.1% | – |
| Mountain & Co I Acquisitn CoG6301J120 | UNIT 11/04/2026 | 550,000 | $5.60M | <0.1% | – |
| CMCUFPiermont Valley Acquisition Corp | UNIT 01/01/2026 | 550,000 | $5.54M | <0.1% | History |
| Proof Acquisition Corp I74349W203 | UNIT 99/99/9999 | 550,000 | $5.51M | <0.1% | – |
| BioPlus Acquisition Corp.G11217109 | UNIT 12/02/2026 | 545,500 | $5.46M | <0.1% | – |
| Talon 1 Acquisition CorpG86656124 | UNIT 11/02/2026 | 525,000 | $5.33M | <0.1% | – |
| Canna Global Acquisition Cor13767K200 | UNIT 11/30/2026 | 525,000 | $5.32M | <0.1% | – |
| PTLOPortillo's Inc. | COM CL A | 136,304 | $5.12M | <0.1% | History |
| Games & Esports Exprnc Acq CG3731J101 | UNIT 12/01/2026 | 504,583 | $5.12M | <0.1% | – |
| MURMurphy Oil Corp | COM | 192,838 | $5.04M | <0.1% | History |
| LAMF Global Ventures Corp. IG5338L116 | UNIT 11/05/2026 | 500,000 | $5.02M | <0.1% | – |
| EEFTEuronet Worldwide, Inc. | COM | 41,734 | $4.97M | <0.1% | History |
| IONSIonis Pharmaceuticals Inc | COM | 160,659 | $4.89M | <0.1% | History |
| ARK Innovation ETF00214Q104 | ETF | 51,662 | $4.89M | <0.1% | – |
| BARKBark, Inc. | COM | 1,154,521 | $4.87M | <0.1% | History |
| CYTKCytokinetics Inc | COM NEW | 106,281 | $4.84M | <0.1% | History |