D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 3,507
- +589 vs. Q1 2021
- Portfolio value
- $86.9B
- +$5.39B (+6.6%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PEBPebblebrook Hotel Trust | COM | 896,892 | $21.1M | <0.1% | +274,631+44.1% | Added | History |
| GDOTGreen Dot Corp | CL A | 449,081 | $21.0M | <0.1% | +2,781+0.6% | Added | History |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 425,313 | $20.9M | <0.1% | +175,313+70.1% | Added | – |
| MDPediatrix Medical Group, Inc. | COM | 693,217 | $20.9M | <0.1% | +167,934+32.0% | Added | History |
| SCIService Corp International | COM | 389,866 | $20.9M | <0.1% | +143,041+58.0% | Added | History |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 7,913,251 | $20.9M | <0.1% | −5,961,917−43.0% | Reduced | History |
| GWWW.W. Grainger, Inc. | Stock | 47,651 | $20.9M | <0.1% | +14,228+42.6% | Added | History |
| ARCHArch Resources, Inc. | CL A | 363,833 | $20.7M | <0.1% | +90,980+33.3% | Added | History |
| PEPPepsiCo Inc | Stock | 139,418 | $20.7M | <0.1% | −648,419−82.3% | Reduced | History |
| DNOWDNOW Inc. | COM | 2,175,359 | $20.6M | <0.1% | −68,247−3.0% | Reduced | History |
| MRCYMercury Systems Inc | COM | 311,333 | $20.6M | <0.1% | −138,099−30.7% | Reduced | History |
| PLCEChildrens Place, Inc. | COM | 221,021 | $20.6M | <0.1% | −311,713−58.5% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 1,436,616 | $20.5M | <0.1% | +80,318+5.9% | Added | History |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $20.4M | <0.1% | – | – | – |
| GESGuess Inc | COM | 767,909 | $20.3M | <0.1% | −102,831−11.8% | Reduced | History |
| XELXcel Energy Inc | Stock | 307,372 | $20.3M | <0.1% | −241,062−44.0% | Reduced | History |
| LLLL Flooring Holdings, Inc. | COM | 953,790 | $20.1M | <0.1% | −68,022−6.7% | Reduced | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – | – | – |
| PRAAPra Group Inc | COM | 520,792 | $20.0M | <0.1% | +47,939+10.1% | Added | History |
| AZTAAzenta, Inc. | COM | 209,999 | $20.0M | <0.1% | +176,931+535.1% | Added | History |
| Smart Global Hldgs Inc83205YAB0 | NOTE 2.250% 2/1 | – | $20.0M | <0.1% | – | – | – |
| TMETencent Music Entertainment Group | SPON ADS | 1,286,644 | $19.9M | <0.1% | −15,841,784−92.5% | Reduced | History |
| CONXCONX Corp. | COM CL A | 2,018,329 | $19.9M | <0.1% | +971,414+92.8% | Added | History |
| HALOHalozyme Therapeutics, Inc. | COM | 437,398 | $19.9M | <0.1% | −431,065−49.6% | Reduced | History |
| TUPTupperware Brands Corp | COM | 835,788 | $19.9M | <0.1% | +154,617+22.7% | Added | History |
| MASMasco Corp | COM | 335,522 | $19.8M | <0.1% | −596,296−64.0% | Reduced | History |
| EXPREXP OldCo Winddown, Inc. | COM | 3,042,040 | $19.7M | <0.1% | +94,482+3.2% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 88,296 | $19.7M | <0.1% | +85,352+2,899.2% | Added | History |
| SMTCSemtech Corp | Stock | 285,967 | $19.7M | <0.1% | +213,581+295.1% | Added | History |
| BDCBelden Inc. | COM | 388,528 | $19.6M | <0.1% | −76,856−16.5% | Reduced | History |
| EPREpr Properties | COM SH BEN INT | 368,782 | $19.4M | <0.1% | +368,782 | New | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 2,089,861 | $19.4M | <0.1% | +1,177,458+129.1% | Added | History |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $19.3M | <0.1% | – | – | – |
| FLSFlowserve Corp | COM | 479,087 | $19.3M | <0.1% | −247,739−34.1% | Reduced | History |
| FCNFti Consulting, Inc | COM | 141,339 | $19.3M | <0.1% | −56,132−28.4% | Reduced | History |
| GENGen Digital Inc. | Stock | 707,695 | $19.3M | <0.1% | −287,519−28.9% | Reduced | History |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | +558,766+527.9% | Added | – |
| TPHTri Pointe Homes, Inc. | COM | 894,736 | $19.2M | <0.1% | +72,838+8.9% | Added | History |
| MPTMedical Properties Trust Inc | COM | 951,894 | $19.1M | <0.1% | +756,081+386.1% | Added | History |
| MRTXMirati Therapeutics, Inc. | COM | 117,647 | $19.0M | <0.1% | +35,725+43.6% | Added | History |
| PIImpinj Inc | COM | 368,035 | $19.0M | <0.1% | −114,569−23.7% | Reduced | History |
| LKQLKQ Corp | COM | 385,742 | $19.0M | <0.1% | +119,358+44.8% | Added | History |
| VNDAVanda Pharmaceuticals Inc. | COM | 881,347 | $19.0M | <0.1% | +126,918+16.8% | Added | History |
| PNWPinnacle West Capital Corp | COM | 231,205 | $19.0M | <0.1% | −30,459−11.6% | Reduced | History |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $18.9M | <0.1% | – | – | – |
| CTRECareTrust REIT, Inc. | COM | 813,082 | $18.9M | <0.1% | −251,904−23.7% | Reduced | History |
| WSMWilliams Sonoma Inc | COM | 117,930 | $18.8M | <0.1% | +37,899+47.4% | Added | History |
| VTRVentas, Inc. | REIT | 328,561 | $18.8M | <0.1% | +328,561 | New | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 148,700 | $18.7M | <0.1% | +148,700 | New | – |
| AVNSAvanos Medical, Inc. | Stock | 514,687 | $18.7M | <0.1% | +320,127+164.5% | Added | History |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | −647,411−45.9% | Reduced | History |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $18.7M | <0.1% | – | – | – |
| Crescent PT Energy Corp22576C101 | COM | 4,118,515 | $18.6M | <0.1% | −1,907,600−31.7% | Reduced | – |
| NTLAIntellia Therapeutics, Inc. | COM | 114,992 | $18.6M | <0.1% | −288,728−71.5% | Reduced | History |
| PPLPPL Corp | COM | 664,956 | $18.6M | <0.1% | +400,281+151.2% | Added | History |
| PRKSUnited Parks & Resorts Inc. | COM | 371,833 | $18.6M | <0.1% | +181,618+95.5% | Added | History |
| PRPBCC Neuberger Principal Holdings II | SHS CL A | 1,870,408 | $18.5M | <0.1% | +709,880+61.2% | Added | History |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $18.4M | <0.1% | – | – | – |
| GLDDGreat Lakes Dredge & Dock CORP | COM | 1,253,855 | $18.3M | <0.1% | −234,217−15.7% | Reduced | History |
| INFYInfosys Ltd | SPONSORED ADR | 860,771 | $18.2M | <0.1% | +813,919+1,737.2% | Added | History |
| AUAngloGold Ashanti PLC | SPONSORED ADR | 974,223 | $18.1M | <0.1% | +246,186+33.8% | Added | History |
| OPENOpendoor Technologies Inc. | COM | 1,015,145 | $18.0M | <0.1% | +1,015,145 | New | History |
| NWSANews Corp | CL A | 696,026 | $17.9M | <0.1% | −1,341,218−65.8% | Reduced | History |
| MEOHMethanex Corp | COM | 539,225 | $17.9M | <0.1% | +344,184+176.5% | Added | History |
| LPLALPL Financial Holdings Inc. | COM | 132,303 | $17.9M | <0.1% | +127,975+2,956.9% | Added | History |
| WDAYWorkday, Inc. | CL A | 74,554 | $17.8M | <0.1% | +67,989+1,035.6% | Added | History |
| Starz Entertainment Corp535919500 | CL B NON VTG | 972,467 | $17.8M | <0.1% | −461,911−32.2% | Reduced | – |
| Varex Imaging Corp92214XAB2 | NOTE 4.000% 6/0 | – | $17.8M | <0.1% | – | New | – |
| Go Acquisition Corp362019101 | COM | 1,816,704 | $17.8M | <0.1% | +105,721+6.2% | Added | – |
| SPDR Index Shs FDS78463X863 | ST DOW INTL ETF | 483,450 | $17.8M | <0.1% | +329,600+214.2% | Added | – |
| VERIVeritone, Inc. | COM | 896,921 | $17.7M | <0.1% | −179,358−16.7% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 131,550 | $17.7M | <0.1% | +131,550 | New | – |
| TVTYTivity Health, Inc. | COM | 670,947 | $17.7M | <0.1% | +86,335+14.8% | Added | History |
| MANHManhattan Associates Inc | Stock | 121,549 | $17.6M | <0.1% | +89,281+276.7% | Added | History |
| FLRFluor Corp | Stock | 993,309 | $17.6M | <0.1% | −848,100−46.1% | Reduced | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 1,810,369 | $17.5M | <0.1% | +1,415,064+358.0% | Added | History |
| TVTXTravere Therapeutics, Inc. | COM | 1,197,798 | $17.5M | <0.1% | −278,681−18.9% | Reduced | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 2,207,718 | $17.4M | <0.1% | +2,207,718 | New | History |
| HCSGHealthcare Services Group Inc | COM | 552,187 | $17.4M | <0.1% | +180,494+48.6% | Added | History |
| OCOwens Corning | Stock | 177,408 | $17.4M | <0.1% | +59,951+51.0% | Added | History |
| FSVFirstService Corp | COM | 101,111 | $17.3M | <0.1% | −42,200−29.4% | Reduced | History |
| CGCarlyle Group Inc. | COM | 372,747 | $17.3M | <0.1% | +267,921+255.6% | Added | History |
| Intrexon Corp46122TAA0 | NOTE 3.500% 7/0 | – | $17.3M | <0.1% | – | – | – |
| Omeros Corp682143AE2 | NOTE 6.250%11/1 | – | $17.2M | <0.1% | – | – | – |
| TXRHTexas Roadhouse, Inc. | COM | 178,778 | $17.2M | <0.1% | +164,584+1,159.5% | Added | History |
| PTRAQProterra Inc | COM | 1,000,000 | $17.1M | <0.1% | +1,000,000 | New | History |
| Cohn Robbins Holdings CorpG23726105 | COM CL A | 1,735,032 | $17.1M | <0.1% | +491,536+39.5% | Added | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $17.1M | <0.1% | – | – | – |
| UNVRUnivar Solutions Inc. | COM | 695,330 | $17.0M | <0.1% | −190,575−21.5% | Reduced | History |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $16.9M | <0.1% | – | – | – |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | −177,218−12.9% | Reduced | – |
| NVAXNovavax Inc | COM NEW | 79,123 | $16.8M | <0.1% | +31,529+66.2% | Added | History |
| Global Consumer Acquisitn Co37892B207 | UNIT 05/21/2026 | 1,680,000 | $16.8M | <0.1% | +1,680,000 | New | – |
| BZKanzhun Ltd | SPONSORED ADS | 423,133 | $16.8M | <0.1% | +423,133 | New | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $16.8M | <0.1% | – | – | – |
| CRKComstock Resources Inc | COM | 2,503,755 | $16.7M | <0.1% | +1,127,287+81.9% | Added | History |
| KRKroger Co | Stock | 434,691 | $16.7M | <0.1% | +367,201+544.1% | Added | History |
| AMBAAmbarella Inc | SHS | 155,302 | $16.6M | <0.1% | −59,045−27.5% | Reduced | History |
| MNDTMandiant, Inc. | COM | 817,542 | $16.5M | <0.1% | +429,933+110.9% | Added | History |
| PRDOPerdoceo Education Corp | COM | 1,344,057 | $16.5M | <0.1% | −115,579−7.9% | Reduced | History |
Options (776)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 776 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $998.8M | $369.8M |
| AMZNAmazon Com Inc | Stock | $879.3M | $304.5M |
| MELIMercadolibre Inc | COM | $505.5M | $414.4M |
| BABAAlibaba Group Holding Ltd | ADR | $323.3M | $287.5M |
| XYZBlock, Inc. | CL A | $460.7M | $138.2M |
| AAPLApple Inc. | Stock | $346.1M | $131.6M |
| BKNGBooking Holdings Inc. | Stock | $103.3M | $314.0M |
| CCitigroup Inc | Stock | $292.4M | $99.3M |
| SHOPShopify Inc. | Stock | $296.6M | $82.7M |
| NIONIO Inc. | ADR | $252.4M | $115.0M |
| SNAPSnap Inc | Stock | $168.1M | $192.4M |
| DISWalt Disney Co | Stock | $212.1M | $141.8M |
| NFLXNetflix Inc | Stock | $165.1M | $167.1M |
| CMGChipotle Mexican Grill Inc | COM | $151.0M | $176.1M |
| BABoeing Co | Stock | $182.9M | $106.2M |
| WFCWells Fargo & Company | Stock | $155.6M | $130.3M |
| SESea Ltd | SPONSORD ADS | $134.5M | $142.7M |
| BACBank of America Corp | Stock | $123.2M | $151.0M |
| BIDUBaidu, Inc. | ADR | $252.7M | $17.2M |
| GSGoldman Sachs Group Inc | Stock | $161.8M | $90.9M |
| TWTRTwitter, Inc. | COM | $158.2M | $93.4M |
| CRMSalesforce, Inc. | Stock | $131.7M | $118.7M |
| INTCIntel Corp | Stock | $174.4M | $73.9M |
| JPMJPMorgan Chase & Co | Stock | $126.7M | $116.5M |
| ZMZoom Communications, Inc. | Stock | $158.5M | $83.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $179.9M | $61.6M |
| AMDAdvanced Micro Devices Inc | Stock | $181.9M | $47.0M |
| XOMExxonMobil Holdings Corp | COM | $122.0M | $103.9M |
| WWayfair Inc. | CL A | $68.4M | $156.0M |
| ROKURoku, Inc | COM CL A | $174.3M | $48.7M |
| MRNAModerna, Inc. | Stock | $125.5M | $85.2M |
| GOOGAlphabet Inc. | Stock | $50.1M | $160.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $172.1M | $37.4M |
| PYPLPayPal Holdings, Inc. | Stock | $143.9M | $55.8M |
| UBERUber Technologies, Inc | Stock | $118.9M | $76.7M |
| GMGeneral Motors Co | COM | $107.5M | $81.4M |
| TAT&T Inc. | Stock | $124.3M | $63.9M |
| BYNDBeyond Meat, Inc. | COM | $114.4M | $73.1M |
| MSMorgan Stanley | Stock | $131.2M | $55.9M |
| CHTRCharter Communications, Inc. | CL A | $47.3M | $134.1M |
| TDOCTeladoc Health, Inc. | COM | $143.3M | $36.8M |
| MUMicron Technology Inc | Stock | $166.7M | $3.48M |
| ADBEAdobe Inc. | Stock | $43.6M | $117.2M |
| TTDTrade Desk, Inc. | Stock | $102.7M | $54.8M |
| PINSPinterest, Inc. | CL A | $135.7M | $18.2M |
| PFEPfizer Inc | Stock | $102.2M | $51.3M |
| GOOGLAlphabet Inc. | Stock | $51.0M | $101.6M |
| COUPCoupa Software Inc | COM | $80.2M | $68.5M |
| METAMeta Platforms, Inc. | Stock | $13.5M | $131.9M |
| Paramount Global92556H206 | CL B | $76.2M | $68.6M |
| PTONPeloton Interactive, Inc. | CL A COM | $56.8M | $86.8M |
| DOCUDocuSign, Inc. | Stock | $115.2M | $22.4M |
| JNJJohnson & Johnson | Stock | $57.0M | $76.5M |
| NVDANVIDIA Corp | Stock | $119.1M | $13.2M |
| BRK.BBerkshire Hathaway Inc | Stock | $2.47M | $128.6M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $82.1M | $48.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $82.6M | $48.0M |
| AALAmerican Airlines Group Inc. | Stock | $60.0M | $69.9M |
| QCOMQualcomm Inc | Stock | $101.2M | $27.9M |
| RHRH | COM | $79.7M | $48.9M |
| UPSUnited Parcel Service Inc | Stock | $30.4M | $96.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $100.4M | $25.0M |
| ABBVAbbVie Inc. | Stock | $75.5M | $48.7M |
| ISRGIntuitive Surgical Inc | COM NEW | $40.8M | $83.2M |
| SPLKSplunk Inc | COM | $74.8M | $48.4M |
| VVisa Inc. | Stock | $4.96M | $117.1M |
| AZOAutoZone Inc | COM | $25.7M | $94.9M |
| NOWServiceNow, Inc. | Stock | $83.0M | $36.9M |
| FFord Motor Co | Stock | $96.2M | $22.4M |
| JDJD.com, Inc. | SPON ADS CL A | $97.8M | $20.2M |
| KOCoca Cola Co | Stock | $53.7M | $62.7M |
| TWLOTwilio Inc | CL A | $77.7M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $49.7M | $62.9M |
| HUBSHubSpot Inc | COM | $61.2M | $50.2M |
| ZSZscaler, Inc. | Stock | $68.8M | $42.1M |
| IBMInternational Business Machines Corp | Stock | $69.1M | $39.2M |
| DXCMDexcom Inc | COM | $59.4M | $48.8M |
| PLTRPalantir Technologies Inc. | Stock | $59.0M | $47.9M |
| NVAXNovavax Inc | COM NEW | $62.1M | $43.8M |
| LOWLowes Companies Inc | Stock | $34.0M | $71.7M |
| UALUnited Airlines Holdings, Inc. | COM | $67.4M | $36.3M |
| SPOTSpotify Technology S.A. | Stock | $84.2M | $19.0M |
| FDXFedEx Corp | Stock | $59.8M | $43.2M |
| CVSCVS Health Corp | Stock | $72.1M | $30.2M |
| SNOWSnowflake Inc. | Stock | $66.9M | $31.5M |
| DDOGDatadog, Inc. | CL A COM | $52.5M | $45.4M |
| DALDelta Air Lines, Inc. | COM NEW | $69.0M | $28.4M |
| FSLYFastly, Inc. | CL A | $64.9M | $31.6M |
| PGProcter & Gamble Co | Stock | $38.8M | $57.4M |
| MDBMongoDB, Inc. | CL A | $53.9M | $40.5M |
| MRKMerck & Co., Inc. | Stock | $72.2M | $21.0M |
| ETSYEtsy Inc | COM | $58.7M | $34.0M |
| LYFTLyft, Inc. | CL A COM | $46.4M | $45.6M |
| WYNNWynn Resorts Ltd | COM | $55.6M | $36.3M |
| CVXChevron Corp | Stock | $63.2M | $28.2M |
| SEDGSolaredge Technologies, Inc. | COM | $63.7M | $27.1M |
| SBUXStarbucks Corp | Stock | $53.7M | $36.7M |
| HDHome Depot, Inc. | Stock | $52.8M | $36.1M |
| FCXFreeport-McMoran Inc | Stock | $61.4M | $25.0M |
| WMTWalmart Inc. | Stock | $26.3M | $59.6M |
Sold out since Q1 2021 (390)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 390 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Sea Ltd81141RAD2 | NOTE 1.000%12/0 | – | $475.3M | 0.6% | – |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $386.6M | 0.5% | – |
| Grubhub Inc400110102 | COM | 2,659,583 | $159.6M | 0.2% | – |
| Insulet Corp45784PAH4 | NOTE 1.375%11/1 | – | $131.5M | 0.2% | – |
| Varian Med Sys Inc92220P105 | COM | 741,894 | $131.0M | 0.2% | – |
| Realpage Inc75606N109 | COM | 1,104,123 | $96.3M | 0.1% | – |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $83.9M | 0.1% | – |
| Spirit Airls Inc848577AA0 | NOTE 4.750% 5/1 | – | $81.1M | 0.1% | – |
| Corelogic Inc21871D103 | COM | 953,158 | $75.5M | 0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 822,978 | $71.7M | 0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $60.8M | 0.1% | – |
| Inphi Corp45772F107 | COM | 339,177 | $60.5M | 0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 259,796 | $56.4M | 0.1% | – |
| YUMYum Brands Inc | Stock | 519,103 | $56.2M | 0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 2,000,000 | $53.4M | 0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $50.6M | 0.1% | – |
| DDOGDatadog, Inc. | CL A COM | 569,851 | $47.5M | 0.1% | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $45.6M | 0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 1,861,570 | $40.8M | 0.1% | – |
| South Jersey Inds Inc838518116 | UNIT 99/99/9999 | 1,035,000 | $39.7M | <0.1% | – |
| GILDGilead Sciences, Inc. | Stock | 609,167 | $39.4M | <0.1% | History |
| Colfax Corp194014205 | UNIT 01/15/2022T | 205,000 | $37.0M | <0.1% | – |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $36.3M | <0.1% | – |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $34.7M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 407,352 | $32.5M | <0.1% | – |
| ULUnilever PLC | SPON ADR NEW | 527,517 | $29.5M | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 2,964,600 | $26.6M | <0.1% | History |
| Genmark Diagnostics Inc372309104 | COM | 930,726 | $22.2M | <0.1% | – |
| MARMarriott International Inc | Stock | 149,392 | $22.1M | <0.1% | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $21.2M | <0.1% | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 398,740 | $19.6M | <0.1% | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $19.2M | <0.1% | – |
| HLTHilton Worldwide Holdings Inc. | COM | 143,258 | $17.3M | <0.1% | History |
| Bespoke Cap Acquisition Corp086344108 | CL A REST VTG | 1,700,000 | $17.0M | <0.1% | – |
| UVXYProShares Trust II | ULTRA VIX SHORT | 2,993,163 | $16.9M | <0.1% | History |
| UNFIUnited Natural Foods Inc | COM | 508,835 | $16.8M | <0.1% | History |
| Perspecta Inc715347100 | COM | 563,196 | $16.4M | <0.1% | – |
| DMDesktop Metal, Inc. | COM CL A | 1,075,000 | $16.0M | <0.1% | History |
| SVMK Inc78489X103 | COM | 786,322 | $14.4M | <0.1% | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $13.9M | <0.1% | – |
| Northern Star Acquisition Co665742102 | COM CLS A | 1,225,000 | $13.6M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 1,338,872 | $13.5M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 346,028 | $12.8M | <0.1% | – |
| BLDPBallard Power Systems Inc. | COM | 502,112 | $12.2M | <0.1% | History |
| Realpage Inc75606NAB5 | NOTE 1.500%11/1 | – | $11.5M | <0.1% | – |
| LILi Auto Inc. | SPONSORED ADS | 435,275 | $10.9M | <0.1% | History |
| Decarbonization Plus Acqu II24279D204 | UNIT 03/19/2026 | 1,041,176 | $10.4M | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 79,410 | $10.3M | <0.1% | History |
| SABRSabre Corp | COM | 646,273 | $9.57M | <0.1% | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $9.32M | <0.1% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $8.80M | <0.1% | – |
| SESea Ltd | SPONSORD ADS | 39,113 | $8.73M | <0.1% | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $8.67M | <0.1% | – |
| QSRRestaurant Brands International Inc. | COM | 127,520 | $8.29M | <0.1% | History |
| Pluralsight Inc72941B106 | COM CL A | 364,042 | $8.13M | <0.1% | – |
| TDSTelephone & Data Systems Inc | COM NEW | 349,839 | $8.03M | <0.1% | History |
| Colony Cap Inc New19626G108 | CL A COM | 1,171,146 | $7.59M | <0.1% | – |
| FTNTFortinet, Inc. | Stock | 41,056 | $7.57M | <0.1% | History |
| Nextgen Acquisition Corp IIG65317110 | UNIT 03/23/2026 | 750,000 | $7.42M | <0.1% | – |
| Churchill Cap Corp II17143G106 | CL A | 741,996 | $7.42M | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 127,243 | $7.26M | <0.1% | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 80,449 | $7.18M | <0.1% | – |
| Austerlitz Acquisition CorpG0633D117 | UNIT 99/99/9999 | 700,000 | $7.03M | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 179,682 | $6.97M | <0.1% | – |
| ZDZiff Davis, Inc. | COM | 56,888 | $6.82M | <0.1% | History |
| SHAKShake Shack Inc. | CL A | 58,389 | $6.58M | <0.1% | History |
| NOVASunnova Energy International Inc. | COM | 152,372 | $6.22M | <0.1% | History |
| CAGConagra Brands Inc. | Stock | 161,746 | $6.08M | <0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 28,073 | $6.07M | <0.1% | – |
| Cyberark Software LtdM2682V108 | SHS | 45,802 | $5.92M | <0.1% | – |
| CPRTCopart Inc | COM | 54,385 | $5.91M | <0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 172,900 | $5.89M | <0.1% | – |
| IMAXImax Corp | COM | 269,299 | $5.41M | <0.1% | History |
| Cooper Tire & Rubr Co216831107 | COM | 90,778 | $5.08M | <0.1% | – |
| Nic Inc62914B100 | COM | 149,611 | $5.08M | <0.1% | – |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $4.93M | <0.1% | – |
| EGPEastgroup Properties Inc | COM | 31,057 | $4.45M | <0.1% | History |
| BLUEbluebird bio, Inc. | COM | 145,168 | $4.38M | <0.1% | History |
| FNFFidelity National Financial, Inc. | COM SHS | 103,340 | $4.20M | <0.1% | History |
| MGNIMagnite, Inc. | COM | 99,883 | $4.16M | <0.1% | History |
| TRPTC Energy Corp | COM | 87,619 | $4.02M | <0.1% | History |
| REPLReplimune Group, Inc. | COM | 121,257 | $3.70M | <0.1% | History |
| LAMRLamar Advertising Co | REIT | 39,075 | $3.67M | <0.1% | History |
| FICOFair Isaac Corp | COM | 7,373 | $3.58M | <0.1% | History |
| NBISNebius Group N.V. | Stock | 55,434 | $3.55M | <0.1% | History |
| HIWHighwoods Properties, Inc. | COM | 82,366 | $3.54M | <0.1% | History |
| GTNGray Media, Inc | COM | 189,807 | $3.49M | <0.1% | History |
| Boingo Wireless Inc09739C102 | COM | 248,077 | $3.49M | <0.1% | – |
| AMKRAmkor Technology, Inc. | COM | 145,816 | $3.46M | <0.1% | History |
| DVNDevon Energy Corp | Stock | 154,617 | $3.38M | <0.1% | History |
| ESSEssex Property Trust, Inc. | COM | 12,379 | $3.37M | <0.1% | History |
| Aphria Inc03765K104 | COM | 180,903 | $3.32M | <0.1% | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $3.32M | <0.1% | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $3.29M | <0.1% | – |
| Tuscan Hldgs Corp II90070A103 | COM | 325,000 | $3.28M | <0.1% | – |
| TS Innovation Acquisitn Corp87284T100 | COM CL A | 297,000 | $3.23M | <0.1% | – |
| ETDEthan Allen Interiors Inc | COM | 115,368 | $3.19M | <0.1% | History |
| Atlantic Power Corp04878Q863 | COM NEW | 1,089,288 | $3.15M | <0.1% | – |
| EXKEndeavour Silver Corp | COM | 604,324 | $3.00M | <0.1% | History |
| SITMSITIME Corp | COM | 29,831 | $2.94M | <0.1% | History |