D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 3,507
- +589 vs. Q1 2021
- Portfolio value
- $86.9B
- +$5.39B (+6.6%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SKMSK Telecom Co Ltd | SPONSORED ADR | 166,376 | $5.23M | <0.1% | +127,197+324.7% | Added | History |
| ACBAurora Cannabis Inc | COM | 578,287 | $5.23M | <0.1% | +578,287 | New | History |
| UIUbiquiti Inc. | COM | 16,781 | $5.24M | <0.1% | −12,656−43.0% | Reduced | History |
| HRHealthcare Realty Trust Inc | COM | 173,688 | $5.25M | <0.1% | −61,224−26.1% | Reduced | History |
| ATRAptargroup, Inc. | Stock | 37,293 | $5.25M | <0.1% | +29,536+380.8% | Added | History |
| MORFMorphic Holding, Inc. | COM | 91,561 | $5.25M | <0.1% | −37,254−28.9% | Reduced | History |
| HSTMHealthstream Inc | COM | 188,755 | $5.27M | <0.1% | +24,185+14.7% | Added | History |
| GOOSCanada Goose Holdings Inc. | SHS SUB VTG | 120,581 | $5.27M | <0.1% | −441,175−78.5% | Reduced | History |
| ALLOAllogene Therapeutics, Inc. | COM | 202,263 | $5.28M | <0.1% | +202,263 | New | History |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 81,269 | $5.28M | <0.1% | +81,269 | New | History |
| HESHess Corp | Stock | 60,620 | $5.29M | <0.1% | −317,062−83.9% | Reduced | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 291,726 | $5.30M | <0.1% | −246,794−45.8% | Reduced | – |
| BKEBuckle Inc | COM | 106,802 | $5.31M | <0.1% | −152,755−58.9% | Reduced | History |
| BANRBanner Corp | COM NEW | 98,490 | $5.34M | <0.1% | −32,340−24.7% | Reduced | History |
| Inseego Corp.45782BAD6 | NOTE 3.250% 5/0 | – | $5.34M | <0.1% | – | – | – |
| OPLNOPENLANE, Inc. | COM | 304,824 | $5.35M | <0.1% | +225,242+283.0% | Added | History |
| EGRXEagle Pharmaceuticals, Inc. | COM | 124,968 | $5.35M | <0.1% | +16,807+15.5% | Added | History |
| Lazard Growth Acquisition CoG54035103 | SHS | 550,474 | $5.38M | <0.1% | +550,474 | New | – |
| NMRNomura Holdings Inc | SPONSORED ADR | 1,058,162 | $5.39M | <0.1% | −46,804−4.2% | Reduced | History |
| MCRIMonarch Casino & Resort Inc | COM | 81,445 | $5.39M | <0.1% | +5,476+7.2% | Added | History |
| ACAArcosa, Inc. | COM | 91,776 | $5.39M | <0.1% | −87,306−48.8% | Reduced | History |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – | New | – |
| WSOWatsco Inc | COM | 18,915 | $5.42M | <0.1% | −102−0.5% | Reduced | History |
| INNSummit Hotel Properties, Inc. | COM | 581,329 | $5.42M | <0.1% | −34,489−5.6% | Reduced | History |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | +92,576+20.4% | Added | – |
| XENTIntersect ENT, Inc. | COM | 321,374 | $5.49M | <0.1% | −28,766−8.2% | Reduced | History |
| PLABPhotronics Inc | COM | 416,083 | $5.50M | <0.1% | −213,971−34.0% | Reduced | History |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | +379,848+220.0% | Added | – |
| HAINHain Celestial Group Inc | COM | 138,193 | $5.54M | <0.1% | +129,378+1,467.7% | Added | History |
| RYZRyerson Holding Corp | COM | 380,842 | $5.56M | <0.1% | −7,053−1.8% | Reduced | History |
| NARIInari Medical, Inc. | Stock | 59,758 | $5.57M | <0.1% | +24,552+69.7% | Added | History |
| GBDCGolub Capital BDC, Inc. | COM | 361,993 | $5.58M | <0.1% | +309,438+588.8% | Added | History |
| NKTRNektar Therapeutics | COM | 325,885 | $5.59M | <0.1% | −89,026−21.5% | Reduced | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 567,353 | $5.61M | <0.1% | +397,576+234.2% | Added | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – | – | – |
| SCSSteelcase Inc | CL A | 373,289 | $5.64M | <0.1% | +168,269+82.1% | Added | History |
| UVEUniversal Insurance Holdings, Inc. | COM | 408,886 | $5.67M | <0.1% | +71,855+21.3% | Added | History |
| ZYNEZynerba Pharmaceuticals, Inc. | COM | 1,073,000 | $5.68M | <0.1% | +765,962+249.5% | Added | History |
| TRTXTPG RE Finance Trust, Inc. | COM | 425,400 | $5.72M | <0.1% | −158,394−27.1% | Reduced | History |
| Yamana Gold Inc98462Y100 | COM | 1,359,139 | $5.74M | <0.1% | −367,530−21.3% | Reduced | – |
| THSTreeHouse Foods, Inc. | COM | 129,353 | $5.76M | <0.1% | +1,336+1.0% | Added | History |
| DLTRDollar Tree, Inc. | COM | 57,903 | $5.76M | <0.1% | +43,482+301.5% | Added | History |
| PBCTPeople's United Financial, Inc. | COM | 336,654 | $5.77M | <0.1% | +312,050+1,268.3% | Added | History |
| MSTRStrategy Inc | Stock | 8,693 | $5.78M | <0.1% | −28,557−76.7% | Reduced | History |
| CCMPCMC Materials, Inc. | COM | 38,331 | $5.78M | <0.1% | +23,084+151.4% | Added | History |
| TILEInterface Inc | COM | 377,685 | $5.78M | <0.1% | −48,486−11.4% | Reduced | History |
| Safehold Inc.45031U101 | COM | 279,771 | $5.80M | <0.1% | +144,878+107.4% | Added | – |
| CRNCCerence Inc. | COM | 54,486 | $5.81M | <0.1% | +54,486 | New | History |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | −105,392−15.3% | Reduced | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | +546,353+1,455.2% | Added | – |
| GHCGraham Holdings Co | COM CL B | 9,207 | $5.84M | <0.1% | −15,630−62.9% | Reduced | History |
| Primavera Capital Acquist CoG7255E109 | SHS CL A | 598,108 | $5.84M | <0.1% | +548,108+1,096.2% | Added | – |
| HNIHni Corp | Stock | 133,320 | $5.86M | <0.1% | −103,204−43.6% | Reduced | History |
| GPRKGeoPark Ltd | USD SHS | 463,723 | $5.87M | <0.1% | +8,091+1.8% | Added | History |
| FTDRFrontdoor, Inc. | COM | 118,032 | $5.88M | <0.1% | +35,218+42.5% | Added | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $5.88M | <0.1% | – | – | – |
| MANTMantech International Corp | CL A | 68,536 | $5.93M | <0.1% | −7,716−10.1% | Reduced | History |
| VSTOVista Outdoor Inc. | COM | 128,682 | $5.96M | <0.1% | +104,343+428.7% | Added | History |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | −151,209−20.2% | Reduced | – |
| BOACBluescape Opportunities Acquisition Corp. | SHS | 608,681 | $5.97M | <0.1% | +482,073+380.8% | Added | History |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | – | $5.98M | <0.1% | – | New | – |
| ALTOAlto Ingredients, Inc. | COM | 978,557 | $5.98M | <0.1% | +978,557 | New | History |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | −151,209−20.2% | Reduced | – |
| China Life Ins Co Ltd16939P106 | SPON ADR REP H | 3,020,000 | $5.99M | <0.1% | −230,000−7.1% | Reduced | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $6.00M | <0.1% | – | New | – |
| THCTenet Healthcare Corp | COM NEW | 89,596 | $6.00M | <0.1% | −56,715−38.8% | Reduced | History |
| DMRCDigimarc Corp | COM | 179,792 | $6.02M | <0.1% | −159,324−47.0% | Reduced | History |
| OKTAOkta, Inc. | CL A | 24,655 | $6.03M | <0.1% | −16,973−40.8% | Reduced | History |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | +361,193+145.3% | Added | – |
| KTKT Corp | SPONSORED ADR | 432,956 | $6.04M | <0.1% | −420,844−49.3% | Reduced | History |
| Hollysys Automation Tchngy LG45667105 | SHS | 406,419 | $6.06M | <0.1% | +6,618+1.7% | Added | – |
| ECEcopetrol S.A. | SPONSORED ADS | 415,871 | $6.08M | <0.1% | +200,276+92.9% | Added | History |
| MKCMcCormick & Co Inc | Stock | 68,927 | $6.09M | <0.1% | −65,378−48.7% | Reduced | History |
| ICUIIcu Medical Inc | COM | 29,637 | $6.10M | <0.1% | −4,597−13.4% | Reduced | History |
| Lefteris Acquisition Corp52470X109 | COM CL A | 626,242 | $6.11M | <0.1% | +411,193+191.2% | Added | – |
| TGTXTG Therapeutics, Inc. | COM | 157,580 | $6.11M | <0.1% | −377,421−70.5% | Reduced | History |
| AEA-Bridges Impact Corp.G01046104 | SHS CL A | 628,985 | $6.13M | <0.1% | +373,452+146.1% | Added | – |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | +2,052+0.3% | Added | – |
| TBHCBrand House Collective, Inc. | COM | 268,126 | $6.13M | <0.1% | +77,154+40.4% | Added | History |
| CCJCameco Corp | Stock | 320,971 | $6.16M | <0.1% | +241,758+305.2% | Added | History |
| IARTIntegra Lifesciences Holdings Corp | COM NEW | 90,234 | $6.16M | <0.1% | −47,145−34.3% | Reduced | History |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | +313,540 | New | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 36,408 | $6.17M | <0.1% | −41,495−53.3% | Reduced | History |
| TPBTurning Point Brands, Inc. | COM | 135,115 | $6.18M | <0.1% | −37,819−21.9% | Reduced | History |
| BROBrown & Brown, Inc. | Stock | 116,604 | $6.20M | <0.1% | −50,577−30.3% | Reduced | History |
| Radius Health, Inc.750469207 | COM NEW | 339,666 | $6.20M | <0.1% | −72,963−17.7% | Reduced | – |
| BHFBrighthouse Financial, Inc. | COM | 136,360 | $6.21M | <0.1% | +73,492+116.9% | Added | History |
| KURAKura Oncology, Inc. | COM | 299,010 | $6.23M | <0.1% | −48,180−13.9% | Reduced | History |
| FIZZNational Beverage Corp | COM | 132,086 | $6.24M | <0.1% | +132,086 | New | History |
| EVCEntravision Communications Corp | CL A | 935,166 | $6.25M | <0.1% | −260,223−21.8% | Reduced | History |
| STLSterling Bancorp | COM | 252,388 | $6.26M | <0.1% | −570,115−69.3% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 93,821 | $6.27M | <0.1% | −163,138−63.5% | Reduced | History |
| CNHCNH Industrial N.V. | SHS | 376,303 | $6.29M | <0.1% | −657,292−63.6% | Reduced | History |
| DDSDillard's, Inc. | CL A | 34,808 | $6.30M | <0.1% | +30,934+798.5% | Added | History |
| HAYWHayward Holdings, Inc. | COM | 242,706 | $6.32M | <0.1% | +242,706 | New | History |
| KRNYKearny Financial Corp. | COM | 528,535 | $6.32M | <0.1% | +94,733+21.8% | Added | History |
| EOLSEvolus, Inc. | COM | 500,366 | $6.33M | <0.1% | +337,068+206.4% | Added | History |
| AGENAgenus Inc | COM NEW | 1,156,405 | $6.35M | <0.1% | −85,864−6.9% | Reduced | History |
| AKRAcadia Realty Trust | COM SH BEN INT | 289,550 | $6.36M | <0.1% | +101,854+54.3% | Added | History |
| SCORComscore, Inc. | COM | 1,272,814 | $6.36M | <0.1% | +86,958+7.3% | Added | History |
Options (776)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 776 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $998.8M | $369.8M |
| AMZNAmazon Com Inc | Stock | $879.3M | $304.5M |
| MELIMercadolibre Inc | COM | $505.5M | $414.4M |
| BABAAlibaba Group Holding Ltd | ADR | $323.3M | $287.5M |
| XYZBlock, Inc. | CL A | $460.7M | $138.2M |
| AAPLApple Inc. | Stock | $346.1M | $131.6M |
| BKNGBooking Holdings Inc. | Stock | $103.3M | $314.0M |
| CCitigroup Inc | Stock | $292.4M | $99.3M |
| SHOPShopify Inc. | Stock | $296.6M | $82.7M |
| NIONIO Inc. | ADR | $252.4M | $115.0M |
| SNAPSnap Inc | Stock | $168.1M | $192.4M |
| DISWalt Disney Co | Stock | $212.1M | $141.8M |
| NFLXNetflix Inc | Stock | $165.1M | $167.1M |
| CMGChipotle Mexican Grill Inc | COM | $151.0M | $176.1M |
| BABoeing Co | Stock | $182.9M | $106.2M |
| WFCWells Fargo & Company | Stock | $155.6M | $130.3M |
| SESea Ltd | SPONSORD ADS | $134.5M | $142.7M |
| BACBank of America Corp | Stock | $123.2M | $151.0M |
| BIDUBaidu, Inc. | ADR | $252.7M | $17.2M |
| GSGoldman Sachs Group Inc | Stock | $161.8M | $90.9M |
| TWTRTwitter, Inc. | COM | $158.2M | $93.4M |
| CRMSalesforce, Inc. | Stock | $131.7M | $118.7M |
| INTCIntel Corp | Stock | $174.4M | $73.9M |
| JPMJPMorgan Chase & Co | Stock | $126.7M | $116.5M |
| ZMZoom Communications, Inc. | Stock | $158.5M | $83.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $179.9M | $61.6M |
| AMDAdvanced Micro Devices Inc | Stock | $181.9M | $47.0M |
| XOMExxonMobil Holdings Corp | COM | $122.0M | $103.9M |
| WWayfair Inc. | CL A | $68.4M | $156.0M |
| ROKURoku, Inc | COM CL A | $174.3M | $48.7M |
| MRNAModerna, Inc. | Stock | $125.5M | $85.2M |
| GOOGAlphabet Inc. | Stock | $50.1M | $160.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $172.1M | $37.4M |
| PYPLPayPal Holdings, Inc. | Stock | $143.9M | $55.8M |
| UBERUber Technologies, Inc | Stock | $118.9M | $76.7M |
| GMGeneral Motors Co | COM | $107.5M | $81.4M |
| TAT&T Inc. | Stock | $124.3M | $63.9M |
| BYNDBeyond Meat, Inc. | COM | $114.4M | $73.1M |
| MSMorgan Stanley | Stock | $131.2M | $55.9M |
| CHTRCharter Communications, Inc. | CL A | $47.3M | $134.1M |
| TDOCTeladoc Health, Inc. | COM | $143.3M | $36.8M |
| MUMicron Technology Inc | Stock | $166.7M | $3.48M |
| ADBEAdobe Inc. | Stock | $43.6M | $117.2M |
| TTDTrade Desk, Inc. | Stock | $102.7M | $54.8M |
| PINSPinterest, Inc. | CL A | $135.7M | $18.2M |
| PFEPfizer Inc | Stock | $102.2M | $51.3M |
| GOOGLAlphabet Inc. | Stock | $51.0M | $101.6M |
| COUPCoupa Software Inc | COM | $80.2M | $68.5M |
| METAMeta Platforms, Inc. | Stock | $13.5M | $131.9M |
| Paramount Global92556H206 | CL B | $76.2M | $68.6M |
| PTONPeloton Interactive, Inc. | CL A COM | $56.8M | $86.8M |
| DOCUDocuSign, Inc. | Stock | $115.2M | $22.4M |
| JNJJohnson & Johnson | Stock | $57.0M | $76.5M |
| NVDANVIDIA Corp | Stock | $119.1M | $13.2M |
| BRK.BBerkshire Hathaway Inc | Stock | $2.47M | $128.6M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $82.1M | $48.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $82.6M | $48.0M |
| AALAmerican Airlines Group Inc. | Stock | $60.0M | $69.9M |
| QCOMQualcomm Inc | Stock | $101.2M | $27.9M |
| RHRH | COM | $79.7M | $48.9M |
| UPSUnited Parcel Service Inc | Stock | $30.4M | $96.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $100.4M | $25.0M |
| ABBVAbbVie Inc. | Stock | $75.5M | $48.7M |
| ISRGIntuitive Surgical Inc | COM NEW | $40.8M | $83.2M |
| SPLKSplunk Inc | COM | $74.8M | $48.4M |
| VVisa Inc. | Stock | $4.96M | $117.1M |
| AZOAutoZone Inc | COM | $25.7M | $94.9M |
| NOWServiceNow, Inc. | Stock | $83.0M | $36.9M |
| FFord Motor Co | Stock | $96.2M | $22.4M |
| JDJD.com, Inc. | SPON ADS CL A | $97.8M | $20.2M |
| KOCoca Cola Co | Stock | $53.7M | $62.7M |
| TWLOTwilio Inc | CL A | $77.7M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $49.7M | $62.9M |
| HUBSHubSpot Inc | COM | $61.2M | $50.2M |
| ZSZscaler, Inc. | Stock | $68.8M | $42.1M |
| IBMInternational Business Machines Corp | Stock | $69.1M | $39.2M |
| DXCMDexcom Inc | COM | $59.4M | $48.8M |
| PLTRPalantir Technologies Inc. | Stock | $59.0M | $47.9M |
| NVAXNovavax Inc | COM NEW | $62.1M | $43.8M |
| LOWLowes Companies Inc | Stock | $34.0M | $71.7M |
| UALUnited Airlines Holdings, Inc. | COM | $67.4M | $36.3M |
| SPOTSpotify Technology S.A. | Stock | $84.2M | $19.0M |
| FDXFedEx Corp | Stock | $59.8M | $43.2M |
| CVSCVS Health Corp | Stock | $72.1M | $30.2M |
| SNOWSnowflake Inc. | Stock | $66.9M | $31.5M |
| DDOGDatadog, Inc. | CL A COM | $52.5M | $45.4M |
| DALDelta Air Lines, Inc. | COM NEW | $69.0M | $28.4M |
| FSLYFastly, Inc. | CL A | $64.9M | $31.6M |
| PGProcter & Gamble Co | Stock | $38.8M | $57.4M |
| MDBMongoDB, Inc. | CL A | $53.9M | $40.5M |
| MRKMerck & Co., Inc. | Stock | $72.2M | $21.0M |
| ETSYEtsy Inc | COM | $58.7M | $34.0M |
| LYFTLyft, Inc. | CL A COM | $46.4M | $45.6M |
| WYNNWynn Resorts Ltd | COM | $55.6M | $36.3M |
| CVXChevron Corp | Stock | $63.2M | $28.2M |
| SEDGSolaredge Technologies, Inc. | COM | $63.7M | $27.1M |
| SBUXStarbucks Corp | Stock | $53.7M | $36.7M |
| HDHome Depot, Inc. | Stock | $52.8M | $36.1M |
| FCXFreeport-McMoran Inc | Stock | $61.4M | $25.0M |
| WMTWalmart Inc. | Stock | $26.3M | $59.6M |
Sold out since Q1 2021 (390)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 390 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Sea Ltd81141RAD2 | NOTE 1.000%12/0 | – | $475.3M | 0.6% | – |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $386.6M | 0.5% | – |
| Grubhub Inc400110102 | COM | 2,659,583 | $159.6M | 0.2% | – |
| Insulet Corp45784PAH4 | NOTE 1.375%11/1 | – | $131.5M | 0.2% | – |
| Varian Med Sys Inc92220P105 | COM | 741,894 | $131.0M | 0.2% | – |
| Realpage Inc75606N109 | COM | 1,104,123 | $96.3M | 0.1% | – |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $83.9M | 0.1% | – |
| Spirit Airls Inc848577AA0 | NOTE 4.750% 5/1 | – | $81.1M | 0.1% | – |
| Corelogic Inc21871D103 | COM | 953,158 | $75.5M | 0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 822,978 | $71.7M | 0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $60.8M | 0.1% | – |
| Inphi Corp45772F107 | COM | 339,177 | $60.5M | 0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 259,796 | $56.4M | 0.1% | – |
| YUMYum Brands Inc | Stock | 519,103 | $56.2M | 0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 2,000,000 | $53.4M | 0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $50.6M | 0.1% | – |
| DDOGDatadog, Inc. | CL A COM | 569,851 | $47.5M | 0.1% | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $45.6M | 0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 1,861,570 | $40.8M | 0.1% | – |
| South Jersey Inds Inc838518116 | UNIT 99/99/9999 | 1,035,000 | $39.7M | <0.1% | – |
| GILDGilead Sciences, Inc. | Stock | 609,167 | $39.4M | <0.1% | History |
| Colfax Corp194014205 | UNIT 01/15/2022T | 205,000 | $37.0M | <0.1% | – |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $36.3M | <0.1% | – |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $34.7M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 407,352 | $32.5M | <0.1% | – |
| ULUnilever PLC | SPON ADR NEW | 527,517 | $29.5M | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 2,964,600 | $26.6M | <0.1% | History |
| Genmark Diagnostics Inc372309104 | COM | 930,726 | $22.2M | <0.1% | – |
| MARMarriott International Inc | Stock | 149,392 | $22.1M | <0.1% | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $21.2M | <0.1% | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 398,740 | $19.6M | <0.1% | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $19.2M | <0.1% | – |
| HLTHilton Worldwide Holdings Inc. | COM | 143,258 | $17.3M | <0.1% | History |
| Bespoke Cap Acquisition Corp086344108 | CL A REST VTG | 1,700,000 | $17.0M | <0.1% | – |
| UVXYProShares Trust II | ULTRA VIX SHORT | 2,993,163 | $16.9M | <0.1% | History |
| UNFIUnited Natural Foods Inc | COM | 508,835 | $16.8M | <0.1% | History |
| Perspecta Inc715347100 | COM | 563,196 | $16.4M | <0.1% | – |
| DMDesktop Metal, Inc. | COM CL A | 1,075,000 | $16.0M | <0.1% | History |
| SVMK Inc78489X103 | COM | 786,322 | $14.4M | <0.1% | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $13.9M | <0.1% | – |
| Northern Star Acquisition Co665742102 | COM CLS A | 1,225,000 | $13.6M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 1,338,872 | $13.5M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 346,028 | $12.8M | <0.1% | – |
| BLDPBallard Power Systems Inc. | COM | 502,112 | $12.2M | <0.1% | History |
| Realpage Inc75606NAB5 | NOTE 1.500%11/1 | – | $11.5M | <0.1% | – |
| LILi Auto Inc. | SPONSORED ADS | 435,275 | $10.9M | <0.1% | History |
| Decarbonization Plus Acqu II24279D204 | UNIT 03/19/2026 | 1,041,176 | $10.4M | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 79,410 | $10.3M | <0.1% | History |
| SABRSabre Corp | COM | 646,273 | $9.57M | <0.1% | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $9.32M | <0.1% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $8.80M | <0.1% | – |
| SESea Ltd | SPONSORD ADS | 39,113 | $8.73M | <0.1% | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $8.67M | <0.1% | – |
| QSRRestaurant Brands International Inc. | COM | 127,520 | $8.29M | <0.1% | History |
| Pluralsight Inc72941B106 | COM CL A | 364,042 | $8.13M | <0.1% | – |
| TDSTelephone & Data Systems Inc | COM NEW | 349,839 | $8.03M | <0.1% | History |
| Colony Cap Inc New19626G108 | CL A COM | 1,171,146 | $7.59M | <0.1% | – |
| FTNTFortinet, Inc. | Stock | 41,056 | $7.57M | <0.1% | History |
| Nextgen Acquisition Corp IIG65317110 | UNIT 03/23/2026 | 750,000 | $7.42M | <0.1% | – |
| Churchill Cap Corp II17143G106 | CL A | 741,996 | $7.42M | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 127,243 | $7.26M | <0.1% | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 80,449 | $7.18M | <0.1% | – |
| Austerlitz Acquisition CorpG0633D117 | UNIT 99/99/9999 | 700,000 | $7.03M | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 179,682 | $6.97M | <0.1% | – |
| ZDZiff Davis, Inc. | COM | 56,888 | $6.82M | <0.1% | History |
| SHAKShake Shack Inc. | CL A | 58,389 | $6.58M | <0.1% | History |
| NOVASunnova Energy International Inc. | COM | 152,372 | $6.22M | <0.1% | History |
| CAGConagra Brands Inc. | Stock | 161,746 | $6.08M | <0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 28,073 | $6.07M | <0.1% | – |
| Cyberark Software LtdM2682V108 | SHS | 45,802 | $5.92M | <0.1% | – |
| CPRTCopart Inc | COM | 54,385 | $5.91M | <0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 172,900 | $5.89M | <0.1% | – |
| IMAXImax Corp | COM | 269,299 | $5.41M | <0.1% | History |
| Cooper Tire & Rubr Co216831107 | COM | 90,778 | $5.08M | <0.1% | – |
| Nic Inc62914B100 | COM | 149,611 | $5.08M | <0.1% | – |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $4.93M | <0.1% | – |
| EGPEastgroup Properties Inc | COM | 31,057 | $4.45M | <0.1% | History |
| BLUEbluebird bio, Inc. | COM | 145,168 | $4.38M | <0.1% | History |
| FNFFidelity National Financial, Inc. | COM SHS | 103,340 | $4.20M | <0.1% | History |
| MGNIMagnite, Inc. | COM | 99,883 | $4.16M | <0.1% | History |
| TRPTC Energy Corp | COM | 87,619 | $4.02M | <0.1% | History |
| REPLReplimune Group, Inc. | COM | 121,257 | $3.70M | <0.1% | History |
| LAMRLamar Advertising Co | REIT | 39,075 | $3.67M | <0.1% | History |
| FICOFair Isaac Corp | COM | 7,373 | $3.58M | <0.1% | History |
| NBISNebius Group N.V. | Stock | 55,434 | $3.55M | <0.1% | History |
| HIWHighwoods Properties, Inc. | COM | 82,366 | $3.54M | <0.1% | History |
| GTNGray Media, Inc | COM | 189,807 | $3.49M | <0.1% | History |
| Boingo Wireless Inc09739C102 | COM | 248,077 | $3.49M | <0.1% | – |
| AMKRAmkor Technology, Inc. | COM | 145,816 | $3.46M | <0.1% | History |
| DVNDevon Energy Corp | Stock | 154,617 | $3.38M | <0.1% | History |
| ESSEssex Property Trust, Inc. | COM | 12,379 | $3.37M | <0.1% | History |
| Aphria Inc03765K104 | COM | 180,903 | $3.32M | <0.1% | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $3.32M | <0.1% | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $3.29M | <0.1% | – |
| Tuscan Hldgs Corp II90070A103 | COM | 325,000 | $3.28M | <0.1% | – |
| TS Innovation Acquisitn Corp87284T100 | COM CL A | 297,000 | $3.23M | <0.1% | – |
| ETDEthan Allen Interiors Inc | COM | 115,368 | $3.19M | <0.1% | History |
| Atlantic Power Corp04878Q863 | COM NEW | 1,089,288 | $3.15M | <0.1% | – |
| EXKEndeavour Silver Corp | COM | 604,324 | $3.00M | <0.1% | History |
| SITMSITIME Corp | COM | 29,831 | $2.94M | <0.1% | History |