D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RVMDRevolution Medicines, Inc. | COM | 20,809 | $955.0K | <0.1% | – | – | History |
| PHIPLDT Inc. | SPONSORED ADR | 36,554 | $956.0K | <0.1% | – | – | History |
| KLACKLA Corp | COM NEW | 2,900 | $958.0K | <0.1% | – | – | History |
| SHOOSteven Madden, Ltd. | COM | 25,750 | $959.0K | <0.1% | – | – | History |
| VNETVNET Group, Inc. | SPONSORED ADS A | 29,735 | $960.0K | <0.1% | – | – | History |
| ZNTLZentalis Pharmaceuticals, Inc. | COM | 22,171 | $962.0K | <0.1% | – | – | History |
| LMNDLemonade, Inc. | Stock | 10,393 | $968.0K | <0.1% | – | – | History |
| MCMoelis & Co | CL A | 17,638 | $968.0K | <0.1% | – | – | History |
| ACCAmerican Campus Communities Inc | COM | 22,421 | $968.0K | <0.1% | – | – | History |
| CNMDCONMED Corp | COM | 7,428 | $970.0K | <0.1% | – | – | History |
| STROSutro Biopharma, Inc. | COM | 42,606 | $970.0K | <0.1% | – | – | History |
| STEPStepStone Group Inc. | COM CL A | 27,526 | $971.0K | <0.1% | – | – | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 6,377 | $972.0K | <0.1% | – | – | History |
| FMSFresenius Medical Care AG | SPONSORED ADR | 26,363 | $972.0K | <0.1% | – | – | History |
| Hennessy Capital Invs Corp V42589T115 | *W EXP 01/20/202 | 853,875 | $973.0K | <0.1% | – | – | – |
| CNOBConnectOne Bancorp, Inc. | COM | 38,549 | $978.0K | <0.1% | – | – | History |
| GRBKGreen Brick Partners, Inc. | COM | 43,149 | $979.0K | <0.1% | – | – | History |
| CDXSCodexis, Inc. | COM | 42,749 | $979.0K | <0.1% | – | – | History |
| BHBiglari Holdings Inc. | COM STK CL B | 7,373 | $979.0K | <0.1% | – | – | History |
| MYRGMyr Group Inc. | COM | 13,700 | $982.0K | <0.1% | – | – | History |
| PFSProvident Financial Services Inc | COM | 44,116 | $983.0K | <0.1% | – | – | History |
| Reinvent Technology PartnersG74847107 | SHS CL A | 98,274 | $984.0K | <0.1% | – | – | – |
| COHUCohu Inc | COM | 23,550 | $985.0K | <0.1% | – | – | History |
| AVALGrupo Aval Acciones Y Valores S.A. | SPONSORED ADS | 158,577 | $986.0K | <0.1% | – | – | History |
| EVHEvolent Health, Inc. | CL A | 48,802 | $986.0K | <0.1% | – | – | History |
| BIGGQFormer BL Stores Inc | COM | 14,470 | $988.0K | <0.1% | – | – | History |
| CalAmp Corp.128126109 | COM | 91,139 | $989.0K | <0.1% | – | – | – |
| ABSTAbsolute Software Corp | COM | 71,500 | $993.0K | <0.1% | – | – | History |
| Priveterra Acquisition Corp74275N201 | UNIT 99/99/9999 | 100,000 | $994.0K | <0.1% | – | – | – |
| Science Strategic Acq Alpha808641203 | UNIT 01/20/2026 | 100,000 | $994.0K | <0.1% | – | – | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 99,900 | $996.0K | <0.1% | – | – | – |
| First Reserve Sustainable GW336169206 | UNIT 03/05/2026 | 100,000 | $997.0K | <0.1% | – | – | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 100,000 | $997.0K | <0.1% | – | – | – |
| PPCPilgrims Pride Corp | Stock | 41,963 | $998.0K | <0.1% | – | – | History |
| Kernel Group Holdings, Inc.G5259L111 | UNIT 99/99/9999 | 100,000 | $998.0K | <0.1% | – | – | – |
| GPXGP Strategies Corp | COM | 57,287 | $1.00M | <0.1% | – | – | History |
| Fortress Capital Acquisition CorpG36427113 | UNIT 99/99/9999 | 100,000 | $1.00M | <0.1% | – | – | – |
| Silverbox Engaged Merger Co82836L200 | UNIT 03/31/2028 | 101,290 | $1.00M | <0.1% | – | – | – |
| Supernova Partners AcquistnG8T86C113 | UNIT 99/99/9999 | 100,000 | $1.00M | <0.1% | – | – | – |
| Revolution Healthcar Aq Corp76155Y207 | UNIT 03/18/20266 | 100,000 | $1.00M | <0.1% | – | – | – |
| HUYAHUYA Inc. | ADS REP SHS A | 51,618 | $1.01M | <0.1% | – | – | History |
| PXDPioneer Natural Resources Co | COM | 6,345 | $1.01M | <0.1% | – | – | History |
| CDMOAvid Bioservices, Inc. | COM | 55,384 | $1.01M | <0.1% | – | – | History |
| LAURLaureate Education, Inc. | COMMON STOCK | 74,501 | $1.01M | <0.1% | – | – | History |
| LDH Growth Corp IG54094118 | UNIT 03/17/2026 | 100,000 | $1.01M | <0.1% | – | – | – |
| SRPTSarepta Therapeutics, Inc. | COM | 13,586 | $1.01M | <0.1% | – | – | History |
| SPSP Plus Corp | COM | 30,886 | $1.01M | <0.1% | – | – | History |
| NGVCNatural Grocers by Vitamin Cottage, Inc. | COM | 57,903 | $1.02M | <0.1% | – | – | History |
| KAMNKAMAN Corp | COM | 19,811 | $1.02M | <0.1% | – | – | History |
| Altimar Acquisition Corp IIG03709113 | UNIT 99/99/9999 | 100,000 | $1.02M | <0.1% | – | – | – |
| AINAlbany International Corp | CL A | 12,237 | $1.02M | <0.1% | – | – | History |
| MNRLMNRL Sub Inc. | CL A COM | 69,777 | $1.02M | <0.1% | – | – | History |
| Social Leverage Acquisn Corp83363K201 | UNIT 99/99/9999 | 103,236 | $1.03M | <0.1% | – | – | – |
| EFXEquifax Inc | COM | 5,680 | $1.03M | <0.1% | – | – | History |
| ODTOdonate Therapeutics, Inc. | COM | 300,832 | $1.03M | <0.1% | – | – | History |
| NCMINational CineMedia, Inc. | COM | 222,929 | $1.03M | <0.1% | – | – | History |
| BNTXBioNTech SE | SPONSORED ADS | 9,459 | $1.03M | <0.1% | – | – | History |
| EEXEmerald Holding, Inc. | COM | 189,180 | $1.04M | <0.1% | – | – | History |
| HZONHorizon Acquisition Corp II | SHS CL A | 102,386 | $1.04M | <0.1% | – | – | History |
| PZZAPapa Johns International Inc | Stock | 11,813 | $1.05M | <0.1% | – | – | History |
| FANGDiamondback Energy, Inc. | Stock | 14,278 | $1.05M | <0.1% | – | – | History |
| GBXGreenbrier Companies Inc | Stock | 22,311 | $1.05M | <0.1% | – | – | History |
| MCBMetropolitan Bank Holding Corp. | COM | 20,965 | $1.06M | <0.1% | – | – | History |
| NWBINorthwest Bancshares, Inc. | COM | 73,215 | $1.06M | <0.1% | – | – | History |
| PKPark Hotels & Resorts Inc. | COM | 49,062 | $1.06M | <0.1% | – | – | History |
| CLNEClean Energy Fuels Corp. | COM | 77,192 | $1.06M | <0.1% | – | – | History |
| SHGShinhan Financial Group Co Ltd | SPN ADR RESTRD | 31,649 | $1.06M | <0.1% | – | – | History |
| Live Oak Mobility Acquisi Co538126202 | UNIT 03/01/2028 | 106,400 | $1.06M | <0.1% | – | – | – |
| FPIFarmland Partners Inc. | COM | 94,899 | $1.06M | <0.1% | – | – | History |
| FDUSFidus Investment Corp | COM | 68,540 | $1.07M | <0.1% | – | – | History |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 541,302 | $1.07M | <0.1% | – | – | History |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 39,179 | $1.07M | <0.1% | – | – | History |
| USXUS Xpress Enterprises Inc | COM CL A | 91,048 | $1.07M | <0.1% | – | – | History |
| IIINInsteel Industries Inc | COM | 34,800 | $1.07M | <0.1% | – | – | History |
| MCRBSeres Therapeutics, Inc. | COM | 52,118 | $1.07M | <0.1% | – | – | History |
| ASNDAscendis Pharma A/S | SPONSORED ADR | 8,367 | $1.08M | <0.1% | – | – | History |
| KEKimball Electronics, Inc. | Stock | 41,841 | $1.08M | <0.1% | – | – | History |
| LUNGPulmonx Corp | COM | 23,636 | $1.08M | <0.1% | – | – | History |
| BATRAAtlanta Braves Holdings, Inc. | COM A BRAVES GRP | 37,935 | $1.08M | <0.1% | – | – | History |
| RGENRepligen Corp | COM | 5,576 | $1.08M | <0.1% | – | – | History |
| Diamondhead Holdings Corp25278L204 | UNIT 01/21/2026 | 109,369 | $1.08M | <0.1% | – | – | – |
| CAMTCamtek Ltd | ORD | 36,314 | $1.09M | <0.1% | – | – | History |
| VSECVse Corp | COM | 27,496 | $1.09M | <0.1% | – | – | History |
| BXPBXP, Inc. | COM | 10,735 | $1.09M | <0.1% | – | – | History |
| Capstar SPL Purp Acquisition14070Y101 | COM CL A | 111,652 | $1.09M | <0.1% | – | – | – |
| QCRHQCR Holdings Inc | COM | 23,104 | $1.09M | <0.1% | – | – | History |
| NVTSNavitas Semiconductor Corp | COM CL A | 109,249 | $1.09M | <0.1% | – | – | History |
| ATRAptargroup, Inc. | Stock | 7,757 | $1.10M | <0.1% | – | – | History |
| UMBFUmb Financial Corp | COM | 11,930 | $1.10M | <0.1% | – | – | History |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 110,558 | $1.10M | <0.1% | – | – | – |
| SCTLSocietal CDMO, Inc. | COM | 396,584 | $1.11M | <0.1% | – | – | History |
| SCVX CorpG79448208 | COM | 112,187 | $1.11M | <0.1% | – | – | – |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 110,798 | $1.11M | <0.1% | – | – | – |
| KELYAKelly Services Inc | CL A | 49,865 | $1.11M | <0.1% | – | – | History |
| AQUAEvoqua Water Technologies Corp. | COM | 42,366 | $1.11M | <0.1% | – | – | History |
| HLNEHamilton Lane INC | CL A | 12,594 | $1.11M | <0.1% | – | – | History |
| LXULSB Industries, Inc. | COM | 217,526 | $1.12M | <0.1% | – | – | History |
| STRLSterling Infrastructure, Inc. | COM | 48,422 | $1.12M | <0.1% | – | – | History |
| BZUNBaozun Inc. | SPONSORED ADR | 29,506 | $1.13M | <0.1% | – | – | History |
| CACCamden National Corp | COM | 23,568 | $1.13M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |