D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $19.2M | <0.1% | – | – | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $19.2M | <0.1% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $19.3M | <0.1% | – | – | – |
| ELANElanco Animal Health Inc | COM | 657,564 | $19.4M | <0.1% | – | – | History |
| SANMSanmina Corp | COM | 468,203 | $19.4M | <0.1% | – | – | History |
| EHCEncompass Health Corp | COM | 239,286 | $19.6M | <0.1% | – | – | History |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 398,740 | $19.6M | <0.1% | – | – | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 393,500 | $19.7M | <0.1% | – | – | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $19.8M | <0.1% | – | – | – |
| SWKSSkyworks Solutions, Inc. | Stock | 108,483 | $19.9M | <0.1% | – | – | History |
| South Jersey Inds Inc838518306 | UNIT 04/01/2024 | 400,000 | $19.9M | <0.1% | – | – | – |
| VYXNCR Voyix Corp | COM | 526,515 | $20.0M | <0.1% | – | – | History |
| MGAMagna International Inc | COM | 227,005 | $20.0M | <0.1% | – | – | History |
| AZOAutoZone Inc | COM | 14,248 | $20.0M | <0.1% | – | – | History |
| CRTOCriteo S.A. | SPONS ADS | 576,142 | $20.0M | <0.1% | – | – | History |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 2,000,000 | $20.1M | <0.1% | – | – | – |
| AEMAgnico Eagle Mines Ltd | Stock | 347,829 | $20.1M | <0.1% | – | – | History |
| ESIElement Solutions Inc | COM | 1,100,459 | $20.1M | <0.1% | – | – | History |
| WMBWilliams Companies, Inc. | COM | 852,083 | $20.2M | <0.1% | – | – | History |
| WTFCWintrust Financial Corp | COM | 266,450 | $20.2M | <0.1% | – | – | History |
| HEI.AHeico Corp | CL A | 178,518 | $20.3M | <0.1% | – | – | History |
| RIORio Tinto PLC | ADR | 261,418 | $20.3M | <0.1% | – | – | History |
| FIVEFive Below, Inc | COM | 106,728 | $20.4M | <0.1% | – | – | History |
| COTYCoty Inc. | COM CL A | 2,263,169 | $20.4M | <0.1% | – | – | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 99,066 | $20.4M | <0.1% | – | – | History |
| GDOTGreen Dot Corp | CL A | 446,300 | $20.4M | <0.1% | – | – | History |
| GESGuess Inc | COM | 870,740 | $20.5M | <0.1% | – | – | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,378,780 | $20.5M | <0.1% | – | – | – |
| PKGPackaging Corp of America | Stock | 153,202 | $20.6M | <0.1% | – | – | History |
| ALVAutoliv Inc | COM | 222,197 | $20.6M | <0.1% | – | – | History |
| BDCBelden Inc. | COM | 465,384 | $20.6M | <0.1% | – | – | History |
| KBRKBR, Inc. | COM | 543,621 | $20.9M | <0.1% | – | – | History |
| UALUnited Airlines Holdings, Inc. | COM | 362,864 | $20.9M | <0.1% | – | – | History |
| CDKCDK Global, Inc. | COM | 386,256 | $20.9M | <0.1% | – | – | History |
| PCARPaccar Inc | COM | 224,741 | $20.9M | <0.1% | – | – | History |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $20.9M | <0.1% | – | – | – |
| ENOVEnovis CORP | COM | 478,259 | $21.0M | <0.1% | – | – | History |
| KTBKontoor Brands, Inc. | Stock | 433,923 | $21.1M | <0.1% | – | – | History |
| KMXCarMax Inc | COM | 158,915 | $21.1M | <0.1% | – | – | History |
| EXTRExtreme Networks Inc | COM | 2,410,857 | $21.1M | <0.1% | – | – | History |
| DTDynatrace, Inc. | Stock | 437,830 | $21.1M | <0.1% | – | – | History |
| GENGen Digital Inc. | Stock | 995,214 | $21.2M | <0.1% | – | – | History |
| IBMInternational Business Machines Corp | Stock | 158,958 | $21.2M | <0.1% | – | – | History |
| VCRAVocera Communications, Inc. | COM | 551,185 | $21.2M | <0.1% | – | – | History |
| AERAerCap Holdings N.V. | SHS | 360,905 | $21.2M | <0.1% | – | – | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $21.2M | <0.1% | – | – | – |
| FSVFirstService Corp | COM | 143,311 | $21.3M | <0.1% | – | – | History |
| PNWPinnacle West Capital Corp | COM | 261,664 | $21.3M | <0.1% | – | – | History |
| VECOVeeco Instruments Inc | COM | 1,035,990 | $21.5M | <0.1% | – | – | History |
| SBGISinclair, Inc. | CL A | 734,584 | $21.5M | <0.1% | – | – | History |
| WAFDWafd Inc | Stock | 698,514 | $21.5M | <0.1% | – | – | History |
| AMBAAmbarella Inc | SHS | 214,347 | $21.5M | <0.1% | – | – | History |
| PRUPrudential Financial Inc | Stock | 237,155 | $21.6M | <0.1% | – | – | History |
| GLDDGreat Lakes Dredge & Dock CORP | COM | 1,488,072 | $21.7M | <0.1% | – | – | History |
| USNAUsana Health Sciences Inc | COM | 222,468 | $21.7M | <0.1% | – | – | History |
| TDOCTeladoc Health, Inc. | COM | 120,002 | $21.8M | <0.1% | – | – | History |
| CARRCarrier Global Corp | Stock | 522,183 | $22.0M | <0.1% | – | – | History |
| GOOSCanada Goose Holdings Inc. | SHS SUB VTG | 561,756 | $22.0M | <0.1% | – | – | History |
| RJFRaymond James Financial Inc | COM | 180,486 | $22.1M | <0.1% | – | – | History |
| MARMarriott International Inc | Stock | 149,392 | $22.1M | <0.1% | – | – | History |
| Genmark Diagnostics Inc372309104 | COM | 930,726 | $22.2M | <0.1% | – | – | – |
| IMOImperial Oil Ltd | COM NEW | 918,724 | $22.3M | <0.1% | – | – | History |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $22.3M | <0.1% | – | – | – |
| IAAIAA, Inc. | COM | 404,660 | $22.3M | <0.1% | – | – | History |
| NATINational Instruments Corp | COM | 519,137 | $22.4M | <0.1% | – | – | History |
| Mobile Telesystems PJSC607409109 | SPONSORED ADR | 2,690,799 | $22.4M | <0.1% | – | – | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 735,389 | $22.5M | <0.1% | – | – | History |
| AIRCApartment Income REIT Corp. | COM | 527,477 | $22.6M | <0.1% | – | – | History |
| PEverpure, Inc. | CL A | 1,050,196 | $22.6M | <0.1% | – | – | History |
| DNOWDNOW Inc. | COM | 2,243,606 | $22.6M | <0.1% | – | – | History |
| Ci Finl Corp125491100 | COM | 1,575,039 | $22.8M | <0.1% | – | – | – |
| DEDeere & Co | Stock | 61,100 | $22.9M | <0.1% | – | – | History |
| JACKJack in the Box Inc | COM | 208,624 | $22.9M | <0.1% | – | – | History |
| ADPAutomatic Data Processing Inc | Stock | 121,553 | $22.9M | <0.1% | – | – | History |
| TTMITTM Technologies Inc | COM | 1,581,052 | $22.9M | <0.1% | – | – | History |
| KHCKraft Heinz Co | Stock | 576,943 | $23.1M | <0.1% | – | – | History |
| IDAIdacorp Inc | COM | 230,889 | $23.1M | <0.1% | – | – | History |
| KEYKeycorp | COM | 1,158,430 | $23.1M | <0.1% | – | – | History |
| PRPermian Resources Corp | CL A | 5,539,718 | $23.3M | <0.1% | – | – | History |
| CWCurtiss Wright Corp | Stock | 199,262 | $23.6M | <0.1% | – | – | History |
| TXTTextron Inc | COM | 422,049 | $23.7M | <0.1% | – | – | History |
| IRBTiRobot Corp | COM | 194,067 | $23.7M | <0.1% | – | – | History |
| GLGlobe Life Inc. | COM | 245,542 | $23.7M | <0.1% | – | – | History |
| CTVACorteva, Inc. | Stock | 514,189 | $24.0M | <0.1% | – | – | History |
| ADIAnalog Devices Inc | Stock | 154,743 | $24.0M | <0.1% | – | – | History |
| GMGeneral Motors Co | COM | 418,848 | $24.1M | <0.1% | – | – | History |
| BBYBest Buy Co Inc | Stock | 209,698 | $24.1M | <0.1% | – | – | History |
| ALSumisho Air Lease Corp | CL A | 492,472 | $24.1M | <0.1% | – | – | History |
| iQIYI, Inc.46267XAB4 | NOTE 3.750%12/0 | – | $24.1M | <0.1% | – | – | – |
| Benefitfocus, Inc.08180DAB2 | NOTE 1.250%12/1 | – | $24.2M | <0.1% | – | – | – |
| TPTXTurning Point Therapeutics, Inc. | COM | 255,929 | $24.2M | <0.1% | – | – | History |
| HIBBHibbett Inc | COM | 352,418 | $24.3M | <0.1% | – | – | History |
| UPBDUpbound Group, Inc. | COM | 422,550 | $24.4M | <0.1% | – | – | History |
| CVLTCommvault Systems Inc | COM | 378,281 | $24.4M | <0.1% | – | – | History |
| CMICummins Inc | Stock | 94,595 | $24.5M | <0.1% | – | – | History |
| ZLABZai Lab Ltd | ADR | 184,232 | $24.6M | <0.1% | – | – | History |
| NSTGNS Wind Down Co., Inc. | COM | 374,178 | $24.6M | <0.1% | – | – | History |
| CGNXCognex Corp | COM | 296,690 | $24.6M | <0.1% | – | – | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $24.6M | <0.1% | – | – | – |
| NOMDNomad Foods Ltd | USD ORD SHS | 896,772 | $24.6M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |