D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GERNGeron Corp | COM | 106,476 | $168.0K | <0.1% | – | – | History |
| Deep Lake Capital Acqustn CoG27029126 | UNIT 01/04/2026 | 16,700 | $168.0K | <0.1% | – | – | – |
| LXLexinFintech Holdings Ltd. | ADR | 16,852 | $170.0K | <0.1% | – | – | History |
| CUROCURO Group Holdings Corp. | COM | 11,783 | $172.0K | <0.1% | – | – | History |
| PQ Group Hldgs Inc73943T103 | COM | 10,275 | $172.0K | <0.1% | – | – | – |
| Velocity Acquisition Corp92259E203 | UNIT 99/99/9999 | 17,500 | $173.0K | <0.1% | – | – | – |
| Isos Acquisition CorporationG4962C120 | UNIT 99/99/9999 | 17,366 | $173.0K | <0.1% | – | – | – |
| PAYSPaysign, Inc. | COM | 40,061 | $175.0K | <0.1% | – | – | History |
| MTEMMolecular Templates, Inc. | COM | 13,855 | $175.0K | <0.1% | – | – | History |
| RGPResources Connection, Inc. | COM | 12,972 | $176.0K | <0.1% | – | – | History |
| SURFSurface Oncology, Inc. | COM | 22,605 | $176.0K | <0.1% | – | – | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 35,000 | $178.0K | <0.1% | – | – | History |
| Gol Linhas Aereas Inteligent38045R206 | SPON ADR PFD NEW | 23,673 | $181.0K | <0.1% | – | – | – |
| Thunder Bridge Cap Prtnrs II88605T209 | UNIT 02/15/2028 | 18,532 | $183.0K | <0.1% | – | – | – |
| IMXIInternational Money Express, Inc. | COM | 12,293 | $185.0K | <0.1% | – | – | History |
| PROSProSight Global, Inc. | COM | 14,667 | $185.0K | <0.1% | – | – | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 12,500 | $187.0K | <0.1% | – | – | History |
| HYPRHyperfine, Inc. | CL A SHS | 18,741 | $187.0K | <0.1% | – | – | History |
| KRSAKorsana Biosciences, Inc. | COM | 68,472 | $191.0K | <0.1% | – | – | History |
| OPTNOptiNose, Inc. | COM | 51,664 | $191.0K | <0.1% | – | – | History |
| FPHFive Point Holdings, LLC | COM CL A | 25,704 | $194.0K | <0.1% | – | – | History |
| GLADGladstone Capital Corp | COM | 19,628 | $195.0K | <0.1% | – | – | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 12,500 | $196.0K | <0.1% | – | – | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 15,000 | $200.0K | <0.1% | – | – | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 4,500 | $200.0K | <0.1% | – | – | History |
| Cohn Robbins Holdings CorpG23726113 | *W EXP 08/28/202 | 166,666 | $200.0K | <0.1% | – | – | – |
| ARQArq, Inc. | COM | 36,463 | $201.0K | <0.1% | – | – | History |
| CCCCC4 Therapeutics, Inc. | COM STK | 5,430 | $201.0K | <0.1% | – | – | History |
| SVF Investment Corp 3G8601N108 | CL A SHS | 20,000 | $202.0K | <0.1% | – | – | – |
| MODVModivCare Inc | COM | 1,370 | $203.0K | <0.1% | – | – | History |
| Vy Global GrowthG9444H118 | *W EXP 01/30/203 | 100,000 | $203.0K | <0.1% | – | – | – |
| CECOCeco Environmental Corp | COM | 25,780 | $204.0K | <0.1% | – | – | History |
| PTCPTC Inc. | Stock | 1,489 | $205.0K | <0.1% | – | – | History |
| LPLLG Display Co., Ltd. | SPONS ADR REP | 20,567 | $205.0K | <0.1% | – | – | History |
| NGSNatural Gas Services Group Inc | COM | 21,939 | $207.0K | <0.1% | – | – | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 5,419 | $208.0K | <0.1% | – | – | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 4,904 | $208.0K | <0.1% | – | – | History |
| Clover Health Investments, Corp.18914F111 | *W EXP 04/21/202 | 132,333 | $209.0K | <0.1% | – | – | – |
| GFIGold Fields Ltd | SPONSORED ADR | 22,166 | $210.0K | <0.1% | – | – | History |
| COLDAmericold Realty Trust | COM | 5,462 | $210.0K | <0.1% | – | – | History |
| INDBIndependent Bank Corp | COM | 2,493 | $210.0K | <0.1% | – | – | History |
| EPACEnerpac Tool Group Corp | CL A COM | 8,119 | $212.0K | <0.1% | – | – | History |
| AGRXAgile Therapeutics Inc | COM | 101,931 | $212.0K | <0.1% | – | – | History |
| CMCMCheetah Mobile Inc. | ADR | 94,315 | $212.0K | <0.1% | – | – | History |
| MIXTMiX Telematics Ltd | SPONSORED ADR | 15,465 | $213.0K | <0.1% | – | – | History |
| PSBPS Business Parks, Inc. | COM | 1,377 | $213.0K | <0.1% | – | – | History |
| OSKOshkosh Corp | COM | 1,805 | $214.0K | <0.1% | – | – | History |
| HLIOHelios Technologies, Inc. | COM | 2,937 | $214.0K | <0.1% | – | – | History |
| NEWTNewtekOne, Inc. | COM NEW | 8,018 | $214.0K | <0.1% | – | – | History |
| SYSo-Young International Inc. | SPONSORED ADS | 21,668 | $214.0K | <0.1% | – | – | History |
| ALGAlamo Group Inc | COM | 1,374 | $215.0K | <0.1% | – | – | History |
| PSNParsons Corp | COM | 5,347 | $216.0K | <0.1% | – | – | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 18,152 | $216.0K | <0.1% | – | – | History |
| ADArray Digital Infrastructure, Inc. | COM | 5,916 | $216.0K | <0.1% | – | – | History |
| SBSISouthside Bancshares Inc | COM | 5,604 | $216.0K | <0.1% | – | – | History |
| WTWWillis Towers Watson PLC | SHS | 949 | $217.0K | <0.1% | – | – | History |
| NGNovagold Resources Inc | COM NEW | 24,756 | $217.0K | <0.1% | – | – | History |
| CRH Med Corp12626F105 | COM | 54,900 | $217.0K | <0.1% | – | – | – |
| FONRFonar Corp | COM NEW | 11,979 | $217.0K | <0.1% | – | – | History |
| GLREGreenlight Capital Re, Ltd. | CLASS A | 25,023 | $218.0K | <0.1% | – | – | History |
| Hudson Executive Invt Corp443761119 | *W EXP 06/21/202 | 150,000 | $218.0K | <0.1% | – | – | – |
| SRIStoneridge Inc | COM | 6,959 | $221.0K | <0.1% | – | – | History |
| AMPSAltus Power, Inc. | COM CL A | 22,669 | $221.0K | <0.1% | – | – | History |
| PRKPark National Corp | COM | 1,720 | $222.0K | <0.1% | – | – | History |
| ANSSAnsys Inc | COM | 660 | $224.0K | <0.1% | – | – | History |
| BGSFBGSF, Inc. | COM | 16,184 | $227.0K | <0.1% | – | – | History |
| SQZSQZ Biotechnologies Co | COM | 16,593 | $227.0K | <0.1% | – | – | History |
| COVA Acquisition Corp.G2554Y112 | UNIT 04/01/2021 | 22,823 | $227.0K | <0.1% | – | – | – |
| AGNTAGNT, Inc. | COM | 4,997 | $228.0K | <0.1% | – | – | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 51,125 | $229.0K | <0.1% | – | – | – |
| VG Acquisition CorpG9446E113 | *W EXP 09/29/202 | 136,110 | $229.0K | <0.1% | – | – | – |
| FRHCFreedom Holding Corp. | COM | 4,317 | $230.0K | <0.1% | – | – | History |
| TRCTejon Ranch Co | COM | 13,738 | $230.0K | <0.1% | – | – | History |
| ABTXAllegiance Bancshares, Inc. | COM | 5,715 | $232.0K | <0.1% | – | – | History |
| EXCExelon Corp | Stock | 5,338 | $233.0K | <0.1% | – | – | History |
| BCBrunswick Corp | COM | 2,450 | $234.0K | <0.1% | – | – | History |
| CC Neuberger Prin Hldgs IIG3166T111 | *W EXP 07/29/202 | 212,500 | $234.0K | <0.1% | – | – | – |
| ELMEElme Communities | SH BEN INT | 10,613 | $235.0K | <0.1% | – | – | History |
| MITKMitek Systems Inc | COM NEW | 16,126 | $235.0K | <0.1% | – | – | History |
| KALAKALA BIO, Inc. | COM | 34,892 | $235.0K | <0.1% | – | – | History |
| INSWInternational Seaways, Inc. | COM | 12,234 | $237.0K | <0.1% | – | – | History |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 20,000 | $237.0K | <0.1% | – | – | History |
| ORICOric Pharmaceuticals, Inc. | COM | 9,812 | $240.0K | <0.1% | – | – | History |
| BMIBadger Meter Inc | COM | 2,591 | $241.0K | <0.1% | – | – | History |
| Periphas Capital Partnering Corp713895118 | *W EXP 12/10/202 | 112,500 | $243.0K | <0.1% | – | – | – |
| RLGTRadiant Logistics, Inc | COM | 35,092 | $244.0K | <0.1% | – | – | History |
| URBNUrban Outfitters Inc | COM | 6,605 | $246.0K | <0.1% | – | – | History |
| Ibere PharmaceuticalsG46843127 | UNIT 99/99/9999 | 25,000 | $247.0K | <0.1% | – | – | – |
| RGAReinsurance Group of America Inc | COM NEW | 1,970 | $248.0K | <0.1% | – | – | History |
| Haymaker Acquisition Corp II42087R207 | UNIT 03/01/2026 | 25,000 | $249.0K | <0.1% | – | – | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 25,000 | $249.0K | <0.1% | – | – | – |
| Catcha Investment CorpG1962Y128 | UNIT 99/99/9999 | 25,000 | $249.0K | <0.1% | – | – | – |
| AIVApartment Investment & Management Co | CL A | 40,684 | $250.0K | <0.1% | – | – | History |
| Via Renewables, Inc.846511103 | CL A COM | 23,364 | $250.0K | <0.1% | – | – | – |
| CFRCullen/Frost Bankers, Inc. | COM | 2,318 | $252.0K | <0.1% | – | – | History |
| Fortress Value Acquisition I349642116 | *W EXP 08/10/202 | 159,560 | $252.0K | <0.1% | – | – | – |
| SPHRSphere Entertainment Co. | CL A | 3,092 | $253.0K | <0.1% | – | – | History |
| Acies Acquisition CorpG0103T105 | CL A | 25,387 | $253.0K | <0.1% | – | – | – |
| OXMOxford Industries Inc | COM | 2,905 | $254.0K | <0.1% | – | – | History |
| UHALU-Haul Holding Co | COM | 414 | $254.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |