D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BBBLACKBERRY Ltd | COM | 631,375 | $5.32M | <0.1% | – | – | History |
| Inseego Corp.45782BAD6 | NOTE 3.250% 5/0 | – | $5.32M | <0.1% | – | – | – |
| CIGIColliers International Group Inc. | SUB VTG SHS | 54,400 | $5.35M | <0.1% | – | – | History |
| Longview Acquisition Corp. II54319Q204 | UNIT 99/99/9999 | 533,333 | $5.36M | <0.1% | – | – | – |
| TBHCBrand House Collective, Inc. | COM | 190,972 | $5.37M | <0.1% | – | – | History |
| AVYAAvaya Holdings Corp. | COM | 192,020 | $5.38M | <0.1% | – | – | History |
| IMAXImax Corp | COM | 269,299 | $5.41M | <0.1% | – | – | History |
| GLOBGlobant S.A. | COM | 26,180 | $5.43M | <0.1% | – | – | History |
| RNGRingCentral, Inc. | CL A | 18,247 | $5.44M | <0.1% | – | – | History |
| Vectoiq Acquisition Corp II92244F109 | COM CL A | 550,000 | $5.46M | <0.1% | – | – | – |
| LUVSouthwest Airlines Co | COM | 89,396 | $5.46M | <0.1% | – | – | History |
| HLIHoulihan Lokey, Inc. | CL A | 82,120 | $5.46M | <0.1% | – | – | History |
| FCPTFour Corners Property Trust, Inc. | COM | 199,500 | $5.47M | <0.1% | – | – | History |
| Eve Holding, Inc.98907K103 | COM CL A | 549,584 | $5.47M | <0.1% | – | – | – |
| VMRKVivmark Residential | SH BEN INT | 76,474 | $5.48M | <0.1% | – | – | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $5.50M | <0.1% | – | – | – |
| EXLSExlService Holdings, Inc. | COM | 61,240 | $5.52M | <0.1% | – | – | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 99,110 | $5.53M | <0.1% | – | – | – |
| Trebia Acquisition CorpG9027T109 | COM CL A | 558,299 | $5.56M | <0.1% | – | – | – |
| ATROAstronics Corp | COM | 308,609 | $5.57M | <0.1% | – | – | History |
| Northern Genesis Acqu Corp I66516W206 | UNIT 99/99/9999 | 558,449 | $5.57M | <0.1% | – | – | – |
| ZENZendesk, Inc. | COM | 42,426 | $5.63M | <0.1% | – | – | History |
| MEDPMedpace Holdings, Inc. | COM | 34,301 | $5.63M | <0.1% | – | – | History |
| JCIJohnson Controls International plc | Stock | 94,665 | $5.65M | <0.1% | – | – | History |
| PFGPrincipal Financial Group Inc | COM | 94,456 | $5.66M | <0.1% | – | – | History |
| EAFGraftech International Ltd | COM | 464,716 | $5.68M | <0.1% | – | – | History |
| PWRQuanta Services, Inc. | COM | 64,604 | $5.68M | <0.1% | – | – | History |
| Tenneco Inc880349105 | CL A VTG COM STK | 532,065 | $5.70M | <0.1% | – | – | – |
| RFRegions Financial Corp | COM | 276,389 | $5.71M | <0.1% | – | – | History |
| BSYBentley Systems Inc | COM CL B | 121,915 | $5.72M | <0.1% | – | – | History |
| IRDMIridium Communications Inc. | COM | 138,730 | $5.72M | <0.1% | – | – | History |
| DKNGDraftKings Inc. | COM CL A | 93,490 | $5.73M | <0.1% | – | – | History |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 576,266 | $5.74M | <0.1% | – | – | – |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 575,481 | $5.75M | <0.1% | – | – | – |
| WNCWabash National Corp | COM | 306,649 | $5.76M | <0.1% | – | – | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $5.77M | <0.1% | – | – | – |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $5.77M | <0.1% | – | – | – |
| CORECore-Mark Holding Company, LLC | COM | 149,291 | $5.78M | <0.1% | – | – | History |
| KBKB Financial Group Inc. | SPONSORED ADR | 116,984 | $5.78M | <0.1% | – | – | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 172,900 | $5.89M | <0.1% | – | – | – |
| TCDATricida, Inc. | COM | 1,113,108 | $5.89M | <0.1% | – | – | History |
| CPRTCopart Inc | COM | 54,385 | $5.91M | <0.1% | – | – | History |
| COOCooper Companies, Inc. | COM NEW | 15,399 | $5.92M | <0.1% | – | – | History |
| NMRNomura Holdings Inc | SPONSORED ADR | 1,104,966 | $5.92M | <0.1% | – | – | History |
| Cyberark Software LtdM2682V108 | SHS | 45,802 | $5.92M | <0.1% | – | – | – |
| SUPSuperior Industries International Inc | COM | 1,044,361 | $5.93M | <0.1% | – | – | History |
| SPBSpectrum Brands Holdings, Inc. | COM | 69,949 | $5.95M | <0.1% | – | – | History |
| REVGREV Group, Inc. | COM | 310,636 | $5.95M | <0.1% | – | – | History |
| VIRVir Biotechnology, Inc. | COM | 116,292 | $5.96M | <0.1% | – | – | History |
| AMGAffiliated Managers Group, Inc. | Stock | 40,243 | $6.00M | <0.1% | – | – | History |
| CTSHCognizant Technology Solutions Corp | CL A | 77,224 | $6.03M | <0.1% | – | – | History |
| SEMSelect Medical Holdings Corp | COM | 177,455 | $6.05M | <0.1% | – | – | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 433,422 | $6.05M | <0.1% | – | – | History |
| IAC Interactivecorp New44891N109 | COM | 28,073 | $6.07M | <0.1% | – | – | – |
| CAGConagra Brands Inc. | Stock | 161,746 | $6.08M | <0.1% | – | – | History |
| AGROAdecoagro S.A. | COM | 774,102 | $6.08M | <0.1% | – | – | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 1,132,228 | $6.09M | <0.1% | – | – | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 613,892 | $6.10M | <0.1% | – | – | – |
| HEIHeico Corp | COM | 48,500 | $6.10M | <0.1% | – | – | History |
| NXQuanex Building Products CORP | COM | 233,949 | $6.14M | <0.1% | – | – | History |
| LTRPALiberty TripAdvisor Holdings, Inc. | COM SER A | 967,180 | $6.17M | <0.1% | – | – | History |
| NPKINPK International Inc. | COM SHS | 1,972,283 | $6.19M | <0.1% | – | – | History |
| NOVASunnova Energy International Inc. | COM | 152,372 | $6.22M | <0.1% | – | – | History |
| HAFCHanmi Financial Corp | COM NEW | 316,172 | $6.24M | <0.1% | – | – | History |
| INNSummit Hotel Properties, Inc. | COM | 615,818 | $6.26M | <0.1% | – | – | History |
| CSIQCanadian Solar Inc. | COM | 126,171 | $6.26M | <0.1% | – | – | History |
| CVSACovista Inc. | COM | 159,463 | $6.30M | <0.1% | – | – | History |
| ANGIAngi Inc. | COM CL A NEW | 488,676 | $6.35M | <0.1% | – | – | History |
| YEXTYext, Inc. | COM | 439,841 | $6.37M | <0.1% | – | – | History |
| ANABAnaptysbio, Inc | COM | 295,594 | $6.37M | <0.1% | – | – | History |
| FRGIFiesta Restaurant Group, Inc. | COM | 506,694 | $6.38M | <0.1% | – | – | History |
| RPMRPM International Inc | COM | 69,997 | $6.43M | <0.1% | – | – | History |
| ESTCElastic N.V. | ORD SHS | 57,951 | $6.45M | <0.1% | – | – | History |
| TBBKBancorp, Inc. | COM | 311,560 | $6.46M | <0.1% | – | – | History |
| ARESAres Management Corp | CL A COM STK | 115,237 | $6.46M | <0.1% | – | – | History |
| ENREnergizer Holdings, Inc. | COM | 136,306 | $6.47M | <0.1% | – | – | History |
| KNDIKandi Technologies Group, Inc. | COM | 1,035,262 | $6.47M | <0.1% | – | – | History |
| LNTAlliant Energy Corp | Stock | 120,032 | $6.50M | <0.1% | – | – | History |
| TRTXTPG RE Finance Trust, Inc. | COM | 583,794 | $6.54M | <0.1% | – | – | History |
| UPSTUpstart Holdings, Inc. | COM | 50,820 | $6.55M | <0.1% | – | – | History |
| AGRAvangrid, Inc. | COM | 131,741 | $6.56M | <0.1% | – | – | History |
| SHAKShake Shack Inc. | CL A | 58,389 | $6.58M | <0.1% | – | – | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 121,439 | $6.59M | <0.1% | – | – | History |
| RILYBRC Group Holdings, Inc. | COM | 117,167 | $6.61M | <0.1% | – | – | History |
| RYZRyerson Holding Corp | COM | 387,895 | $6.61M | <0.1% | – | – | History |
| MANTMantech International Corp | CL A | 76,252 | $6.63M | <0.1% | – | – | History |
| PHRPhreesia, Inc. | COM | 127,276 | $6.63M | <0.1% | – | – | History |
| EIGEmployers Holdings, Inc. | COM | 154,571 | $6.66M | <0.1% | – | – | History |
| TWITitan International Inc | COM | 719,172 | $6.67M | <0.1% | – | – | History |
| THSTreeHouse Foods, Inc. | COM | 128,017 | $6.69M | <0.1% | – | – | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 64,532 | $6.69M | <0.1% | – | – | History |
| WKHSWorkhorse Group Inc. | COM NEW | 486,120 | $6.69M | <0.1% | – | – | History |
| SPLKSplunk Inc | COM | 49,499 | $6.71M | <0.1% | – | – | History |
| China Life Ins Co Ltd16939P106 | SPON ADR REP H | 3,250,000 | $6.71M | <0.1% | – | – | – |
| PLNTPlanet Fitness, Inc. | CL A | 86,875 | $6.71M | <0.1% | – | – | History |
| Equity Distr Acquisition Cor29465E106 | COM CL A | 678,171 | $6.72M | <0.1% | – | – | – |
| MTBM&T Bank Corp | COM | 44,503 | $6.75M | <0.1% | – | – | History |
| CORTCorcept Therapeutics Inc | COM | 285,117 | $6.78M | <0.1% | – | – | History |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $6.79M | <0.1% | – | – | – |
| CHUYChuy's Holdings, Inc. | COM | 153,683 | $6.81M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |